Proposed Definition-Supporting Effective Educator Development Program, 71207-71209 [2021-27108]

Download as PDF Federal Register / Vol. 86, No. 238 / Wednesday, December 15, 2021 / Proposed Rules guidance, and would you propose to amend or repeal them? If amend, how? And if repeal, why repeal rather than amend? 26. In what ways could BSA regulations or guidance be more efficient in light of innovative approaches and new technologies. For should any BSA regulations or guidance account for technological advancements, such as digital identification, machine learning, and artificial intelligence? If so, how? V. Conclusion Conducting the formal review required under Section 6216 of the AML Act will assist FinCEN in modernizing and streamlining BSA regulations and guidance to ensure that they continue to: (i) Support the purposes and goals of the BSA and the AML Act, and (ii) safeguard the U.S. financial system. The formal review will also allow FinCEN to identify and, as appropriate, revise regulations and guidance that do not promote a risk-based AML/CFT regime for financial institutions, are not in conformity with international standards, or are outdated, redundant, or inefficient. In addition, the formal review will assist FinCEN in identifying recommendations for administrative and legislative changes to BSA regulations and guidance. FinCEN seeks input from the public on the questions set forth above, including from regulated parties; state, local, and Tribal governments; law enforcement; regulators; other consumers of BSA data; and any other interested parties. We encourage all interested parties to provide their views. Himamauli Das, Acting Director, Financial Crimes Enforcement Network. [FR Doc. 2021–27081 Filed 12–14–21; 8:45 am] BILLING CODE 4810–02–P DEPARTMENT OF EDUCATION 34 CFR Chapter II [Docket ID ED–2021–OESE–0148] khammond on DSKJM1Z7X2PROD with PROPOSALS Proposed Definition—Supporting Effective Educator Development Program Office of Elementary and Secondary Education, Department of Education. ACTION: Proposed definition. AGENCY: The Department of Education (Department) proposes to establish a definition for the Supporting Effective Educator Development (SEED) program, SUMMARY: VerDate Sep<11>2014 16:40 Dec 14, 2021 Jkt 256001 Assistance Listing Number 84.423A. We propose to define ‘‘national nonprofit entity,’’ for the purpose of clarifying the SEED program eligibility requirements. DATES: We must receive your comments on or before January 14, 2022. ADDRESSES: Submit your comments through the Federal eRulemaking Portal or via postal mail, commercial delivery, or hand delivery. We will not accept comments submitted by fax or by email or those submitted after the comment period. To ensure that we do not receive duplicate copies, please submit your comments only once. In addition, please include the Docket ID at the top of your comments. • Federal eRulemaking Portal: Go to www.regulations.gov to submit your comments electronically. Information on using Regulations.gov, including instructions for accessing agency documents, submitting comments, and viewing the docket, is available on the site under ‘‘Help.’’ • Postal Mail, Commercial Delivery, or Hand Delivery: If you mail or deliver your comments about the proposed definition, address them to Christine Miller, U.S. Department of Education, 400 Maryland Avenue SW, Room 3C152 Washington, DC 20202. Privacy Note: The Department’s policy is to make all comments received from members of the public available for public viewing in their entirety on the Federal eRulemaking Portal at www.regulations.gov. Therefore, commenters should be careful to include in their comments only information that they wish to make publicly available. FOR FURTHER INFORMATION CONTACT: Christine Miller, U.S. Department of Education, 400 Maryland Avenue SW, Room 3C152, Washington, DC 20202. Telephone: (202)260–7350. Email: christine.miller@ed.gov. If you use a telecommunications device for the deaf (TDD) or a text telephone (TTY), call the Federal Relay Service (FRS), toll-free, at 1–800–877– 8339. SUPPLEMENTARY INFORMATION: Invitation to Comment: We invite you to submit comments regarding the proposed definition. To ensure that your comments have maximum effect in developing the final definition, we urge you to identify clearly the specific section of the proposed definition that each comment addresses. We invite you to assist us in complying with the specific requirements of Executive Orders 12866 and 13563 and their overall requirement of reducing regulatory burden that might result from the proposed PO 00000 Frm 00025 Fmt 4702 Sfmt 4702 71207 definition. Please let us know of any further ways we could reduce potential costs or increase potential benefits while preserving the effective and efficient administration of our programs. During and after the comment period, you may inspect all public comments about the proposed definition by accessing Regulations.gov. You may also inspect the comments in person. Please contact the person listed under FOR FURTHER INFORMATION CONTACT to make arrangements to inspect the comments in person. Assistance to Individuals with Disabilities in Reviewing the Rulemaking Record: On request we will provide an appropriate accommodation or auxiliary aid to an individual with a disability who needs assistance to review the comments or other documents in the public rulemaking record for the proposed definition. If you want to schedule an appointment for this type of accommodation or auxiliary aid, please contact the person listed under FOR FURTHER INFORMATION CONTACT. Program Authority: Section 2242 of the ESEA (20 U.S.C. 6672). Proposed Definition: Background: Section 2242 of the Elementary and Secondary Education Act of 1965, as amended (ESEA), provides that eligible entities for awards under the SEED program include national nonprofit entities with a demonstrated record of raising student academic achievement, graduation rates, and rates of higher education attendance, matriculation, or completion, or of effectiveness in providing preparation and professional development activities and programs for teachers, principals, or other school leaders. We propose to define ‘‘national nonprofit entity,’’ for purposes of this eligibility requirement, to allow potential applicants to determine their eligibility for a grant under this program more readily, have a clear understanding of the information they must provide to establish eligibility, and allow the Department to make decisions on applicant eligibility more effectively and efficiently. Our experience with administering the fiscal year (FY) 2018 and FY 2020 SEED competitions, including feedback from applicants and funded grantees, demonstrates the need to define the term ‘‘national nonprofit entity’’ and provide more transparency regarding applicant eligibility requirements. The proposed definition incorporates the definition of ‘‘nonprofit’’ under 34 CFR 77.1(c) but also clarifies how an entity would demonstrate that its work is ‘‘national’’ in scope. The proposed definition E:\FR\FM\15DEP1.SGM 15DEP1 71208 Federal Register / Vol. 86, No. 238 / Wednesday, December 15, 2021 / Proposed Rules specifies that the nonprofit organization must provide services in three or more States. We believe that, if an entity is providing services in three or more States, its work is of sufficient breadth to be considered ‘‘national’’ in scope. Proposed Definition: The Department proposes the following definition for use in any SEED competition in which the term ‘‘national nonprofit entity’’ is used in connection with the eligibility requirement in section 2242 of the ESEA: National nonprofit entity means an entity— (a) That meets the definition of ‘‘nonprofit’’ under 34 CFR 77.1(c); and (b) Is of national scope, which requires that the entity— (1) Provides services in three or more States; and (2) Demonstrates a proven record of serving or benefitting teachers, principals, and school leaders across these States. Final Definition: We will announce the final definition in a document in the Federal Register. We will determine the final definition after considering responses to the proposed definition and other information available to the Department. This document does not preclude us from proposing additional priorities, requirements, definitions, or selection criteria, subject to meeting applicable rulemaking requirements. Note: This document does not solicit applications. In any year in which we choose to use the proposed definition, we invite applications through a notice in the Federal Register. Executive Orders 12866 and 13563 khammond on DSKJM1Z7X2PROD with PROPOSALS Regulatory Impact Analysis Under Executive Order 12866, it must be determined whether this regulatory action is ‘‘significant’’ and, therefore, subject to the requirements of the Executive order and subject to review by the Office of Management and Budget (OMB). Section 3(f) of Executive Order 12866 defines a ‘‘significant regulatory action’’ as an action likely to result in a rule that may— (1) Have an annual effect on the economy of $100 million or more, or adversely affect a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or Tribal governments or communities in a material way (also referred to as an ‘‘economically significant’’ rule); (2) Create serious inconsistency or otherwise interfere with an action taken or planned by another agency; (3) Materially alter the budgetary impacts of entitlement grants, user fees, VerDate Sep<11>2014 16:40 Dec 14, 2021 Jkt 256001 or loan programs or the rights and obligations of recipients thereof; or (4) Raise novel legal or policy issues arising out of legal mandates, the President’s priorities, or the principles stated in the Executive order. This proposed regulatory action is not a significant regulatory action subject to review by OMB under section 3(f) of Executive Order 12866. We have also reviewed this proposed regulatory action under Executive Order 13563, which supplements and explicitly reaffirms the principles, structures, and definitions governing regulatory review established in Executive Order 12866. To the extent permitted by law, Executive Order 13563 requires that an agency— (1) Propose or adopt regulations only upon a reasoned determination that their benefits justify their costs (recognizing that some benefits and costs are difficult to quantify); (2) Tailor its regulations to impose the least burden on society, consistent with obtaining regulatory objectives and taking into account—among other things and to the extent practicable—the costs of cumulative regulations; (3) In choosing among alternative regulatory approaches, select those approaches that maximize net benefits (including potential economic, environmental, public health and safety, and other advantages; distributive impacts; and equity); (4) To the extent feasible, specify performance objectives, rather than the behavior or manner of compliance a regulated entity must adopt; and (5) Identify and assess available alternatives to direct regulation, including economic incentives—such as user fees or marketable permits—to encourage the desired behavior, or provide information that enables the public to make choices. Executive Order 13563 also requires an agency ‘‘to use the best available techniques to quantify anticipated present and future benefits and costs as accurately as possible.’’ The Office of Information and Regulatory Affairs of OMB has emphasized that these techniques may include ‘‘identifying changing future compliance costs that might result from technological innovation or anticipated behavioral changes.’’ We are issuing the proposed definition only on a reasoned determination that the benefits would justify the costs. In choosing among alternative regulatory approaches, we selected those approaches that would maximize net benefits. Based on an analysis of anticipated costs and benefits, we believe that the proposed PO 00000 Frm 00026 Fmt 4702 Sfmt 4702 definition is consistent with the principles in Executive Order 13563. We also have determined that this regulatory action would not unduly interfere with State, local, and Tribal governments in the exercise of their governmental functions. Potential Costs and Benefits The Department believes that this proposed regulatory action would not impose significant costs on eligible entities, whose participation in our programs is voluntary, and costs can generally be covered with grant funds. As a result, the proposed definition would not impose any burden except when an entity voluntarily elects to apply for a grant. The benefits of the proposed definition would outweigh any associated costs because they would help clarify applicant eligibility. Clarity of the Regulations Executive Order 12866 and the Presidential memorandum ‘‘Plain Language in Government Writing’’ require each agency to write regulations that are easy to understand. The Secretary invites comments on how to make the proposed definition easier to understand, including answers to questions such as the following: • Do the proposed regulations contain technical terms or other wording that interferes with their clarity? • Could the description of the proposed regulations in the SUPPLEMENTARY INFORMATION section of this preamble be more helpful in making the proposed regulations easier to understand? If so, how? • What else could we do to make the proposed regulations easier to understand? • Are the requirements in the proposed regulations clearly stated? • Does the format of the proposed regulations (grouping and order of sections, use of headings, paragraphing, etc.) aid or reduce their clarity? • Would the proposed regulations be easier to understand if we divided them into more (but shorter) sections? To send any comments that concern how the Department could make the proposed definition easier to understand, see the instructions in the ADDRESSES section. Regulatory Flexibility Act Certification The Secretary certifies that this proposed regulatory action would not have a significant economic impact on a substantial number of small entities. The U.S. Small Business Administration Size Standards define proprietary institutions as small businesses if they are independently owned and operated, E:\FR\FM\15DEP1.SGM 15DEP1 Federal Register / Vol. 86, No. 238 / Wednesday, December 15, 2021 / Proposed Rules khammond on DSKJM1Z7X2PROD with PROPOSALS are not dominant in their field of operation, and have total annual revenue below $7,000,000. Nonprofit institutions are defined as small entities if they are independently owned and operated and not dominant in their field of operation. Public institutions are defined as small organizations if they are operated by a government overseeing a population below 50,000. Of the impacts we estimate accruing to grantees or eligible entities, all are voluntary and related mostly to an increase in the number of applications prepared and submitted annually for competitive grant competitions. Therefore, we do not believe that the proposed definition would significantly impact small entities beyond the potential for increasing the likelihood of their applying for, and receiving, competitive grants from the Department. Paperwork Reduction Act of 1995 The proposed definition does not contain any information collection requirements. Intergovernmental Review: This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. One of the objectives of the Executive order is to foster an intergovernmental partnership and a strengthened federalism. The Executive order relies on processes developed by State and local governments for coordination and review of proposed Federal financial assistance. This document provides early notification of our specific plans and actions for this program. Accessible Format: On request to the program contact person listed under FOR FURTHER INFORMATION CONTACT, individuals with disabilities can obtain this document in an accessible format. The Department will provide the requestor with an accessible format that may include Rich Text Format (RTF) or text format (txt), a thumb drive, an MP3 file, braille, large print, audiotape, or compact disc, or other accessible format. Electronic Access to This Document: The official version of this document is the document published in the Federal Register. You may access the official edition of the Federal Register and the Code of Federal Regulations at www.govinfo.gov. At this site you can view this document, as well as all other documents of this Department published in the Federal Register, in text or Portable Document Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is available free at the site. You may also access documents of the Department published in the Federal Register by using the article search VerDate Sep<11>2014 16:40 Dec 14, 2021 Jkt 256001 feature at www.federalregister.gov. Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department. Ian Rosenblum, Deputy Assistant Secretary for Policy and Programs Delegated the Authority to Perform the Functions and Duties of the Assistant Secretary for the Office of Elementary and Secondary Education. [FR Doc. 2021–27108 Filed 12–14–21; 8:45 am] BILLING CODE 4000–01–P DEPARTMENT OF COMMERCE Patent and Trademark Office 37 CFR Part 1 [Docket No.: PTO–P–2021–0007] Electronic Patent Issuance United States Patent and Trademark Office, Department of Commerce. ACTION: Notice of Proposed Rulemaking. AGENCY: The United States Patent and Trademark Office (USPTO) is proposing to implement electronic patent issuance. Under the proposed change, the USPTO would issue patents electronically through its patent document viewing systems (i.e., Patent Center and Patent Application Image Retrieval (PAIR)). Patents would no longer be issued on paper, and as a result, they would no longer be mailed to the correspondence address of record as part of the patent issuance process. The elimination of these steps would allow issued patents to be available weeks sooner in electronic form, and the patentee would be able to view and print the complete issued patent via the USPTO’s patent document viewing systems immediately upon issue. Patentees would continue to have the option of ordering an unlimited number of paper presentation copies and certified copies of patents. DATES: Comments must be received by February 14, 2022 to ensure consideration. SUMMARY: For reasons of Government efficiency, comments must be submitted through the Federal eRulemaking Portal at www.regulations.gov. To submit comments via the portal, enter docket number PTO–P–2021–0007 on the homepage and click ‘‘Search.’’ The site will provide a search results page listing all documents associated with this docket. Find a reference to this document and click on the ‘‘Comment PO 00000 Frm 00027 Fmt 4702 Sfmt 4702 Now!’’ icon, complete the required fields, and enter or attach your comments. Attachments to electronic comments will be accepted in ADOBE® portable document format or MICROSOFT WORD® format. Because comments will be made available for public inspection, information that the submitter does not desire to make public, such as an address or phone number, should not be included in the comments. Visit the Federal eRulemaking Portal (www.regulations.gov) for additional instructions on providing comments via the portal. If electronic submission of comments is not feasible due to a lack of access to a computer and/or the internet, please contact the USPTO using the contact information below for special instructions. FOR FURTHER INFORMATION CONTACT: RIN 0651–AD54 ADDRESSES: 71209 Mark Polutta, Office of Patent Legal Administration, Office of the Deputy Commissioner for Patents, at 571–272– 7709. For technical questions, contact the Patent Electronic Business Center (EBC) at 1–866–217–9197 (toll-free), 571–272–4100 (local), or ebc@uspto.gov. The EBC is open from 6 a.m. to midnight ET, Monday through Friday. The USPTO is proposing to issue and publish patent grants electronically via the USPTO’s document viewing systems. By doing so, the USPTO is continuing with its efforts to move to fully electronic processing of its patent applications. The electronic patent issuance process would enable the USPTO to issue patents approximately two weeks faster than the current process. One of the specific powers granted to the USPTO by 35 U.S.C. 2(b)(1) is to ‘‘adopt and use a seal of the Office, which shall be judicially noticed and with which letters patent . . . issued by the Office shall be authenticated.’’ Currently, the USPTO issues ‘‘letters patent’’ (hereafter, patents) as paper patents under the seal of the USPTO, by virtue of being bound with a cover sheet that has both an embossed seal and the signature of the USPTO Director. As proposed, the USPTO would instead issue patents electronically under a new digital USPTO seal and with a digital signature from the USPTO Director, and the patents would be made available via the USPTO’s patent document viewing systems upon patent issuance. In the USPTO’s patent document viewing systems, a patentee would be able to view and print the patent in its entirety, including the cover sheet, front page, drawings, specification, and claims. SUPPLEMENTARY INFORMATION: E:\FR\FM\15DEP1.SGM 15DEP1

Agencies

[Federal Register Volume 86, Number 238 (Wednesday, December 15, 2021)]
[Proposed Rules]
[Pages 71207-71209]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-27108]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF EDUCATION

34 CFR Chapter II

[Docket ID ED-2021-OESE-0148]


Proposed Definition--Supporting Effective Educator Development 
Program

AGENCY: Office of Elementary and Secondary Education, Department of 
Education.

ACTION: Proposed definition.

-----------------------------------------------------------------------

SUMMARY: The Department of Education (Department) proposes to establish 
a definition for the Supporting Effective Educator Development (SEED) 
program, Assistance Listing Number 84.423A. We propose to define 
``national nonprofit entity,'' for the purpose of clarifying the SEED 
program eligibility requirements.

DATES: We must receive your comments on or before January 14, 2022.

ADDRESSES: Submit your comments through the Federal eRulemaking Portal 
or via postal mail, commercial delivery, or hand delivery. We will not 
accept comments submitted by fax or by email or those submitted after 
the comment period. To ensure that we do not receive duplicate copies, 
please submit your comments only once. In addition, please include the 
Docket ID at the top of your comments.
     Federal eRulemaking Portal: Go to www.regulations.gov to 
submit your comments electronically. Information on using 
Regulations.gov, including instructions for accessing agency documents, 
submitting comments, and viewing the docket, is available on the site 
under ``Help.''
     Postal Mail, Commercial Delivery, or Hand Delivery: If you 
mail or deliver your comments about the proposed definition, address 
them to Christine Miller, U.S. Department of Education, 400 Maryland 
Avenue SW, Room 3C152 Washington, DC 20202.
    Privacy Note: The Department's policy is to make all comments 
received from members of the public available for public viewing in 
their entirety on the Federal eRulemaking Portal at 
www.regulations.gov. Therefore, commenters should be careful to include 
in their comments only information that they wish to make publicly 
available.

FOR FURTHER INFORMATION CONTACT: Christine Miller, U.S. Department of 
Education, 400 Maryland Avenue SW, Room 3C152, Washington, DC 20202. 
Telephone: (202)260-7350. Email: [email protected].
    If you use a telecommunications device for the deaf (TDD) or a text 
telephone (TTY), call the Federal Relay Service (FRS), toll-free, at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION: 
    Invitation to Comment: We invite you to submit comments regarding 
the proposed definition. To ensure that your comments have maximum 
effect in developing the final definition, we urge you to identify 
clearly the specific section of the proposed definition that each 
comment addresses.
    We invite you to assist us in complying with the specific 
requirements of Executive Orders 12866 and 13563 and their overall 
requirement of reducing regulatory burden that might result from the 
proposed definition. Please let us know of any further ways we could 
reduce potential costs or increase potential benefits while preserving 
the effective and efficient administration of our programs.
    During and after the comment period, you may inspect all public 
comments about the proposed definition by accessing Regulations.gov. 
You may also inspect the comments in person. Please contact the person 
listed under FOR FURTHER INFORMATION CONTACT to make arrangements to 
inspect the comments in person.
    Assistance to Individuals with Disabilities in Reviewing the 
Rulemaking Record: On request we will provide an appropriate 
accommodation or auxiliary aid to an individual with a disability who 
needs assistance to review the comments or other documents in the 
public rulemaking record for the proposed definition. If you want to 
schedule an appointment for this type of accommodation or auxiliary 
aid, please contact the person listed under FOR FURTHER INFORMATION 
CONTACT.
    Program Authority: Section 2242 of the ESEA (20 U.S.C. 6672).
    Proposed Definition:
    Background: Section 2242 of the Elementary and Secondary Education 
Act of 1965, as amended (ESEA), provides that eligible entities for 
awards under the SEED program include national nonprofit entities with 
a demonstrated record of raising student academic achievement, 
graduation rates, and rates of higher education attendance, 
matriculation, or completion, or of effectiveness in providing 
preparation and professional development activities and programs for 
teachers, principals, or other school leaders. We propose to define 
``national nonprofit entity,'' for purposes of this eligibility 
requirement, to allow potential applicants to determine their 
eligibility for a grant under this program more readily, have a clear 
understanding of the information they must provide to establish 
eligibility, and allow the Department to make decisions on applicant 
eligibility more effectively and efficiently. Our experience with 
administering the fiscal year (FY) 2018 and FY 2020 SEED competitions, 
including feedback from applicants and funded grantees, demonstrates 
the need to define the term ``national nonprofit entity'' and provide 
more transparency regarding applicant eligibility requirements. The 
proposed definition incorporates the definition of ``nonprofit'' under 
34 CFR 77.1(c) but also clarifies how an entity would demonstrate that 
its work is ``national'' in scope. The proposed definition

[[Page 71208]]

specifies that the nonprofit organization must provide services in 
three or more States. We believe that, if an entity is providing 
services in three or more States, its work is of sufficient breadth to 
be considered ``national'' in scope.
    Proposed Definition: The Department proposes the following 
definition for use in any SEED competition in which the term ``national 
nonprofit entity'' is used in connection with the eligibility 
requirement in section 2242 of the ESEA:
    National nonprofit entity means an entity--
    (a) That meets the definition of ``nonprofit'' under 34 CFR 
77.1(c); and
    (b) Is of national scope, which requires that the entity--
    (1) Provides services in three or more States; and
    (2) Demonstrates a proven record of serving or benefitting 
teachers, principals, and school leaders across these States.
    Final Definition: We will announce the final definition in a 
document in the Federal Register. We will determine the final 
definition after considering responses to the proposed definition and 
other information available to the Department. This document does not 
preclude us from proposing additional priorities, requirements, 
definitions, or selection criteria, subject to meeting applicable 
rulemaking requirements.
    Note: This document does not solicit applications. In any year in 
which we choose to use the proposed definition, we invite applications 
through a notice in the Federal Register.

Executive Orders 12866 and 13563

Regulatory Impact Analysis

    Under Executive Order 12866, it must be determined whether this 
regulatory action is ``significant'' and, therefore, subject to the 
requirements of the Executive order and subject to review by the Office 
of Management and Budget (OMB). Section 3(f) of Executive Order 12866 
defines a ``significant regulatory action'' as an action likely to 
result in a rule that may--
    (1) Have an annual effect on the economy of $100 million or more, 
or adversely affect a sector of the economy, productivity, competition, 
jobs, the environment, public health or safety, or State, local, or 
Tribal governments or communities in a material way (also referred to 
as an ``economically significant'' rule);
    (2) Create serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impacts of entitlement grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles stated in the 
Executive order.
    This proposed regulatory action is not a significant regulatory 
action subject to review by OMB under section 3(f) of Executive Order 
12866.
    We have also reviewed this proposed regulatory action under 
Executive Order 13563, which supplements and explicitly reaffirms the 
principles, structures, and definitions governing regulatory review 
established in Executive Order 12866. To the extent permitted by law, 
Executive Order 13563 requires that an agency--
    (1) Propose or adopt regulations only upon a reasoned determination 
that their benefits justify their costs (recognizing that some benefits 
and costs are difficult to quantify);
    (2) Tailor its regulations to impose the least burden on society, 
consistent with obtaining regulatory objectives and taking into 
account--among other things and to the extent practicable--the costs of 
cumulative regulations;
    (3) In choosing among alternative regulatory approaches, select 
those approaches that maximize net benefits (including potential 
economic, environmental, public health and safety, and other 
advantages; distributive impacts; and equity);
    (4) To the extent feasible, specify performance objectives, rather 
than the behavior or manner of compliance a regulated entity must 
adopt; and
    (5) Identify and assess available alternatives to direct 
regulation, including economic incentives--such as user fees or 
marketable permits--to encourage the desired behavior, or provide 
information that enables the public to make choices.
    Executive Order 13563 also requires an agency ``to use the best 
available techniques to quantify anticipated present and future 
benefits and costs as accurately as possible.'' The Office of 
Information and Regulatory Affairs of OMB has emphasized that these 
techniques may include ``identifying changing future compliance costs 
that might result from technological innovation or anticipated 
behavioral changes.''
    We are issuing the proposed definition only on a reasoned 
determination that the benefits would justify the costs. In choosing 
among alternative regulatory approaches, we selected those approaches 
that would maximize net benefits. Based on an analysis of anticipated 
costs and benefits, we believe that the proposed definition is 
consistent with the principles in Executive Order 13563.
    We also have determined that this regulatory action would not 
unduly interfere with State, local, and Tribal governments in the 
exercise of their governmental functions.
Potential Costs and Benefits
    The Department believes that this proposed regulatory action would 
not impose significant costs on eligible entities, whose participation 
in our programs is voluntary, and costs can generally be covered with 
grant funds. As a result, the proposed definition would not impose any 
burden except when an entity voluntarily elects to apply for a grant. 
The benefits of the proposed definition would outweigh any associated 
costs because they would help clarify applicant eligibility.

Clarity of the Regulations

    Executive Order 12866 and the Presidential memorandum ``Plain 
Language in Government Writing'' require each agency to write 
regulations that are easy to understand.
    The Secretary invites comments on how to make the proposed 
definition easier to understand, including answers to questions such as 
the following:
     Do the proposed regulations contain technical terms or 
other wording that interferes with their clarity?
     Could the description of the proposed regulations in the 
SUPPLEMENTARY INFORMATION section of this preamble be more helpful in 
making the proposed regulations easier to understand? If so, how?
     What else could we do to make the proposed regulations 
easier to understand?
     Are the requirements in the proposed regulations clearly 
stated?
     Does the format of the proposed regulations (grouping and 
order of sections, use of headings, paragraphing, etc.) aid or reduce 
their clarity?
     Would the proposed regulations be easier to understand if 
we divided them into more (but shorter) sections?
    To send any comments that concern how the Department could make the 
proposed definition easier to understand, see the instructions in the 
ADDRESSES section.

Regulatory Flexibility Act Certification

    The Secretary certifies that this proposed regulatory action would 
not have a significant economic impact on a substantial number of small 
entities. The U.S. Small Business Administration Size Standards define 
proprietary institutions as small businesses if they are independently 
owned and operated,

[[Page 71209]]

are not dominant in their field of operation, and have total annual 
revenue below $7,000,000. Nonprofit institutions are defined as small 
entities if they are independently owned and operated and not dominant 
in their field of operation. Public institutions are defined as small 
organizations if they are operated by a government overseeing a 
population below 50,000.
    Of the impacts we estimate accruing to grantees or eligible 
entities, all are voluntary and related mostly to an increase in the 
number of applications prepared and submitted annually for competitive 
grant competitions. Therefore, we do not believe that the proposed 
definition would significantly impact small entities beyond the 
potential for increasing the likelihood of their applying for, and 
receiving, competitive grants from the Department.

Paperwork Reduction Act of 1995

    The proposed definition does not contain any information collection 
requirements.
    Intergovernmental Review: This program is subject to Executive 
Order 12372 and the regulations in 34 CFR part 79. One of the 
objectives of the Executive order is to foster an intergovernmental 
partnership and a strengthened federalism. The Executive order relies 
on processes developed by State and local governments for coordination 
and review of proposed Federal financial assistance.
    This document provides early notification of our specific plans and 
actions for this program.
    Accessible Format: On request to the program contact person listed 
under FOR FURTHER INFORMATION CONTACT, individuals with disabilities 
can obtain this document in an accessible format. The Department will 
provide the requestor with an accessible format that may include Rich 
Text Format (RTF) or text format (txt), a thumb drive, an MP3 file, 
braille, large print, audiotape, or compact disc, or other accessible 
format.
    Electronic Access to This Document: The official version of this 
document is the document published in the Federal Register. You may 
access the official edition of the Federal Register and the Code of 
Federal Regulations at www.govinfo.gov. At this site you can view this 
document, as well as all other documents of this Department published 
in the Federal Register, in text or Portable Document Format (PDF). To 
use PDF you must have Adobe Acrobat Reader, which is available free at 
the site.
    You may also access documents of the Department published in the 
Federal Register by using the article search feature at 
www.federalregister.gov. Specifically, through the advanced search 
feature at this site, you can limit your search to documents published 
by the Department.

Ian Rosenblum,
Deputy Assistant Secretary for Policy and Programs Delegated the 
Authority to Perform the Functions and Duties of the Assistant 
Secretary for the Office of Elementary and Secondary Education.
[FR Doc. 2021-27108 Filed 12-14-21; 8:45 am]
BILLING CODE 4000-01-P


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