Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E, 55033 [2021-21617]
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lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 86, No. 190 / Tuesday, October 5, 2021 / Notices
If so, are there any improvements to the
annual confirmation as currently
described that would reduce the burden
for filers or filing agents?
7. Would the potential access changes
facilitate the responsible management of
EDGAR filer credentials? Are there
additional changes to the access process
that we should make to encourage such
responsible management? For example,
should administrators be required to
update their account permissions within
a reasonable period of time following
the separation of employment of a user
from the filer or a change in the user’s
filing responsibilities? Would the
potential access changes create any
undue burdens for filers or filing agents?
If so, how could the potential access
changes be modified to ease such
burdens? Are there any other concerns
that the Commission should be aware of
with the transition to the potential
access changes?
8. Are there any issues specific to
certain types of filers that should be
considered with regard to the potential
access changes? For example, assetbacked securities (ABS) issuers often
create one or more serial companies
each year, each of which is a separate
legal entity with its own CIK, even
though it generally has the same contact
information as the ABS issuer. If the
potential technical changes are
implemented, should new serial
companies have their user and filer
administrator information automatically
copied from the ABS issuer’s user and
filer administrator information? If so, in
order to ensure that the ABS issuer has
user and filer administrator information
that could be copied to the new serial
company, would there be any issues
associated with requiring ABS issuers to
have transitioned to Login.gov before the
ABS issuer can create new serial
companies? Separately, should we allow
the annual confirmations of users and
filer administrators for an ABS issuer to
also apply to the serial companies
associated with that ABS issuer, if the
same users and filer administrators were
associated with each serial company?
9. How long would it take existing
filers to adjust to the potential access
changes? Should we transition existing
active accounts to the potential access
changes on a gradual basis over a
several month period, possibly
beginning in spring 2022? If so, how?
For example, should the transition
period be tiered based on the volume of
filings made by a filer or a filing agent
on an annual basis? Should another
method be used? What is an appropriate
length of time for the transition period?
10. What other changes to the EDGAR
filer access and account management
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processes should the Commission
consider in the future?
IV. General Request for Public
Comment
We request and encourage any
interested person to submit comments
on any aspect of the potential technical
changes to the EDGAR filer access and
filer account management processes,
and suggestions for additional changes.
In particular, we request comment on
obtaining and using third-party service
provider account credentials to access
EDGAR, the filer administrator
managing the permissions of users
associated with the filer’s EDGAR
account, and the filer management tool.
Comments are of particular assistance if
accompanied by analysis of the issues
addressed in those comments and any
data that may support the analysis. We
urge commenters to be as specific as
possible.
By the Commission.
Dated: September 30, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–21697 Filed 10–4–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–93179; File No. SR–
NYSEArca–2021–73]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change To List
and Trade Shares of the Franklin
Responsibly Sourced Gold ETF Under
NYSE Arca Rule 8.201–E
September 29, 2021.
On August 23, 2021, NYSE Arca, Inc.
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
Franklin Responsibly Sourced Gold
ETF. The proposed rule change was
published for comment in the Federal
Register on September 8, 2021.3 The
Commission has received no comments
on the proposed rule change.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 92840
(September 1, 2021), 86 FR 50385.
4 15 U.S.C. 78s(b)(2).
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is October 23,
2021. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,5
designates December 7, 2021 as the date
by which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2021–73).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–21617 Filed 10–4–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–93181; File No. SR–
NYSENAT–2021–18]
Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend NYSE National
Rule 7.2
September 30, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 28, 2021, NYSE National,
Inc. (‘‘NYSE National’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the self-regulatory organization. The
Commission is publishing this notice to
1 15
2 17
PO 00000
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55033
5 Id.
6 17
CFR 200.30–3(a)(31).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
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]]>Agencies
[Federal Register Volume 86, Number 190 (Tuesday, October 5, 2021)]
[Notices]
[Page 55033]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-21617]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-93179; File No. SR-NYSEArca-2021-73]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change To List and Trade Shares of the Franklin Responsibly Sourced
Gold ETF Under NYSE Arca Rule 8.201-E
September 29, 2021.
On August 23, 2021, NYSE Arca, Inc. filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to list and trade shares of the
Franklin Responsibly Sourced Gold ETF. The proposed rule change was
published for comment in the Federal Register on September 8, 2021.\3\
The Commission has received no comments on the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 92840 (September 1,
2021), 86 FR 50385.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is October 23, 2021. The Commission is extending this 45-day time
period.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider the proposed rule change. Accordingly, the
Commission, pursuant to Section 19(b)(2) of the Act,\5\ designates
December 7, 2021 as the date by which the Commission shall either
approve or disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-NYSEArca-2021-73).
---------------------------------------------------------------------------
\5\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-21617 Filed 10-4-21; 8:45 am]
BILLING CODE 8011-01-P
