Sunshine Act Meeting; Cancellation, 40114 [2021-15907]
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Federal Register / Vol. 86, No. 140 / Monday, July 26, 2021 / Notices
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEArca–2021–63, and
should be submitted on or before
August 16, 2021.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.37
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–15832 Filed 7–23–21; 8:45 am]
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings;
Resolution of litigation claims; and
Other matters relating to examinations
and enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: July 22, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–15936 Filed 7–22–21; 11:15 am]
BILLING CODE 8011–01–P
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Sunshine Act Meeting; Cancellation
TIME AND DATE:
2:00 p.m. on Thursday,
July 29, 2021.
The meeting will be held via
remote means and/or at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
jbell on DSKJLSW7X2PROD with NOTICES
PLACE:
37 17
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 86 FR 38391, July 20,
2021.
PREVIOUSLY ANNOUNCED TIME AND DATE OF
THE MEETING: Thursday, July 22, 2021 at
2:00 p.m.
The Closed
Meeting scheduled for Thursday, July
22, 2021 at 2:00 p.m., has been
cancelled.
CHANGES IN THE MEETING:
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: July 21, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–15907 Filed 7–22–21; 11:15 am]
BILLING CODE 8011–01–P
CFR 200.30–3(a)(12).
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[Release No. 34–92451; File No. 4–698]
Joint Industry Plan; Order Instituting
Proceedings To Determine Whether To
Approve or Disapprove an Amendment
to the National Market System Plan
Governing the Consolidated Audit Trail
July 20, 2021.
I. Introduction
On March 31, 2021, the Operating
Committee for Consolidated Audit Trail,
LLC (‘‘CAT LLC’’ or the ‘‘Company’’), on
behalf of the following parties to the
National Market System Plan Governing
the Consolidated Audit Trail (the ‘‘CAT
NMS Plan’’ or ‘‘Plan’’): 1 BOX Exchange
LLC; Cboe BYX Exchange, Inc., Cboe
BZX Exchange, Inc., Cboe EDGA
Exchange, Inc., Cboe EDGX Exchange,
Inc., Cboe C2 Exchange, Inc., Cboe
Exchange, Inc., Financial Industry
Regulatory Authority, Inc. (‘‘FINRA’’),
Investors Exchange LLC, Long-Term
Stock Exchange, Inc., Miami
International Securities Exchange LLC,
MEMX, LLC, MIAX Emerald, LLC,
MIAX PEARL, LLC, Nasdaq BX, Inc.,
Nasdaq GEMX, LLC, Nasdaq ISE, LLC,
Nasdaq MRX, LLC, Nasdaq PHLX LLC,
The NASDAQ Stock Market LLC, New
York Stock Exchange LLC, NYSE
American LLC, NYSE Arca, Inc., NYSE
Chicago, Inc., and NYSE National, Inc.
(collectively, the ‘‘Participants,’’ ‘‘selfregulatory organizations,’’ or ‘‘SROs’’)
filed with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
pursuant to Section 11A(a)(3) of the
Securities Exchange Act of 1934
(‘‘Exchange Act’’),2 and Rule 608
thereunder,3 a proposed amendment
(‘‘Proposed Amendment’’) to the CAT
NMS Plan to implement a revised
funding model (‘‘Proposed Funding
Model’’) for the consolidated audit trail
(‘‘CAT’’) and to establish a fee schedule
for Participant CAT fees in accordance
with the Proposed Funding Model
(‘‘Participant Fee Schedule’’). The
Proposed Amendment was published
for comment in the Federal Register on
April 21, 2021.4
1 The CAT NMS Plan is a national market system
plan approved by the Commission pursuant to
Section 11A of the Exchange Act and the rules and
regulations thereunder. See Securities Exchange Act
Release No. 79318 (November 15, 2016), 81 FR
84696 (November 23, 2016).
2 15 U.S.C. 78k–1(a)(3).
3 17 CFR 242.608.
4 See Notice of Filing of Amendment to the
National Market System Plan Governing the
Consolidated Audit Trail, Release No. 91555 (April
14, 2021), 86 FR 21050 (‘‘Notice’’). Comments
received in response to the Notice can be found on
E:\FR\FM\26JYN1.SGM
26JYN1
Agencies
[Federal Register Volume 86, Number 140 (Monday, July 26, 2021)]
[Notices]
[Page 40114]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-15907]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting; Cancellation
FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: 86 FR 38391, July
20, 2021.
PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Thursday, July 22,
2021 at 2:00 p.m.
CHANGES IN THE MEETING: The Closed Meeting scheduled for Thursday, July
22, 2021 at 2:00 p.m., has been cancelled.
CONTACT PERSON FOR MORE INFORMATION: For further information; please
contact Vanessa A. Countryman from the Office of the Secretary at (202)
551-5400.
Dated: July 21, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021-15907 Filed 7-22-21; 11:15 am]
BILLING CODE 8011-01-P