LabTest Certification Inc.: Application for Recognition, 45762-45764 [2021-17434]
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45762
Federal Register / Vol. 86, No. 155 / Monday, August 16, 2021 / Notices
OSHA’s recognition of any NRTL for
a particular test standard is limited to
equipment or materials for which OSHA
standards require third-party testing and
certification before using them in the
workplace. Consequently, if a test
standard also covers any products for
which OSHA does not require such
testing and certification, a NRTL’s scope
of recognition does not include these
products.
A. Conditions
III. Authority and Signature
James S. Frederick, Acting Assistant
Secretary of Labor for Occupational
Safety and Health, 200 Constitution
Avenue NW, Washington, DC 20210,
authorized the preparation of this
notice. Accordingly, the agency is
issuing this notice pursuant to Section
29 U.S.C. 657(g)(2), Secretary of Labor’s
Order No. 8–2020 (85 FR 58393; Sept.
18, 2020), and 29 CFR 1910.7.
Signed at Washington, DC, on August 6,
2021.
James S. Frederick,
Acting Assistant Secretary of Labor for
Occupational Safety and Health.
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[FR Doc. 2021–17433 Filed 8–13–21; 8:45 am]
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Occupational Safety and Health
Administration
[Docket No. OSHA–2021–0005]
LabTest Certification Inc.: Application
for Recognition
Occupational Safety and Health
Administration (OSHA), Labor.
ACTION: Notice.
AGENCY:
In this notice, OSHA
announces the application of LabTest
Certification, Inc. (LCI), for recognition
as a Nationally Recognized Testing
Laboratory (NRTL) and presents the
agency’s preliminary finding to grant
this recognition.
DATES: Submit comments, information,
and documents in response to this
notice, or requests for an extension of
time to make a submission, on or before
September 15, 2021.
ADDRESSES: Submit comments by any of
the following methods:
Electronically: You may submit
comments and attachments
electronically at: https://
www.regulations.gov, which is the
Federal eRulemaking Portal. Follow the
instructions online for submitting
comments.
Docket: To read or download
comments or other material in the
docket, go to https://
www.regulations.gov. Documents in the
docket are listed in the https://
www.regulations.gov index; however,
some information (e.g., copyrighted
material) is not publicly available to
read or download through the website.
All submissions, including copyrighted
material, are available for inspection
through the OSHA Docket Office.
Contact the OSHA Docket Office at (202)
693–2350 (TTY (877) 889–5627) for
assistance in locating docket
submissions.
Instructions: All submissions must
include the agency name and the OSHA
docket number for this Federal Register
notice (OSHA–2017–0014). OSHA will
place comments and requests to speak,
including personal information, in the
public docket, which may be available
online. Therefore, OSHA cautions
interested parties about submitting
personal information such as Social
Security numbers and birthdates. For
further information on submitting
comments, see the ‘‘Public
Participation’’ heading in the section of
this notice titled SUPPLEMENTARY
INFORMATION.
Extension of comment period: Submit
requests for an extension of the
SUMMARY:
Recognition is contingent on
continued compliance with 29 CFR
1910.7, including, but not limited to,
abiding by the following conditions of
the recognition:
1. CSA must inform OSHA as soon as
possible, in writing, of any change of
ownership, facilities, or key personnel,
and of any major change in its
operations as a NRTL, and provide
details of the change(s);
2. CSA must meet all the terms of its
recognition and comply with all OSHA
policies pertaining to this recognition;
and
3. CSA must continue to meet the
requirements for recognition, including
all previously published conditions on
CSA’s scope of recognition, in all areas
for which it has recognition.
Pursuant to the authority in 29 CFR
1910.7, OSHA hereby expands the scope
of recognition of CSA as a NRTL, subject
to the limitations and conditions
specified above.
VerDate Sep<11>2014
DEPARTMENT OF LABOR
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comment period on or before September
15, 2021 to the Office of Technical
Programs and Coordination Activities,
Directorate of Technical Support and
Emergency Management, Occupational
Safety and Health Administration, U.S.
Department of Labor, 200 Constitution
Avenue NW, Room N–3653,
Washington, DC 20210, or by fax to
(202) 693–1644.
FOR FURTHER INFORMATION CONTACT:
Information regarding this notice is
available from the following sources:
Press inquiries: Contact Mr. Frank
Meilinger, Director, OSHA Office of
Communications, U.S. Department of
Labor, telephone: (202) 693–1999;
email: meilinger.francis2@dol.gov.
General and technical information:
Contact Mr. Kevin Robinson, Director,
Office of Technical Programs and
Coordination Activities, Directorate of
Technical Support and Emergency
Management, Occupational Safety and
Health Administration, U.S. Department
of Labor, telephone: (202) 693–2110;
email: robinson.kevin@dol.gov.
SUPPLEMENTARY INFORMATION:
I. Background
Many of OSHA’s workplace standards
require that a NRTL test and certify
certain types of equipment as safe for
use in the workplace. NRTLs are
independent laboratories that meet
OSHA’s requirements for performing
safety testing and certification of
products used in the workplace. To
obtain and retain OSHA recognition, the
NRTLs must meet the requirements in
the NRTL Program regulations at 29 CFR
1910.7. More specifically, to be
recognized by OSHA, an organization
must: (1) Have the appropriate
capability to test, evaluate, and approve
products to assure their safe use in the
workplace; (2) be completely
independent of employers subject to the
tested equipment requirements, and
manufacturers and vendors of products
for which OSHA requires certification;
(3) have internal programs that ensure
proper control of the testing and
certification process; and (4) have
effective reporting and complaint
handling procedures. Recognition is an
acknowledgement by OSHA that the
NRTL has the capabilities to perform
independent safety testing and
certification of the specific products
covered within the NRTL’s scope of
recognition and is not a delegation or
grant of government authority.
Recognition of a NRTL by OSHA also
allows employers to use products
certified by that NRTL to meet those
OSHA standards that require product
testing and certification.
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Federal Register / Vol. 86, No. 155 / Monday, August 16, 2021 / Notices
The agency processes applications for
initial recognition following
requirements in Appendix A of 29 CFR
1910.7. This appendix requires OSHA to
publish two notices in the Federal
Register in processing an application. In
the first notice, OSHA announces the
application, provides its preliminary
findings, and solicits comments on its
preliminary findings. In the second
notice, the agency provides its final
decision on the application and sets
forth the NRTL’s scope of recognition.
II. Notice of the Application for
Recognition
OSHA is providing notice that
LabTest Certification, Inc., (LCI) is
applying for recognition as a NRTL.
According to public information (see
https://labtestcert.com/about-labtest/)
LCI states that it is an internationally
accredited testing laboratory. In its
application, LCI lists the current address
of its headquarters as: LabTest
Certification, Inc., 205—8291 92 Street,
Delta, BC Canada V4G 0A4. OSHA has
determined preliminarily that LCI has
the capability to perform as a NRTL as
outlined in 29 CFR 1910.7.
Each NRTL’s scope of recognition has
two elements: (1) The type(s) of
products the NRTL may test, with each
type specified by its applicable test
standard; and (2) the recognized site(s)
that have the technical capability to
perform the product-testing and
product-certification activities for the
applicable test standards within the
NRTL’s scope of recognition. LCI
applied on January 29, 2016, for one
recognized site (OSHA–2021–0005–
0001). This application was amended on
June 10, 2021, to remove three of the
eight standards requested in the original
45763
application. LCI’s original application
also requested that supplemental
programs be included in their
recognition. However, on October 1,
2019, OSHA published an update to the
NRTL Program Policies, Procedures and
Guidelines Directive, CPL 01–00–004,
which eliminated supplemental
programs from the NRTL Program.
Therefore, OSHA does not grant
recognition to NRTL applicants for
supplemental programs. The following
sections set forth the requested scope of
recognition included in LCI’s
application that OSHA has considered.
A. Standards Requested for Recognition
Table 1 below lists the appropriate
test standards included in LCI’s
amended application for testing and
certification of products under the
NRTL Program.
TABLE 1—PROPOSED LIST OF APPROPRIATE TEST STANDARDS FOR INCLUSION IN LCI’S NRTL SCOPE OF RECOGNITION
Test standard
UL
UL
UL
UL
UL
Test standard title
1598 ..........................................
60079–0 ....................................
60079–1 ....................................
60079–11 ..................................
60079–15 ..................................
Luminaires.
Explosive Atmospheres—Part
Explosive Atmospheres—Part
Explosive Atmospheres—Part
Explosive Atmospheres—Part
B. Sites Requested for Recognition
The current address of the LCI site
included in its application for
recognition as a NRTL is:
1. LabTest Certification, Inc., 205—
8291 92 Street, Delta, BC Canada V4G
0A4. The NRTL Program requires that to
be a recognized site, the site listed above
must have the capability to conduct
product testing in accordance with the
appropriate test standard for the
equipment or material being tested and
certified.
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IV. Preliminary Finding on the
Application for Recognition as a NRTL
OSHA’s NRTL Program recognition
process involves a thorough analysis of
a NRTL applicant’s policies and
procedures, and a comprehensive onsite review of the applicant’s testing and
certification activities to ensure that the
applicant meets the requirements of 29
CFR 1910.7. OSHA staff performed a
detailed analysis of LCI’s application
packet and reviewed other pertinent
information. OSHA staff also performed
a comprehensive on-site assessment of
LCI’s testing facility, at LCI Delta
Canada on December 11–12, 2018. An
overview of OSHA’s assessment of the
four requirements for recognition (i.e.,
capability, control procedures,
VerDate Sep<11>2014
17:21 Aug 13, 2021
Jkt 253001
0: Equipment—General Requirements.
1: Equipment Protection by Flameproof Enclosures ‘‘d’’.
11: Equipment Protection by Intrinsic Safety ‘‘i’’.
15: Equipment Protection by Type of Protection ‘‘n’’.
independence, and credible reports and
complaint handling) is provided below.
A. Capability
Section 1910.7(b)(1) states that, for
each specified item of equipment or
material to be listed, labeled, or
accepted, the NRTL must have the
capability (including proper testing
equipment and facilities, trained staff,
written testing procedures, and
calibration and quality-control
programs) to perform appropriate
testing. OSHA staff performed a detailed
analysis of LCI’s application packet and
reviewed other pertinent information to
assess its capabilities to perform testing
and certification activities. OSHA
preliminarily determined that LCI has
demonstrated these capabilities through
the following:
• LCI’s facility has adequate test
areas, energy sources, and procedures
for controlling incompatible activities.
• LCI provided a detailed list of its
testing equipment. Review of the
application shows that the equipment
listed is available and adequate for the
standards for which it seeks recognition.
• LCI has detailed procedures for
conducting testing, review, and
evaluation, and for capturing the test
and other data required by the test
standards for which it seeks recognition.
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• LCI has detailed procedures
addressing the maintenance and
calibration of equipment, and the types
of records maintained for, or supporting
laboratory activities.
• LCI has sufficient qualified
personnel to perform the proposed
scope of testing based on their
education, training, technical
knowledge, and experience.
• LCI has an adequate quality-control
system in place to conduct internal
audits, as well as track and resolve
nonconformances.
OSHA’s on-site assessment of LCI’s
facility confirmed the capabilities
described in its application packet. The
assessors found some nonconformances
with the requirements of 29 CFR 1910.7.
LCI addressed these issues sufficiently
to meet the applicable NRTL
requirements.
B. Control Procedures
Section 1910.7(b)(2) requires that the
NRTL provide controls and services, to
the extent necessary, for the particular
equipment or material to be listed,
labeled, or accepted. These controls and
services include procedures for
identifying the listed or labeled
equipment or materials, inspections of
production runs at factories to assure
conformance with test standards, and
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Federal Register / Vol. 86, No. 155 / Monday, August 16, 2021 / Notices
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field inspections to monitor and assure
the proper use of identifying marks or
labels. OSHA staff performed a detailed
analysis of LCI’s application packet and
reviewed other pertinent information to
assess its control procedures. OSHA
preliminarily determined that LCI has
demonstrated these capabilities through
the following:
• LCI has a quality-control manual
and detailed procedures to address the
steps involved to list and certify
products.
• LCI has a registered certification
mark.
• LCI has certification procedures to
address the authorization of
certifications and audits of factory
facilities. The audits apply to both the
initial evaluations and the follow-up
inspections of manufacturers’ facilities.
OSHA’s on-site assessment of LCI’s
facility confirmed the capabilities
described in its application packet. The
assessors found some nonconformances
with the requirements of 29 CFR 1910.7.
LCI addressed these issues sufficiently
to meet the applicable NRTL
requirements.
C. Independence
Section 1910.7(b)(3) requires that the
NRTL be completely independent of
employers that are subject to the testing
requirements, and of any manufacturers
or vendors of equipment or materials
tested under the NRTL Program. The
revised NRTL Program Policies,
Procedures and Guidelines Directive,
CPL–01–00–004, allows NRTLs to
comply with the requirement in the
NRTL Program regulation that NRTLs be
‘‘completely independent of employers
subject to the tested equipment
requirements, and of any manufacturers
or vendors of equipment or materials
being tested for these purposes’’ (29 CFR
1910.7(b)(3)) by meeting the minimum
performance standards of Annex B of
the NRTL Program Directive, CPL–01–
00–004, with respect to impartiality.
The revised policy focuses on the
NRTL’s ability to effectively identify,
eliminate and control any risk to its
impartiality.
This policy provides for the NRTL to
identify risks to impartiality on an
ongoing basis and when risks to
impartiality are identified, and for the
NRTL to demonstrate how it eliminates
or minimizes such risks. OSHA staff
performed a detailed analysis of LCI’s
application packet and reviewed other
pertinent information to assess its
independence. OSHA preliminarily
determined that LCI has demonstrated
independence through the following:
• LCI is a privately-owned
organization, and OSHA found no
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17:21 Aug 13, 2021
Jkt 253001
information regarding ownership that
would qualify as a conflict under
OSHA’s independence policy.
• LCI showed that it has none of the
relationships described in OSHA’s
independence policy or any other
relationship that could subject it to
undue influence when testing for
product safety.
• LCI has policies and procedures in
place to identify risks to impartiality
and when risks to impartiality are
found, LCI has policies and procedures
to eliminate or minimize such risks.
D. Credible Reports and Complaint
Handling
Section 1910.7(b)(4) specifies that a
NRTL must maintain effective
procedures for producing credible
findings and reports that are objective
and free of bias. The NRTL must also
have procedures for handling
complaints and disputes under a fair
and reasonable system. OSHA staff
performed a detailed analysis of LCI’s
application packet and reviewed other
pertinent information to assess its
ability to produce credible results and
handle complaints. OSHA preliminarily
determined that LCI has demonstrated
these capabilities through the following:
• LCI has detailed procedures
describing the content of test reports,
and other detailed procedures
describing the preparation and approval
of these reports.
• LCI has procedures for recording,
analyzing, and processing complaints
from users, manufacturers, and other
parties in a fair manner.
OSHA’s on-site assessments of LCI’s
facilities confirmed the capabilities
described in its application packet. The
assessors found some nonconformances
with the requirements of 29 CFR 1910.7.
LCI addressed these issues sufficiently
to meet the applicable NRTL
requirements.
OSHA’s review of the application file
and pertinent documentation, as well as
the results of the on-site assessments,
indicate that LCI can meet the
requirements prescribed by 29 CFR
1910.7 for recognition as a NRTL for its
site located in Delta, BC Canada.
OSHA’s preliminary finding does not
constitute an interim or temporary
approval of LCI’s application.
OSHA welcomes public comment as
to whether LCI meets the requirements
of 29 CFR 1910.7 for recognition as a
NRTL. Comments should consist of
pertinent written documents and
exhibits. Commenters needing more
time to comment must submit a request
in writing, stating the reasons for the
request, for an extension by the due date
for comments. OSHA will limit any
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extension to 10 days unless the
requester justifies a longer time period.
OSHA may deny a request for an
extension if it is not adequately
justified. To review copies of the
exhibits identified in this notice, as well
as comments submitted to the docket,
contact the Docket Office, Room N–
3653, Occupational Safety and Health
Administration, U.S. Department of
Labor, at the above address. Please note:
Due to the COVID–19 pandemic, the
Docket Office is closed to the public at
this time but can be contacted at (202)
693–2350. These materials also are
generally available online at https://
www.regulations.gov under Docket No.
OSHA–2021–0005. All documents in
the docket (including this Federal
Register notice) are listed in the https://
www.regulations.gov index; however,
some information (e.g., copyrighted
material) is not publicly available to
read or download through the website.
All submissions, including copyrighted
material, are available for inspection
through the OSHA Docket Office.
OSHA staff will review all comments
submitted to the docket in a timely
manner and, after addressing the issues
raised by these comments, will make a
recommendation to the Assistant
Secretary for Occupational Safety and
Health regarding LCI’s application for
recognition as a NRTL. The Assistant
Secretary will make the final decision
on granting the application. In making
this decision, the Assistant Secretary
may undertake other proceedings
prescribed in Appendix A to 29 CFR
1910.7.
OSHA will publish a public notice of
this final decision in the Federal
Register.
IV. Authority and Signature
James S. Frederick, Acting Assistant
Secretary of Labor for Occupational
Safety and Health, authorized the
preparation of this notice. Accordingly,
the agency is issuing this notice
pursuant to 29 U.S.C. 657(g)(2),
Secretary of Labor’s Order No. 8–2020
(85 FR 58393, September 18, 2020) and
29 CFR 1910.7.
Signed at Washington, DC, on August 6,
2021.
James S. Frederick,
Acting Assistant Secretary of Labor for
Occupational Safety and Health.
[FR Doc. 2021–17434 Filed 8–13–21; 8:45 am]
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Agencies
[Federal Register Volume 86, Number 155 (Monday, August 16, 2021)]
[Notices]
[Pages 45762-45764]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-17434]
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Occupational Safety and Health Administration
[Docket No. OSHA-2021-0005]
LabTest Certification Inc.: Application for Recognition
AGENCY: Occupational Safety and Health Administration (OSHA), Labor.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: In this notice, OSHA announces the application of LabTest
Certification, Inc. (LCI), for recognition as a Nationally Recognized
Testing Laboratory (NRTL) and presents the agency's preliminary finding
to grant this recognition.
DATES: Submit comments, information, and documents in response to this
notice, or requests for an extension of time to make a submission, on
or before September 15, 2021.
ADDRESSES: Submit comments by any of the following methods:
Electronically: You may submit comments and attachments
electronically at: https://www.regulations.gov, which is the Federal
eRulemaking Portal. Follow the instructions online for submitting
comments.
Docket: To read or download comments or other material in the
docket, go to https://www.regulations.gov. Documents in the docket are
listed in the https://www.regulations.gov index; however, some
information (e.g., copyrighted material) is not publicly available to
read or download through the website. All submissions, including
copyrighted material, are available for inspection through the OSHA
Docket Office. Contact the OSHA Docket Office at (202) 693-2350 (TTY
(877) 889-5627) for assistance in locating docket submissions.
Instructions: All submissions must include the agency name and the
OSHA docket number for this Federal Register notice (OSHA-2017-0014).
OSHA will place comments and requests to speak, including personal
information, in the public docket, which may be available online.
Therefore, OSHA cautions interested parties about submitting personal
information such as Social Security numbers and birthdates. For further
information on submitting comments, see the ``Public Participation''
heading in the section of this notice titled SUPPLEMENTARY INFORMATION.
Extension of comment period: Submit requests for an extension of
the comment period on or before September 15, 2021 to the Office of
Technical Programs and Coordination Activities, Directorate of
Technical Support and Emergency Management, Occupational Safety and
Health Administration, U.S. Department of Labor, 200 Constitution
Avenue NW, Room N-3653, Washington, DC 20210, or by fax to (202) 693-
1644.
FOR FURTHER INFORMATION CONTACT: Information regarding this notice is
available from the following sources:
Press inquiries: Contact Mr. Frank Meilinger, Director, OSHA Office
of Communications, U.S. Department of Labor, telephone: (202) 693-1999;
email: [email protected].
General and technical information: Contact Mr. Kevin Robinson,
Director, Office of Technical Programs and Coordination Activities,
Directorate of Technical Support and Emergency Management, Occupational
Safety and Health Administration, U.S. Department of Labor, telephone:
(202) 693-2110; email: [email protected].
SUPPLEMENTARY INFORMATION:
I. Background
Many of OSHA's workplace standards require that a NRTL test and
certify certain types of equipment as safe for use in the workplace.
NRTLs are independent laboratories that meet OSHA's requirements for
performing safety testing and certification of products used in the
workplace. To obtain and retain OSHA recognition, the NRTLs must meet
the requirements in the NRTL Program regulations at 29 CFR 1910.7. More
specifically, to be recognized by OSHA, an organization must: (1) Have
the appropriate capability to test, evaluate, and approve products to
assure their safe use in the workplace; (2) be completely independent
of employers subject to the tested equipment requirements, and
manufacturers and vendors of products for which OSHA requires
certification; (3) have internal programs that ensure proper control of
the testing and certification process; and (4) have effective reporting
and complaint handling procedures. Recognition is an acknowledgement by
OSHA that the NRTL has the capabilities to perform independent safety
testing and certification of the specific products covered within the
NRTL's scope of recognition and is not a delegation or grant of
government authority. Recognition of a NRTL by OSHA also allows
employers to use products certified by that NRTL to meet those OSHA
standards that require product testing and certification.
[[Page 45763]]
The agency processes applications for initial recognition following
requirements in Appendix A of 29 CFR 1910.7. This appendix requires
OSHA to publish two notices in the Federal Register in processing an
application. In the first notice, OSHA announces the application,
provides its preliminary findings, and solicits comments on its
preliminary findings. In the second notice, the agency provides its
final decision on the application and sets forth the NRTL's scope of
recognition.
II. Notice of the Application for Recognition
OSHA is providing notice that LabTest Certification, Inc., (LCI) is
applying for recognition as a NRTL. According to public information
(see https://labtestcert.com/about-labtest/) LCI states that it is an
internationally accredited testing laboratory. In its application, LCI
lists the current address of its headquarters as: LabTest
Certification, Inc., 205--8291 92 Street, Delta, BC Canada V4G 0A4.
OSHA has determined preliminarily that LCI has the capability to
perform as a NRTL as outlined in 29 CFR 1910.7.
Each NRTL's scope of recognition has two elements: (1) The type(s)
of products the NRTL may test, with each type specified by its
applicable test standard; and (2) the recognized site(s) that have the
technical capability to perform the product-testing and product-
certification activities for the applicable test standards within the
NRTL's scope of recognition. LCI applied on January 29, 2016, for one
recognized site (OSHA-2021-0005-0001). This application was amended on
June 10, 2021, to remove three of the eight standards requested in the
original application. LCI's original application also requested that
supplemental programs be included in their recognition. However, on
October 1, 2019, OSHA published an update to the NRTL Program Policies,
Procedures and Guidelines Directive, CPL 01-00-004, which eliminated
supplemental programs from the NRTL Program. Therefore, OSHA does not
grant recognition to NRTL applicants for supplemental programs. The
following sections set forth the requested scope of recognition
included in LCI's application that OSHA has considered.
A. Standards Requested for Recognition
Table 1 below lists the appropriate test standards included in
LCI's amended application for testing and certification of products
under the NRTL Program.
Table 1--Proposed List of Appropriate Test Standards for Inclusion in
LCI's NRTL Scope of Recognition
------------------------------------------------------------------------
Test standard Test standard title
------------------------------------------------------------------------
UL 1598........................... Luminaires.
UL 60079-0........................ Explosive Atmospheres--Part 0:
Equipment--General Requirements.
UL 60079-1........................ Explosive Atmospheres--Part 1:
Equipment Protection by Flameproof
Enclosures ``d''.
UL 60079-11....................... Explosive Atmospheres--Part 11:
Equipment Protection by Intrinsic
Safety ``i''.
UL 60079-15....................... Explosive Atmospheres--Part 15:
Equipment Protection by Type of
Protection ``n''.
------------------------------------------------------------------------
B. Sites Requested for Recognition
The current address of the LCI site included in its application for
recognition as a NRTL is:
1. LabTest Certification, Inc., 205--8291 92 Street, Delta, BC
Canada V4G 0A4. The NRTL Program requires that to be a recognized site,
the site listed above must have the capability to conduct product
testing in accordance with the appropriate test standard for the
equipment or material being tested and certified.
IV. Preliminary Finding on the Application for Recognition as a NRTL
OSHA's NRTL Program recognition process involves a thorough
analysis of a NRTL applicant's policies and procedures, and a
comprehensive on-site review of the applicant's testing and
certification activities to ensure that the applicant meets the
requirements of 29 CFR 1910.7. OSHA staff performed a detailed analysis
of LCI's application packet and reviewed other pertinent information.
OSHA staff also performed a comprehensive on-site assessment of LCI's
testing facility, at LCI Delta Canada on December 11-12, 2018. An
overview of OSHA's assessment of the four requirements for recognition
(i.e., capability, control procedures, independence, and credible
reports and complaint handling) is provided below.
A. Capability
Section 1910.7(b)(1) states that, for each specified item of
equipment or material to be listed, labeled, or accepted, the NRTL must
have the capability (including proper testing equipment and facilities,
trained staff, written testing procedures, and calibration and quality-
control programs) to perform appropriate testing. OSHA staff performed
a detailed analysis of LCI's application packet and reviewed other
pertinent information to assess its capabilities to perform testing and
certification activities. OSHA preliminarily determined that LCI has
demonstrated these capabilities through the following:
LCI's facility has adequate test areas, energy sources,
and procedures for controlling incompatible activities.
LCI provided a detailed list of its testing equipment.
Review of the application shows that the equipment listed is available
and adequate for the standards for which it seeks recognition.
LCI has detailed procedures for conducting testing,
review, and evaluation, and for capturing the test and other data
required by the test standards for which it seeks recognition.
LCI has detailed procedures addressing the maintenance and
calibration of equipment, and the types of records maintained for, or
supporting laboratory activities.
LCI has sufficient qualified personnel to perform the
proposed scope of testing based on their education, training, technical
knowledge, and experience.
LCI has an adequate quality-control system in place to
conduct internal audits, as well as track and resolve nonconformances.
OSHA's on-site assessment of LCI's facility confirmed the
capabilities described in its application packet. The assessors found
some nonconformances with the requirements of 29 CFR 1910.7. LCI
addressed these issues sufficiently to meet the applicable NRTL
requirements.
B. Control Procedures
Section 1910.7(b)(2) requires that the NRTL provide controls and
services, to the extent necessary, for the particular equipment or
material to be listed, labeled, or accepted. These controls and
services include procedures for identifying the listed or labeled
equipment or materials, inspections of production runs at factories to
assure conformance with test standards, and
[[Page 45764]]
field inspections to monitor and assure the proper use of identifying
marks or labels. OSHA staff performed a detailed analysis of LCI's
application packet and reviewed other pertinent information to assess
its control procedures. OSHA preliminarily determined that LCI has
demonstrated these capabilities through the following:
LCI has a quality-control manual and detailed procedures
to address the steps involved to list and certify products.
LCI has a registered certification mark.
LCI has certification procedures to address the
authorization of certifications and audits of factory facilities. The
audits apply to both the initial evaluations and the follow-up
inspections of manufacturers' facilities.
OSHA's on-site assessment of LCI's facility confirmed the
capabilities described in its application packet. The assessors found
some nonconformances with the requirements of 29 CFR 1910.7. LCI
addressed these issues sufficiently to meet the applicable NRTL
requirements.
C. Independence
Section 1910.7(b)(3) requires that the NRTL be completely
independent of employers that are subject to the testing requirements,
and of any manufacturers or vendors of equipment or materials tested
under the NRTL Program. The revised NRTL Program Policies, Procedures
and Guidelines Directive, CPL-01-00-004, allows NRTLs to comply with
the requirement in the NRTL Program regulation that NRTLs be
``completely independent of employers subject to the tested equipment
requirements, and of any manufacturers or vendors of equipment or
materials being tested for these purposes'' (29 CFR 1910.7(b)(3)) by
meeting the minimum performance standards of Annex B of the NRTL
Program Directive, CPL-01-00-004, with respect to impartiality. The
revised policy focuses on the NRTL's ability to effectively identify,
eliminate and control any risk to its impartiality.
This policy provides for the NRTL to identify risks to impartiality
on an ongoing basis and when risks to impartiality are identified, and
for the NRTL to demonstrate how it eliminates or minimizes such risks.
OSHA staff performed a detailed analysis of LCI's application packet
and reviewed other pertinent information to assess its independence.
OSHA preliminarily determined that LCI has demonstrated independence
through the following:
LCI is a privately-owned organization, and OSHA found no
information regarding ownership that would qualify as a conflict under
OSHA's independence policy.
LCI showed that it has none of the relationships described
in OSHA's independence policy or any other relationship that could
subject it to undue influence when testing for product safety.
LCI has policies and procedures in place to identify risks
to impartiality and when risks to impartiality are found, LCI has
policies and procedures to eliminate or minimize such risks.
D. Credible Reports and Complaint Handling
Section 1910.7(b)(4) specifies that a NRTL must maintain effective
procedures for producing credible findings and reports that are
objective and free of bias. The NRTL must also have procedures for
handling complaints and disputes under a fair and reasonable system.
OSHA staff performed a detailed analysis of LCI's application packet
and reviewed other pertinent information to assess its ability to
produce credible results and handle complaints. OSHA preliminarily
determined that LCI has demonstrated these capabilities through the
following:
LCI has detailed procedures describing the content of test
reports, and other detailed procedures describing the preparation and
approval of these reports.
LCI has procedures for recording, analyzing, and
processing complaints from users, manufacturers, and other parties in a
fair manner.
OSHA's on-site assessments of LCI's facilities confirmed the
capabilities described in its application packet. The assessors found
some nonconformances with the requirements of 29 CFR 1910.7. LCI
addressed these issues sufficiently to meet the applicable NRTL
requirements.
OSHA's review of the application file and pertinent documentation,
as well as the results of the on-site assessments, indicate that LCI
can meet the requirements prescribed by 29 CFR 1910.7 for recognition
as a NRTL for its site located in Delta, BC Canada.
OSHA's preliminary finding does not constitute an interim or
temporary approval of LCI's application.
OSHA welcomes public comment as to whether LCI meets the
requirements of 29 CFR 1910.7 for recognition as a NRTL. Comments
should consist of pertinent written documents and exhibits. Commenters
needing more time to comment must submit a request in writing, stating
the reasons for the request, for an extension by the due date for
comments. OSHA will limit any extension to 10 days unless the requester
justifies a longer time period. OSHA may deny a request for an
extension if it is not adequately justified. To review copies of the
exhibits identified in this notice, as well as comments submitted to
the docket, contact the Docket Office, Room N-3653, Occupational Safety
and Health Administration, U.S. Department of Labor, at the above
address. Please note: Due to the COVID-19 pandemic, the Docket Office
is closed to the public at this time but can be contacted at (202) 693-
2350. These materials also are generally available online at https://www.regulations.gov under Docket No. OSHA-2021-0005. All documents in
the docket (including this Federal Register notice) are listed in the
https://www.regulations.gov index; however, some information (e.g.,
copyrighted material) is not publicly available to read or download
through the website. All submissions, including copyrighted material,
are available for inspection through the OSHA Docket Office.
OSHA staff will review all comments submitted to the docket in a
timely manner and, after addressing the issues raised by these
comments, will make a recommendation to the Assistant Secretary for
Occupational Safety and Health regarding LCI's application for
recognition as a NRTL. The Assistant Secretary will make the final
decision on granting the application. In making this decision, the
Assistant Secretary may undertake other proceedings prescribed in
Appendix A to 29 CFR 1910.7.
OSHA will publish a public notice of this final decision in the
Federal Register.
IV. Authority and Signature
James S. Frederick, Acting Assistant Secretary of Labor for
Occupational Safety and Health, authorized the preparation of this
notice. Accordingly, the agency is issuing this notice pursuant to 29
U.S.C. 657(g)(2), Secretary of Labor's Order No. 8-2020 (85 FR 58393,
September 18, 2020) and 29 CFR 1910.7.
Signed at Washington, DC, on August 6, 2021.
James S. Frederick,
Acting Assistant Secretary of Labor for Occupational Safety and Health.
[FR Doc. 2021-17434 Filed 8-13-21; 8:45 am]
BILLING CODE 4510-26-P