Proposed Collection; Comment Request, 16270 [2021-06241]
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16270
Federal Register / Vol. 86, No. 57 / Friday, March 26, 2021 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–428, OMB Control No.
3235–0478]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
khammond on DSKJM1Z7X2PROD with NOTICES
Extension:
Rule 11a1–1(T)
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 11a1–1(T) (17 CFR
240.11a1–1(T)), under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
On January 27, 1976, the Commission
adopted Rule 11a1–1(T)—Transactions
Yielding Priority, Parity, and
Precedence (17 CFR 240.11a1–1(T))
under the Exchange Act (15 U.S.C. 78a
et seq.) to exempt certain transactions of
exchange members for their own
accounts that would otherwise be
prohibited under Section 11(a) of the
Exchange Act. The Rule provides that a
member’s proprietary order may be
executed on the exchange of which the
trader is a member, if, among other
things: (1) The member discloses that a
bid or offer for its account is for its
account to any member with whom
such bid or offer is placed or to whom
it is communicated; (2) any such
member through whom that bid or offer
is communicated discloses to others
participating in effecting the order that
it is for the account of a member; and
(3) immediately before executing the
order, a member (other than a specialist
in such security) presenting any order
for the account of a member on the
exchange clearly announces or
otherwise indicates to the specialist and
to other members then present that he
is presenting an order for the account of
a member.
Without these requirements, it would
not be possible for the Commission to
monitor its mandate under the Exchange
Act to promote fair and orderly markets
and ensure that exchange members
have, as the principle purpose of their
exchange memberships, the conduct of
a public securities business.
VerDate Sep<11>2014
17:14 Mar 25, 2021
Jkt 253001
There are approximately 538
respondents that require an aggregate
total of approximately 15 hours per year
to comply with this Rule. Each of these
approximately 538 respondents makes
an estimated 20 annual responses, for an
aggregate of 10,760 responses per year.
Each response takes approximately 5
seconds to complete. Thus, the total
compliance burden per year is
approximately 15 hours (10,760 × 5
seconds/60 seconds per minute/60
minutes per hour = 15 hours). The
approximate internal cost of compliance
per hour is approximately $355,
resulting in a total internal cost of
compliance of approximately $5,325 per
year (15 hours @ $355).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: March 22, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–06241 Filed 3–25–21; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
Applications for New Awards;
Shuttered Venue Operators Grants
(SVOG)
U.S. Small Business
Administration.
ACTION: Notice of funding opportunity.
AGENCY:
The U.S. Small Business
Administration (SBA) issues a notice
SUMMARY:
PO 00000
Frm 00091
Fmt 4703
Sfmt 4703
inviting applications for new awards for
fiscal year (FY) 2021 for SVOG, Catalog
of Federal Domestic Assistance (CFDA)
number 59.075. This notice relates to
the approved information collection
under OMB control number 4040–0004.
DATES:
Applications Available: April 8, 2021.
Deadline for Transmittal of
Applications: The SBA will receive and
process applications on a rolling basis,
and submission will remain available
until funds become exhausted.
Pre-application webinar information:
The SBA held a pre-application
meeting, via webinar, for prospective
applicants on January 14, 2021, Eastern
time. The webinar is available for
viewing at https://www.youtube.com/
watch?v=PdfQGb6z-gg.
The SBA will hold a second webinar
on March 30, 2021 and will make
information available on the webinar at
www.sba.gov/svogrant.
ADDRESSES: The SBA will only accept
applications submitted electronically
through the SBA’s website via the
following link: www.sba.gov/svogrant.
FOR FURTHER INFORMATION CONTACT:
Barbara E. Carson, U.S. Small Business
Administration, 409 Third Street SW,
Washington, DC 20416. Telephone:
(800) 659–2955. Email: SVOGrant@
sba.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program 1: The Economic
Aid to Hard-Hit Small Businesses,
Nonprofits and Venues Act signed into
law on December 27, 2020 included $15
billion in grants to operators of
shuttered venues, which the SBA’s
Office of Disaster Assistance will
administer. On March 11, 2021, the
American Rescue Plan Act of 2021 (Pub.
L. 117–2, title V, sec. 5005) was enacted;
it provides an additional $1,249,500,000
in grants for these entities. Of this total
grant funding, at least $2 billion is
reserved for applicants with up to 50
full-time employees. Grants of up to $10
million will be disbursed to eligible
entities in accordance with
requirements set forth in 2 CFR part
200, as applicable. This guidance
explains the rules associated with the
use of federal grant funds.
1 The terms in the text of this notice that are in
italics are defined in the Definitions section.
E:\FR\FM\26MRN1.SGM
26MRN1
]]>Agencies
[Federal Register Volume 86, Number 57 (Friday, March 26, 2021)]
[Notices]
[Page 16270]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-06241]
[[Page 16270]]
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-428, OMB Control No. 3235-0478]
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Rule 11a1-1(T)
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 11a1-1(T) (17 CFR
240.11a1-1(T)), under the Securities Exchange Act of 1934 (15 U.S.C.
78a et seq.) (``Exchange Act''). The Commission plans to submit this
existing collection of information to the Office of Management and
Budget (``OMB'') for extension and approval.
On January 27, 1976, the Commission adopted Rule 11a1-1(T)--
Transactions Yielding Priority, Parity, and Precedence (17 CFR
240.11a1-1(T)) under the Exchange Act (15 U.S.C. 78a et seq.) to exempt
certain transactions of exchange members for their own accounts that
would otherwise be prohibited under Section 11(a) of the Exchange Act.
The Rule provides that a member's proprietary order may be executed on
the exchange of which the trader is a member, if, among other things:
(1) The member discloses that a bid or offer for its account is for its
account to any member with whom such bid or offer is placed or to whom
it is communicated; (2) any such member through whom that bid or offer
is communicated discloses to others participating in effecting the
order that it is for the account of a member; and (3) immediately
before executing the order, a member (other than a specialist in such
security) presenting any order for the account of a member on the
exchange clearly announces or otherwise indicates to the specialist and
to other members then present that he is presenting an order for the
account of a member.
Without these requirements, it would not be possible for the
Commission to monitor its mandate under the Exchange Act to promote
fair and orderly markets and ensure that exchange members have, as the
principle purpose of their exchange memberships, the conduct of a
public securities business.
There are approximately 538 respondents that require an aggregate
total of approximately 15 hours per year to comply with this Rule. Each
of these approximately 538 respondents makes an estimated 20 annual
responses, for an aggregate of 10,760 responses per year. Each response
takes approximately 5 seconds to complete. Thus, the total compliance
burden per year is approximately 15 hours (10,760 x 5 seconds/60
seconds per minute/60 minutes per hour = 15 hours). The approximate
internal cost of compliance per hour is approximately $355, resulting
in a total internal cost of compliance of approximately $5,325 per year
(15 hours @ $355).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information will
have practical utility; (b) the accuracy of the Commission's estimates
of the burden of the proposed collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Please direct your written comments to: David Bottom, Director/
Chief Information Officer, Securities and Exchange Commission, c/o
Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or send an email
to: [email protected].
Dated: March 22, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-06241 Filed 3-25-21; 8:45 am]
BILLING CODE 8011-01-P
