Applications for New Awards; Basic Needs for Postsecondary Students Program, 61183-61188 [2021-24362]
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Federal Register / Vol. 86, No. 212 / Friday, November 5, 2021 / Notices
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to provide information that help the
Bureau monitor risks to consumers and
to publish aggregated findings that are
in the public interest.
Little is known publicly about how
Big Tech companies will exploit their
payments platforms. For example, will
the operators engage in invasive
financial surveillance and combine the
data they collect on consumers with
their geolocation and browsing data? 2
Will they in turn use this data to deepen
behavioral advertising, engage in price
discrimination, or sell to third parties?
Will these companies operate their
payment platforms in a manner that
interferes with fair, transparent, and
competitive markets? Will the payment
platforms be truly neutral, or will they
use their scale to extract rents from
market participants? Will small
businesses feel coerced into
participating in the payment platform
out of fear of being suppressed or
hidden in search or product listings? If
these tech companies enter a market
that competes with other providers on
the platform, will these providers be
removed or otherwise disadvantaged?
What factors will these tech companies
use when disqualifying or delisting an
individual or business from
participating on the platform?
Finally, how will these payment
platforms ensure that key consumer
protections are adhered to? How
effectively do they manage complaints,
disputes and errors? Are they
sufficiently staffed to ensure adequate
steps are taken to address consumer
protection and provide responsive
customer service when things go
wrong? 3
The CFPB’s inquiry will help to
inform regulators and policymakers
about the future of our payments
system. Importantly, it will also yield
insights that may help the CFPB to
implement other statutory
responsibilities, including any potential
rulemaking under Section 1033 of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act. The CFPB’s
orders build on the efforts of the Federal
Trade Commission’s work to shed light
on the business practices of the largest
technology companies in the world.
The CFPB’s inquiry is one of many
efforts within the Federal Reserve
2 In 2019, I joined global privacy regulators to
seek information about Facebook’s Libra project. At
the time, the company failed to substantively
respond. See https://www.priv.gc.ca/en/opc-news/
speeches/2019/s-d_190805/.
3 The law currently provides for a number of
safeguards in the payments sector, including but
not limited to the Electronic Fund Transfer Act, the
Gramm-Leach-Bliley Act, and the Consumer
Financial Protection Act.
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System to plan for the future of realtime payments and to ensure a fair and
competitive payments system in our
country. The Bureau intends to open a
Federal Register docket to invite public
comment. I invite any interested parties
to submit comments to inform the
agency’s inquiry.
Dated: November 1, 2021.
Rohit Chopra,
Director, Bureau of Consumer Financial
Protection.
[FR Doc. 2021–24176 Filed 11–4–21; 8:45 am]
BILLING CODE 4810–AM–P
U.S. INTERNATIONAL DEVELOPMENT
FINANCE CORPORATION
Notice of Public Hearing
U.S. International Development
Finance Corporation
ACTION: Announcement of public
hearing.
AGENCY:
The Board of Directors of the
U.S. International Development Finance
Corporation (‘‘DFC’’) will hold a public
hearing on December 8, 2021. This
hearing will afford an opportunity for
any person to present views in
accordance with the BUILD Act of 2018.
Those wishing to present at the hearing
must provide advance notice to the
agency as detailed below.
DATES: Public hearing: 2:00 p.m.,
Wednesday, December 8, 2021.
Deadline for notifying agency of an
intent to attend or present at the public
hearing: 5:00 p.m., Wednesday,
December 1, 2021.
Deadline for submitting a written
statement: 5:00 p.m., Wednesday,
December 1, 2021.
ADDRESSES: Public hearing: Virtual;
Access information provided at the time
of attendance registration.
You may send notices of intent to
attend, present, or submit a written
statement to Catherine F.I. Andrade,
DFC Corporate Secretary, via email at
candrade@dfc.gov.
Instructions: A notice of intent to
attend the public hearing or to present
at the public hearing must include the
individual’s name, title, organization,
address, email, telephone number, and
a concise summary of the subject matter
to be presented. Oral presentations may
not exceed five (5) minutes. The time for
individual presentations may be
reduced proportionately, if necessary, to
afford all participants who have
submitted a timely request an
opportunity to be heard. Submission of
written statements must include the
individual’s name, title, organization,
SUMMARY:
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address, email, and telephone number.
The statement must be typewritten,
double-spaced, and may not exceed ten
(10) pages.
FOR FURTHER INFORMATION CONTACT:
Catherine F.I. Andrade, DFC Corporate
Secretary, (202) 336–8768, or
candrade@dfc.gov.
SUPPLEMENTARY INFORMATION: The
public hearing will take place via videoand teleconference. Upon registering,
participants and observers will be
provided instructions on accessing the
hearing. DFC will prepare an agenda for
the hearing identifying speakers, setting
forth the subject on which each
participant will speak, and the time
allotted for each presentation. The
agenda will be available at the time of
the hearing.
Authority: 22 U.S.C. 9613(c).
Catherine F.I. Andrade,
DFC Corporate Secretary.
[FR Doc. 2021–24155 Filed 11–4–21; 8:45 am]
BILLING CODE 3210–02–P
DEPARTMENT OF EDUCATION
Applications for New Awards; Basic
Needs for Postsecondary Students
Program
Office of Postsecondary
Education, Department of Education.
ACTION: Notice.
AGENCY:
The Department of Education
(Department) is issuing a notice inviting
applications (NIA) for new awards for
fiscal year (FY) 2021 for the Basic Needs
for Postsecondary Students Program,
Assistance Listing Number 84.116N.
This notice relates to the approved
information collection under OMB
control number 1894–0006.
DATES:
Applications Available: November 5,
2021.
Deadline for Transmittal of
Applications: December 6, 2021.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 13, 2019
(84 FR 3768), and available at
www.govinfo.gov/content/pkg/FR-201902-13/pdf/2019-02206.pdf.
FOR FURTHER INFORMATION CONTACT:
Njeri Clark, U.S. Department of
Education, 400 Maryland Avenue SW,
Room 2B168, Washington, DC 20202–
4260. Telephone: (202) 453–6224.
Email: Njeri.Clark@ed.gov.
SUMMARY:
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If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
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Purpose of Program: The Basic Needs
for Postsecondary Students Program
provides grants to eligible institutions of
higher education (IHEs) to support
programs that address the basic needs of
students and to report on practices that
improve outcomes for students.
Background: The Basic Needs for
Postsecondary Students Program
supports IHEs that demonstrate a
commitment to developing or enhancing
programs that support the basic needs of
students. There is growing evidence that
food and housing insecurities
compromise the well-being of thousands
of undergraduate students across the
country, which may reduce the odds
that they will complete their degrees or
certificates. A recent study of more than
33,000 community college students
found that one-third had the lowest
levels of food security and could be
considered hungry, while just over 50
percent were housing insecure.
Fourteen percent of those students
surveyed were homeless.1
Similarly, the Government
Accountability Office analyzed dozens
of studies and found rates of food
insecurity among college students were
typically reported at more than 30
percent.2 Studies show that if a student
has not eaten sufficient nutritious food
or slept the night before a class or exam,
they will have greater difficulty
mastering the material and performing
well.3
1 Goldrick-Rab, S., Broton, K., & Eisenberg, D.
(2015). Hungry to Learn: Addressing Food &
Housing Insecurity among Undergraduates.
Wisconsin HOPE Lab. Retrieved from https://
wihopelab.com/publications/Wisconsin_HOPE_
Lab_Hungry_To_Learn.pdf. Goldrick-Rab, S.,
Richardson, J., & Hernandez, A. (2017). Hungry and
Homeless in College: Results from a National Study
of Basic Needs Insecurity in Higher Education.
Wisconsin HOPE Lab. Retrieved from https://
wihopelab.com/publications/hungry-and-homelessin-college-report.pdf
2 Government Accountability Office. (2018). Food
Insecurity: Better Information Could Help Eligible
College Students Access Federal Food Assistance
Benefits. Retrieved from https://www.gao.gov/
assets/gao-19-95.pdf.
3 Maroto, M.E., Snelling, A., & Linck, H. (2015).
Food Insecurity Among Community College
Students: Prevalence and Association with Grade
Point Average. Community College Journal of
Research and Practice, 39(6), 515–526. Hershner,
S.D., & Chervin, R.D. (2014). Causes and
Consequences of Sleepiness Among College
Students. Nature and Science of Sleep, 6, 73–84.
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According to the Hope Center for
College, Community and Justice’s most
recent basic needs survey, students of
color were more likely to experience
basic needs insecurity than their White
peers. For students at both two- and
four-year institutions, 75 percent of
Indigenous students, 70 percent of Black
students, and 64 percent of Hispanic or
Latino students experienced basic needs
insecurity, compared with 54 percent of
White students.4
Supporting students’ basic needs has
many benefits for colleges and
universities, including boosting
academic performance, promoting
retention and degree completion,
reducing the barriers that returning
adults face, and creating bridges
between the institution and community
organizations.5 In light of this and the
other important issues described above,
this competition is designed to promote
student success by supporting programs
that address the basic needs of students
and report on those practices that
improve student outcomes. In addition
to the absolute priority we have
established to address these issues, we
are establishing a competitive
preference priority to promote
comprehensive services to students.
This competitive preference priority
furthers the goals of the program by
supporting projects that meet the needs
of the whole student.
Priorities: This notice contains one
absolute priority and one competitive
preference priority.
We are establishing these priorities for
the FY 2021 grant competition and any
subsequent year in which we make
awards from the list of unfunded
applications from this competition in
accordance with section 437(d)(1) of the
General Education Provisions Act
(GEPA), 20 U.S.C. 1232(d)(1).
Absolute Priority: This priority is an
absolute priority. Under 34 CFR
75.105(c)(3), we consider only
applications that meet this priority.
This priority is:
Strengthening Cross-Agency
Coordination and Community
Engagement to Advance Systemic
Change.
Projects that are designed to take a
systemic approach to improving
outcomes for underserved students
through coordinating efforts with
Federal, State, or local agencies, or
community-based organizations that
support students, to address two or
more of the following basic needs:
4 hope4college.com/wp-content/uploads/2020/02/
2019_RealCollege_Survey_Report.pdf.
5 hope4college.com/wp-content/uploads/2020/02/
2019_RealCollege_Survey_Report.pdf.
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(1) Food assistance.
(2) Housing.
(3) Transportation.
(4) Health, including access to mental
health support.
(5) Childcare.
(6) Dependent care.
(7) Technology.
Competitive Preference Priority: This
priority is a competitive preference
priority. Under 34 CFR 75.105(c)(2)(i),
we award up to an additional five points
to an application, depending on how
well the application meets this priority.
This priority is:
Meeting Student Social, Emotional,
and Academic Needs. (up to 5 points)
Projects that are designed to support
students’ social, emotional, and
academic needs with a focus on
underserved students.
Definitions: We are establishing
definitions for ‘‘community college,’’
‘‘Historically Black colleges and
universities,’’ ‘‘Minority-Serving
Institution,’’ ‘‘Tribal Colleges or
Universities,’’ and ‘‘underserved
student’’ for the FY 2021 grant
competition and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition, in accordance with section
437(d)(1) of GEPA. We have defined
‘‘community college’’ to ensure that we
capture applicable institutions of higher
education that offer both associate and
bachelor’s degrees. We are establishing
the definition of ‘‘underserved student’’
to target the populations we believe are
most in need of the services intended to
be provided under this program. The
remaining definitions are from 34 CFR
77.1.
Community college means an
institution that meets the definition in
section 312(f) of the Higher Education
Act of 1965, as amended (HEA) (20
U.S.C. 1058(f)); or an IHE (as defined in
section 101 of the HEA) that awards
degrees and certificates, more than 50
percent of which are not bachelor’s
degrees (or an equivalent) or master’s,
professional, or other advanced degrees.
Demonstrates a rationale means a key
project component included in the
project’s logic model is informed by
research or evaluation findings that
suggest the project component is likely
to improve relevant outcomes.
Department means the U.S.
Department of Education.
Fiscal year means the Federal fiscal
year—a period beginning on October 1
and ending on the following September
30.
Grantee means the legal entity to
which a grant is awarded and that is
accountable to the Federal Government
for the use of the funds provided. The
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grantee is the entire legal entity even if
only a particular component of the
entity is designated in the grant award
notice (GAN). For example, a GAN may
name as the grantee one school or
campus of a college or university. In this
case, the granting agency usually
intends, or actually intends, that the
named component assume primary or
sole responsibility for administering the
grant-assisted project or program.
Nevertheless, the naming of a
component of a legal entity as the
grantee in a grant award document shall
not be construed as relieving the whole
legal entity from accountability to the
Federal Government for the use of the
funds provided. (This definition is not
intended to affect the eligibility
provision of grant programs in which
eligibility is limited to organizations
that may be only components of a legal
entity.) The term ‘‘grantee’’ does not
include any secondary recipients, such
as subgrantees and contractors, that may
receive funds from a grantee pursuant to
a subgrant or contract.
Historically Black colleges and
universities means colleges and
universities that meet the criteria set out
in 34 CFR 608.2.
Logic model (also referred to as a
theory of action) means a framework
that identifies key project components
of the proposed project (i.e., the active
‘‘ingredients’’ that are hypothesized to
be critical to achieving the relevant
outcomes) and describes the theoretical
and operational relationships among the
key project components and relevant
outcomes.
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Note: In developing logic models,
applicants may want to use resources such as
the Pacific Education Laboratory’s Logic
Model Application (www.ies.ed.gov/ncee/
edlabs/regions/pacific/elm.asp).
Minority-Serving Institution means an
institution that is eligible to receive
assistance under sections 316 through
320 of part A of title III, under part B
of title III, or under title V of the HEA.
Performance measure means any
quantitative indicator, statistic, or
metric used to gauge program or project
performance.
Project component means an activity,
strategy, intervention, process, product,
practice, or policy included in a project.
Evidence may pertain to an individual
project component or to a combination
of project components (e.g., training
teachers on instructional practices for
English learners and follow-on coaching
for these teachers).
Relevant outcome means the student
outcome(s) or other outcomes(s) the key
project component is designed to
improve, consistent with the specific
goals of the program.
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Tribal Colleges or Universities has the
meaning ascribed it in section 316(b)(3)
of the HEA.
Underserved student means a student
who is enrolled in postsecondary
education and is a member of one or
more of the following subgroups:
(a) A student who is living in poverty.
(b) A student of color.
(c) A student who is a member of a
federally recognized Indian Tribe.
(d) A student with a disability.
(e) A student experiencing
homelessness or housing insecurity.
(f) A pregnant, parenting, or
caregiving student.
(g) A lesbian, gay, bisexual,
transgender, queer, or intersex
(LGBTQ+) student.
(h) A student who is the first in their
family to attend postsecondary
education.
(i) A student enrolling in or seeking
to enroll in postsecondary education for
the first time at the age of 20 or older.
(j) A student who is enrolled in or is
seeking to enroll in postsecondary
education who is eligible for a Pell
Grant.
Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(5 U.S.C. 553), the Department generally
offers interested parties the opportunity
to comment on proposed priorities,
selection criteria, definitions, and other
requirements. Section 437(d)(1) of
GEPA, however, allows the Secretary to
exempt from rulemaking requirements
regulations governing the first grant
competition under a new or
substantially revised program authority.
This is the first grant competition for
this program, and therefore qualifies for
this exemption. In order to ensure
timely grant awards, the Secretary has
decided to forgo public comment on the
priorities, requirements, and definitions
under section 437(d)(1) of GEPA. These
priorities, requirements, and definitions
will apply to the FY 2021 grant
competition and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition.
Program Authority: 20 U.S.C. 1138–
1138d; Departments of Labor, Health
and Human Services, and Education
and Related Agencies Appropriations
Act, 2021, H.R. 7614, 116th Congress
(2020); the explanatory statement
accompanying H.R. 133 (Pub. L. 116–
260).
Note: Projects will be awarded and must be
operated in a manner consistent with the
nondiscrimination requirements contained in
the Federal civil rights laws.
Applicable Regulations: (a) The
Education Department General
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Administrative Regulations in 34 CFR
parts 75, 77, 79, 82, 84, 86, 97, 98, and
99. (b) The Office of Management and
Budget (OMB) Guidelines to Agencies
on Governmentwide Debarment and
Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended as regulations of
the Department in 2 CFR part 3474.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$4,950,000.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in
subsequent fiscal years from the list of
unfunded applications from this
competition.
Estimated Range of Awards: $750,000
to $990,000 over 36 months.
Estimated Average Size of Award:
$865,000.
Maximum Award: We will not make
an award exceeding $990,000 for a
single budget period of 36 months.
Estimated Number of Awards: 5.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 36 months.
III. Eligibility Information
1. Eligible Applicants: Community
Colleges (as defined in this notice) that
are Minority-Serving Institutions (as
defined in this notice), Historically
Black colleges and universities (as
defined in this notice), or Tribal
Colleges or Universities (as defined in
this notice).
Note: The notice announcing the FY 2021
process for designation of eligible
institutions, and inviting applications for
waiver of eligibility requirements, was
published in the Federal Register on March
4, 2021 (86 FR 12665). The Department
extended the deadline for applications in a
notice published in the Federal Register on
April 13, 2021 (86 FR 19231). Only
institutions that the Department determines
are eligible, or which are granted a waiver
under the process described in the March 4,
2021, notice, and that meet the other
eligibility requirements described in this
notice, may apply for a grant under this
program.
2. a. Cost Sharing or Matching: This
competition does not require cost
sharing or matching.
b. Indirect Cost Rate Information: This
program limits a grantee’s indirect cost
reimbursement to eight percent of a
modified total direct cost base. We are
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establishing this indirect cost limit for
the FY 2021 grant competition and any
subsequent year in which we make
awards from the list of unfunded
applications from this competition in
accordance with section 437(d)(1) of
GEPA. For more information regarding
indirect costs, or to obtain a negotiated
indirect cost rate, please see
www2.ed.gov/about/offices/list/ocfo/
intro.html.
c. Administrative Cost Limitation:
This program does not include any
program-specific limitation on
administrative expenses. All
administrative expenses must be
reasonable and necessary and conform
to Cost Principles described in 2 CFR
part 200 subpart E of the Uniform
Guidance.
3. Subgrantees: A grantee under this
competition may not award subgrants to
entities to directly carry out project
activities described in its application.
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IV. Application and Submission
Information
1. Application Submission
Instructions: Applicants are required to
follow the Common Instructions for
Applicants to Department of Education
Discretionary Grant Programs,
published in the Federal Register on
February 13, 2019 (84 FR 3768), and
available at www.govinfo.gov/content/
pkg/FR-2019-02-13/pdf/2019-02206.pdf,
which contain requirements and
information on how to submit an
application.
2. Submission of Proprietary
Information: Given the types of projects
that may be proposed in applications for
the Basic Needs for Postsecondary
Students Program, your application may
include business information that you
consider proprietary. In 34 CFR 5.11 we
define ‘‘business information’’ and
describe the process we use in
determining whether any of that
information is proprietary and, thus,
protected from disclosure under
Exemption 4 of the Freedom of
Information Act (5 U.S.C. 552, as
amended).
An applicant may wish to request
confidentiality of business information
because successful applications may be
made available to the public, if
requested.
Consistent with Executive Order
12600, please designate in your
application any information that you
believe is exempt from disclosure under
Exemption 4. In the appropriate
Appendix section of your application,
under ‘‘Other Attachments Form,’’
please list the page number or numbers
on which we can find this information.
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For additional information please see 34
CFR 5.11(c).
3. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. However, under 34 CFR
79.8(a), we waive intergovernmental
review in order to make awards in a
timely manner.
4. Funding Restrictions: We reference
additional regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
5. Recommended Page Limit: The
application narrative is where you, the
applicant, address the selection criteria
that reviewers use to evaluate your
application. We recommend that you (1)
limit the application narrative to no
more than 50 pages and (2) use the
following standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1’’ margins at the top,
bottom, and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is either 12 point or
larger, and no smaller than 10-pitch
(characters per inch).
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The recommended page limit applies
to the Project Narrative, which is your
complete response to the selection
criteria, and any response to the
competitive preference priorities, if
applicable. However, the recommended
page limit does not apply to the
Application for Federal Assistance form
(SF–424); the ED SF–424 Supplement
form; the Budget Information—NonConstruction Programs form (ED 524);
the assurances and certifications; or the
one-page project abstract and supporting
budget narrative.
6. Notice of Intent to Apply: The
Department will be able to review grant
applications more efficiently if we know
the approximate number of applicants
that intend to apply. Therefore, we
strongly encourage each potential
applicant to notify us of their intent to
submit an application. To do so, please
email the program contact person listed
under FOR FURTHER INFORMATION
CONTACT with the subject line ‘‘Intent to
Apply,’’ and include the applicant’s
name and a contact person’s name and
email address. Applicants that do not
submit a notice of intent to apply may
still apply for funding; applicants that
do submit a notice of intent to apply are
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not bound to apply or bound by the
information provided.
V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are from 34
CFR 75.210. An applicant may earn up
to a total of 100 points based on the
selection criteria and up to five
additional points under the competitive
preference priority, for a total score of
up to 105 points. The selection criteria
are as follows:
a. Need for the project. (Maximum 20
Points)
The Secretary considers the need for
the proposed project.
In determining the need for the
proposed project, the Secretary
considers the following factors:
i. The magnitude of the need for the
services to be provided or the activities
to be carried out by the proposed
project. (Up to 10 points)
ii. The extent to which specific gaps
or weaknesses in services,
infrastructure, or opportunities have
been identified and will be addressed by
the proposed project, including the
nature and magnitude of those gaps or
weaknesses. (Up to 10 points)
b. Quality of the project design.
(Maximum 35 Points)
The Secretary considers the quality of
the design of the proposed project. In
determining the quality of the design of
the proposed project, the Secretary
considers the following factors:
i. The extent to which the proposed
project will integrate with or build on
similar or related efforts to improve
relevant outcomes (as defined in this
notice), using existing funding streams
from other programs or policies
supported by community, State, and
Federal resources. (Up to 10 points)
ii. The extent to which the proposed
project will establish linkages with
other appropriate agencies and
organizations providing services to the
target population. (Up to 10 points)
iii. The extent to which the proposed
project demonstrates a rationale (as
defined in this notice). (Up to 5 points)
iv. The extent to which the design of
the proposed project is appropriate to,
and will successfully address, the needs
of the target population or other
identified needs. (Up to 10 points)
c. Quality of project services. (Maximum
25 Points)
The Secretary considers the quality of
the services to be provided by the
proposed project.
i. In determining the quality of the
services to be provided by the proposed
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project, the Secretary considers the
quality and sufficiency of strategies for
ensuring equal access and treatment for
eligible project participants who are
members of groups that have
traditionally been underrepresented
based on race, color, national origin,
gender, age, or disability. (Up to 5
points)
In addition, the Secretary considers
the following factors:
ii. The likely impact of the services to
be provided by the proposed project on
the intended recipients of those
services. (Up to 10 points)
iii. The extent to which the services
to be provided by the proposed project
involve the collaboration of appropriate
partners for maximizing the
effectiveness of project services. (Up to
10 points)
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d. Quality of the management plan.
(Maximum 10 Points)
The Secretary considers the quality of
the management plan for the proposed
project. In determining the quality of the
management plan for the proposed
project, the Secretary considers the
adequacy of the management plan to
achieve the objectives of the proposed
project on time and within budget,
including clearly defined
responsibilities, timelines, and
milestones for accomplishing project
tasks.
e. Quality of the project evaluation.
(Maximum 10 Points)
The Secretary considers the quality of
the evaluation to be conducted of the
proposed project. In determining the
quality of the evaluation, the Secretary
considers the following factors:
i. The extent to which the methods of
evaluation are thorough, feasible, and
appropriate to the goals, objectives, and
outcomes of the proposed project. (Up
to 5 points)
ii. The extent to which the methods
of evaluation include the use of
objective performance measures that are
clearly related to the intended outcomes
of the project and will produce
quantitative and qualitative data to the
extent possible. (Up to 5 points)
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
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submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary requires
various assurances, including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
A panel of two to three non-Federal
reviewers will review and score each
application in accordance with the
selection criteria in this notice, as well
as the competitive preference priorities.
A rank order funding slate will be made
from this review. Awards will be made
in rank order according to the average
score received from the peer review.
Tiebreaker: If there is more than one
application with the same score and
insufficient funds to fund all the
applications with the same ranking, the
first tiebreaker will be to select the
applicant with the highest average score
under Quality of Project Services. If a
second tiebreaker is required, we will
select the applicant with the highest
average score under Quality of the
Project Design. If a third tiebreaker is
required, we will select the applicant
with the highest average score under
Need for the Project. If the tie persists,
the application with the highest
percentage of students who are Pell
grant recipients will be funded.
3. Risk Assessment and Specific
Conditions: Consistent with 2 CFR
200.206, before awarding grants under
this program, the Department conducts
a review of the risks posed by
applicants. Under 2 CFR 200.208, the
Secretary may impose specific
conditions and, under 2 CFR 3474.10, in
appropriate circumstances, high-risk
conditions on a grant if the applicant or
grantee is not financially stable; has a
history of unsatisfactory performance;
has a financial or other management
system that does not meet the standards
in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
4. Integrity and Performance System:
If you are selected under this
competition to receive an award that
over the course of the project period
may exceed the simplified acquisition
threshold (currently $250,000), under 2
CFR 200.206(a)(2) we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
(currently referred to as the Federal
Awardee Performance and Integrity
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61187
Information System (FAPIIS)),
accessible through the System for
Award Management. You may review
and comment on any information about
yourself that a Federal agency
previously entered and that is currently
in FAPIIS.
Please note that, if the total value of
your currently active grants, cooperative
agreements, and procurement contracts
from the Federal Government exceeds
$10,000,000, the reporting requirements
in 2 CFR part 200, Appendix XII,
require you to report certain integrity
information to FAPIIS semiannually.
Please review the requirements in 2 CFR
part 200, Appendix XII, if this grant
plus all the other Federal funds you
receive exceed $10,000,000.
5. In General: In accordance with the
Office of Management and Budget’s
guidance located at 2 CFR part 200, all
applicable Federal laws, and relevant
Executive guidance, the Department
will review and consider applications
for funding pursuant to this notice
inviting applications in accordance
with:
(a) Selecting recipients most likely to
be successful in delivering results based
on the program objectives through an
objective process of evaluating Federal
award applications (2 CFR 200.205);
(b) Prohibiting the purchase of certain
telecommunication and video
surveillance services or equipment in
alignment with section 889 of the
National Defense Authorization Act of
2019 (Pub. L. 115–232) (2 CFR 200.216);
(c) Providing a preference, to the
extent permitted by law, to maximize
use of goods, products, and materials
produced in the United States (2 CFR
200.322); and
(d) Terminating agreements in whole
or in part to the greatest extent
authorized by law if an award no longer
effectuates the program goals or agency
priorities (2 CFR 200.340).
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a GAN; or we may send you
an email containing a link to access an
electronic version of your GAN. We may
notify you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
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the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works. Additionally, a grantee or
subgrantee that is awarded competitive
grant funds must have a plan to
disseminate these public grant
deliverables. This dissemination plan
can be developed and submitted after
your application has been reviewed and
selected for funding. For additional
information on the open licensing
requirements, please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(c) Under 34 CFR 75.250(b), the
Secretary may provide a grantee with
additional funding for data collection
analysis and reporting. In this case, the
Secretary establishes a data collection
period.
5. Performance Measures: For
purposes of evaluating the success of
the Basic Needs for Postsecondary
Students Program under the
Government Performance and Results
Act of 1993 and Department reporting
under 34 CFR 75.110, the Department
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will use the following performance
measures:
(1) The number of underserved
students served by any direct student
service supported by the grant.
(2) The annual persistence rate at
grantee institutions for all students who
are served by any direct student service
supported by the grant.
(3) The annual rate of degree or
certificate completion at grantee
institutions for all students served by
any direct student service supported by
the grant.
VII. Other Information
Accessible Format: On request to the
program contact person listed under FOR
FURTHER INFORMATION CONTACT,
individuals with disabilities can obtain
this document and a copy of the
application package in an accessible
format. The Department will provide the
requestor with an accessible format that
may include Rich Text Format (RTF) or
text format (txt), a thumb drive, an MP3
file, braille, large print, audiotape, or
compact disc, or other accessible format.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations at
www.govinfo.gov. At this site, you can
view this document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF, you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Michelle Asha Cooper,
Acting Assistant Secretary for Postsecondary
Education.
[FR Doc. 2021–24362 Filed 11–4–21; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Modeling and Simulation Program
Office of Postsecondary
Education, Department of Education.
ACTION: Notice.
AGENCY:
The Department of Education
(Department) is issuing a notice inviting
applications for fiscal year (FY) 2021 for
SUMMARY:
PO 00000
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Modeling and Simulation Program
(MSP), Assistance Listing Number
(ALN) 84.116S. This notice relates to the
approved information collection under
OMB control number 1894–0006.
DATES:
Applications Available: November 5,
2021.
Deadline for Transmittal of
Applications: December 6, 2021.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 13, 2019
(84 FR 3768) and available at https://
www.govinfo.gov/content/pkg/Fr-201902-13/pdf/2019-02206.pdf.
FOR FURTHER INFORMATION CONTACT:
Robin M. Dabney, U.S. Department of
Education, 400 Maryland Avenue SW,
Room 2B117, Washington, DC 20202–
4260. Telephone: (202) 453–7908.
Email: Robin.Dabney@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll-free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The MSP is
designed to promote the study of
modeling and simulation at institutions
of higher education by promoting the
enhancement or development of
modeling and simulation degree and
certificate programs. Additionally,
through this program, the Department
will create a task force that will include
the successful grantees and other
content experts to raise awareness and
help further define the study of
modeling and simulation.
Background: The FY 2021
Consolidated Appropriations Act
includes funding for the Modeling and
Simulation Program as authorized under
section 891 of the Higher Education Act
of 1965, as amended (HEA). Modeling
and simulation programs utilize
simulated interactive models to improve
experiential learning in the classroom
that represents real-world scenarios.
According to the explanatory statement
accompanying the FY 2021
Consolidated Appropriations Act,
modeling and simulation technology
has numerous applications for Federal
and State governments and their
partners in the defense, education,
gaming, shipbuilding, and workforce
training sectors, allowing them to
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Agencies
[Federal Register Volume 86, Number 212 (Friday, November 5, 2021)]
[Notices]
[Pages 61183-61188]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-24362]
=======================================================================
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DEPARTMENT OF EDUCATION
Applications for New Awards; Basic Needs for Postsecondary
Students Program
AGENCY: Office of Postsecondary Education, Department of Education.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Education (Department) is issuing a notice
inviting applications (NIA) for new awards for fiscal year (FY) 2021
for the Basic Needs for Postsecondary Students Program, Assistance
Listing Number 84.116N. This notice relates to the approved information
collection under OMB control number 1894-0006.
DATES:
Applications Available: November 5, 2021.
Deadline for Transmittal of Applications: December 6, 2021.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common Instructions for Applicants to
Department of Education Discretionary Grant Programs, published in the
Federal Register on February 13, 2019 (84 FR 3768), and available at
www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02206.pdf.
FOR FURTHER INFORMATION CONTACT: Njeri Clark, U.S. Department of
Education, 400 Maryland Avenue SW, Room 2B168, Washington, DC 20202-
4260. Telephone: (202) 453-6224. Email: [email protected].
[[Page 61184]]
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The Basic Needs for Postsecondary Students
Program provides grants to eligible institutions of higher education
(IHEs) to support programs that address the basic needs of students and
to report on practices that improve outcomes for students.
Background: The Basic Needs for Postsecondary Students Program
supports IHEs that demonstrate a commitment to developing or enhancing
programs that support the basic needs of students. There is growing
evidence that food and housing insecurities compromise the well-being
of thousands of undergraduate students across the country, which may
reduce the odds that they will complete their degrees or certificates.
A recent study of more than 33,000 community college students found
that one-third had the lowest levels of food security and could be
considered hungry, while just over 50 percent were housing insecure.
Fourteen percent of those students surveyed were homeless.\1\
---------------------------------------------------------------------------
\1\ Goldrick-Rab, S., Broton, K., & Eisenberg, D. (2015). Hungry
to Learn: Addressing Food & Housing Insecurity among Undergraduates.
Wisconsin HOPE Lab. Retrieved from https://wihopelab.com/publications/Wisconsin_HOPE_Lab_Hungry_To_Learn.pdf. Goldrick-Rab,
S., Richardson, J., & Hernandez, A. (2017). Hungry and Homeless in
College: Results from a National Study of Basic Needs Insecurity in
Higher Education. Wisconsin HOPE Lab. Retrieved from https://wihopelab.com/publications/hungry-and-homeless-in-college-report.pdf
---------------------------------------------------------------------------
Similarly, the Government Accountability Office analyzed dozens of
studies and found rates of food insecurity among college students were
typically reported at more than 30 percent.\2\ Studies show that if a
student has not eaten sufficient nutritious food or slept the night
before a class or exam, they will have greater difficulty mastering the
material and performing well.\3\
---------------------------------------------------------------------------
\2\ Government Accountability Office. (2018). Food Insecurity:
Better Information Could Help Eligible College Students Access
Federal Food Assistance Benefits. Retrieved from https://www.gao.gov/assets/gao-19-95.pdf.
\3\ Maroto, M.E., Snelling, A., & Linck, H. (2015). Food
Insecurity Among Community College Students: Prevalence and
Association with Grade Point Average. Community College Journal of
Research and Practice, 39(6), 515-526. Hershner, S.D., & Chervin,
R.D. (2014). Causes and Consequences of Sleepiness Among College
Students. Nature and Science of Sleep, 6, 73-84.
---------------------------------------------------------------------------
According to the Hope Center for College, Community and Justice's
most recent basic needs survey, students of color were more likely to
experience basic needs insecurity than their White peers. For students
at both two- and four-year institutions, 75 percent of Indigenous
students, 70 percent of Black students, and 64 percent of Hispanic or
Latino students experienced basic needs insecurity, compared with 54
percent of White students.\4\
---------------------------------------------------------------------------
\4\ hope4college.com/wp-content/uploads/2020/02/2019_RealCollege_Survey_Report.pdf.
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Supporting students' basic needs has many benefits for colleges and
universities, including boosting academic performance, promoting
retention and degree completion, reducing the barriers that returning
adults face, and creating bridges between the institution and community
organizations.\5\ In light of this and the other important issues
described above, this competition is designed to promote student
success by supporting programs that address the basic needs of students
and report on those practices that improve student outcomes. In
addition to the absolute priority we have established to address these
issues, we are establishing a competitive preference priority to
promote comprehensive services to students. This competitive preference
priority furthers the goals of the program by supporting projects that
meet the needs of the whole student.
---------------------------------------------------------------------------
\5\ hope4college.com/wp-content/uploads/2020/02/2019_RealCollege_Survey_Report.pdf.
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Priorities: This notice contains one absolute priority and one
competitive preference priority.
We are establishing these priorities for the FY 2021 grant
competition and any subsequent year in which we make awards from the
list of unfunded applications from this competition in accordance with
section 437(d)(1) of the General Education Provisions Act (GEPA), 20
U.S.C. 1232(d)(1).
Absolute Priority: This priority is an absolute priority. Under 34
CFR 75.105(c)(3), we consider only applications that meet this
priority.
This priority is:
Strengthening Cross-Agency Coordination and Community Engagement to
Advance Systemic Change.
Projects that are designed to take a systemic approach to improving
outcomes for underserved students through coordinating efforts with
Federal, State, or local agencies, or community-based organizations
that support students, to address two or more of the following basic
needs:
(1) Food assistance.
(2) Housing.
(3) Transportation.
(4) Health, including access to mental health support.
(5) Childcare.
(6) Dependent care.
(7) Technology.
Competitive Preference Priority: This priority is a competitive
preference priority. Under 34 CFR 75.105(c)(2)(i), we award up to an
additional five points to an application, depending on how well the
application meets this priority.
This priority is:
Meeting Student Social, Emotional, and Academic Needs. (up to 5
points)
Projects that are designed to support students' social, emotional,
and academic needs with a focus on underserved students.
Definitions: We are establishing definitions for ``community
college,'' ``Historically Black colleges and universities,''
``Minority-Serving Institution,'' ``Tribal Colleges or Universities,''
and ``underserved student'' for the FY 2021 grant competition and any
subsequent year in which we make awards from the list of unfunded
applications from this competition, in accordance with section
437(d)(1) of GEPA. We have defined ``community college'' to ensure that
we capture applicable institutions of higher education that offer both
associate and bachelor's degrees. We are establishing the definition of
``underserved student'' to target the populations we believe are most
in need of the services intended to be provided under this program. The
remaining definitions are from 34 CFR 77.1.
Community college means an institution that meets the definition in
section 312(f) of the Higher Education Act of 1965, as amended (HEA)
(20 U.S.C. 1058(f)); or an IHE (as defined in section 101 of the HEA)
that awards degrees and certificates, more than 50 percent of which are
not bachelor's degrees (or an equivalent) or master's, professional, or
other advanced degrees.
Demonstrates a rationale means a key project component included in
the project's logic model is informed by research or evaluation
findings that suggest the project component is likely to improve
relevant outcomes.
Department means the U.S. Department of Education.
Fiscal year means the Federal fiscal year--a period beginning on
October 1 and ending on the following September 30.
Grantee means the legal entity to which a grant is awarded and that
is accountable to the Federal Government for the use of the funds
provided. The
[[Page 61185]]
grantee is the entire legal entity even if only a particular component
of the entity is designated in the grant award notice (GAN). For
example, a GAN may name as the grantee one school or campus of a
college or university. In this case, the granting agency usually
intends, or actually intends, that the named component assume primary
or sole responsibility for administering the grant-assisted project or
program. Nevertheless, the naming of a component of a legal entity as
the grantee in a grant award document shall not be construed as
relieving the whole legal entity from accountability to the Federal
Government for the use of the funds provided. (This definition is not
intended to affect the eligibility provision of grant programs in which
eligibility is limited to organizations that may be only components of
a legal entity.) The term ``grantee'' does not include any secondary
recipients, such as subgrantees and contractors, that may receive funds
from a grantee pursuant to a subgrant or contract.
Historically Black colleges and universities means colleges and
universities that meet the criteria set out in 34 CFR 608.2.
Logic model (also referred to as a theory of action) means a
framework that identifies key project components of the proposed
project (i.e., the active ``ingredients'' that are hypothesized to be
critical to achieving the relevant outcomes) and describes the
theoretical and operational relationships among the key project
components and relevant outcomes.
Note: In developing logic models, applicants may want to use
resources such as the Pacific Education Laboratory's Logic Model
Application (www.ies.ed.gov/ncee/edlabs/regions/pacific/elm.asp).
Minority-Serving Institution means an institution that is eligible
to receive assistance under sections 316 through 320 of part A of title
III, under part B of title III, or under title V of the HEA.
Performance measure means any quantitative indicator, statistic, or
metric used to gauge program or project performance.
Project component means an activity, strategy, intervention,
process, product, practice, or policy included in a project. Evidence
may pertain to an individual project component or to a combination of
project components (e.g., training teachers on instructional practices
for English learners and follow-on coaching for these teachers).
Relevant outcome means the student outcome(s) or other outcomes(s)
the key project component is designed to improve, consistent with the
specific goals of the program.
Tribal Colleges or Universities has the meaning ascribed it in
section 316(b)(3) of the HEA.
Underserved student means a student who is enrolled in
postsecondary education and is a member of one or more of the following
subgroups:
(a) A student who is living in poverty.
(b) A student of color.
(c) A student who is a member of a federally recognized Indian
Tribe.
(d) A student with a disability.
(e) A student experiencing homelessness or housing insecurity.
(f) A pregnant, parenting, or caregiving student.
(g) A lesbian, gay, bisexual, transgender, queer, or intersex
(LGBTQ+) student.
(h) A student who is the first in their family to attend
postsecondary education.
(i) A student enrolling in or seeking to enroll in postsecondary
education for the first time at the age of 20 or older.
(j) A student who is enrolled in or is seeking to enroll in
postsecondary education who is eligible for a Pell Grant.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (5 U.S.C. 553), the Department generally offers interested parties
the opportunity to comment on proposed priorities, selection criteria,
definitions, and other requirements. Section 437(d)(1) of GEPA,
however, allows the Secretary to exempt from rulemaking requirements
regulations governing the first grant competition under a new or
substantially revised program authority. This is the first grant
competition for this program, and therefore qualifies for this
exemption. In order to ensure timely grant awards, the Secretary has
decided to forgo public comment on the priorities, requirements, and
definitions under section 437(d)(1) of GEPA. These priorities,
requirements, and definitions will apply to the FY 2021 grant
competition and any subsequent year in which we make awards from the
list of unfunded applications from this competition.
Program Authority: 20 U.S.C. 1138-1138d; Departments of Labor,
Health and Human Services, and Education and Related Agencies
Appropriations Act, 2021, H.R. 7614, 116th Congress (2020); the
explanatory statement accompanying H.R. 133 (Pub. L. 116-260).
Note: Projects will be awarded and must be operated in a manner
consistent with the nondiscrimination requirements contained in the
Federal civil rights laws.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 82, 84, 86, 97,
98, and 99. (b) The Office of Management and Budget (OMB) Guidelines to
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in
2 CFR part 180, as adopted and amended as regulations of the Department
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended as regulations of the Department in 2 CFR
part 3474.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $4,950,000.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in subsequent fiscal years
from the list of unfunded applications from this competition.
Estimated Range of Awards: $750,000 to $990,000 over 36 months.
Estimated Average Size of Award: $865,000.
Maximum Award: We will not make an award exceeding $990,000 for a
single budget period of 36 months.
Estimated Number of Awards: 5.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 36 months.
III. Eligibility Information
1. Eligible Applicants: Community Colleges (as defined in this
notice) that are Minority-Serving Institutions (as defined in this
notice), Historically Black colleges and universities (as defined in
this notice), or Tribal Colleges or Universities (as defined in this
notice).
Note: The notice announcing the FY 2021 process for designation
of eligible institutions, and inviting applications for waiver of
eligibility requirements, was published in the Federal Register on
March 4, 2021 (86 FR 12665). The Department extended the deadline
for applications in a notice published in the Federal Register on
April 13, 2021 (86 FR 19231). Only institutions that the Department
determines are eligible, or which are granted a waiver under the
process described in the March 4, 2021, notice, and that meet the
other eligibility requirements described in this notice, may apply
for a grant under this program.
2. a. Cost Sharing or Matching: This competition does not require
cost sharing or matching.
b. Indirect Cost Rate Information: This program limits a grantee's
indirect cost reimbursement to eight percent of a modified total direct
cost base. We are
[[Page 61186]]
establishing this indirect cost limit for the FY 2021 grant competition
and any subsequent year in which we make awards from the list of
unfunded applications from this competition in accordance with section
437(d)(1) of GEPA. For more information regarding indirect costs, or to
obtain a negotiated indirect cost rate, please see www2.ed.gov/about/offices/list/ocfo/intro.html.
c. Administrative Cost Limitation: This program does not include
any program-specific limitation on administrative expenses. All
administrative expenses must be reasonable and necessary and conform to
Cost Principles described in 2 CFR part 200 subpart E of the Uniform
Guidance.
3. Subgrantees: A grantee under this competition may not award
subgrants to entities to directly carry out project activities
described in its application.
IV. Application and Submission Information
1. Application Submission Instructions: Applicants are required to
follow the Common Instructions for Applicants to Department of
Education Discretionary Grant Programs, published in the Federal
Register on February 13, 2019 (84 FR 3768), and available at
www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02206.pdf, which
contain requirements and information on how to submit an application.
2. Submission of Proprietary Information: Given the types of
projects that may be proposed in applications for the Basic Needs for
Postsecondary Students Program, your application may include business
information that you consider proprietary. In 34 CFR 5.11 we define
``business information'' and describe the process we use in determining
whether any of that information is proprietary and, thus, protected
from disclosure under Exemption 4 of the Freedom of Information Act (5
U.S.C. 552, as amended).
An applicant may wish to request confidentiality of business
information because successful applications may be made available to
the public, if requested.
Consistent with Executive Order 12600, please designate in your
application any information that you believe is exempt from disclosure
under Exemption 4. In the appropriate Appendix section of your
application, under ``Other Attachments Form,'' please list the page
number or numbers on which we can find this information. For additional
information please see 34 CFR 5.11(c).
3. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79. However,
under 34 CFR 79.8(a), we waive intergovernmental review in order to
make awards in a timely manner.
4. Funding Restrictions: We reference additional regulations
outlining funding restrictions in the Applicable Regulations section of
this notice.
5. Recommended Page Limit: The application narrative is where you,
the applicant, address the selection criteria that reviewers use to
evaluate your application. We recommend that you (1) limit the
application narrative to no more than 50 pages and (2) use the
following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, references, and captions, as well as all text in
charts, tables, figures, and graphs.
Use a font that is either 12 point or larger, and no
smaller than 10-pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The recommended page limit applies to the Project Narrative, which
is your complete response to the selection criteria, and any response
to the competitive preference priorities, if applicable. However, the
recommended page limit does not apply to the Application for Federal
Assistance form (SF-424); the ED SF-424 Supplement form; the Budget
Information--Non-Construction Programs form (ED 524); the assurances
and certifications; or the one-page project abstract and supporting
budget narrative.
6. Notice of Intent to Apply: The Department will be able to review
grant applications more efficiently if we know the approximate number
of applicants that intend to apply. Therefore, we strongly encourage
each potential applicant to notify us of their intent to submit an
application. To do so, please email the program contact person listed
under FOR FURTHER INFORMATION CONTACT with the subject line ``Intent to
Apply,'' and include the applicant's name and a contact person's name
and email address. Applicants that do not submit a notice of intent to
apply may still apply for funding; applicants that do submit a notice
of intent to apply are not bound to apply or bound by the information
provided.
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are from 34 CFR 75.210. An applicant may earn up to a total of 100
points based on the selection criteria and up to five additional points
under the competitive preference priority, for a total score of up to
105 points. The selection criteria are as follows:
a. Need for the project. (Maximum 20 Points)
The Secretary considers the need for the proposed project.
In determining the need for the proposed project, the Secretary
considers the following factors:
i. The magnitude of the need for the services to be provided or the
activities to be carried out by the proposed project. (Up to 10 points)
ii. The extent to which specific gaps or weaknesses in services,
infrastructure, or opportunities have been identified and will be
addressed by the proposed project, including the nature and magnitude
of those gaps or weaknesses. (Up to 10 points)
b. Quality of the project design. (Maximum 35 Points)
The Secretary considers the quality of the design of the proposed
project. In determining the quality of the design of the proposed
project, the Secretary considers the following factors:
i. The extent to which the proposed project will integrate with or
build on similar or related efforts to improve relevant outcomes (as
defined in this notice), using existing funding streams from other
programs or policies supported by community, State, and Federal
resources. (Up to 10 points)
ii. The extent to which the proposed project will establish
linkages with other appropriate agencies and organizations providing
services to the target population. (Up to 10 points)
iii. The extent to which the proposed project demonstrates a
rationale (as defined in this notice). (Up to 5 points)
iv. The extent to which the design of the proposed project is
appropriate to, and will successfully address, the needs of the target
population or other identified needs. (Up to 10 points)
c. Quality of project services. (Maximum 25 Points)
The Secretary considers the quality of the services to be provided
by the proposed project.
i. In determining the quality of the services to be provided by the
proposed
[[Page 61187]]
project, the Secretary considers the quality and sufficiency of
strategies for ensuring equal access and treatment for eligible project
participants who are members of groups that have traditionally been
underrepresented based on race, color, national origin, gender, age, or
disability. (Up to 5 points)
In addition, the Secretary considers the following factors:
ii. The likely impact of the services to be provided by the
proposed project on the intended recipients of those
services. (Up to 10 points)
iii. The extent to which the services to be provided by the
proposed project involve the collaboration of appropriate partners for
maximizing the effectiveness of project services. (Up to 10 points)
d. Quality of the management plan. (Maximum 10 Points)
The Secretary considers the quality of the management plan for the
proposed project. In determining the quality of the management plan for
the proposed project, the Secretary considers the adequacy of the
management plan to achieve the objectives of the proposed project on
time and within budget, including clearly defined responsibilities,
timelines, and milestones for accomplishing project tasks.
e. Quality of the project evaluation. (Maximum 10 Points)
The Secretary considers the quality of the evaluation to be
conducted of the proposed project. In determining the quality of the
evaluation, the Secretary considers the following factors:
i. The extent to which the methods of evaluation are thorough,
feasible, and appropriate to the goals, objectives, and outcomes of the
proposed project. (Up to 5 points)
ii. The extent to which the methods of evaluation include the use
of objective performance measures that are clearly related to the
intended outcomes of the project and will produce quantitative and
qualitative data to the extent possible. (Up to 5 points)
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
requires various assurances, including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
(34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
A panel of two to three non-Federal reviewers will review and score
each application in accordance with the selection criteria in this
notice, as well as the competitive preference priorities. A rank order
funding slate will be made from this review. Awards will be made in
rank order according to the average score received from the peer
review.
Tiebreaker: If there is more than one application with the same
score and insufficient funds to fund all the applications with the same
ranking, the first tiebreaker will be to select the applicant with the
highest average score under Quality of Project Services. If a second
tiebreaker is required, we will select the applicant with the highest
average score under Quality of the Project Design. If a third
tiebreaker is required, we will select the applicant with the highest
average score under Need for the Project. If the tie persists, the
application with the highest percentage of students who are Pell grant
recipients will be funded.
3. Risk Assessment and Specific Conditions: Consistent with 2 CFR
200.206, before awarding grants under this program, the Department
conducts a review of the risks posed by applicants. Under 2 CFR
200.208, the Secretary may impose specific conditions and, under 2 CFR
3474.10, in appropriate circumstances, high-risk conditions on a grant
if the applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
4. Integrity and Performance System: If you are selected under this
competition to receive an award that over the course of the project
period may exceed the simplified acquisition threshold (currently
$250,000), under 2 CFR 200.206(a)(2) we must make a judgment about your
integrity, business ethics, and record of performance under Federal
awards--that is, the risk posed by you as an applicant--before we make
an award. In doing so, we must consider any information about you that
is in the integrity and performance system (currently referred to as
the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through the System for Award Management. You may
review and comment on any information about yourself that a Federal
agency previously entered and that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
5. In General: In accordance with the Office of Management and
Budget's guidance located at 2 CFR part 200, all applicable Federal
laws, and relevant Executive guidance, the Department will review and
consider applications for funding pursuant to this notice inviting
applications in accordance with:
(a) Selecting recipients most likely to be successful in delivering
results based on the program objectives through an objective process of
evaluating Federal award applications (2 CFR 200.205);
(b) Prohibiting the purchase of certain telecommunication and video
surveillance services or equipment in alignment with section 889 of the
National Defense Authorization Act of 2019 (Pub. L. 115-232) (2 CFR
200.216);
(c) Providing a preference, to the extent permitted by law, to
maximize use of goods, products, and materials produced in the United
States (2 CFR 200.322); and
(d) Terminating agreements in whole or in part to the greatest
extent authorized by law if an award no longer effectuates the program
goals or agency priorities (2 CFR 200.340).
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a GAN; or we may
send you an email containing a link to access an electronic version of
your GAN. We may notify you informally, also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in
[[Page 61188]]
the Applicable Regulations section of this notice and include these and
other specific conditions in the GAN. The GAN also incorporates your
approved application as part of your binding commitments under the
grant.
3. Open Licensing Requirements: Unless an exception applies, if you
are awarded a grant under this competition, you will be required to
openly license to the public grant deliverables created in whole, or in
part, with Department grant funds. When the deliverable consists of
modifications to pre-existing works, the license extends only to those
modifications that can be separately identified and only to the extent
that open licensing is permitted under the terms of any licenses or
other legal restrictions on the use of pre-existing works.
Additionally, a grantee or subgrantee that is awarded competitive grant
funds must have a plan to disseminate these public grant deliverables.
This dissemination plan can be developed and submitted after your
application has been reviewed and selected for funding. For additional
information on the open licensing requirements, please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
(c) Under 34 CFR 75.250(b), the Secretary may provide a grantee
with additional funding for data collection analysis and reporting. In
this case, the Secretary establishes a data collection period.
5. Performance Measures: For purposes of evaluating the success of
the Basic Needs for Postsecondary Students Program under the Government
Performance and Results Act of 1993 and Department reporting under 34
CFR 75.110, the Department will use the following performance measures:
(1) The number of underserved students served by any direct student
service supported by the grant.
(2) The annual persistence rate at grantee institutions for all
students who are served by any direct student service supported by the
grant.
(3) The annual rate of degree or certificate completion at grantee
institutions for all students served by any direct student service
supported by the grant.
VII. Other Information
Accessible Format: On request to the program contact person listed
under FOR FURTHER INFORMATION CONTACT, individuals with disabilities
can obtain this document and a copy of the application package in an
accessible format. The Department will provide the requestor with an
accessible format that may include Rich Text Format (RTF) or text
format (txt), a thumb drive, an MP3 file, braille, large print,
audiotape, or compact disc, or other accessible format.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov. At this site, you can view this
document, as well as all other documents of this Department published
in the Federal Register, in text or Portable Document Format (PDF). To
use PDF, you must have Adobe Acrobat Reader, which is available free at
the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Michelle Asha Cooper,
Acting Assistant Secretary for Postsecondary Education.
[FR Doc. 2021-24362 Filed 11-4-21; 8:45 am]
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