Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products, 60947 [2021-24017]

Download as PDF Federal Register / Vol. 86, No. 211 / Thursday, November 4, 2021 / Notices of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at SecretarysOffice@sec.gov. The Commission: Secretarys-Office@sec.gov. ADDRESSES: FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. Cohen & Steers Global Income Builder, Inc. [File No. 811–22057] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Cohen & Steers Infrastructure Fund, Inc., and on December 12, 2019 made a final distribution to its shareholders based on net asset value. Expenses of $387,207 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Dates: The application was filed on March 12, 2021, and amended on July 30, 2021, and October 14, 2021. Applicant’s Address: FundLegalGroup@cohenandsteers.com. State Farm Associates’ Funds Trust [File No. 811–1519] lotter on DSK11XQN23PROD with NOTICES1 Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Advisers Investment Trust, and on August 23, 2021 made a final distribution to its shareholders based on net asset value. Expenses of $912,500 incurred in connection with the reorganization were paid by the applicant’s investment adviser. Filing Dates: The application was filed on September 21, 2021. Applicant’s Address: david.moore.ct95@statefarm.com. For the Commission, by the Division of Investment Management, pursuant to delegated authority. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–24000 Filed 11–3–21; 8:45 am] BILLING CODE 8011–01–P VerDate Sep<11>2014 17:57 Nov 03, 2021 Jkt 256001 60947 SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION [Release No. 34–93471; File Nos. SR–MIAX– 2021–28, SR–EMERALD–2021–21] [Release No. 34–93469; File No. SR–BX– 2021–049] Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges’ cToM Market Data Products Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 October 29, 2021. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 19, 2021, Nasdaq BX, Inc. (‘‘BX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. On June 30, 2021, Miami International Securities Exchange, LLC (‘‘MIAX’’) and MIAX Emerald, LLC (‘‘MIAX Emerald’’) (collectively, the ‘‘Exchanges’’) each filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to establish fees for, respectively, the MIAX Complex Top of Market (‘‘cToM’’) and the MIAX Emerald cToM market data products. The proposed rule changes were immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act.3 The proposed rule changes were published for comment in the Federal Register on July 15, 2021.4 On August 27, 2021, the Commission temporarily suspended the proposed rule changes and instituted proceedings under Section 19(b)(2)(B) of the Act 5 to determine whether to approve or disapprove the proposed rule changes.6 On September 30, 2021, the Exchanges withdrew the proposed rule changes (SR–MIAX–2021–28, SR– EMERALD–2021–21). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–24017 Filed 11–3–21; 8:45 am] BILLING CODE 8011–01–P 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as ‘‘establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii). 4 See Securities Exchange Act Release Nos. 92359 (July 9, 2021), 86 FR 37393 (SR–MIAX–2021–28); and 92358 (July 9, 2021), 86 FR 37361 (SR– EMERALD–2021–21). 5 15 U.S.C. 78s(b)(2)(B). 6 See Securities Exchange Act Release No. 92789, 86 FR 49364 (September 2, 2021). 7 17 CFR 200.30–3(a)(12). 2 17 PO 00000 Frm 00157 Fmt 4703 Sfmt 4703 October 29, 2021. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Equity 4, Rule 4703,3 in light of planned changes to the System, as described further below. The text of the proposed rule change is available on the Exchange’s website at https:// listingcenter.nasdaq.com/rulebook/bx/ rules, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 References herein to BX Rules in the 4000 Series shall mean Rules in BX Equity 4. 2 17 E:\FR\FM\04NON1.SGM 04NON1

Agencies

[Federal Register Volume 86, Number 211 (Thursday, November 4, 2021)]
[Notices]
[Page 60947]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-24017]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-93471; File Nos. SR-MIAX-2021-28, SR-EMERALD-2021-21]


Self-Regulatory Organizations; Miami International Securities 
Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed 
Rule Changes To Establish Fees for the Exchanges' cToM Market Data 
Products

October 29, 2021.
    On June 30, 2021, Miami International Securities Exchange, LLC 
(``MIAX'') and MIAX Emerald, LLC (``MIAX Emerald'') (collectively, the 
``Exchanges'') each filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to establish fees for, respectively, the MIAX 
Complex Top of Market (``cToM'') and the MIAX Emerald cToM market data 
products.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
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    The proposed rule changes were immediately effective upon filing 
with the Commission pursuant to Section 19(b)(3)(A) of the Act.\3\ The 
proposed rule changes were published for comment in the Federal 
Register on July 15, 2021.\4\ On August 27, 2021, the Commission 
temporarily suspended the proposed rule changes and instituted 
proceedings under Section 19(b)(2)(B) of the Act \5\ to determine 
whether to approve or disapprove the proposed rule changes.\6\ On 
September 30, 2021, the Exchanges withdrew the proposed rule changes 
(SR-MIAX-2021-28, SR-EMERALD-2021-21).
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    \3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take 
effect upon filing with the Commission if it is designated by the 
exchange as ``establishing or changing a due, fee, or other charge 
imposed by the self-regulatory organization on any person, whether 
or not the person is a member of the self-regulatory organization.'' 
15 U.S.C. 78s(b)(3)(A)(ii).
    \4\ See Securities Exchange Act Release Nos. 92359 (July 9, 
2021), 86 FR 37393 (SR-MIAX-2021-28); and 92358 (July 9, 2021), 86 
FR 37361 (SR-EMERALD-2021-21).
    \5\ 15 U.S.C. 78s(b)(2)(B).
    \6\ See Securities Exchange Act Release No. 92789, 86 FR 49364 
(September 2, 2021).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
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    \7\ 17 CFR 200.30-3(a)(12).
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J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-24017 Filed 11-3-21; 8:45 am]
BILLING CODE 8011-01-P
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