Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products, 60947 [2021-24017]
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Federal Register / Vol. 86, No. 211 / Thursday, November 4, 2021 / Notices
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary at SecretarysOffice@sec.gov.
The Commission:
Secretarys-Office@sec.gov.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Cohen & Steers Global Income Builder,
Inc. [File No. 811–22057]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Cohen & Steers
Infrastructure Fund, Inc., and on
December 12, 2019 made a final
distribution to its shareholders based on
net asset value. Expenses of $387,207
incurred in connection with the
reorganization were paid by the
applicant and the acquiring fund.
Filing Dates: The application was
filed on March 12, 2021, and amended
on July 30, 2021, and October 14, 2021.
Applicant’s Address:
FundLegalGroup@cohenandsteers.com.
State Farm Associates’ Funds Trust
[File No. 811–1519]
lotter on DSK11XQN23PROD with NOTICES1
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Advisers
Investment Trust, and on August 23,
2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $912,500 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on September 21, 2021.
Applicant’s Address:
david.moore.ct95@statefarm.com.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–24000 Filed 11–3–21; 8:45 am]
BILLING CODE 8011–01–P
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60947
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–93471; File Nos. SR–MIAX–
2021–28, SR–EMERALD–2021–21]
[Release No. 34–93469; File No. SR–BX–
2021–049]
Self-Regulatory Organizations; Miami
International Securities Exchange, LLC
and MIAX Emerald, LLC; Notice of
Withdrawal of Proposed Rule Changes
To Establish Fees for the Exchanges’
cToM Market Data Products
Self-Regulatory Organizations; Nasdaq
BX, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Equity 4, Rule
4703
October 29, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
19, 2021, Nasdaq BX, Inc. (‘‘BX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
On June 30, 2021, Miami International
Securities Exchange, LLC (‘‘MIAX’’) and
MIAX Emerald, LLC (‘‘MIAX Emerald’’)
(collectively, the ‘‘Exchanges’’) each
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to establish fees for,
respectively, the MIAX Complex Top of
Market (‘‘cToM’’) and the MIAX
Emerald cToM market data products.
The proposed rule changes were
immediately effective upon filing with
the Commission pursuant to Section
19(b)(3)(A) of the Act.3 The proposed
rule changes were published for
comment in the Federal Register on July
15, 2021.4 On August 27, 2021, the
Commission temporarily suspended the
proposed rule changes and instituted
proceedings under Section 19(b)(2)(B) of
the Act 5 to determine whether to
approve or disapprove the proposed
rule changes.6 On September 30, 2021,
the Exchanges withdrew the proposed
rule changes (SR–MIAX–2021–28, SR–
EMERALD–2021–21).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–24017 Filed 11–3–21; 8:45 am]
BILLING CODE 8011–01–P
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
4 See Securities Exchange Act Release Nos. 92359
(July 9, 2021), 86 FR 37393 (SR–MIAX–2021–28);
and 92358 (July 9, 2021), 86 FR 37361 (SR–
EMERALD–2021–21).
5 15 U.S.C. 78s(b)(2)(B).
6 See Securities Exchange Act Release No. 92789,
86 FR 49364 (September 2, 2021).
7 17 CFR 200.30–3(a)(12).
2 17
PO 00000
Frm 00157
Fmt 4703
Sfmt 4703
October 29, 2021.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Equity 4, Rule 4703,3 in light of planned
changes to the System, as described
further below. The text of the proposed
rule change is available on the
Exchange’s website at https://
listingcenter.nasdaq.com/rulebook/bx/
rules, at the principal office of the
Exchange, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 References herein to BX Rules in the 4000 Series
shall mean Rules in BX Equity 4.
2 17
E:\FR\FM\04NON1.SGM
04NON1
Agencies
[Federal Register Volume 86, Number 211 (Thursday, November 4, 2021)]
[Notices]
[Page 60947]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-24017]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-93471; File Nos. SR-MIAX-2021-28, SR-EMERALD-2021-21]
Self-Regulatory Organizations; Miami International Securities
Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed
Rule Changes To Establish Fees for the Exchanges' cToM Market Data
Products
October 29, 2021.
On June 30, 2021, Miami International Securities Exchange, LLC
(``MIAX'') and MIAX Emerald, LLC (``MIAX Emerald'') (collectively, the
``Exchanges'') each filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to establish fees for, respectively, the MIAX
Complex Top of Market (``cToM'') and the MIAX Emerald cToM market data
products.
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
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The proposed rule changes were immediately effective upon filing
with the Commission pursuant to Section 19(b)(3)(A) of the Act.\3\ The
proposed rule changes were published for comment in the Federal
Register on July 15, 2021.\4\ On August 27, 2021, the Commission
temporarily suspended the proposed rule changes and instituted
proceedings under Section 19(b)(2)(B) of the Act \5\ to determine
whether to approve or disapprove the proposed rule changes.\6\ On
September 30, 2021, the Exchanges withdrew the proposed rule changes
(SR-MIAX-2021-28, SR-EMERALD-2021-21).
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\3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take
effect upon filing with the Commission if it is designated by the
exchange as ``establishing or changing a due, fee, or other charge
imposed by the self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory organization.''
15 U.S.C. 78s(b)(3)(A)(ii).
\4\ See Securities Exchange Act Release Nos. 92359 (July 9,
2021), 86 FR 37393 (SR-MIAX-2021-28); and 92358 (July 9, 2021), 86
FR 37361 (SR-EMERALD-2021-21).
\5\ 15 U.S.C. 78s(b)(2)(B).
\6\ See Securities Exchange Act Release No. 92789, 86 FR 49364
(September 2, 2021).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
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\7\ 17 CFR 200.30-3(a)(12).
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J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-24017 Filed 11-3-21; 8:45 am]
BILLING CODE 8011-01-P