Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges, 53129 [2021-20657]
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Federal Register / Vol. 86, No. 183 / Friday, September 24, 2021 / Notices
(‘‘Act’’) 1 and Rule 19b-4 thereunder,2 a
proposed rule change to adopt new
Exchange Rule 6.91P–O to reflect the
implementation of the Exchange’s Pillar
trading technology on its options market
and to make conforming amendments to
Exchange Rule 6.47A–O. The proposed
rule change was published for comment
in the Federal Register on August 4,
2021.3 The Commission has received no
comment letters regarding the proposed
rule change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for the
proposed rule change is September 24,
2021.
The Commission is extending the 45day period for Commission action on
the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider and act on the Proposed
Rule Change. Accordingly, pursuant to
Section 19(b)(2) of the Act,5 the
Commission designates November 8,
2021, as the date by which the
Commission shall either approve,
disapprove, or institute proceedings to
determine whether to disapprove the
proposed rule change (File No. SR–
NYSEARCA–2021–68).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–20656 Filed 9–23–21; 8:45 am]
BILLING CODE 8011–01–P
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Securities Exchange Act Release No. 92563
(August 4, 2021), 86 FR 43704 (August 10, 2021)
(SR–NYSEARCA–2021–68) (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 Id.
6 17 CFR 200.30–3(a)(31).
2 17
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–93066; File No. SR–
NYSEArca–2021–52]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a
Proposed Rule Change To Amend the
NYSE Arca Equities Fees and Charges
September 20, 2021.
I. Introduction
On June 14, 2021, NYSE Arca, Inc.
(‘‘NYSE Arca’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change (File No. SR–
NYSEArca–2021–52) to amend the
NYSE Arca Equities Fees and Charges
(‘‘Fee Schedule’’).3 The proposed rule
change was immediately effective upon
filing with the Commission pursuant to
Section 19(b)(3)(A) of the Act.4 The
proposed rule change was published for
comment in the Federal Register on July
6, 2021.5 The Commission received no
comment letters regarding the proposed
rule change. On August 5, 2021, the
Commission, pursuant to Section
19(b)(3)(C) of the Act,6 temporarily
suspended and instituted proceedings to
determine whether to approve or
disapprove the proposal.7 On September
14, 2021, the Exchange withdrew the
proposed rule change (SR–NYSEArca–
2021–52).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–20657 Filed 9–23–21; 8:45 am]
BILLING CODE 8011–01–P
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 92291
(June 29, 2021), 86 FR 35551 (July 6, 2021)
(‘‘Notice’’).
4 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
5 See Notice, supra note 3.
6 15 U.S.C. 78s(b)(3)(C).
7 See Securities Exchange Act Release No. 92583
(August 5, 2021), 86 FR 44116 (August 11, 2021).
8 17 CFR 200.30–3(a)(12).
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53129
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–93067; File No. SR–BX–
2021–041]
Self-Regulatory Organizations; Nasdaq
BX, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Options 3,
Section 26, Message Traffic Mitigation
September 20, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 14, 2021, Nasdaq BX, Inc.
(‘‘BX’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I and
II, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend BX
Rules at Options 2, Section 10, Directed
Market Makers, Options 3, Section 26,
Message Traffic Mitigation, and Options
3, Section 27 Limitation of Liability.
The Exchange also proposes to amend
Options 10, Doing Business With The
Public: Section 5, Branch Offices,
Section 6, Opening of Accounts, and
Section 9, Discretionary Accounts.
The text of the proposed rule change
is available on the Exchange’s website at
https://listingcenter.nasdaq.com/
rulebook/bx/rules, at the principal office
of the Exchange, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
1
2
15 U.S.C. 78s(b)(1).
17 CFR 240.19b–4.
E:\FR\FM\24SEN1.SGM
24SEN1
Agencies
[Federal Register Volume 86, Number 183 (Friday, September 24, 2021)]
[Notices]
[Page 53129]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-20657]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-93066; File No. SR-NYSEArca-2021-52]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Equities
Fees and Charges
September 20, 2021.
I. Introduction
On June 14, 2021, NYSE Arca, Inc. (``NYSE Arca'' or the
``Exchange'') filed with the Securities and Exchange Commission (the
``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change (File No. SR-NYSEArca-2021-52) to amend the NYSE
Arca Equities Fees and Charges (``Fee Schedule'').\3\ The proposed rule
change was immediately effective upon filing with the Commission
pursuant to Section 19(b)(3)(A) of the Act.\4\ The proposed rule change
was published for comment in the Federal Register on July 6, 2021.\5\
The Commission received no comment letters regarding the proposed rule
change. On August 5, 2021, the Commission, pursuant to Section
19(b)(3)(C) of the Act,\6\ temporarily suspended and instituted
proceedings to determine whether to approve or disapprove the
proposal.\7\ On September 14, 2021, the Exchange withdrew the proposed
rule change (SR-NYSEArca-2021-52).
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 92291 (June 29,
2021), 86 FR 35551 (July 6, 2021) (``Notice'').
\4\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take
effect upon filing with the Commission if it is designated by the
exchange as ``establishing or changing a due, fee, or other charge
imposed by the self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory organization.''
15 U.S.C. 78s(b)(3)(A)(ii).
\5\ See Notice, supra note 3.
\6\ 15 U.S.C. 78s(b)(3)(C).
\7\ See Securities Exchange Act Release No. 92583 (August 5,
2021), 86 FR 44116 (August 11, 2021).
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For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-20657 Filed 9-23-21; 8:45 am]
BILLING CODE 8011-01-P