Submission for OMB Review; Comment Request, 49589-49590 [2021-19028]

Download as PDF Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b–4(f)(6)(iii) thereunder. A proposed rule change filed under Rule 19b–4(f)(6) 14 normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b4(f)(6)(iii),15 the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest. The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Commission believes that waiver of the operative delay is consistent with the protection of investors and the public interest because it will allow the rules discussed above to remain in effect during the temporary period during which the Trading Floor has not yet been reopened in full to DMMs because of health precautions related to the Covid-19 pandemic. Accordingly, the Commission hereby waives the 30-day operative delay and designates the proposal operative upon filing.16 At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 17 of the Act to determine whether the proposed rule change should be approved or disapproved. IV. Solicitation of Comments lotter on DSK11XQN23PROD with NOTICES1 Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: 14 17 CFR 240.19b–4(f)(6). CFR 240.19b–4(f)(6)(iii). 16 For purposes only of accelerating the operative date of this proposal, the Commission has considered the proposed rule’s impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f). 17 15 U.S.C. 78s(b)(2)(B). 15 17 VerDate Sep<11>2014 16:55 Sep 02, 2021 Jkt 253001 Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSE–2021–46 on the subject line. Paper Comments • Send paper comments in triplicate to: Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSE–2021–46. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NYSE–2021–46 and should be submitted on or before September 24, 2021. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.18 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–19045 Filed 9–2–21; 8:45 am] BILLING CODE 8011–01–P 18 17 PO 00000 CFR 200.30–3(a)(12). Frm 00086 Fmt 4703 Sfmt 4703 49589 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–92525; File No. SR–FINRA– 2020–041] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) July 30, 2021. Correction In notice document 2021–16671 appearing on page 42925 in the issue of August 5, 2021, make the following correction: On page 42925, in the second column, the file number is corrected to read as set forth above. [FR Doc. C1–2021–16671 Filed 9–2–21; 8:45 am] BILLING CODE 0099–10–D SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, Washington, DC 20549–2736 Extension: Rule 15g–3; [SEC File No. 270–346, OMB Control No. 3235–0392] Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for approval of extension of the existing collection of information provided for in Rule 15g– 3—Broker or dealer disclosure of quotations and other information relating to the penny stock market (17 CFR 240.15g–3) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Rule 15g–3 requires that brokers and dealers disclose to customers current quotation prices or similar market information in connection with transactions in penny stocks. The purpose of the rule is to increase the level of disclosure to investors concerning penny stocks generally and specific penny stock transactions. The Commission estimates that approximately 178 broker-dealers will each spend an average of approximately E:\FR\FM\03SEN1.SGM 03SEN1 49590 Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices 87.0833333 hours annually to comply with this rule. Thus, the total time burden is approximately 15,501 hours per year. Rule 15g–3 contains record retention requirements. Compliance with the rule is mandatory. The required records are available only to the examination staff of the Commission and the self regulatory organizations of which the broker-dealer is a member. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. The public may view background documentation for this information collection at the following website: www.reginfo.gov. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to (i) www.reginfo.gov/public/do/ PRAMain and (ii) David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov. Dated: August 30, 2021. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–19028 Filed 9–2–21; 8:45 am] BILLING CODE 8011–01–P Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. (Catalog of Federal Domestic Assistance Number 59008) A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. James Rivera, Associate Administrator for Disaster Assistance. FOR FURTHER INFORMATION CONTACT: Notice is hereby given that as a result of the President’s major disaster declaration on 08/29/2021, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Parishes (Physical Damage and Economic Injury Loans): Ascension, Assumption, East Baton Rouge, East Feliciana, Iberia, Iberville, Jefferson, Lafourche, Livingston, Orleans, Plaquemines, Pointe Coupee, Saint Bernard, Saint Charles, Saint Helena, Saint James, Saint Martin, Saint Mary, Saint Tammany, St John the Baptist, Tangipahoa, Terrebonne, Washington, West Baton Rouge, West Feliciana. Contiguous Parishes/Counties (Economic Injury Loans Only): Louisiana: Avoyelles, Concordia, Lafayette, Saint Landry, Vermilion. Mississippi: Amite, Hancock, Marion, Pearl River, Pike, Walthall, Wilkinson. SMALL BUSINESS ADMINISTRATION Presidential Declaration of a Major Disaster for the State of Louisiana U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for the State of Louisiana (FEMA–4611–DR), dated 08/29/2021. Incident: Hurricane Ida. Incident Period: 08/26/2021 and continuing. SUMMARY: Issued on 08/29/2021. Physical Loan Application Deadline Date: 10/28/2021. Economic Injury (EIDL) Loan Application Deadline Date: 05/31/2022. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and lotter on DSK11XQN23PROD with NOTICES1 DATES: VerDate Sep<11>2014 16:55 Sep 02, 2021 Jkt 253001 BILLING CODE 8026–03–P SUPPLEMENTARY INFORMATION: The Interest Rates are: [Disaster Declaration #17121 and #17122; Louisiana Disaster Number LA–00115] [FR Doc. 2021–19094 Filed 9–2–21; 8:45 am] Percent For Physical Damage: Homeowners with Credit Available Elsewhere ...................... Homeowners without Credit Available Elsewhere .............. Businesses with Credit Available Elsewhere ...................... Businesses without Credit Available Elsewhere .............. Non-Profit Organizations with Credit Available Elsewhere ... Non-Profit Organizations without Credit Available Elsewhere ..................................... For Economic Injury: Businesses & Small Agricultural Cooperatives without Credit Available Elsewhere .............. Non-Profit Organizations without Credit Available Elsewhere ..................................... 3.125 1.563 5.710 2.855 2.000 2.000 2.855 2.000 The number assigned to this disaster for physical damage is 17121 8 and for economic injury is 17122 0. PO 00000 Frm 00087 Fmt 4703 Sfmt 4703 DEPARTMENT OF STATE [Public Notice: 11525] Notification of the Fourteenth CAFTA– DR Environmental Affairs Council Meeting Department of State. Notice of the fourteenth Dominican Republic-Central AmericaUnited States Free Trade Agreement (CAFTA–DR) Environmental Affairs Council meeting and request for comments. AGENCY: ACTION: The Department of State and the Office of the United States Trade Representative are providing notice that the parties to CAFTA–DR intend to hold the fourteenth meeting of the Environmental Affairs Council (the Council) established under Chapter 17 (Environment Chapter) of that agreement in a virtual meeting on October 14, 2021, hosted by Costa Rica. The Department of State and Office of the United States Trade Representative also invite written comments or suggestions regarding topics to be discussed at the Council meeting to be submitted no later than September 23, 2021. When preparing comments, we encourage submitters to refer to Chapter 17 of the CAFTA–DR and to the CAFTA–DR Environmental Cooperation Agreement (ECA) (documents available at https://www.state.gov/key-topicsoffice-of-environmental-quality-andtransboundary-issues/current-tradeagreements-with-environmentalchapters/#cafta-dr and https://ustr.gov/ issue-areas/environment/bilateral-andregional-trade-agreements). Instructions on how to submit comments are under the heading ADDRESSES. DATES: The public session of the Council will be held on October 14, 2021, from 4:00 p.m. to 5:20 p.m. EDT. Please contact Anel Gonzalez-Ruiz and Sigrid Simpson to request a link to this meeting. We request comments and suggestions in writing no later than September 23, 2021. ADDRESSES: Written comments or suggestions should be submitted to both: (1) Anel Gonzalez-Ruiz, U.S. Department of State, Bureau of Oceans and International Environmental and SUMMARY: E:\FR\FM\03SEN1.SGM 03SEN1

Agencies

[Federal Register Volume 86, Number 169 (Friday, September 3, 2021)]
[Notices]
[Pages 49589-49590]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-19028]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, Washington, DC 20549-2736

Extension:
    Rule 15g-3; [SEC File No. 270-346, OMB Control No. 3235-0392]

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
existing collection of information provided for in Rule 15g-3--Broker 
or dealer disclosure of quotations and other information relating to 
the penny stock market (17 CFR 240.15g-3) under the Securities Exchange 
Act of 1934 (15 U.S.C. 78a et seq.).
    Rule 15g-3 requires that brokers and dealers disclose to customers 
current quotation prices or similar market information in connection 
with transactions in penny stocks. The purpose of the rule is to 
increase the level of disclosure to investors concerning penny stocks 
generally and specific penny stock transactions.
    The Commission estimates that approximately 178 broker-dealers will 
each spend an average of approximately

[[Page 49590]]

87.0833333 hours annually to comply with this rule. Thus, the total 
time burden is approximately 15,501 hours per year.
    Rule 15g-3 contains record retention requirements. Compliance with 
the rule is mandatory. The required records are available only to the 
examination staff of the Commission and the self regulatory 
organizations of which the broker-dealer is a member.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following website: www.reginfo.gov. Find this 
particular information collection by selecting ``Currently under 30-day 
Review--Open for Public Comments'' or by using the search function. 
Written comments and recommendations for the proposed information 
collection should be sent within 30 days of publication of this notice 
to (i) www.reginfo.gov/public/do/PRAMain and (ii) David Bottom, 
Director/Chief Information Officer, Securities and Exchange Commission, 
c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by 
sending an email to: [email protected].

    Dated: August 30, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-19028 Filed 9-2-21; 8:45 am]
BILLING CODE 8011-01-P
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