Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 997-998 [2022-00064]

Download as PDF Federal Register / Vol. 87, No. 5 / Friday, January 7, 2022 / Notices distribution arrangements pursuant to rule 12b–1 under the Act. Applicants request an order under section 17(d) and rule 17d–1 under the Act to the extent necessary to permit the Fund to impose asset-based distribution and/or service fees. Applicants have agreed to comply with rules 12b–1 and 17d–3 as if those rules applied to closed-end investment companies, which they believe will resolve any concerns that might arise in connection with a Fund financing the distribution of its shares through assetbased distribution fees. 3. For the reasons stated above, applicants submit that the exemptions requested under section 6(c) are necessary and appropriate in the public interest and are consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Act. Applicants also state that the Funds’ imposition of assetbased distribution and/or service fees is consistent with the provisions, policies and purposes of the Act and does not involve participation on a basis different from or less advantageous than that of other participants. Applicants’ Condition Applicants agree that any order granting the requested relief will be subject to the following condition: Each Fund relying on the order will comply with the provisions of rules 6c– 10, 12b–1, 17d–3, 18f–3, 22d–1, and, where applicable, 11a–3 under the Act, as amended from time to time, as if those rules applied to closed-end management investment companies, and will comply with the FINRA Sales Charge Rule, as amended from time to time, as if that rule applied to all closedend management investment companies. For the Commission, by the Division of Investment Management, under delegated authority. J. Matthew DeLesDernier, Assistant Secretary. American Beacon Apollo Total Return Fund [File No. 811–23351] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 28, 2021, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $2,397 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on November 24, 2021, and amended on December 17, 2021. Applicant’s Address: Kathy.Ingber@ klgates.com. [FR Doc. 2022–00113 Filed 1–6–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34460] tkelley on DSK125TN23PROD with NOTICE Act of 1940 for the month of December 2021. A copy of each application may be obtained via the Commission’s website by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. Hearing requests should be received by the SEC by 5:30 p.m. on January 25, 2022, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 American Beacon Sound Point Enhanced Income Fund [File No. 811– 23326] January 3, 2022. Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On July 6, 2021, The following is a notice of applications for deregistration under section 8(f) of the Investment Company VerDate Sep<11>2014 17:08 Jan 06, 2022 Jkt 256001 PO 00000 Frm 00078 Fmt 4703 Sfmt 4703 997 applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $2,397 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on November 24, 2021, and amended on December 17, 2021. Applicant’s Address: Kathy.Ingber@ klgates.com. Gadsden ETF Trust [File No. 811– 23329] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on September 20, 2021, and amended on December 6, 2021. Applicant’s Address: compliance@ almanackip.com. General New Jersey Municipal Money Market Fund, Inc. [File No. 811–05527] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On September 11, 2020, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $3,324 incurred in connection with the liquidation were paid by the applicant’s investment advisor. Filing Dates: The application was filed on October 12, 2021, and amended on December 14, 2021. Applicant’s Address: Sarah.Kelleher@ bnymellon.com. SPT Funds Investment Trust [File No. 811–22159] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on November 9, 2021. Applicant’s Address: Joy.ausili@mfacca.com. Stone Ridge Trust VI [File No. 811– 23478] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 21, 2021, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $36,029 incurred in connection with the reorganization were paid by the applicant’s investment adviser. E:\FR\FM\07JAN1.SGM 07JAN1 998 Federal Register / Vol. 87, No. 5 / Friday, January 7, 2022 / Notices Filing Dates: The application was filed on September 13, 2021, and amended on December 3, 2021. Applicant’s Address: legalnotices@ stoneridgeam.com. For the Commission, by the Division of Investment Management, pursuant to delegated authority. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–00064 Filed 1–6–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–93891; File No. SR– NASDAQ–2021–054] Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Listing Rule IM–5101–2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction January 3, 2022. On June 24, 2021, The Nasdaq Stock Market LLC (‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to modify Listing Rule IM–5101–2 to permit an acquisition company to contribute a portion of the amount held in its deposit account to a deposit account of a new acquisition company in a spin-off or similar corporate transaction. The proposed rule change was published for comment in the Federal Register on July 13, 2021.3 On August 25, 2021, pursuant to Section 19(b)(2) of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5 On September 30, 2021, the Commission instituted proceedings under Section 19(b)(2)(B) of 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 92344 (July 7, 2021), 86 FR 36841. Comments received on the proposal are available on the Commission’s website at: https://www.sec.gov/comments/srnasdaq-2021-054/srnasdaq2021054.htm. 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release No. 92751, 86 FR 48780 (Aug. 31, 2021). the Act 6 to determine whether to approve or disapprove the proposed rule change.7 Section 19(b)(2) of the Act 8 provides that, after initiating proceedings, the Commission shall issue an order approving or disapproving the proposed rule change not later than 180 days after the date of publication of notice of filing of the proposed rule change. The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate and publishes the reasons for such determination. The proposed rule change was published for comment in the Federal Register on July 13, 2021.9 The 180th day after publication of the proposed rule change is January 9, 2022. The Commission is extending the time period for approving or disapproving the proposed rule change for an additional 60 days. The Commission finds that it is appropriate to designate a longer period within which to issue an order approving or disapproving the proposed rule change so that it has sufficient time to consider the proposed rule change and comments received. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,10 designates March 10, 2022, as the date by which the Commission shall either approve or disapprove the proposed rule change (File Number SR–NASDAQ–2021–054). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–00058 Filed 1–6–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34461; 812–15192, 812–15192–01] Apollo Credit Management, LLC and Apollo Debt Solutions BDC January 3, 2022. Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice. AGENCY: tkelley on DSK125TN23PROD with NOTICE 2 17 VerDate Sep<11>2014 17:08 Jan 06, 2022 Jkt 256001 6 15 U.S.C. 78s(b)(2)(B). Securities Exchange Act Release No. 93219, 86 FR 55664 (Oct. 6, 2021). 8 15 U.S.C. 78s(b)(2). 9 See supra note 3. 10 15 U.S.C. 78s(b)(2). 11 17 CFR 200.30–3(a)(57). 7 See PO 00000 Frm 00079 Fmt 4703 Sfmt 4703 Notice of an application under Section 6(c) of the Investment Company Act of 1940 (the ‘‘Act’’) for an exemption from Sections 18(a)(2), 18(c), 18(i) and Section 61(a) of the Act. Applicants request an order to permit certain closed-end management investment companies that have elected to be regulated as business development companies (‘‘BDCs’’) to issue multiple classes of shares with varying sales loads and asset-based service and/or distribution fees. SUMMARY OF APPLICATION: Apollo Credit Management, LLC (the ‘‘Current Investment Adviser’’) and Apollo Debt Solutions BDC (‘‘ADSB’’). APPLICANTS: The application was filed on January 7, 2021, and amended on July 23, 2021, November 5, 2021, and December 22, 2021. FILING DATES: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by emailing the Commission’s Secretary at SecretarysOffice@sec.gov and serving applicants with a copy of the request by email. Hearing requests should be received by the Commission by 5:30 p.m. on January 28, 2022, and should be accompanied by proof of service on the applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the 1940 Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at SecretarysOffice@sec.gov. HEARING OR NOTIFICATION OF HEARING: The Commission: Secretarys-Office@sec.gov. Applicants: Joseph D. Glatt, Apollo Credit Management, LLC, JGlatt@apollo.com. ADDRESSES: FOR FURTHER INFORMATION CONTACT: Stephan N. Packs, Senior Counsel, at (202) 551–6853, or Terri G. Jordan, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). The following is a summary of the application. The complete application may be obtained via the Commission’s website by searching for the file number, or for an applicant using the Company name box, at https:// www.sec.gov/search/search.htm or by calling (202) 551–8090. SUPPLEMENTARY INFORMATION: E:\FR\FM\07JAN1.SGM 07JAN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 87, Number 5 (Friday, January 7, 2022)]
[Notices]
[Pages 997-998]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-00064]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34460]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

January 3, 2022.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
December 2021. A copy of each application may be obtained via the 
Commission's website by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by emailing the SEC's 
Secretary at [email protected] and serving the relevant 
applicant with a copy of the request by email, if an email address is 
listed for the relevant applicant below, or personally or by mail, if a 
physical address is listed for the relevant applicant below. Hearing 
requests should be received by the SEC by 5:30 p.m. on January 25, 
2022, and should be accompanied by proof of service on applicants, in 
the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to Rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected].

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at 
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE, Washington, DC 20549-8010.

American Beacon Apollo Total Return Fund [File No. 811-23351]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 28, 
2021, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $2,397 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on November 24, 2021, and 
amended on December 17, 2021.
    Applicant's Address: [email protected].

American Beacon Sound Point Enhanced Income Fund [File No. 811-23326]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On July 6, 
2021, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $2,397 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on November 24, 2021, and 
amended on December 17, 2021.
    Applicant's Address: [email protected].

Gadsden ETF Trust [File No. 811-23329]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has never made a public offering of 
its securities and does not propose to make a public offering or engage 
in business of any kind.
    Filing Dates: The application was filed on September 20, 2021, and 
amended on December 6, 2021.
    Applicant's Address: [email protected].

General New Jersey Municipal Money Market Fund, Inc. [File No. 811-
05527]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 11, 2020, applicant made a 
liquidating distribution to its shareholders based on net asset value. 
Expenses of $3,324 incurred in connection with the liquidation were 
paid by the applicant's investment advisor.
    Filing Dates: The application was filed on October 12, 2021, and 
amended on December 14, 2021.
    Applicant's Address: [email protected].

SPT Funds Investment Trust [File No. 811-22159]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has never made a public offering of 
its securities and does not propose to make a public offering or engage 
in business of any kind.
    Filing Date: The application was filed on November 9, 2021.
    Applicant's Address: ca.com">[email protected]ca.com.

Stone Ridge Trust VI [File No. 811-23478]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 21, 
2021, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $36,029 incurred in connection 
with the reorganization were paid by the applicant's investment 
adviser.

[[Page 998]]

    Filing Dates: The application was filed on September 13, 2021, and 
amended on December 3, 2021.
    Applicant's Address: [email protected].

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-00064 Filed 1-6-22; 8:45 am]
BILLING CODE 8011-01-P

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