Sunshine Act Meeting; Cancellation, 25026 [2021-09940]
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25026
Federal Register / Vol. 86, No. 88 / Monday, May 10, 2021 / Notices
All submissions should refer to File
Number SR–CboeBYX–2021–011. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CboeBYX–2021–011 and
should be submitted on or before June
1, 2021.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.58
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–09768 Filed 5–7–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting; Cancellation
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 86 FR 24059, May 5,
2021.
khammond on DSKJM1Z7X2PROD with NOTICES
PREVIOUSLY ANNOUNCED TIME AND DATE OF
THE MEETING: Friday, May 7, 2021 at
1:00 p.m.
The Closed
Meeting scheduled for Friday, May 7,
2021 at 1:00 p.m., has been cancelled.
CHANGES IN THE MEETING:
CONTACT PERSON FOR MORE INFORMATION:
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: May 6, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–09940 Filed 5–6–21; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–91767; File No. SR–CBOE–
2021–029]
Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing of a
Proposed Rule Change To Increase
Position Limits for Options on Certain
Exchange-Traded Funds and an
Exchange-Traded Note
May 4, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 21,
2021, Cboe Exchange, Inc. (‘‘Exchange’’
or ‘‘Cboe Options’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe Exchange, Inc. (the ‘‘Exchange’’
or ‘‘Cboe Options’’) proposes to increase
position limits for options on certain
exchange-traded funds (‘‘ETFs’’) and
exchange-traded notes (‘‘ETNs’’). The
text of the proposed rule change is
provided in Exhibit 5.
The text of the proposed rule change
is also available on the Exchange’s
website (https://www.cboe.com/
AboutCBOE/
CBOELegalRegulatoryHome.aspx), at
the Exchange’s Office of the Secretary,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
For further information; please contact
1 15
58 17
CFR 200.30–3(a)(12).
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19:05 May 07, 2021
2 17
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U.S.C. 78s(b)(1).
CFR 240.19b–4.
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statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
Position limits are designed to
address potential manipulative schemes
and adverse market impacts
surrounding the use of options, such as
disrupting the market in the security
underlying the options. While position
limits should address and discourage
the potential for manipulative schemes
and adverse market impact, if such
limits are set too low, participation in
the options market may be discouraged.
The Exchange believes that position
limits must therefore be balanced
between mitigating concerns of any
potential manipulation and the cost of
inhibiting potential hedging activity that
could be used for legitimate economic
purposes.
The Exchange has observed an
ongoing increase in demand, for both
trading and hedging purposes, in
options on the following exchangetraded products (‘‘ETPs’’): (1) SPDR
Gold Shares (‘‘GLD’’), (2) iShares Silver
Trust (‘‘SLV’’), (3) iShares iBoxx $
Investment Grade Corporate Bond ETF
(‘‘LQD’’), (4) VanEck Vectors Gold
Miners ETF (‘‘GDX’’), (5) iPath S&P 500
VIX Short-Term Futures ETN (‘‘VXX’’),
and (6) ProShares Ultra VIX Short-Term
Futures ETF (‘‘UVXY’’, and collectively,
with the aforementioned ETFs, the
‘‘Underlying ETPs’’). Though the
demand for these options appears to
have increased, position limits for
options on the Underlying ETPs have
remained the same. The Exchange
believes these unchanged position
limits may have impeded, and may
continue to impede, trading activity and
strategies of investors, such as use of
effective hedging vehicles or income
generating strategies (e.g., buy-write or
put-write), and the ability of MarketMakers to make liquid markets with
tighter spreads in these options
resulting in the transfer of volume to
over-the-counter (‘‘OTC’’) markets. OTC
transactions occur through bilateral
agreements, the terms of which are not
publicly disclosed to the marketplace.
As such, OTC transactions do not
contribute to the price discovery process
on a public exchange or other lit
markets. Therefore, the Exchange
believes that the proposed increases in
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Agencies
[Federal Register Volume 86, Number 88 (Monday, May 10, 2021)]
[Notices]
[Page 25026]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-09940]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting; Cancellation
FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: 86 FR 24059, May
5, 2021.
PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Friday, May 7, 2021
at 1:00 p.m.
CHANGES IN THE MEETING: The Closed Meeting scheduled for Friday, May 7,
2021 at 1:00 p.m., has been cancelled.
CONTACT PERSON FOR MORE INFORMATION: For further information; please
contact Vanessa A. Countryman from the Office of the Secretary at (202)
551-5400.
Dated: May 6, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021-09940 Filed 5-6-21; 4:15 pm]
BILLING CODE 8011-01-P