Submission for OMB Review; Comment Request, 50751 [2021-19541]

Download as PDF Federal Register / Vol. 86, No. 173 / Friday, September 10, 2021 / Notices Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov. Dated: September 7, 2021. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–19542 Filed 9–9–21; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–346, OMB Control No. 3235–0392] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, Washington, DC 20549–2736 jbell on DSKJLSW7X2PROD with NOTICES Extension: Rule 15g–3 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (’’PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for approval of extension of the existing collection of information provided for in Rule 15g– 3—Broker or dealer disclosure of quotations and other information relating to the penny stock market (17 CFR 240.15g–3) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Rule 15g–3 requires that brokers and dealers disclose to customers current quotation prices or similar market information in connection with transactions in penny stocks. The purpose of the rule is to increase the level of disclosure to investors concerning penny stocks generally and specific penny stock transactions. The Commission estimates that approximately 178 broker-dealers will each spend an average of approximately 87.0833333 hours annually to comply with this rule. Thus, the total time burden is approximately 15,501 hours per year. Rule 15g–3 contains record retention requirements. Compliance with the rule is mandatory. The required records are available only to the examination staff of the Commission and the self regulatory organizations of which the broker-dealer is a member. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. The public may view background documentation for this information VerDate Sep<11>2014 18:09 Sep 09, 2021 Jkt 253001 collection at the following website: www.reginfo.gov. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to (i) www.reginfo.gov/public/do/ PRAMain and (ii) David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/ o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov. Dated: September 7, 2021. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–19541 Filed 9–9–21; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF STATE [Public Notice 11533] Notice of Shipping Coordinating Committee Meeting in Preparation for International Maritime Organization MSC 104 Meeting The Department of State will conduct a public meeting of the Shipping Coordinating Committee at 10:00 a.m. on Thursday, September 30, 2021, by way of teleconference. Members of the public may participate up to the capacity of the teleconference phone line, which can handle 500 participants. To access the teleconference line, participants should contact the meeting coordinator, LCDR Jessica Anderson, by email at jessica.p.anderson@uscg.mil. The primary purpose of the meeting is to prepare for the 104th session of the International Maritime Organization’s (IMO) Maritime Safety Committee (MSC 104) to be held remotely from Monday, October 4, 2021 to Friday, October 8, 2021. The agenda items to be considered at the advisory committee meeting mirror those to be considered at MSC 104, and include: —Adoption of the agenda; report on credentials —Decisions of other IMO bodies —Consideration and adoption of amendments to mandatory instruments —Capacity-building for the implementation of new measures —Measures to improve domestic ferry safety —Goal-based new ship construction standards —Measures to improve domestic ferry safety PO 00000 Frm 00058 Fmt 4703 Sfmt 4703 50751 —Measures to enhance maritime security —Piracy and armed robbery against ships —Unsafe mixed migration by sea —Formal safety assessment —Human element, training and watchkeeping (report of the seventh session of the Sub-Committee) —Navigation, communications and search and rescue (report of the eighth session of the Sub-Committee) —Implementation of IMO instruments (report of the seventh session of the Sub-Committee) —Application of the Committee’s method of work —Work programme —Election of Chair and Vice-Chair for 2022 —Any other business —Consideration of the report of the Committee on its 104th session Please note: The IMO may, on short notice, adjust the MSC 104 agenda to accommodate the constraints associated with the virtual meeting format. Any changes to the agenda will be reported to those who RSVP and those in attendance at the meeting. Those who plan to participate may contact the meeting coordinator, LCDR Jessica Anderson, by email at Jessica.P.Anderson@uscg.mil, or in writing at 2703 Martin Luther King Jr. Ave. SE, Stop 7509, Washington DC 20593–7509. Members of the public needing reasonable accommodation should advise LCDR Jessica Anderson not later than September 28, 2021. Requests made after that date will be considered, but might not be possible to fulfill. Additional information regarding this and other IMO public meetings may be found at: https://www.dco.uscg.mil/ IMO. (Authority: 22 U.S.C. 2656 and 5 U.S.C. 552) Emily A. Rose, Executive Secretary, Shipping Coordinating Committee, Office of Ocean and Polar Affairs, Department of State. [FR Doc. 2021–19525 Filed 9–9–21; 8:45 am] BILLING CODE 4710–09–P DEPARTMENT OF STATE [Public Notice 11523] Notice of Determinations; Culturally Significant Objects Being Imported for Exhibition—Determinations: ‘‘Jasper Johns: Mind/Mirror’’ Exhibition Notice is hereby given of the following determinations: I hereby determine that certain objects being imported from abroad pursuant to agreements with their foreign owners or SUMMARY: E:\FR\FM\10SEN1.SGM 10SEN1

Agencies

[Federal Register Volume 86, Number 173 (Friday, September 10, 2021)]
[Notices]
[Page 50751]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-19541]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-346, OMB Control No. 3235-0392]


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, Washington, DC 20549-2736

Extension:
    Rule 15g-3

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (''PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
existing collection of information provided for in Rule 15g-3--Broker 
or dealer disclosure of quotations and other information relating to 
the penny stock market (17 CFR 240.15g-3) under the Securities Exchange 
Act of 1934 (15 U.S.C. 78a et seq.).
    Rule 15g-3 requires that brokers and dealers disclose to customers 
current quotation prices or similar market information in connection 
with transactions in penny stocks. The purpose of the rule is to 
increase the level of disclosure to investors concerning penny stocks 
generally and specific penny stock transactions.
    The Commission estimates that approximately 178 broker-dealers will 
each spend an average of approximately 87.0833333 hours annually to 
comply with this rule. Thus, the total time burden is approximately 
15,501 hours per year.
    Rule 15g-3 contains record retention requirements. Compliance with 
the rule is mandatory. The required records are available only to the 
examination staff of the Commission and the self regulatory 
organizations of which the broker-dealer is a member.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following website: www.reginfo.gov. Find this 
particular information collection by selecting ``Currently under 30-day 
Review--Open for Public Comments'' or by using the search function. 
Written comments and recommendations for the proposed information 
collection should be sent within 30 days of publication of this notice 
to (i) www.reginfo.gov/public/do/PRAMain and (ii) David Bottom, 
Director/Chief Information Officer, Securities and Exchange Commission, 
c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by 
sending an email to: [email protected].

    Dated: September 7, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-19541 Filed 9-9-21; 8:45 am]
BILLING CODE 8011-01-P
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