Certain Electronic Candle Products and Components Thereof Commission Determination To Review in Part an Initial Determination Finding a Violation of Section 337; Schedule for Filing Written Submissions on the Issues Under Review and on Remedy, the Public Interest, and Bonding, 28143-28146 [2021-10944]
Download as PDF
Federal Register / Vol. 86, No. 99 / Tuesday, May 25, 2021 / Notices
considered for listing or related actions
in the National Register of Historic
Places. Nominations for their
consideration were received by the
National Park Service before May 15,
2021. Pursuant to Section 60.13 of 36
CFR part 60, comments are being
accepted concerning the significance of
the nominated properties under the
National Register criteria for evaluation.
Before including your address, phone
number, email address, or other
personal identifying information in your
comment, you should be aware that
your entire comment—including your
personal identifying information—may
be made publicly available at any time.
While you can ask us in your comment
to withhold your personal identifying
information from public review, we
cannot guarantee that we will be able to
do so.
Nominations submitted by State or
Tribal Historic Preservation Officers:
ALABAMA
Hale County
Magnolia Hall, 805 Otts St., Greensboro,
SG100006665
GEORGIA
De Kalb County
East Atlanta Historic District, Roughly
bounded by I20, Moreland Ave., Edgemore
Dr., Elmhurst Cir., Wainwright Dr., and
Fayetteville Rd., Atlanta, SG100006668
MINNESOTA
Rice County
Northfield Commercial Historic District
(Boundary Decrease), Roughly bounded by
South Water, Division, Washington, East.
3rd, West 3rd, East 4th, and West 6th Sts.,
Dahomey Ave./TH 3, Northfield,
BC100006666
NEW JERSEY
WYOMING
Erie County
John Kam Company Malt House & Kiln
House, 356 Hertel Ave., Buffalo,
SG100006684
Union County
Oregon Trail: La Grande to Hilgard Segment,
(The Oregon Trail, Oregon, 1840 to 1880
MPS), Hilgard Quadrangle, T3S R37E Secs.
10, 11, 12; T3S R38E Sec. 7 (South of I84
between La Grande and Hilgard), La
Grande, MP100006679
Additional documentation has been
received for the following resources:
ALABAMA
Pulaski County
Central High School Neighborhood Historic
District (Additional Documentation),
Roughly bounded by MLK Dr., Thayer
Ave., West 12th St., and Roosevelt Rd.,
Little Rock, AD96000892
KENTUCKY
Jefferson County
Conrad, Theophilus T., House-Rose Anna
Hughes Presbyterian Widows Home, 1402
St. James Ct., Louisville, SG100006661
MAINE
Kennebec County
Brunswick Square, Bounded by School St.,
Brunswick, Dresden, and Lincoln Aves.,
Gardiner, SG100006675
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Jefferson County
Highlands Historic District (Additional
Documentation), Roughly bounded by
Barrett Ave., Eastern Pkwy., Fernwood,
Bardstown, Woodbourne, Ellerbee, and
Sherwood Aves., Louisville, AD83002680
MICHIGAN
St. Joseph County
White Pigeon Prairie Land Office (Additional
Documentation), 113 West. Chicago Rd.,
White Pigeon, AD88003234
MINNESOTA
Rice County
Northfield Commercial Historic District
(Additional Documentation), Roughly
bounded by South Water, Division,
Washington, East 3rd, West 3rd, East 4th,
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Sweetwater County
Lucerne Valley Archaeological District,
Address Restricted, Washam vicinity,
SG100006664
Authority: Section 60.13 of 36 CFR part
60.
OREGON
Upson County
McDaniel, John and Effie, House, 317 West
Main St., Thomaston, SG100006662
KENTUCKY
IDAHO
NEW YORK
ARKANSAS
Douglas County
Kansas Homestead of Thomas McQuill(i)an
(Agriculture-Related Resources of Kansas
MPS), 1320 North 150 Rd., Baldwin City
vicinity, MP100006683
Nominations submitted by Federal
Preservation Officers:
The State Historic Preservation
Officer reviewed the following
nominations and responded to the
Federal Preservation Officer within 45
days of receipt of the nominations and
supports listing the properties in the
National Register of Historic Places.
Custer County
Yankee Fork Gold Dredge, 300 Yankee Fork
Rd. (Forest Service Rd. 013), Stanley
vicinity, SG100006663
Dallas County
Water Avenue Historic District (Additional
Documentation), Water Ave., bounded by
Lauderdale St., MLK Blvd., Beech Creek.,
Alabama R, Selma, AD05000650
Chase County
Cottonwood Falls Grade School (Public
Schools of Kansas MPS), 401 Maple St.,
Cottonwood Falls, MP100006682
and West 6th Sts., Dahomey Ave./TH 3,
Northfield, AD79003125
Essex County
Everett Court Apartments, The, 76–80 Court
St., Newark, SG100006672
Habersham County
Clarkesville Downtown Square Historic
District (Clarkesville MRA), Along
Washington St. (US 441/23), roughly
bounded by Jefferson, Morgan, Madison,
Water, Monroe, and Grant Sts.,
Clarkesville, MP100006669
KANSAS
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Somerset County
Young Surgical Building-Central Maine
Sanatorium, 50 Mountain Ave., Fairfield,
SG100006674
28143
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Dated: May 18, 2021.
Sherry A. Frear,
Chief, National Register of Historic Places/
National Historic Landmarks Program.
[FR Doc. 2021–10978 Filed 5–24–21; 8:45 am]
BILLING CODE 4312–52–P
INTERNATIONAL TRADE
COMMISSION
[Investigation No. 337–TA–1195]
Certain Electronic Candle Products
and Components Thereof Commission
Determination To Review in Part an
Initial Determination Finding a
Violation of Section 337; Schedule for
Filing Written Submissions on the
Issues Under Review and on Remedy,
the Public Interest, and Bonding
U.S. International Trade
Commission.
ACTION: Notice.
AGENCY:
Notice is hereby given that
the U.S. International Trade
Commission (‘‘Commission’’) has
determined to review in part an initial
determination (‘‘ID’’) (Order No. 41) of
the presiding administrative law judge
(‘‘ALJ’’). The Commission requests
briefing from the parties on certain
issues under review, as indicated in this
notice. The Commission also requests
briefing from the parties, interested
government agencies, and other
interested persons on the issues of
remedy, the public interest, and
bonding.
FOR FURTHER INFORMATION CONTACT:
Robert Needham, Esq., Office of the
General Counsel, U.S. International
SUMMARY:
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Trade Commission, 500 E Street SW,
Washington, DC 20436, telephone (202)
708–5468. Copies of non-confidential
documents filed in connection with this
investigation may be viewed on the
Commission’s electronic docket (EDIS)
at https://edis.usitc.gov. For help
accessing EDIS, please email
EDIS3Help@usitc.gov. General
information concerning the Commission
may also be obtained by accessing its
internet server at https://www.usitc.gov.
Hearing-impaired persons are advised
that information on this matter can be
obtained by contacting the
Commission’s TDD terminal on (202)
205–1810.
SUPPLEMENTARY INFORMATION: The
Commission instituted this investigation
on April 6, 2020, based on a complaint
filed by L&L Candle Company LLC of
Brea, California and Sotera Tschetter,
Inc. of St. Paul, Minnesota (together,
‘‘Complainants’’). 85 FR 19158–59. The
complaint alleged violations of section
337 in the importation into the United
States, the sale for importation, and the
sale after importation within the United
States after importation of certain
electronic candle products and
components thereof by reason of
infringement of one or more of claims
1–6, 10, 12–15, 17–19, and 28 of U.S.
Patent No. 8,550,660; claims 1–15 of the
U.S. Patent No. 9,366,402; claims 1–4,
6–12, 14–18, 20–25, 27, and 28 of the
U.S. Patent No. 9,512,971; claims 1–7,
10–14, 17, 18, 22, 24, 25, 27, and 29 of
U.S. Patent No. 9,523,471; and claims 1–
5, 7, 8, 10–12, 15, 17, 21 and 22 of U.S.
Patent No. 10,533,718. Id. The notice of
investigation named as respondents The
Gerson Company of Olathe, Kansas;
Gerson International (H.K.) Ltd. of Hong
Kong; Sterno Home Inc. of Coquitlam,
Canada; Ningbo Huamao International
Trading Co., Ltd. of Ningbo City, China;
Ningbo Yinzhou Langsheng Artware
Co., Ltd of Ningbo City, China; Lifetime
Brands, Inc. of Garden City, New York;
Scott Brothers Entertainment, Inc. of Las
Vegas, Nevada; Nantong Ya Tai Candle
Arts & Crafts Co., Ltd. of San Gabriel,
California; NapaStyle, Inc. of Napa,
California; Veraflame International, Inc.
of Vancouver, Canada (‘‘Veraflame’’);
MerchSource, LLC of Irvine, California;
Ningbo Mascube Import Export
Company of Ningbo City, China
(‘‘Ningbo Mascube’’); Decorware
International Inc. dba Decorware Inc. of
Rancho Cucamonga, California;
Shenzhen Goldenwell Smart
Technology Co., Ltd. of Shenzhen City,
China; Shenzhen Ksperway Technology
Co., Ltd. of Shenzhen City, China;
Ningbo Shanhuang Electric Appliance
Co. of Ningbo City, China (‘‘Ningbo
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Shanhuang’’); Yiwu Shengda Art Co.,
Ltd. of Yiwu City, China (‘‘Yiwu
Shengda’’); Shenzhen Tongfang
Optoelectronic Technology Co., Ltd. of
Shenzhen City, China; TFL Candles of
Shenzhen City, China; Guangdong
Tongfang Lighting Co., Ltd. of Hong
Kong; Tongfang Optoelectronic
Company of Hong Kong; and Virtual
Candles Limited of Kent, United
Kingdom (‘‘Virtual Candles’’). Id. at
19159. The Office of Unfair Import
Investigations (‘‘OUII’’) is a party to the
investigation. Id.
The Commission terminated five
respondents from the investigation
based on consent orders. See Order No.
7 (May 4, 2020), unreviewed by Notice
(Jun. 3, 2020) (terminating the
investigation with respect to Shenzhen
Tongfang Optoelectronic Technology
Co., Ltd.; TFL Candles; Guandong
Tongfang Lighting Co., Ltd.; and
Tongfang Optoelectronic Company);
Order No. 37 (Dec. 17, 2020),
unreviewed by Notice (Jan. 5, 2021)
(terminating the investigation with
respect to Nantong Ya Tai Candle Arts
& Crafts Co., Ltd. based on a consent
order and a settlement agreement). The
Commission also terminated eight
respondents from the investigation
based on settlement. Order No. 12 (Jun.
15, 2020), unreviewed by Notice (Jun.
20, 2020) (terminating The Gerson
Company and Gerson International
(H.K.) Ltd. based on settlement); Order
No. 15 (Jul. 15, 2020), unreviewed by
Notice (Aug. 5, 2020) (terminating
Merchsource, LLC based on settlement);
Order No. 29 (Oct. 19, 2020),
unreviewed by Notice (Nov. 2, 2020)
(terminating Decorware International
Inc. based on settlement); Order No. 38
(Dec. 18, 2020), unreviewed by Notice
(Jan. 5, 2021) (Sterno Home Inc., Ningbo
Huamao International Trading Co., Ltd.,
and Ningbo Yinzhou Langsheng
Artware Co., Ltd. based on settlement);
Order No. 39 (Dec. 18, 2020),
unreviewed by Notice (Jan. 5, 2021)
(terminating Lifetime Brands, Inc. based
on settlement). The Commission further
terminated three respondents from the
investigation based on Complainants’
partial withdrawal of the complaint due
to the failure to serve those entities with
the complaint and notice of
investigation. Order No. 35 (Nov. 13,
2020), unreviewed by Notice (Nov. 30,
2020) (terminating NapaStyle, Inc.,
Shenzhen Goldenwell Smart
Technology Co., Ltd., and Shenzhen
Ksperway Technology Co., Ltd. based
on a partial withdrawal of the
complaint). Finally, the Commission
terminated Scott Brothers Entertainment
Inc. from the investigation based on a
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summary determination that
Complainants failed to establish the
importation requirement with respect to
that respondent. Order No. 17 (Jul. 28,
2020), unreviewed by Notice (Aug. 28,
2020).
With respect to the five remaining
respondents, the Commission found
Veraflame, Ningbo Mascube, Virtual
Candles, Yiwu Shengda, and Ningbo
Shanhuang (together, ‘‘the Defaulting
Respondents’’) in default for failing to
respond to the complaint and notice of
investigation and for failing to show
cause why they had not done so, or for
failing to participate in discovery. Order
No. 14 (Jul. 8, 2020), unreviewed by
Notice (Aug. 3, 2020) (finding
Veraflame, Mascube, and Virtual
Candles in default); Order No. 33 (Nov.
12, 2020), unreviewed by Notice (Nov.
30, 2020) (finding Yiwu Shengda and
Ningbo Shanhuang in default).
On November 13, 2020, Complainants
moved for a summary determination of
violation and for a recommendation for
the issuance of a GEO. On December 4,
2020, OUII filed a response that
questioned whether Complainants had
satisfied the economic prong of the
domestic industry requirement, but
otherwise supported a finding of
violation and the issuance of a GEO. On
December 9, 2020, Complainants filed a
reply in support of their motion.
On April 2, 2021, the ALJ issued the
subject ID and granted Complainants’
motion for a summary determination of
violation by each of the five Defaulting
Respondents. Order No. 41 (Apr. 2,
2021). No party petitioned for review of
the subject ID.
The Commission has determined to
review the subject ID in part.
Specifically, the Commission has
determined to review the ID’s finding
that Complainants satisfied the
economic prong of the domestic
industry requirement. The Commission
has not determined to review any other
findings in the ID.
In connection with its review, the
Commission is interested in briefing on
the following issues:
1. Attached to Complainants’ motion
for summary determination,
Complainants submitted the declaration
of Dr. Seth Kaplan. That declaration
repeatedly refers to exhibits ‘‘attached
hereto,’’ but the declaration contains no
attachments. Do the documents referred
to in Dr. Kaplan’s declaration appear
elsewhere in the record? If so, please
identify the location. If not, please
address the admissibility of Dr. Kaplan’s
declaration and whether the
Commission should entertain a motion
under Rule 210.15 (19 CFR 210.15) by
Complainants, accompanied by the
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exhibits, to reopen the record to admit
the exhibits into the administrative
record.
2. Please discuss Complainants’
domestic industry investments under
Section 337(a)(3)(A), (B), or (C) that are
related to products that practice each
patent and explain whether such
investments are significant or
substantial under each subsection in
light of Commission and Federal Circuit
precedents. Please include in your
response, a contextual discussion of the
relevant marketplace, for example,
without being exhaustive, a discussion
of Complainants’ foreign investments
relative to its domestic industry
expenditures in these statutory
categories, a discussion of the value
added to the product from
Complainant’s activities in the United
States, and/or a discussion of the
domestic industry investments in the
statutory categories relative to
Complainants’ total domestic
operations. See, e.g., Certain
Carburetors & Prods. Containing Such
Carburetors, Inv. No. 337–TA–1123,
Comm’n Op., 2019 WL 5622443, *12
(Oct. 28, 2019); Certain Solid State
Storage Drives, Stacked Electronics
Components, and Products Containing
the Same, Inv. No. 337–TA–1097,
Commission Op. at 29–30 (June 29,
2018).
3. Please address whether the
domestic industry investments
constitute investments in the
‘‘exploitation’’ of the asserted patents
under Section 337(a)(3)(C). See Certain
Integrated Circuit Chips and Products
Containing the Same, Inv. No. 337–TA–
859, Comm’n Op., 2014 WL 12796437
(Aug. 22, 2014).
4. Please explain whether
Complainants’ asserted domestic
industry differs from that of a mere
importer, including by discussing: (A)
How the Commission and the Federal
Circuit have considered such
investments in prior investigations, and
(B) how the facts of this investigation
should be assessed in light of applicable
precedent. Also address the extent to
which the activities relied upon to show
satisfaction of the economic prong need
to take place in the United States either
as a legal or a practical matter, such that
those activities would not distinguish a
domestic industry from a mere importer.
The parties are invited to brief only
the discrete issues described above,
with reference to the applicable law and
evidentiary record. The parties are not
to brief other issues on review, which
are adequately presented in the parties’
existing filings.
In connection with the final
disposition of this investigation, the
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18:09 May 24, 2021
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statute authorizes issuance of (1) an
order that could result in the exclusion
of the subject articles from entry into the
United States, and/or (2) cease and
desist orders that could result in the
respondents being required to cease and
desist from engaging in unfair acts in
the importation and sale of such
articles. Accordingly, the Commission is
interested in receiving written
submissions that address the form of
remedy, if any, that should be ordered.
If a party seeks exclusion of an article
from entry into the United States for
purposes other than entry for
consumption, the party should so
indicate and provide information
establishing that activities involving
other types of entry either are adversely
affecting it or likely to do so. For
background, see Certain Devices for
Connecting Computers via Telephone
Lines, Inv. No. 337–TA–360, USITC
Pub. No. 2843, Comm’n Op. at 7–10
(December 1994).
The statute requires the Commission
to consider the effects of that remedy
upon the public interest. The public
interest factors the Commission will
consider include the effect that an
exclusion order and/or a cease and
desist order would have on (1) the
public health and welfare, (2)
competitive conditions in the U.S.
economy, (3) U.S. production of articles
that are like or directly competitive with
those that are subject to investigation,
and (4) U.S. consumers. The
Commission is therefore interested in
receiving written submissions that
address the aforementioned public
interest factors in the context of this
investigation.
If the Commission orders some form
of remedy, the U.S. Trade
Representative, as delegated by the
President, has 60 days to approve,
disapprove, or take no action on the
Commission’s determination. See
Presidential Memorandum of July 21,
2005, 70 FR 43251 (July 26, 2005).
During this period, the subject articles
would be entitled to enter the United
States under bond, in an amount
determined by the Commission and
prescribed by the Secretary of the
Treasury. The Commission is therefore
interested in receiving submissions
concerning the amount of the bond that
should be imposed if a remedy is
ordered.
Written Submissions: The
Commission requests that the parties to
the investigation file written
submissions on the issues identified in
this notice. Parties to the investigation,
interested government agencies, and any
other interested parties are encouraged
to file written submissions on the issues
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28145
of remedy, the public interest, and
bonding. Such initial submissions
should include views on the
recommended determination by the ALJ
on remedy and bonding.
In their initial submissions,
Complainants and OUII are also
requested to identify the remedy sought
and to submit proposed remedial orders
for the Commission’s consideration.
Complainants are also requested to state
the HTSUS subheadings under which
the accused products are imported and
to supply the identification information
for all known importers of the products
at issue in this investigation. The initial
written submissions and proposed
remedial orders must be filed no later
than close of business on June 1, 2021.
Reply submissions must be filed no later
than the close of business on June 8,
2021. No further submissions on these
issues will be permitted unless
otherwise ordered by the Commission.
Persons filing written submissions
must file the original document
electronically on or before the deadlines
stated above. The Commission’s paper
filing requirements in 19 CFR 210.4(f)
are currently waived. 85 FR 15798
(March 19, 2020). Submissions should
refer to the investigation number (Inv.
No. 337–TA–1195) in a prominent place
on the cover page and/or the first page.
(See Handbook for Electronic Filing
Procedures, https://www.usitc.gov/
documents/handbook_on_filing_
procedures.pdf ). Persons with
questions regarding filing should
contact the Secretary, (202) 205–2000.
Any person desiring to submit a
document to the Commission in
confidence must request confidential
treatment. All such requests should be
directed to the Secretary to the
Commission and must include a full
statement of the reasons why the
Commission should grant such
treatment. See 19 CFR 201.6. Documents
for which confidential treatment by the
Commission is properly sought will be
treated accordingly. A redacted nonconfidential version of the document
must also be filed simultaneously with
any confidential filing. All information,
including confidential business
information and documents for which
confidential treatment is properly
sought, submitted to the Commission for
purposes of this investigation may be
disclosed to and used: (i) By the
Commission, its employees and Offices,
and contract personnel (a) for
developing or maintaining the records
of this or a related proceeding, or (b) in
internal investigations, audits, reviews,
and evaluations relating to the
programs, personnel, and operations of
the Commission including under 5
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U.S.C. Appendix 3; or (ii) by U.S.
government employees and contract
personnel, solely for cybersecurity
purposes. All contract personnel will
sign appropriate nondisclosure
agreements. All nonconfidential written
submissions will be available for public
inspection on EDIS.
The Commission vote for this
determination took place on May 19,
2021.
The authority for the Commission’s
determination is contained in section
337 of the Tariff Act of 1930, as
amended (19 U.S.C. 1337), and in Part
210 of the Commission’s Rules of
Practice and Procedure (19 CFR part
210).
By order of the Commission.
Issued: May 19, 2021.
Lisa Barton,
Secretary to the Commission.
[FR Doc. 2021–10944 Filed 5–24–21; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[Investigation Nos. 701–TA–658–659 and
731–TA–1538–1542 (Final)]
Aluminum Foil From Armenia, Brazil,
Oman, Russia, and Turkey Scheduling
of the Final Phase of Countervailing
and Antidumping Duty Investigations
United States International
Trade Commission.
ACTION: Notice.
AGENCY:
The Commission hereby gives
notice of the scheduling of the final
phase of antidumping and
countervailing duty investigation Nos.
701–TA–658–659 and 731–TA–1538–
1542 (Final) pursuant to the Tariff Act
of 1930 (‘‘the Act’’) to determine
whether an industry in the United
States is materially injured or
threatened with material injury, or the
establishment of an industry in the
United States is materially retarded, by
reason of imports of aluminum foil from
Armenia, Brazil, Oman, Russia, and
Turkey, provided for in subheadings
7607.11.30, 7607.11.60, 7607.11.90, and
7607.19.60 of the Harmonized Tariff
Schedule of the United States,
preliminarily determined by the
Department of Commerce (‘‘Commerce’’)
to be sold at less-than-fair-value and
imports of aluminum foil preliminarily
determined to be subsidized by the
governments of Oman and Turkey.
DATES: May 4, 2021.
FOR FURTHER INFORMATION CONTACT:
Celia Feldpausch (202) 205–2387, Office
of Investigations, U.S. International
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SUMMARY:
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18:09 May 24, 2021
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Trade Commission, 500 E Street SW,
Washington, DC 20436. Hearingimpaired persons can obtain
information on this matter by contacting
the Commission’s TDD terminal on
(202) 205–1810. Persons with mobility
impairments who will need special
assistance in gaining access to the
Commission should contact the Office
of the Secretary at (202) 205–2000.
General information concerning the
Commission may also be obtained by
accessing its internet server (https://
www.usitc.gov). The public record for
these investigations may be viewed on
the Commission’s electronic docket
(EDIS) at https://edis.usitc.gov.
SUPPLEMENTARY INFORMATION:
Scope.—For purposes of these
investigations, Commerce has defined
the subject merchandise as ‘‘aluminum
foil having a thickness of 0.2 mm or
less, in reels exceeding 25 pounds,
regardless of width. Aluminum foil
subject to these investigations are made
from an aluminum alloy that contains
more than 92 percent aluminum.
Aluminum foil may be made to ASTM
specification ASTM B479, but can also
be made to other specifications.
Regardless of specification, however, all
aluminum foil meeting the scope
description is included in the scope,
including aluminum foil to which
lubricant has been applied to one or
both sides of the foil.’’ 1
Background.—The final phase of
these investigations is being scheduled
pursuant to sections 705(b) and 731(b)
of the Tariff Act of 1930 (19 U.S.C.
1671d(b) and 1673d(b)), as a result of
affirmative preliminary determinations
by Commerce that certain benefits
which constitute subsidies within the
meaning of § 703 of the Act (19 U.S.C.
1671b) are being provided to
manufacturers, producers, or exporters
of aluminum foil in Oman and Turkey,
and that such products from Armenia,
Brazil, Oman, Russia, and Turkey are
being sold in the United States at less
than fair value within the meaning of
§ 733 of the Act (19 U.S.C. 1673b). The
investigations were requested in
petitions filed on September 29, 2020,
by the Aluminum Association Trade
Enforcement Working Group, Arlington,
Virginia and its individual members—
Gra¨nges Americas Inc., Franklin,
Tennessee; JW Aluminum Company,
1 For a full description of the scope of these
investigations, including product exclusions, see
Appendix I of Certain Aluminum Foil from the
Republic of Armenia: Preliminary Affirmative
Determination of Sales at Less Than Fair Value,
Postponement of Final Determination and
Extension of Provisional Measures, 86 FR 23672,
May 4, 2021.
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Daniel Island, South Carolina; and
Novelis Corporation, Atlanta, Georgia.
For further information concerning
the conduct of this phase of the
investigations, hearing procedures, and
rules of general application, consult the
Commission’s Rules of Practice and
Procedure, part 201, subparts A and B
(19 CFR part 201), and part 207,
subparts A and C (19 CFR part 207).
Participation in the investigations and
public service list.—Persons, including
industrial users of the subject
merchandise and, if the merchandise is
sold at the retail level, representative
consumer organizations, wishing to
participate in the final phase of these
investigations as parties must file an
entry of appearance with the Secretary
to the Commission, as provided in
§ 201.11 of the Commission’s rules, no
later than 21 days prior to the hearing
date specified in this notice. A party
that filed a notice of appearance during
the preliminary phase of the
investigations need not file an
additional notice of appearance during
this final phase. The Secretary will
maintain a public service list containing
the names and addresses of all persons,
or their representatives, who are parties
to the investigations.
Please note the Secretary’s Office will
accept only electronic filings during this
time. Filings must be made through the
Commission’s Electronic Document
Information System (EDIS, https://
edis.usitc.gov). No in-person paperbased filings or paper copies of any
electronic filings will be accepted until
further notice.
Limited disclosure of business
proprietary information (BPI) under an
administrative protective order (APO)
and BPI service list.—Pursuant to
§ 207.7(a) of the Commission’s rules, the
Secretary will make BPI gathered in the
final phase of these investigations
available to authorized applicants under
the APO issued in the investigations,
provided that the application is made
no later than 21 days prior to the
hearing date specified in this notice.
Authorized applicants must represent
interested parties, as defined by 19
U.S.C. 1677(9), who are parties to the
investigations. A party granted access to
BPI in the preliminary phase of the
investigations need not reapply for such
access. A separate service list will be
maintained by the Secretary for those
parties authorized to receive BPI under
the APO.
Staff report.—The prehearing staff
report in the final phase of these
investigations will be placed in the
nonpublic record on August 27, 2021,
and a public version will be issued
E:\FR\FM\25MYN1.SGM
25MYN1
Agencies
[Federal Register Volume 86, Number 99 (Tuesday, May 25, 2021)]
[Notices]
[Pages 28143-28146]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-10944]
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INTERNATIONAL TRADE COMMISSION
[Investigation No. 337-TA-1195]
Certain Electronic Candle Products and Components Thereof
Commission Determination To Review in Part an Initial Determination
Finding a Violation of Section 337; Schedule for Filing Written
Submissions on the Issues Under Review and on Remedy, the Public
Interest, and Bonding
AGENCY: U.S. International Trade Commission.
ACTION: Notice.
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SUMMARY: Notice is hereby given that the U.S. International Trade
Commission (``Commission'') has determined to review in part an initial
determination (``ID'') (Order No. 41) of the presiding administrative
law judge (``ALJ''). The Commission requests briefing from the parties
on certain issues under review, as indicated in this notice. The
Commission also requests briefing from the parties, interested
government agencies, and other interested persons on the issues of
remedy, the public interest, and bonding.
FOR FURTHER INFORMATION CONTACT: Robert Needham, Esq., Office of the
General Counsel, U.S. International
[[Page 28144]]
Trade Commission, 500 E Street SW, Washington, DC 20436, telephone
(202) 708-5468. Copies of non-confidential documents filed in
connection with this investigation may be viewed on the Commission's
electronic docket (EDIS) at https://edis.usitc.gov. For help accessing
EDIS, please email [email protected]. General information concerning
the Commission may also be obtained by accessing its internet server at
https://www.usitc.gov. Hearing-impaired persons are advised that
information on this matter can be obtained by contacting the
Commission's TDD terminal on (202) 205-1810.
SUPPLEMENTARY INFORMATION: The Commission instituted this investigation
on April 6, 2020, based on a complaint filed by L&L Candle Company LLC
of Brea, California and Sotera Tschetter, Inc. of St. Paul, Minnesota
(together, ``Complainants''). 85 FR 19158-59. The complaint alleged
violations of section 337 in the importation into the United States,
the sale for importation, and the sale after importation within the
United States after importation of certain electronic candle products
and components thereof by reason of infringement of one or more of
claims 1-6, 10, 12-15, 17-19, and 28 of U.S. Patent No. 8,550,660;
claims 1-15 of the U.S. Patent No. 9,366,402; claims 1-4, 6-12, 14-18,
20-25, 27, and 28 of the U.S. Patent No. 9,512,971; claims 1-7, 10-14,
17, 18, 22, 24, 25, 27, and 29 of U.S. Patent No. 9,523,471; and claims
1-5, 7, 8, 10-12, 15, 17, 21 and 22 of U.S. Patent No. 10,533,718. Id.
The notice of investigation named as respondents The Gerson Company of
Olathe, Kansas; Gerson International (H.K.) Ltd. of Hong Kong; Sterno
Home Inc. of Coquitlam, Canada; Ningbo Huamao International Trading
Co., Ltd. of Ningbo City, China; Ningbo Yinzhou Langsheng Artware Co.,
Ltd of Ningbo City, China; Lifetime Brands, Inc. of Garden City, New
York; Scott Brothers Entertainment, Inc. of Las Vegas, Nevada; Nantong
Ya Tai Candle Arts & Crafts Co., Ltd. of San Gabriel, California;
NapaStyle, Inc. of Napa, California; Veraflame International, Inc. of
Vancouver, Canada (``Veraflame''); MerchSource, LLC of Irvine,
California; Ningbo Mascube Import Export Company of Ningbo City, China
(``Ningbo Mascube''); Decorware International Inc. dba Decorware Inc.
of Rancho Cucamonga, California; Shenzhen Goldenwell Smart Technology
Co., Ltd. of Shenzhen City, China; Shenzhen Ksperway Technology Co.,
Ltd. of Shenzhen City, China; Ningbo Shanhuang Electric Appliance Co.
of Ningbo City, China (``Ningbo Shanhuang''); Yiwu Shengda Art Co.,
Ltd. of Yiwu City, China (``Yiwu Shengda''); Shenzhen Tongfang
Optoelectronic Technology Co., Ltd. of Shenzhen City, China; TFL
Candles of Shenzhen City, China; Guangdong Tongfang Lighting Co., Ltd.
of Hong Kong; Tongfang Optoelectronic Company of Hong Kong; and Virtual
Candles Limited of Kent, United Kingdom (``Virtual Candles''). Id. at
19159. The Office of Unfair Import Investigations (``OUII'') is a party
to the investigation. Id.
The Commission terminated five respondents from the investigation
based on consent orders. See Order No. 7 (May 4, 2020), unreviewed by
Notice (Jun. 3, 2020) (terminating the investigation with respect to
Shenzhen Tongfang Optoelectronic Technology Co., Ltd.; TFL Candles;
Guandong Tongfang Lighting Co., Ltd.; and Tongfang Optoelectronic
Company); Order No. 37 (Dec. 17, 2020), unreviewed by Notice (Jan. 5,
2021) (terminating the investigation with respect to Nantong Ya Tai
Candle Arts & Crafts Co., Ltd. based on a consent order and a
settlement agreement). The Commission also terminated eight respondents
from the investigation based on settlement. Order No. 12 (Jun. 15,
2020), unreviewed by Notice (Jun. 20, 2020) (terminating The Gerson
Company and Gerson International (H.K.) Ltd. based on settlement);
Order No. 15 (Jul. 15, 2020), unreviewed by Notice (Aug. 5, 2020)
(terminating Merchsource, LLC based on settlement); Order No. 29 (Oct.
19, 2020), unreviewed by Notice (Nov. 2, 2020) (terminating Decorware
International Inc. based on settlement); Order No. 38 (Dec. 18, 2020),
unreviewed by Notice (Jan. 5, 2021) (Sterno Home Inc., Ningbo Huamao
International Trading Co., Ltd., and Ningbo Yinzhou Langsheng Artware
Co., Ltd. based on settlement); Order No. 39 (Dec. 18, 2020),
unreviewed by Notice (Jan. 5, 2021) (terminating Lifetime Brands, Inc.
based on settlement). The Commission further terminated three
respondents from the investigation based on Complainants' partial
withdrawal of the complaint due to the failure to serve those entities
with the complaint and notice of investigation. Order No. 35 (Nov. 13,
2020), unreviewed by Notice (Nov. 30, 2020) (terminating NapaStyle,
Inc., Shenzhen Goldenwell Smart Technology Co., Ltd., and Shenzhen
Ksperway Technology Co., Ltd. based on a partial withdrawal of the
complaint). Finally, the Commission terminated Scott Brothers
Entertainment Inc. from the investigation based on a summary
determination that Complainants failed to establish the importation
requirement with respect to that respondent. Order No. 17 (Jul. 28,
2020), unreviewed by Notice (Aug. 28, 2020).
With respect to the five remaining respondents, the Commission
found Veraflame, Ningbo Mascube, Virtual Candles, Yiwu Shengda, and
Ningbo Shanhuang (together, ``the Defaulting Respondents'') in default
for failing to respond to the complaint and notice of investigation and
for failing to show cause why they had not done so, or for failing to
participate in discovery. Order No. 14 (Jul. 8, 2020), unreviewed by
Notice (Aug. 3, 2020) (finding Veraflame, Mascube, and Virtual Candles
in default); Order No. 33 (Nov. 12, 2020), unreviewed by Notice (Nov.
30, 2020) (finding Yiwu Shengda and Ningbo Shanhuang in default).
On November 13, 2020, Complainants moved for a summary
determination of violation and for a recommendation for the issuance of
a GEO. On December 4, 2020, OUII filed a response that questioned
whether Complainants had satisfied the economic prong of the domestic
industry requirement, but otherwise supported a finding of violation
and the issuance of a GEO. On December 9, 2020, Complainants filed a
reply in support of their motion.
On April 2, 2021, the ALJ issued the subject ID and granted
Complainants' motion for a summary determination of violation by each
of the five Defaulting Respondents. Order No. 41 (Apr. 2, 2021). No
party petitioned for review of the subject ID.
The Commission has determined to review the subject ID in part.
Specifically, the Commission has determined to review the ID's finding
that Complainants satisfied the economic prong of the domestic industry
requirement. The Commission has not determined to review any other
findings in the ID.
In connection with its review, the Commission is interested in
briefing on the following issues:
1. Attached to Complainants' motion for summary determination,
Complainants submitted the declaration of Dr. Seth Kaplan. That
declaration repeatedly refers to exhibits ``attached hereto,'' but the
declaration contains no attachments. Do the documents referred to in
Dr. Kaplan's declaration appear elsewhere in the record? If so, please
identify the location. If not, please address the admissibility of Dr.
Kaplan's declaration and whether the Commission should entertain a
motion under Rule 210.15 (19 CFR 210.15) by Complainants, accompanied
by the
[[Page 28145]]
exhibits, to reopen the record to admit the exhibits into the
administrative record.
2. Please discuss Complainants' domestic industry investments under
Section 337(a)(3)(A), (B), or (C) that are related to products that
practice each patent and explain whether such investments are
significant or substantial under each subsection in light of Commission
and Federal Circuit precedents. Please include in your response, a
contextual discussion of the relevant marketplace, for example, without
being exhaustive, a discussion of Complainants' foreign investments
relative to its domestic industry expenditures in these statutory
categories, a discussion of the value added to the product from
Complainant's activities in the United States, and/or a discussion of
the domestic industry investments in the statutory categories relative
to Complainants' total domestic operations. See, e.g., Certain
Carburetors & Prods. Containing Such Carburetors, Inv. No. 337-TA-1123,
Comm'n Op., 2019 WL 5622443, *12 (Oct. 28, 2019); Certain Solid State
Storage Drives, Stacked Electronics Components, and Products Containing
the Same, Inv. No. 337-TA-1097, Commission Op. at 29-30 (June 29,
2018).
3. Please address whether the domestic industry investments
constitute investments in the ``exploitation'' of the asserted patents
under Section 337(a)(3)(C). See Certain Integrated Circuit Chips and
Products Containing the Same, Inv. No. 337-TA-859, Comm'n Op., 2014 WL
12796437 (Aug. 22, 2014).
4. Please explain whether Complainants' asserted domestic industry
differs from that of a mere importer, including by discussing: (A) How
the Commission and the Federal Circuit have considered such investments
in prior investigations, and (B) how the facts of this investigation
should be assessed in light of applicable precedent. Also address the
extent to which the activities relied upon to show satisfaction of the
economic prong need to take place in the United States either as a
legal or a practical matter, such that those activities would not
distinguish a domestic industry from a mere importer.
The parties are invited to brief only the discrete issues described
above, with reference to the applicable law and evidentiary record. The
parties are not to brief other issues on review, which are adequately
presented in the parties' existing filings.
In connection with the final disposition of this investigation, the
statute authorizes issuance of (1) an order that could result in the
exclusion of the subject articles from entry into the United States,
and/or (2) cease and desist orders that could result in the respondents
being required to cease and desist from engaging in unfair acts in the
importation and sale of such articles. Accordingly, the Commission is
interested in receiving written submissions that address the form of
remedy, if any, that should be ordered. If a party seeks exclusion of
an article from entry into the United States for purposes other than
entry for consumption, the party should so indicate and provide
information establishing that activities involving other types of entry
either are adversely affecting it or likely to do so. For background,
see Certain Devices for Connecting Computers via Telephone Lines, Inv.
No. 337-TA-360, USITC Pub. No. 2843, Comm'n Op. at 7-10 (December
1994).
The statute requires the Commission to consider the effects of that
remedy upon the public interest. The public interest factors the
Commission will consider include the effect that an exclusion order
and/or a cease and desist order would have on (1) the public health and
welfare, (2) competitive conditions in the U.S. economy, (3) U.S.
production of articles that are like or directly competitive with those
that are subject to investigation, and (4) U.S. consumers. The
Commission is therefore interested in receiving written submissions
that address the aforementioned public interest factors in the context
of this investigation.
If the Commission orders some form of remedy, the U.S. Trade
Representative, as delegated by the President, has 60 days to approve,
disapprove, or take no action on the Commission's determination. See
Presidential Memorandum of July 21, 2005, 70 FR 43251 (July 26, 2005).
During this period, the subject articles would be entitled to enter the
United States under bond, in an amount determined by the Commission and
prescribed by the Secretary of the Treasury. The Commission is
therefore interested in receiving submissions concerning the amount of
the bond that should be imposed if a remedy is ordered.
Written Submissions: The Commission requests that the parties to
the investigation file written submissions on the issues identified in
this notice. Parties to the investigation, interested government
agencies, and any other interested parties are encouraged to file
written submissions on the issues of remedy, the public interest, and
bonding. Such initial submissions should include views on the
recommended determination by the ALJ on remedy and bonding.
In their initial submissions, Complainants and OUII are also
requested to identify the remedy sought and to submit proposed remedial
orders for the Commission's consideration. Complainants are also
requested to state the HTSUS subheadings under which the accused
products are imported and to supply the identification information for
all known importers of the products at issue in this investigation. The
initial written submissions and proposed remedial orders must be filed
no later than close of business on June 1, 2021. Reply submissions must
be filed no later than the close of business on June 8, 2021. No
further submissions on these issues will be permitted unless otherwise
ordered by the Commission.
Persons filing written submissions must file the original document
electronically on or before the deadlines stated above. The
Commission's paper filing requirements in 19 CFR 210.4(f) are currently
waived. 85 FR 15798 (March 19, 2020). Submissions should refer to the
investigation number (Inv. No. 337-TA-1195) in a prominent place on the
cover page and/or the first page. (See Handbook for Electronic Filing
Procedures, https://www.usitc.gov/documents/handbook_on_filing_procedures.pdf ). Persons with questions regarding
filing should contact the Secretary, (202) 205-2000.
Any person desiring to submit a document to the Commission in
confidence must request confidential treatment. All such requests
should be directed to the Secretary to the Commission and must include
a full statement of the reasons why the Commission should grant such
treatment. See 19 CFR 201.6. Documents for which confidential treatment
by the Commission is properly sought will be treated accordingly. A
redacted non-confidential version of the document must also be filed
simultaneously with any confidential filing. All information, including
confidential business information and documents for which confidential
treatment is properly sought, submitted to the Commission for purposes
of this investigation may be disclosed to and used: (i) By the
Commission, its employees and Offices, and contract personnel (a) for
developing or maintaining the records of this or a related proceeding,
or (b) in internal investigations, audits, reviews, and evaluations
relating to the programs, personnel, and operations of the Commission
including under 5
[[Page 28146]]
U.S.C. Appendix 3; or (ii) by U.S. government employees and contract
personnel, solely for cybersecurity purposes. All contract personnel
will sign appropriate nondisclosure agreements. All nonconfidential
written submissions will be available for public inspection on EDIS.
The Commission vote for this determination took place on May 19,
2021.
The authority for the Commission's determination is contained in
section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and
in Part 210 of the Commission's Rules of Practice and Procedure (19 CFR
part 210).
By order of the Commission.
Issued: May 19, 2021.
Lisa Barton,
Secretary to the Commission.
[FR Doc. 2021-10944 Filed 5-24-21; 8:45 am]
BILLING CODE 7020-02-P