Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E, 34107 [2021-13659]
Download as PDF
Federal Register / Vol. 86, No. 121 / Monday, June 28, 2021 / Notices
should be submitted on or before July
19, 2021.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.33
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–13655 Filed 6–25–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–92233; File No. SR–
NYSEArca–2021–31]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change To List
and Trade Shares of the Valkyrie
Bitcoin Fund Under NYSE Arca Rule
8.201–E
June 22, 2021.
khammond on DSKJM1Z7X2PROD with NOTICES
On April 23, 2021, NYSE Arca, Inc.
(‘‘NYSE Arca’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of the Valkyrie
Bitcoin Fund under NYSE Arca Rule
8.201–E. The proposed rule change was
published for comment in the Federal
Register on May 12, 2021.3 The
Commission has received comments on
the proposed rule change.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days (i) as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or (ii) as to which
the self-regulatory organization
consents, the Commission shall either
approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether the proposed rule change
should be disapproved. The 45th day
after publication of the notice for this
proposed rule change is June 26, 2021.
The Commission is extending this 45day time period.
The Commission finds that it is
appropriate to designate a longer period
33 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 91771
(May 6, 2021), 86 FR 26073 (May 12, 2021).
4 Comments received on the proposed rule change
are available at: https://www.sec.gov/comments/srnysearca-2021-31/srnysearca202131.htm.
5 15 U.S.C. 78s(b)(2).
1 15
VerDate Sep<11>2014
17:39 Jun 25, 2021
Jkt 253001
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change and the comments received.
Accordingly, pursuant to Section
19(b)(2) of the Act,6 the Commission
designates August 10, 2021, as the date
by which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2021–31).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–13659 Filed 6–25–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34308; File No. 812–15097]
Lord Abbett Floating Rate High Income
Fund, et al.
June 22, 2021.
Securities and Exchange
Commission.
ACTION: Notice.
AGENCY:
Notice of application for an order
under sections 6(c) and 23(c)(3) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from rule 23c–
3 under the Act.
SUMMARY OF APPLICATION: Applicants
request an order under sections 6(c) and
23(c)(3) of the Act for an exemption
from certain provisions of rule 23c–3 to
permit certain registered closed-end
investment companies to make
repurchase offers on a monthly basis.
APPLICANTS: Lord Abbett Floating Rate
High Income Fund (the ‘‘Fund’’), Lord
Abbett & Co. LLC (the ‘‘Adviser’’) and
Lord Abbett Distributor LLC (the
‘‘Distributor’’).
FILING DATES: The application was filed
on February 21, 2020 and amended on
September 11, 2020 and February 23,
2021.
HEARING OR NOTIFICATION OF HEARING: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing by emailing the
Commission’s Secretary at SecretarysOffice@sec.gov and serving applicants
with a copy of the request by email.
Hearing requests should be received by
the Commission by 5:30 p.m. on July 16,
6 Id.
7 17
PO 00000
2021, and should be accompanied by
proof of service on the applicants, in the
form of an affidavit, or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Pamela P. Chen, Associate General
Counsel, PCHEN@LordAbbett.com.
FOR FURTHER INFORMATION CONTACT:
Bruce R. MacNeil, Senior Counsel, at
(202) 551–6817 or Kaitlin C. Bottock,
Branch Chief, at (202) 551–6825
(Division of Investment Management,
Chief Counsel’s Office).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
website by searching for the file
number, or for an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Applicants’ Representations
1. The Fund is a Delaware statutory
trust that is registered under the Act as
a non-diversified, closed-end
management investment company that
will be operated as an interval fund. The
Adviser is a Delaware limited liability
company and is registered as an
investment adviser under the
Investment Advisers Act of 1940. The
Adviser serves as investment adviser to
the Fund. The Distributor, a New York
limited liability company and
subsidiary of the Adviser, is a registered
broker-dealer and is the Fund’s
principal underwriter and distributor.
2. Applicants request that any relief
granted also apply to any registered
closed-end management investment
company that operates as an interval
fund pursuant to rule 23c–3 for which
the Adviser or any entity controlling,
controlled by, or under common control
with the Adviser, or any successor in
interest to any such entity,1 acts as
investment adviser (the ‘‘Future Funds,’’
and together with the Fund, the
‘‘Funds,’’ and each, individually, a
‘‘Fund’’).2
1 A successor in interest is limited to an entity
that results from a reorganization into another
jurisdiction or a change in the type of business
organization.
2 All entities currently intending to rely on the
requested relief have been named as applicants.
CFR 200.30–3(a)(31).
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Agencies
[Federal Register Volume 86, Number 121 (Monday, June 28, 2021)]
[Notices]
[Page 34107]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-13659]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-92233; File No. SR-NYSEArca-2021-31]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE
Arca Rule 8.201-E
June 22, 2021.
On April 23, 2021, NYSE Arca, Inc. (``NYSE Arca'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to list and trade
shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E. The
proposed rule change was published for comment in the Federal Register
on May 12, 2021.\3\ The Commission has received comments on the
proposed rule change.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 91771 (May 6, 2021),
86 FR 26073 (May 12, 2021).
\4\ Comments received on the proposed rule change are available
at: https://www.sec.gov/comments/sr-nysearca-2021-31/srnysearca202131.htm.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days (i) as the Commission may
designate if it finds such longer period to be appropriate and
publishes its reasons for so finding or (ii) as to which the self-
regulatory organization consents, the Commission shall either approve
the proposed rule change, disapprove the proposed rule change, or
institute proceedings to determine whether the proposed rule change
should be disapproved. The 45th day after publication of the notice for
this proposed rule change is June 26, 2021. The Commission is extending
this 45-day time period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change and the
comments received. Accordingly, pursuant to Section 19(b)(2) of the
Act,\6\ the Commission designates August 10, 2021, as the date by which
the Commission shall either approve or disapprove, or institute
proceedings to determine whether to disapprove, the proposed rule
change (File No. SR-NYSEArca-2021-31).
---------------------------------------------------------------------------
\6\ Id.
\7\ 17 CFR 200.30-3(a)(31).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-13659 Filed 6-25-21; 8:45 am]
BILLING CODE 8011-01-P