Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility, 47666 [2021-18345]

Download as PDF 47666 Federal Register / Vol. 86, No. 163 / Thursday, August 26, 2021 / Notices Interested persons are invited to submit written data, views, and arguments regarding whether the Proposed Rule Change, as modified by Amendment No. 1, should be approved or disapproved by September 10, 2021. Any person who wishes to file a rebuttal to any other person’s submission must file that rebuttal by September 16, 2021. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– FINRA–2021–010 on the subject line. jbell on DSKJLSW7X2PROD with NOTICES Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–FINRA–2021–010. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the Proposed Rule Change, as modified by Amendment No. 1, that are filed with the Commission, and all written communications relating to the Proposed Rule Change, as modified by Amendment No. 1, between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. flexibility to determine what type of proceeding— either oral or notice and opportunity for written comments—is appropriate for consideration of a particular proposal by a self-regulatory organization. See Securities Act Amendments of 1975, Senate Comm. on Banking, Housing & Urban Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30 (1975). VerDate Sep<11>2014 17:30 Aug 25, 2021 Jkt 253001 You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FINRA–2021–010, and should be submitted on or before September 10, 2021. Rebuttal comments should be submitted by September 16, 2021. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.15 Jill M. Peterson, Assistant Secretary. proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change to August 16, 2021.7 The Commission has received no comment letters on the proposed rule change. On August 12, 2021, the Exchange withdrew the proposed rule change (SR–CboeBZX–2021–036). [FR Doc. 2021–18346 Filed 8–25–21; 8:45 am] For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Jill M. Peterson, Assistant Secretary. BILLING CODE 8011–01–P [FR Doc. 2021–18345 Filed 8–25–21; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–92719; File No. SR– CboeBZX–2021–036] Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility August 20, 2021. On April 29, 2021, Cboe BZX Exchange, Inc. (the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to exclude a National Best Bid or Offer 3 (‘‘NBBO’’) from the calculation of the BZX Official Closing Price, as provided in Rule 11.23(c)(2)(B)(ii)(b), that is outside the bands provided under the National Market System Plan to Address Extraordinary Market Volatility (‘‘Limit Up-Limit Down Plan’’ or ‘‘LULD Plan’’).4 The proposed rule change was published for comment in the Federal Register on May 18, 2021.5 On June 25, 2021, pursuant to Section 19(b)(2) of the Act,6 the Commission extended the time period within which to approve the 15 17 CFR 200.30–3(a)(12); 17 CFR 200.30– 3(a)(57). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See BZX Rule 1.5(o). 4 See Securities Exchange Act Release No. 88704 (April 21, 2020), 85 FR 23383 (April 27, 2020) (File No. 4–634) (Amendment No. 20 Approval Order). 5 See Securities Exchange Act Release No. 91875 (May 12, 2021), 86 FR 26982 (May 18, 2021) (SR– CboeBZX–2021–036) (‘‘Notice’’). 6 15 U.S.C. 78s(b)(2). PO 00000 Frm 00053 Fmt 4703 Sfmt 4703 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–92712; File No. SR–CBOE– 2021–049] Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its Strategy Fee Cap August 20, 2021. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on August 17, 2021, Cboe Exchange, Inc. (the ‘‘Exchange’’ or ‘‘Cboe Options’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Cboe Exchange, Inc. (the ‘‘Exchange’’ or ‘‘Cboe Options’’) proposes to amend its Fees Schedule with respect to its strategy fee cap. The text of the proposed rule change is provided in Exhibit 5. The text of the proposed rule change is also available on the Exchange’s website (https://www.cboe.com/ AboutCBOE/ CBOELegalRegulatoryHome.aspx), at the Exchange’s Office of the Secretary, 7 See Securities Exchange Act Release No. 92268 (June 25, 2021), 86 FR 35143 (July 1, 2021). 8 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. E:\FR\FM\26AUN1.SGM 26AUN1

Agencies

[Federal Register Volume 86, Number 163 (Thursday, August 26, 2021)]
[Notices]
[Page 47666]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-18345]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-92719; File No. SR-CboeBZX-2021-036]


Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of 
Withdrawal of a Proposed Rule Change To Exclude a National Best Bid or 
Offer From the Calculation of the BZX Official Closing Price, as 
Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands 
Provided Under the Plan To Address Extraordinary Market Volatility

August 20, 2021.
    On April 29, 2021, Cboe BZX Exchange, Inc. (the ``Exchange'') filed 
with the Securities and Exchange Commission (``Commission''), pursuant 
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') 
\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to exclude a 
National Best Bid or Offer \3\ (``NBBO'') from the calculation of the 
BZX Official Closing Price, as provided in Rule 11.23(c)(2)(B)(ii)(b), 
that is outside the bands provided under the National Market System 
Plan to Address Extraordinary Market Volatility (``Limit Up-Limit Down 
Plan'' or ``LULD Plan'').\4\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See BZX Rule 1.5(o).
    \4\ See Securities Exchange Act Release No. 88704 (April 21, 
2020), 85 FR 23383 (April 27, 2020) (File No. 4-634) (Amendment No. 
20 Approval Order).
---------------------------------------------------------------------------

    The proposed rule change was published for comment in the Federal 
Register on May 18, 2021.\5\ On June 25, 2021, pursuant to Section 
19(b)(2) of the Act,\6\ the Commission extended the time period within 
which to approve the proposed rule change, disapprove the proposed rule 
change, or institute proceedings to determine whether to approve or 
disapprove the proposed rule change to August 16, 2021.\7\ The 
Commission has received no comment letters on the proposed rule change. 
On August 12, 2021, the Exchange withdrew the proposed rule change (SR-
CboeBZX-2021-036).
---------------------------------------------------------------------------

    \5\ See Securities Exchange Act Release No. 91875 (May 12, 
2021), 86 FR 26982 (May 18, 2021) (SR-CboeBZX-2021-036) 
(``Notice'').
    \6\ 15 U.S.C. 78s(b)(2).
    \7\ See Securities Exchange Act Release No. 92268 (June 25, 
2021), 86 FR 35143 (July 1, 2021).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\8\
---------------------------------------------------------------------------

    \8\ 17 CFR 200.30-3(a)(12).
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Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2021-18345 Filed 8-25-21; 8:45 am]
BILLING CODE 8011-01-P
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