Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 54254-54255 [2021-21206]
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Federal Register / Vol. 86, No. 187 / Thursday, September 30, 2021 / Notices
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B. Submitting Comments
The NRC encourages electronic
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does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment into ADAMS.
LOTTER on DSK11XQN23PROD with NOTICES1
II. Additional Information
The NRC is issuing for public
comment a DG in the NRC’s ‘‘Regulatory
Guide’’ series. This series was
developed to describe methods that are
acceptable to the NRC staff for
implementing specific parts of the
agency’s regulations, to explain
techniques that the staff uses in
evaluating specific issues or postulated
events, and to describe information that
the staff needs in its review of
applications for permits and licenses.
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The DG, entitled, ‘‘Acceptability of
ASME Code Section XI, Division 2,
‘Requirements for Reliability and
Integrity Management (RIM) Programs
for Nuclear Power Plants,’ for Non-Light
Water Reactors,’’ is a proposed new
Regulatory Guide 1.246 and is
temporarily identified by its task
number, DG–1383 (ADAMS Accession
No. ML21120A185). The staff is also
issuing for public comment a draft
regulatory analysis (ADAMS Accession
No. ML21120A192).
This DG endorses, with conditions,
the 2019 edition of ASME BPV Code,
Section XI, Division 2. It also describes
a method that applicants can use to
incorporate PSI and ISI programs into a
licensing basis. ASME BPV Code,
Section XI, Division 2 provides a
process for developing a RIM program
similar to a traditional PSI and ISI
program under ASME Code, Section XI,
Division 1, ‘‘Rules for Inspection and
Testing of Components of Light-WaterCooled Plants,’’ for all types of nuclear
power plants. Because ASME Code,
Section XI, Division 1, provides
requirements for a PSI and ISI program
for an LWR, the scope of this DG focuses
on non-LWRs. The RIM program
contains provisions beyond a traditional
program, such as significant use of
probabilistic risk assessment (PRA) to
develop reliability targets for structures,
systems, and components (SSCs) within
the scope of the program. It also relies
on establishing such practices as
monitoring, nondestructive examination
and repair and replacement to maintain
the reliability of components based on
the degradation mechanisms that may
exist throughout the life of the plant.
ASME Code, Section XI, Division 2,
also provides a process for the
identification of the scope, degradation
mechanisms, and reliability targets for
the in-scope SSCs; identification and
evaluation of RIM strategies and
uncertainties; program implementation;
performance monitoring; and program
updates to be applied for passive
components to give assurance that the
reliability will meet preestablished
targets (developed from the PRA
information for the facility). ASME
Code, Section XI, Division 2, does not
stipulate any specific strategies to be
employed but calls for these to be
developed by expert panels, considering
types of examinations currently used for
ASME Code, Section XI, Division 1, and
known or potential degradation
mechanisms for typical materials used
in the construction of nuclear facilities.
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III. Backfitting, Forward Fitting, and
Issue Finality
DG–1383, if finalized, would not
constitute backfitting as defined in
section 50.109 of title 10 of the Code of
Federal Regulations (10 CFR),
‘‘Backfitting,’’ and as described in NRC
Management Directive (MD) 8.4,
‘‘Management of Backfitting, Forward
Fitting, Issue Finality, and Information
Requests’’ (ADAMS Accession No.
ML18093B087); constitute forward
fitting as that term is defined and
described in MD 8.4; or affect the issue
finality of any approval issued under 10
CFR part 52, ‘‘Licenses, Certificates, and
Approvals for Nuclear Power Plants.’’
As explained in DG–1383, applicants
and licensees are not required to comply
with the positions set forth in DG–1383.
Dated: September 27, 2021.
For the Nuclear Regulatory Commission.
Meraj Rahimi,
Chief, Regulatory Guide and Programs
Management Branch, Division of Engineering,
Office of Nuclear Regulatory Research.
[FR Doc. 2021–21295 Filed 9–29–21; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34384]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
September 24, 2021.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of September
2021. A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by emailing the SEC’s
Secretary at Secretarys-Office@sec.gov
and serving the relevant applicant with
a copy of the request by email, if an
email address is listed for the relevant
applicant below, or personally or by
mail, if a physical address is listed for
the relevant applicant below. Hearing
requests should be received by the SEC
by 5:30 p.m. on October 19, 2021, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
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Federal Register / Vol. 86, No. 187 / Thursday, September 30, 2021 / Notices
service. Pursuant to Rule 0–5 under the
Act, hearing requests should state the
nature of the writer’s interest, any facts
bearing upon the desirability of a
hearing on the matter, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Commission’s Secretary at
Secretarys-Office@sec.gov.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
FS Multi-Alternative Income Fund [File
No. 811–23338]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed
on August 27, 2021.
Applicant’s Address: legalnotices@
fsinvestments.com.
Hatteras VC Co-Investment Fund II,
LLC [File No. 811–22251]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 29, 2021,
applicant made liquidating distributions
to its shareholders based on net asset
value. Expenses of $213,900 incurred in
connection with the liquidation were
paid by the fund’s investment adviser,
and/or their affiliates.
Filing Date: The application was filed
on August 17, 2021.
Applicant’s Address:
joshua.deringer@faegredrinker.com.
LOTTER on DSK11XQN23PROD with NOTICES1
iShares U.S. ETF Company, Inc [File
No. 811–22522]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on August 31, 2021.
Applicant’s Address: bhaskin@
willkie.com.
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NexPoint Healthcare Opportunities
Fund [File No. 811–23144]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On April 17,
2020, applicant made liquidating
distributions to its shareholders based
on net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Dates: The application was
filed on April 24, 2020 and amended on
September 1, 2021.
Applicant’s Address: Jon-Luc.Dupuy@
klgates.com.
Pacific Global Fund, Inc. [File No. 811–
07062]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 30,
2020, and April 6, 2020, applicant made
liquidating distributions to its
shareholders based on net asset value.
Expenses of $141,570 incurred in
connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed
on August 20, 2021.
Applicant’s Address: bkelley@
pgimc.com.
RiverNorth Opportunities Fund II, Inc.
[File No. 811–23427]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on August 13, 2021.
Applicant’s Address: roykim@
chapman.com.
Vivaldi Opportunities Fund [File No.
811–23255]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Angel Oak
Financial Strategies Income Term Trust,
and on June 5, 2020 made a final
distribution to its shareholders based on
net asset value. Expenses of $731,250
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser and the
acquiring fund’s investment adviser.
Filing Dates: The application was
filed on July 12, 2021 and amended on
September 13, 2021.
Applicant’s Address:
joshua.deringer@faegredrinker.com.
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54255
Western Asset Municipal Defined
Opportunity Trust Inc. [File No. 811–
22265]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On May 3, 2021,
applicant made liquidating distributions
to its shareholders based on net asset
value. Expenses of $30,054.75 incurred
in connection with the liquidation were
paid by the applicant.
Filing Dates: The application was
filed on July 22, 2021 and amended on
September 2, 2021.
Applicant’s Address: george.hoyt@
franklintempleton.com.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–21206 Filed 9–29–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
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[Release No. 34–93125; File No. SR–
NASDAQ–2021–073]
Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Extend the
Implementation Date of its Post-Trade
Risk Management Tool
September 24, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 14, 2021, The Nasdaq Stock
Market LLC (‘‘Nasdaq’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I and II below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to extend the
implementation date of its Post-Trade
Risk Management product to Q1 2022.
1 15
2 17
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U.S.C. 78s(b)(1).
CFR 240.19b–4.
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]]>Agencies
[Federal Register Volume 86, Number 187 (Thursday, September 30, 2021)]
[Notices]
[Pages 54254-54255]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-21206]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34384]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
September 24, 2021.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
September 2021. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by emailing the SEC's
Secretary at [email protected] and serving the relevant
applicant with a copy of the request by email, if an email address is
listed for the relevant applicant below, or personally or by mail, if a
physical address is listed for the relevant applicant below. Hearing
requests should be received by the SEC by 5:30 p.m. on October 19,
2021, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of
[[Page 54255]]
service. Pursuant to Rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
[email protected].
ADDRESSES: The Commission: [email protected].
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
FS Multi-Alternative Income Fund [File No. 811-23338]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed on August 27, 2021.
Applicant's Address: [email protected].
Hatteras VC Co-Investment Fund II, LLC [File No. 811-22251]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 29,
2021, applicant made liquidating distributions to its shareholders
based on net asset value. Expenses of $213,900 incurred in connection
with the liquidation were paid by the fund's investment adviser, and/or
their affiliates.
Filing Date: The application was filed on August 17, 2021.
Applicant's Address: [email protected].
iShares U.S. ETF Company, Inc [File No. 811-22522]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Date: The application was filed on August 31, 2021.
Applicant's Address: [email protected].
NexPoint Healthcare Opportunities Fund [File No. 811-23144]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On April 17,
2020, applicant made liquidating distributions to its shareholders
based on net asset value. No expenses were incurred in connection with
the liquidation.
Filing Dates: The application was filed on April 24, 2020 and
amended on September 1, 2021.
Applicant's Address: [email protected].
Pacific Global Fund, Inc. [File No. 811-07062]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 30, 2020, and April 6, 2020,
applicant made liquidating distributions to its shareholders based on
net asset value. Expenses of $141,570 incurred in connection with the
liquidation were paid by the applicant.
Filing Date: The application was filed on August 20, 2021.
Applicant's Address: [email protected].
RiverNorth Opportunities Fund II, Inc. [File No. 811-23427]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on August 13, 2021.
Applicant's Address: [email protected].
Vivaldi Opportunities Fund [File No. 811-23255]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Angel Oak Financial Strategies Income
Term Trust, and on June 5, 2020 made a final distribution to its
shareholders based on net asset value. Expenses of $731,250 incurred in
connection with the reorganization were paid by the applicant's
investment adviser and the acquiring fund's investment adviser.
Filing Dates: The application was filed on July 12, 2021 and
amended on September 13, 2021.
Applicant's Address: [email protected].
Western Asset Municipal Defined Opportunity Trust Inc. [File No. 811-
22265]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On May 3,
2021, applicant made liquidating distributions to its shareholders
based on net asset value. Expenses of $30,054.75 incurred in connection
with the liquidation were paid by the applicant.
Filing Dates: The application was filed on July 22, 2021 and
amended on September 2, 2021.
Applicant's Address: [email protected].
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-21206 Filed 9-29-21; 8:45 am]
BILLING CODE 8011-01-P
