Investor Advisory Committee Meeting, 64569 [2021-25188]
Download as PDF
Federal Register / Vol. 86, No. 220 / Thursday, November 18, 2021 / Notices
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: November 15, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–25173 Filed 11–17–21; 8:45 am]
BILLING CODE 8011–01–P
[Release Nos. 33–11007; 34–93573; File No.
265–28]
Investor Advisory Committee Meeting
The Securities and Exchange
Commission Investor Advisory
Committee, established pursuant to
Section 911 of the Dodd-Frank Wall
Street Reform and Consumer Protection
Act of 2010, is providing notice that it
will hold a public meeting. The public
is invited to submit written statements
to the Committee.
DATES: The meeting will be held on
Thursday, December 2, 2021 from 10:00
a.m. until 4:00 p.m. (ET). Written
statements should be received on or
before December 1, 2021.
ADDRESSES: The meeting will be
conducted by remote means and/or at
the Commission’s headquarters, 100 F
St NE, Washington, DC 20549. The
meeting will be webcast on the
Commission’s website at www.sec.gov.
Written statements may be submitted by
any of the following methods:
khammond on DSKJM1Z7X2PROD with NOTICES
SUMMARY:
Electronic Statements
D Use the Commission’s internet
submission form (https://www.sec.gov/
rules/other.shtml); or
D Send an email message to rulescomments@sec.gov. Please include File
No. 265–28 on the subject line; or
Jkt 256001
Marc Oorloff Sharma, Chief Counsel,
Office of the Investor Advocate, at (202)
551–3302, Securities and Exchange
Commission, 100 F Street, NE,
Washington, DC 20549.
The
meeting will be open to the public,
except during that portion of the
meeting reserved for an administrative
work session during lunch. Persons
needing special accommodations to take
part because of a disability should
notify the contact person listed in the
section above entitled FOR FURTHER
INFORMATION CONTACT.
The agenda for the meeting includes:
opening remarks, announcement of new
officers, and announcement regarding a
disclosure subcommittee; welcome
remarks; approval of previous meeting
minutes; a panel discussion regarding
crypto and digital assets: helping to
ensure investor protection and market
integrity in the face of new technologies;
a panel discussion regarding the SEC’s
potential role in addressing elder
financial abuse issues; a discussion of a
recommendation regarding individual
retirement accounts; subcommittee
reports; and a non-public administrative
session.
SUPPLEMENTARY INFORMATION:
Securities and Exchange
Commission.
ACTION: Notice of meeting.
AGENCY:
17:11 Nov 17, 2021
D Send paper statements to Vanessa
A. Countryman, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File
No. 265–28. This file number should be
included on the subject line if email is
used. To help us process and review
your statement more efficiently, please
use only one method.
Statements also will be available for
website viewing and printing in the
Commission’s Public Reference Room,
100 F Street NE, Room 1503,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. All statements
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly.
FOR FURTHER INFORMATION CONTACT:
SECURITIES AND EXCHANGE
COMMISSION
VerDate Sep<11>2014
Paper Statements
Dated: November 15, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–25188 Filed 11–17–21; 8:45 am]
BILLING CODE 8011–01–P
PO 00000
Frm 00125
Fmt 4703
Sfmt 4703
64569
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–603, OMB Control No.
3235–0658]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 22e–3
Notice is hereby given that, under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520), the Securities and
Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Section 22(e) of the Investment
Company Act [15 U.S.C. 80a–22(e)]
(‘‘Act’’) generally prohibits funds,
including money market funds, from
suspending the right of redemption, and
from postponing the payment or
satisfaction upon redemption of any
redeemable security for more than seven
days. The provision was designed to
prevent funds and their investment
advisers from interfering with the
redemption rights of shareholders for
improper purposes, such as the
preservation of management fees.
Although section 22(e) permits funds to
postpone the date of payment or
satisfaction upon redemption for up to
seven days, it does not permit funds to
suspend the right of redemption for any
amount of time, absent certain specified
circumstances or a Commission order.
Rule 22e–3 under the Act [17 CFR
270.22e–3] exempts money market
funds from section 22(e) to permit them
to suspend redemptions in order to
facilitate an orderly liquidation of the
fund. Specifically, rule 22e–3 permits a
money market fund to suspend
redemptions and postpone the payment
of proceeds pending board-approved
liquidation proceedings if: (i) The fund’s
board of directors, including a majority
of disinterested directors, determines
pursuant to § 270.2a–7(c)(8)(ii)(C) that
the extent of the deviation between the
fund’s amortized cost price per share
and its current net asset value per share
calculated using available market
quotations (or an appropriate substitute
that reflects current market conditions)
may result in material dilution or other
unfair results to investors or existing
shareholders; (ii) the fund’s board of
directors, including a majority of
E:\FR\FM\18NON1.SGM
18NON1
Agencies
[Federal Register Volume 86, Number 220 (Thursday, November 18, 2021)]
[Notices]
[Page 64569]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-25188]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release Nos. 33-11007; 34-93573; File No. 265-28]
Investor Advisory Committee Meeting
AGENCY: Securities and Exchange Commission.
ACTION: Notice of meeting.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission Investor Advisory
Committee, established pursuant to Section 911 of the Dodd-Frank Wall
Street Reform and Consumer Protection Act of 2010, is providing notice
that it will hold a public meeting. The public is invited to submit
written statements to the Committee.
DATES: The meeting will be held on Thursday, December 2, 2021 from
10:00 a.m. until 4:00 p.m. (ET). Written statements should be received
on or before December 1, 2021.
ADDRESSES: The meeting will be conducted by remote means and/or at the
Commission's headquarters, 100 F St NE, Washington, DC 20549. The
meeting will be webcast on the Commission's website at www.sec.gov.
Written statements may be submitted by any of the following methods:
Electronic Statements
[ssquf] Use the Commission's internet submission form (https://www.sec.gov/rules/other.shtml); or
[ssquf] Send an email message to [email protected]. Please
include File No. 265-28 on the subject line; or
Paper Statements
[ssquf] Send paper statements to Vanessa A. Countryman, Secretary,
Securities and Exchange Commission, 100 F Street NE, Washington, DC
20549-1090.
All submissions should refer to File No. 265-28. This file number
should be included on the subject line if email is used. To help us
process and review your statement more efficiently, please use only one
method.
Statements also will be available for website viewing and printing
in the Commission's Public Reference Room, 100 F Street NE, Room 1503,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change. Persons submitting comments are cautioned that we do not redact
or edit personal identifying information from comment submissions. You
should submit only information that you wish to make available
publicly.
FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel,
Office of the Investor Advocate, at (202) 551-3302, Securities and
Exchange Commission, 100 F Street, NE, Washington, DC 20549.
SUPPLEMENTARY INFORMATION: The meeting will be open to the public,
except during that portion of the meeting reserved for an
administrative work session during lunch. Persons needing special
accommodations to take part because of a disability should notify the
contact person listed in the section above entitled FOR FURTHER
INFORMATION CONTACT.
The agenda for the meeting includes: opening remarks, announcement
of new officers, and announcement regarding a disclosure subcommittee;
welcome remarks; approval of previous meeting minutes; a panel
discussion regarding crypto and digital assets: helping to ensure
investor protection and market integrity in the face of new
technologies; a panel discussion regarding the SEC's potential role in
addressing elder financial abuse issues; a discussion of a
recommendation regarding individual retirement accounts; subcommittee
reports; and a non-public administrative session.
Dated: November 15, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021-25188 Filed 11-17-21; 8:45 am]
BILLING CODE 8011-01-P