Final Priority and Definitions-American Indian Vocational Rehabilitation Training and Technical Assistance Center, 14374-14379 [2021-05430]
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§ 3282.10
Federal Register / Vol. 86, No. 49 / Tuesday, March 16, 2021 / Rules and Regulations
Civil and criminal penalties.
Damon Smith,
Principal Deputy General Counsel.
[FR Doc. 2021–04817 Filed 3–15–21; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED–2020–OSERS–0063]
Final Priority and Definitions—
American Indian Vocational
Rehabilitation Training and Technical
Assistance Center
Office of Special Education and
Rehabilitative Services (OSERS),
Department of Education.
ACTION: Final priority and definitions.
AGENCY:
The Department of Education
(Department) announces a priority and
definitions to fund an American Indian
Vocational Rehabilitation Training and
Technical Assistance Center
(AIVRTTAC), Assistance Listing
Number 84.250Z. The Department may
use the priority and definitions for
competitions in fiscal year (FY) 2021
and later years. We take this action to
improve employment outcomes and
raise expectations for American Indians
with disabilities and to fund training
and technical assistance (TA) activities
to support the American Indian
Vocational Rehabilitation Services
(AIVRS) projects. We intend the
AIVRTTAC to provide training and TA
to the AIVRS project personnel,
especially vocational rehabilitation (VR)
counselors, to improve their capacity to
implement innovative and effective VR
services and employment strategies and
practices to increase the number and
quality of employment outcomes for
American Indians with disabilities
served through the AIVRS program.
Awards will be made to State, local,
or Tribal governments, non-profit
organizations, or institutions of higher
education that have experience in the
operation of AIVRS programs.
DATES: This priority and definitions are
effective April 15, 2021.
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SUMMARY:
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Jerry
Elliott, U.S. Department of Education,
400 Maryland Avenue SW, Room 5097,
Potomac Center Plaza, Washington, DC
20202–2800. Telephone: (202) 245–
7335. Email: jerry.elliott@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Purpose of Program: The purpose of
the AIVRTTAC program is to provide
training and TA to governing bodies of
Indian Tribes, or consortia of those
governing bodies, that have received an
AIVRS grant under section 121(a) of the
Rehabilitation Act of 1973, as amended
(Act). Under section 121(c)(2) of the Act,
the Commissioner of the Rehabilitation
Services Administration (RSA) makes
grants to, or enters into contracts or
other cooperative agreements with,
entities that have experience in the
operation of AIVRS projects to provide
such training and TA on developing,
conducting, administering, and
evaluating these projects.
FOR FURTHER INFORMATION CONTACT:
Failure to comply with these
regulations may subject the party in
question to the civil and criminal
penalties provided for in section 611 of
the Act, 42 U.S.C. 5410. The maximum
amount of penalties imposed under
section 611 of the Act shall be $3,011
for each violation, up to a maximum of
$3,763,392 for any related series of
violations occurring within one year
from the date of the first violation.
Program Authority: 29 U.S.C. 741(c).
Applicable Program Regulations: 34
CFR part 371.
We published a notice of proposed
priorities and definitions (NPP) for this
program in the Federal Register on
September 10, 2020 (85 FR 55802). That
notice contained background
information and our reasons for
proposing the particular priorities and
definitions.
Except for minor editorial and
technical revisions for grammar and
clarity, and one substantive change
explained in the discussion of the
comments that follow, there are no
differences between Proposed Priority 1
and the proposed definitions and the
final priority and final definitions. We
have not included Proposed Priority 2
in the final priorities.
Public Comment: In response to our
invitation in the NPP, five parties
submitted comments on the proposed
priorities and definitions.
Generally, we do not address
technical and other minor changes, or
suggested changes the law does not
authorize us to make. In addition, we do
not address general comments that raise
concerns not directly related to the
proposed priorities or definitions.
Analysis of Comments and Changes:
An analysis of the comments and of any
changes in the priorities and definitions
since publication of the NPP follows.
Comment: Two commenters noted
that American Indians, just like other
groups, deserve rehabilitation and
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disability assistance services. The
commenters believe that the AIVRS
program is a great way to help this
group. The commenters believe that
Proposed Priority 1 would help.
Discussion: The Department agrees
with the commenters that Proposed
Priority 1 is important in helping the
AIVRS projects to deliver AIVRS
services to American Indians with
disabilities served by the AIVRS
projects.
Changes: None.
Comment: One commenter discussed
the need to build internal capacity
within AIVRS projects to deliver
benefits counseling to AIVRS project
participants. The commenter noted that
benefits counseling is a proven
approach that not only helps
individuals understand the benefits of
work but also leads to more
employment outcomes. The commenter
stated that benefits counseling provided
within Tribal programs will be more
welcome and better accepted than
benefits counseling provided by
‘‘outsiders’’ who provide counseling
and then leave. Specifically, the
commenter recommended that the
AIVRTTAC institute a plan to provide
AIVRS consumers with benefits
planning services by training Tribal
members to provide these services and
build expert capacity within the Tribal
nations so that consumers can learn and
understand the process and complex
rules of government programs.
Discussion: The Department agrees
with the commenter that benefits
counseling services are important
services to provide to AIVRS consumers
as they work to develop their career
goals and their individualized plan for
employment (IPE). Benefits counseling
is a commonly provided VR service. The
Department agrees that the AIVRTTAC
should be able to provide TA to Tribes
seeking to build resources to provide
these services and will address it in the
cooperative agreement once the
applicant is selected, but the priority
addresses broader requirements for
training such as development of the IPE,
which looks at all VR services, of which
benefits counseling is one. The
Department does not believe that the
one-size-fits-all approach suggested by
the commenter—to require the
AIVRTTAC to train all AIVRS grantees
on benefits counseling—is the best
approach given the diversity of the
AIVRS grantees. Many small AIVRS
projects may not have the capacity to
devote staff time to this complicated
issue and would need TA to establish
relationships with other sources to
address this need. Also, there may be
local services available that have proven
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effective, or there may be collaborative
approaches with other Tribal programs
or external programs that could address
this need. The Department believes that
the specific method of providing
benefits counseling services is best left
to the specific AIVRS project and Tribal
organizations to determine, with the
AIVRTTAC providing TA as appropriate
and as requested by the AIVRS project.
Changes: None.
Comment: One commenter advocated
that any TA provided that results in the
successful attainment of a certificate be
offered only for academic credit and
that certificates of a non-academic
nature be only offered as incremental
steps that would ultimately result in
academic credit, resulting in a terminal
degree in American Indian Vocational
Rehabilitation Services. The commenter
stated that when an individual selfidentifies as an American Indian VR
professional, the individual should be
striving to be on a career-long learning
endeavor to perform at their highest
potential for the clients they serve.
AIVRS agencies need personnel who
choose this work as a career option, and
academic degrees are an avenue
whereby an individual makes these
career choices.
Discussion: The Department agrees
with the commenter that an academic
credit option needs to be available for
the courses offered for completion of a
certificate in American Indian
Vocational Rehabilitation Services.
Proposed Priority 1 allows VR
professionals from the AIVRS projects to
decide to take certificate courses for no
academic credit if they so choose. The
Department will modify the priority to
require that the AIVRTTAC offer an
academic option in addition to a nonacademic option and allow the
applicant to determine the designation
and requirements for each.
In addition, the Department will
revise the proposed priority to
encourage but not require an academic
path whereby certificate courses taken
for academic credit could lead to a
degree in vocational rehabilitation or a
closely related field. While an academic
path leading to a degree is important,
the Department does not agree that an
academic path should be the only
option. AIVRS projects hire staff at
different levels in the organization, and
certificate course knowledge could be
helpful to staff at all levels of the
organization. In addition, there may be
individuals who bring great cultural or
work experience to the AIVRS project
but may not be, for various reasons, able
to pursue a degree. The knowledge
gained through a certificate class would
nevertheless be helpful to the employee
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and benefit the AIVRS consumers the
employee serves, even if the class is not
taken for academic credit.
Changes: We have revised Proposed
Priority 1 to require that the AIVRTTAC
provide an academic credit option for
courses offered that lead to a certificate
in AIVRS and added language to
encourage the inclusion of an academic
path that allows certificate courses
taken for academic credit to lead to a
degree.
Comment: Regarding Proposed
Priority 2, one commenter stated that
the match requirement should be the
smallest percentage possible and that
foregone indirect funds should be
allowable as an in-kind match because
the commenter’s organization within a
university structure is funded by grant
and contract revenue and has only
limited other funds that could be used
for match purposes. The commenter
also stated that potential applicants,
such as small colleges and Tribal
entities, have limited funds available for
match and that a match requirement
will limit the diversity of applicants.
Discussion: The Department agrees
that requirements in the proposed
priority that would limit the potential
applicant pool are not desirable. In
particular, there are a number of
institutions of higher education (IHEs)
operated by Tribes that would bring
cultural relevance and practical
experience in the operation of workforce
related programs in Tribal areas. While
Tribal IHEs vary in size, funding, and
location, it is possible that a match
requirement would deter a Tribal IHE
from becoming an applicant or a partner
in an application. Applications with
multiple partners generally require the
participating organizations to furnish
the matching funds for the portion of
the grant they receive. Thus, a match
requirement could discourage
participation even as a partner in an
application.
The Department also recognizes that
the COVID–19 pandemic is not abating,
especially in Tribal communities, and
that the impact of the pandemic is
causing revenue challenges for State and
Tribal governments and State and Tribal
IHEs, making the provision of matching
funds even more difficult.
The proposed matching requirement
is not required by statute. Because the
Department wishes to invite
applications from the broadest range of
applicants, and because most of the
eligible applicant pool is also
economically affected by the COVID–19
pandemic, the Department has
determined that the concerns raised by
the commenter and the others
recognized by the Department outweigh
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the value that a matching requirement
might otherwise generate through
greater institutional investment in the
grant activity.
Changes: We have removed Proposed
Priority 2.
Final Priority
American Indian Vocational
Rehabilitation Services—Training and
Technical Assistance Program
This priority funds a five-year
cooperative agreement to establish an
American Indian Vocational
Rehabilitation Training and Technical
Assistance Center (AIVRTTAC) to
provide four types of training and
technical assistance (TA) for the
personnel of the American Indian
Vocational Rehabilitation Services
(AIVRS) projects awarded under section
121(a) of the Rehabilitation Act of 1973,
as amended (Act), to the governing
bodies of Indian Tribes and consortia of
those governing bodies. The four types
of training and TA are: (1) Intensive
training and TA; (2) targeted training
and TA; (3) universal training and TA;
and (4) capacity-building for AIVRS
project personnel through training
modules that build foundational skills
for the delivery of VR services to AIVRS
project participants. The AIVRTTAC
will develop and provide these types of
training and TA for AIVRS projects in
the following topic areas:
(a) Applicable laws and regulations
governing the AIVRS program.
(b) Promising practices for providing
VR services to American Indians with
disabilities.
(c) The delivery of VR services to
American Indians with disabilities,
including the determination of
eligibility, case management, case
record documentation, assessment,
development of the individualized plan
for employment, and placement into
competitive integrated employment.
(d) Knowledge of assistive technology
(AT), including the definition of AT,
how to evaluate the need for AT and
what types of AT are available, use of
AT, and access to AT.
(e) Implementing professional
development practices to ensure
effective project coordination,
administration, and management.
(f) Implementing appropriate financial
and grant management practices to
ensure compliance with OMB’s Uniform
Guidance (2 CFR part 200) and the
Education Department General
Administrative Regulations.
(g) Evaluating project performance,
including data collection, data analysis,
and reporting.
Specific subjects for training and TA
in each of these topic areas will be
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identified on an annual basis and in
coordination with RSA.
Project Activities
To be considered for funding under
this priority, applicants must conduct
the following activities, or a subset of
the following activities as determined
by the Department, in a culturally
appropriate manner:
(a) Maintain and build upon the 12
training modules and the fiscal tool kit
developed by the Tribal Vocational
Rehabilitation Institute (the Institute)
during Federal fiscal years (FFYs) 2015–
2021, including maintaining the series
of seven training modules that build
foundational skills that, when
satisfactorily completed, lead to a VR
certificate to be awarded by the
AIVRTTAC. To satisfy this activity
requirement, the grantee—
(i) Must develop both academic and
non-academic options for completing
courses leading to the VR certificate, the
requirements for obtaining a certificate
including the specific requirements for
academic credit for courses included in
the certificate when applicable, and
how the certificate may be used by the
participants who earn it;
(ii) May offer the series of training
modules in a traditional classroom
setting, through distance learning,
through week-long institutes, at regional
trainings throughout the country as an
extension of national conferences, and
through other delivery methods, as
appropriate, to meet the needs of the
targeted audience;
(iii) May use grant funds to provide
reasonable financial assistance for the
cost of tuition, fees, and training
materials and to offset costs associated
with travel for participants who may be
in remote areas of the country;
(iv) Must conduct an assessment
before and after providing training for
each participant in order to assess
strengths and specific areas for
improvement, educational attainment,
and application of skills, and any issues
or challenges to be addressed posttraining to ensure improved delivery of
VR services to American Indians with
disabilities;
(v) Must provide follow-up TA to
participants to address any issues or
challenges that are identified posttraining and to ensure that the training
they received is applied effectively in
their work setting, and such follow-up
may be conducted as part of the
provision of targeted training and TA or
intensive training and TA as determined
by the needs of the specific AIVRS
project;
(vi) Must conduct an evaluation to
obtain feedback on the training and
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follow-up TA and to determine whether
this training and TA contributed to
increased employment outcomes for
American Indians with disabilities;
(vii) Are encouraged to develop a path
by which courses offered for academic
credit lead to a degree in Rehabilitation
or a related field; and
(viii) May develop additional training
modules as negotiated through the
cooperative agreement.
(b) Maintain and build upon the
topics and tools the current AIVRRTAC
has developed to provide intensive
training and TA. To satisfy this activity
requirement, the grantee must—
(i) Develop and provide intensive
training and TA to a minimum of three
AIVRS projects in the first year. For
future years, the minimum number of
AIVRS projects to receive intensive
training and TA will be negotiated
through the cooperative agreement;
(ii) Develop and implement training
and TA consistent with AIVRS project
activities and tailored to the specific
needs and challenges of the AIVRS
project receiving the intensive training
and TA;
(iii) Provide training and TA under an
agreement with each AIVRS project
receiving intensive training and TA that,
at a minimum, details the purpose of the
training and TA, intended outcomes,
and requirements for the subsequent
evaluation of the training and TA; and
(iv) Assess the results of the training
and TA 90 days after its completion to
ensure that the recipient is able to apply
effectively the training and TA, identify
any issues or challenges in its
implementation, and provide additional
training and TA, either virtually or onsite, as needed.
(c) Maintain and build upon the
topics and tools the current AIVRTTAC
has developed to provide a range of
targeted training and TA in the topic
areas described in this priority based on
needs common to multiple AIVRS
projects. The grantee must follow up
with the recipients of targeted training
and TA it provides to determine the
effectiveness of the training and TA;
(d) Maintain and build upon the
topics and tools the current AIVRTTAC
has developed to provide universal
training and TA in the topic areas in
this priority;
(e) Provide a minimum of two
webinars or video conferences in each
of the topic areas in this priority to
describe and disseminate up-to-date
information, guides, examples, and
emerging and promising practices in
each area;
(f) Develop new information
technology (IT) platforms and systems,
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or modify existing platforms and
systems, as follows:
(i) Develop or modify, and maintain,
a state-of-the-art IT platform capable
and reliable enough to support
webinars, teleconferences, video
conferences, and other virtual methods
of dissemination of information and TA;
(ii) Develop or modify, and maintain,
a state-of-the-art archiving and
dissemination system that is open and
available to all AIVRS projects and that
provides a central location for all AIVRS
training and TA products for later use,
including course curricula, audiovisual
materials, webinars, examples of
promising practices related to the topic
areas in this priority, the primary areas
identified through the annual surveys
completed by AIVRS projects, other
topics identified by RSA, and other
relevant TA products (the possibility of
collaborating with the National
Clearinghouse of Rehabilitation
Training Materials will be considered
with the grantee and included in the
cooperative agreement, as appropriate);
(iii) Ensure that all products produced
by the AIVRTTAC meet government and
industry-recognized standards for
accessibility; and
(iv) Ensure that all products,
resources, and materials developed by
the AIVRTTAC are widely disseminated
across the AIVRS projects and reflect
the AIVRS population and diversity
among its communities to the maximum
extent possible.
(g) Establish a community of practice
(or communities of practice) that will
serve as a vehicle for communication,
an exchange of information among
AIVRS projects, and a forum for sharing
the results of training and TA projects
that are in progress or have been
completed;
(h) Conduct outreach to AIVRS
projects so that they are aware of, and
can participate in, training and TA
activities; and
(i) Conduct an evaluation to
determine the quality, relevance, and
usefulness of the AIVRTTAC’s training
and TA, including the impact of the
AIVRTTAC’s activities on the ability of
AIVRS projects to effectively manage
their projects and improve the delivery
of VR services to American Indians with
disabilities.
Project Requirements
To be funded under this priority,
applicants must meet the project
requirements in this priority. RSA
encourages innovative approaches to
meet these requirements, which are—
(a) Demonstrate in the narrative
section of the application under
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‘‘Significance of the Proposed Project’’
how the proposed project will—
(1) Use the applicant’s knowledge and
experience in the operation of AIVRS
projects to provide training and TA for
these projects;
(2) Address the AIVRS projects’
capacity to effectively implement an
AIVRS project. To meet this
requirement, the applicant must—
(i) Demonstrate knowledge of
emerging and promising practices in the
topic areas in this priority;
(ii) Demonstrate knowledge of current
RSA guidance and Federal initiatives
designed to improve the functioning of
grant projects in general and grant
projects for American Indian Tribes in
particular; and
(iii) Present information about the
difficulties that AIVRS grantees have
encountered in implementing effective
AIVRS projects;
(b) Demonstrate in the narrative
section of the application under
‘‘Quality of Project Design’’ how the
proposed project will—
(1) Achieve its goals, objectives, and
intended outcomes. To meet this
requirement, the applicant must
provide—
(i) Measurable intended project
outcomes;
(ii) A plan for how the proposed
project will achieve its intended
outcomes;
(iii) A plan for communicating and
coordinating with RSA and key
personnel of AIVRS projects; and
(iv) A draft training module or outline
for a targeted training and TA
presentation or an outline for intensive
training and TA activities for one of the
topic areas in this priority to
demonstrate how participants would be
trained in that area. The module or
outline is a required attachment in the
application and must include, at a
minimum, the following:
(A) The goals and objectives of this
training module, targeted training and
TA activity, or intensive training and
TA activities;
(B) A specific list of what participants
should know and be able to do as a
result of successfully completing the
module, targeted training and TA
activity, or intensive training and TA
activities;
(C) Up-to-date resources, publications,
applicable laws and regulations, and
other materials that may be used to
develop the module, targeted training
and TA activity, or intensive training
and TA activities;
(D) Exercises that will provide an
opportunity for application of the
subject matter;
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(E) A description of how participant
knowledge, skills, and abilities will be
measured; and
(F) In the case of an intensive training
and TA intervention, how the outcomes
and impact of the intensive training and
TA intervention will be measured;
(2) Use a logic model to develop
project plans and activities that
includes, at a minimum, the goals,
activities, outputs, and outcomes of the
proposed project;
(3) Be based on current research and
make use of emerging and promising
practices, and evidence-based practices,
where available. To meet this
requirement the applicant must
describe—
(i) The current research on the
emerging and promising practices in the
topic areas in this priority; and
(ii) How the AIVRTTAC will
incorporate current research and
promising and evidence-based practices,
including research about adult learning
principles and implementation science,
in the development and delivery of its
products and services;
(4) Develop products and provide
services that are of high quality and of
sufficient intensity and duration to
achieve the intended outcomes of the
proposed project. To address this
requirement the applicant must
describe—
(i) Its proposed approach to universal
training and TA;
(ii) Its proposed approach to targeted
training and TA, which must identify—
(A) The intended recipients of the
products and services under this
approach, including the categories of
personnel that would be receiving the
training and TA;
(B) Its proposed methods for
providing targeted training and TA; and
(C) Its proposed methodology for
determining topics for the targeted
training and TA;
(iii) Its proposed approach to
intensive training and TA, which must
identify—
(A) Its proposed approach to
identifying recipients for intensive
training and TA;
(B) Its proposed methodology for
providing intensive training and TA to
recipients; and
(C) Its proposed approach to assessing
the training and TA needs of recipients,
including their ability to respond
effectively to the training and TA; and
(iv) Its proposed approach to
maintaining and building upon
capacity-building modules, which must
identify—
(A) Its proposed approach to
maintaining the 12 training modules
and the fiscal tool kit developed by the
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Institute in FFYs 2015–2021, including
maintaining the series of seven training
modules that build foundational skills
that, when satisfactorily completed, lead
to a VR certificate to be awarded by the
grantee; and
(B) Its proposed approach to
identifying, developing, and delivering
new capacity-building modules; and
(5) Develop products and implement
services to maximize the proposed
project’s efficiency. To address this
requirement, the applicant must
describe—
(i) How the proposed project will use
technology to achieve the intended
project outcomes;
(ii) With whom the proposed project
will collaborate and the intended
outcomes of this collaboration; and
(iii) In particular, how the proposed
project will coordinate and collaborate
with other RSA-funded technical
assistance centers to exchange and
adapt relevant products and materials to
avoid duplication and make effective
use of grant funds to better manage the
AIVRTTAC project and its available
resources to improve service delivery to
AIVRS projects;
(c) Demonstrate in the narrative
section of the application under
‘‘Adequacy of Project Resources’’ how—
(1) The applicant and any key
partners possess adequate resources to
carry out the proposed activities; and
(2) The proposed costs are reasonable
in relation to the anticipated results and
benefits;
(d) Demonstrate in the narrative
section of the application under
‘‘Quality of Project Personnel’’ how—
(1) The proposed project will
encourage applications for employment
from persons who are members of
groups that have historically been
underrepresented based on race, color,
national origin, gender, age, or
disability, as appropriate; and
(2) The proposed key project
personnel, consultants, and
subcontractors have the qualifications
and experience to provide training and
TA to AIVRS projects in each of the
topic areas in this priority and to
achieve the project’s intended
outcomes, including how the proposed
project personnel have a high degree of
knowledge and understanding of
cultural factors that will be sufficient to
ensure the delivery of training and TA
in a culturally appropriate manner;
(e) Demonstrate in the narrative
section of the application under
‘‘Quality of the Management Plan’’ how
the proposed management plan will
ensure that the project’s intended
outcomes will be achieved on time and
within budget. To address this
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requirement, the applicant must
describe—
(1) Clearly defined roles and
responsibilities for at least two full-time
key project personnel designated to the
AIVRTTAC through the entire project
period and for consultants and
subcontractors, as applicable;
(2) Timelines and milestones for
accomplishing the project tasks;
(3) Using a personnel loading chart,
detailed project activities through the
entire project period, key personnel and
any consultants or subcontractors that
will be allocated to each activity, and
the designated level of effort for each of
those activities;
(4) How the personnel allocations in
the personnel loading chart are
appropriate and adequate to achieve the
project’s intended outcomes, including
an assurance that all personnel will
communicate with stakeholders and
RSA in a timely way;
(5) How the proposed management
plan will ensure that the training and
TA products developed through this
cooperative agreement are complete,
accurate, and of high quality; and
(6) How the proposed project will
benefit from a diversity of perspectives,
including AIVRS projects and
consumers, State VR agencies, TA
providers, and policy makers, in its
development and operation; and
(f) Demonstrate in the narrative
section of the application under
‘‘Quality of the Evaluation Plan’’ how
the applicant proposes to collect and
analyze data on specific and measurable
goals, objectives, and intended
outcomes of the project, including the
effectiveness of the training and TA
provided. To address this requirement,
the applicant must describe—
(i) Its proposed evaluation
methodologies, including instruments,
data collection methods, and analyses;
(ii) Its proposed standards or targets
for determining effectiveness;
(iii) How it will use the evaluation
results to examine the effectiveness of
its implementation and its progress
toward achieving the intended
outcomes; and
(iv) How the methods of evaluation
will produce quantitative and
qualitative data that demonstrate
whether the project and individual
training and TA activities achieved their
intended outcomes.
Types of Priorities
When inviting applications for a
competition using one or more
priorities, we designate the type of each
priority as absolute, competitive
preference, or invitational through a
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notice in the Federal Register. The
effect of each type of priority follows:
Absolute priority: Under an absolute
priority, we consider only applications
that meet the priority (34 CFR
75.105(c)(3)).
Competitive preference priority:
Under a competitive preference priority,
we give competitive preference to an
application by (1) awarding additional
points, depending on the extent to
which the application meets the priority
(34 CFR 75.105(c)(2)(i)); or (2) selecting
an application that meets the priority
over an application of comparable merit
that does not meet the priority (34 CFR
75.105(c)(2)(ii)).
Invitational priority: Under an
invitational priority, we are particularly
interested in applications that meet the
priority. However, we do not give an
application that meets the priority a
preference over other applications (34
CFR 75.105(c)(1)).
Final Definitions: We establish the
following definitions for use in any
competition in which the final priority
is used:
Intensive training and technical
assistance (TA) means training and TA
provided to the governing bodies of
Indian Tribes that have received an
AIVRS grant and to the current
personnel of the AIVRS projects
primarily on-site over an extended
period. Intensive training and TA is
based on an ongoing relationship
between the training and TA center staff
and the governing bodies of Indian
Tribes that have received an AIVRS
grant and the current personnel of the
AIVRS projects under the terms of a
signed intensive training and TA
agreement.
Targeted training and technical
assistance means training and TA based
on needs common to one or more
governing bodies of Indian Tribes that
have received an AIVRS grant and to the
current personnel of the AIVRS projects
on a time-limited basis and with limited
commitment of training and technical
assistance center resources. Targeted
training and TA are delivered through
virtual or in-person methods tailored to
the identified needs of the participating
governing bodies of Indian Tribes that
have received an AIVRS grant and to the
current personnel of the AIVRS projects.
Universal training and technical
assistance means training and TA
broadly available to governing bodies of
Indian Tribes that have received an
AIVRS grant and to the current
personnel of the AIVRS projects and
other interested parties through their
own initiative, resulting in minimal
interaction with training and technical
assistance center staff. Universal
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training and TA includes generalized
presentations, products, and related
activities available through a website or
through brief contacts with the training
and technical assistance center staff.
This document does not preclude us
from proposing additional priorities,
requirements, definitions, or selection
criteria, subject to meeting applicable
rulemaking requirements.
Note: This document does not solicit
applications. In any year in which we
choose to use the priority and
definitions we invite applications
through a notice in the Federal Register.
Executive Orders 12866 and 13563
Regulatory Impact Analysis
Under Executive Order 12866, OMB
must determine whether this regulatory
action is ‘‘significant’’ and, therefore,
subject to the requirements of the
Executive order and subject to review by
OMB. Section 3(f) of Executive Order
12866 defines a ‘‘significant regulatory
action’’ as an action likely to result in
a rule that may—
(1) Have an annual effect on the
economy of $100 million or more, or
adversely affect a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities in a material way (also
referred to as an ‘‘economically
significant’’ rule);
(2) Create serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impacts of entitlement grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
stated in the Executive order.
This final regulatory action is not a
significant regulatory action subject to
review by OMB under section 3(f) of
Executive Order 12866.
We have also reviewed this final
regulatory action under Executive Order
13563, which supplements and
explicitly reaffirms the principles,
structures, and definitions governing
regulatory review established in
Executive Order 12866. To the extent
permitted by law, Executive Order
13563 requires that an agency—
(1) Propose or adopt regulations only
upon a reasoned determination that
their benefits justify their costs
(recognizing that some benefits and
costs are difficult to quantify);
(2) Tailor its regulations to impose the
least burden on society, consistent with
obtaining regulatory objectives and
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Federal Register / Vol. 86, No. 49 / Tuesday, March 16, 2021 / Rules and Regulations
taking into account—among other things
and to the extent practicable—the costs
of cumulative regulations;
(3) In choosing among alternative
regulatory approaches, select those
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity);
(4) To the extent feasible, specify
performance objectives, rather than the
behavior or manner of compliance a
regulated entity must adopt; and
(5) Identify and assess available
alternatives to direct regulation,
including economic incentives—such as
user fees or marketable permits—to
encourage the desired behavior, or
provide information that enables the
public to make choices.
Executive Order 13563 also requires
an agency ‘‘to use the best available
techniques to quantify anticipated
present and future benefits and costs as
accurately as possible.’’ The Office of
Information and Regulatory Affairs of
OMB has emphasized that these
techniques may include ‘‘identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes.’’
We are issuing this final priority and
definitions only on a reasoned
determination that their benefits justify
their costs. In choosing among
alternative regulatory approaches, we
selected those approaches that
maximize net benefits. Based on the
analysis that follows, the Department
believes that this regulatory action is
consistent with the principles in
Executive Order 13563.
We also have determined that this
regulatory action does not unduly
interfere with State, local, and Tribal
governments in the exercise of their
governmental functions.
In accordance with these Executive
orders, the Department has assessed the
potential costs and benefits, both
quantitative and qualitative, of this
regulatory action. The potential costs
are those resulting from statutory
requirements and those we have
determined as necessary for
administering the Department’s
programs and activities. The costs
would include the time and effort in
responding to the priority for entities
that choose to respond.
In addition, we have considered the
potential benefits of this regulatory
action and have noted these benefits in
the background section of this
document. The benefits include
continuing to provide both TA and a
structured training program focused on
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the VR process and practices and the
unique skills and knowledge necessary
to improve employment outcomes for
American Indians with disabilities.
Intergovernmental Review: This
program is not subject to Executive
Order 12372 and the regulations in 34
CFR part 79.
Regulatory Flexibility Act
Certification: The Secretary certifies that
this regulatory action will not have a
significant economic impact on a
substantial number of small entities.
The U.S. Small Business Administration
Size Standards define proprietary
institutions as small businesses if they
are independently owned and operated,
are not dominant in their field of
operation, and have total annual
revenue below $7,000,000. Nonprofit
institutions are defined as small entities
if they are independently owned and
operated and not dominant in their field
of operation. Public institutions are
defined as small organizations if they
are operated by a government
overseeing a population below 50,000.
The small entities that this regulatory
action will affect are public or private
nonprofit agencies and organizations,
including Indian Tribes and institutions
of higher education that may apply. We
believe that the costs imposed on an
applicant by the priority and definitions
will be limited to paperwork burden
related to preparing an application and
that the benefits of the priority and
definitions will outweigh any costs
incurred by the applicant. There are
very few entities that could provide the
type of training and TA required under
the final priority. For these reasons the
priority and definitions will not impose
a burden on a significant number of
small entities.
Paperwork Reduction Act of 1995:
The priority and definitions contain
information collection requirements that
are approved by OMB under OMB
control number 1820–0018; the priority
and definitions do not affect the
currently approved data collection.
Accessible Format: On request to the
contact person listed under FOR FURTHER
INFORMATION CONTACT, individuals with
disabilities can obtain this document in
an accessible format. The Department
will provide the requestor with an
accessible format that may include Rich
Text Format (RTF) or text format (txt),
a thumb drive, an MP3 file, Braille, large
print, audiotape, or compact disc, or
other accessible format.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations at
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14379
www.govinfo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF). To use PDF you must
have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
David Cantrell,
Deputy Director, Office of Special Education
Programs. Delegated the authority to perform
the functions and duties of the Assistant
Secretary for the Office of Special Education
and Rehabilitative Services.
[FR Doc. 2021–05430 Filed 3–11–21; 4:15 pm]
BILLING CODE 4000–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 210308–0049]
RIN 0648–BJ74
Magnuson-Stevens Act Provisions;
Fisheries Off West Coast States;
Pacific Coast Groundfish Fishery;
2021–2022 Biennial Specifications and
Management Measures; Correction
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule; correcting
amendment.
AGENCY:
This action contains
corrections to the final rule for the
2021–2022 Biennial Harvest
Specifications and Management
Measures for groundfish harvested in
the U.S. exclusive economic zone off the
coasts of Washington, Oregon, and
California published on December 11,
2020. This action corrects: the Rockfish
Conservation Area (RCA) waypoints for
the 100 fathom depth contour, the other
flatfish gear restrictions in the RCA,
language describing the boundary lines
for the depth contours, and the
boundaries of the non-groundfish RCA
for California halibut, sea cucumber,
and ridgeback prawns south of 34°27′ N.
lat. These corrections are necessary so
the regulations accurately implement
the Pacific Fishery Management
SUMMARY:
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Agencies
[Federal Register Volume 86, Number 49 (Tuesday, March 16, 2021)]
[Rules and Regulations]
[Pages 14374-14379]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-05430]
=======================================================================
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DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED-2020-OSERS-0063]
Final Priority and Definitions--American Indian Vocational
Rehabilitation Training and Technical Assistance Center
AGENCY: Office of Special Education and Rehabilitative Services
(OSERS), Department of Education.
ACTION: Final priority and definitions.
-----------------------------------------------------------------------
SUMMARY: The Department of Education (Department) announces a priority
and definitions to fund an American Indian Vocational Rehabilitation
Training and Technical Assistance Center (AIVRTTAC), Assistance Listing
Number 84.250Z. The Department may use the priority and definitions for
competitions in fiscal year (FY) 2021 and later years. We take this
action to improve employment outcomes and raise expectations for
American Indians with disabilities and to fund training and technical
assistance (TA) activities to support the American Indian Vocational
Rehabilitation Services (AIVRS) projects. We intend the AIVRTTAC to
provide training and TA to the AIVRS project personnel, especially
vocational rehabilitation (VR) counselors, to improve their capacity to
implement innovative and effective VR services and employment
strategies and practices to increase the number and quality of
employment outcomes for American Indians with disabilities served
through the AIVRS program.
Awards will be made to State, local, or Tribal governments, non-
profit organizations, or institutions of higher education that have
experience in the operation of AIVRS programs.
DATES: This priority and definitions are effective April 15, 2021.
FOR FURTHER INFORMATION CONTACT: Jerry Elliott, U.S. Department of
Education, 400 Maryland Avenue SW, Room 5097, Potomac Center Plaza,
Washington, DC 20202-2800. Telephone: (202) 245-7335. Email:
[email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Purpose of Program: The purpose of the AIVRTTAC program is to
provide training and TA to governing bodies of Indian Tribes, or
consortia of those governing bodies, that have received an AIVRS grant
under section 121(a) of the Rehabilitation Act of 1973, as amended
(Act). Under section 121(c)(2) of the Act, the Commissioner of the
Rehabilitation Services Administration (RSA) makes grants to, or enters
into contracts or other cooperative agreements with, entities that have
experience in the operation of AIVRS projects to provide such training
and TA on developing, conducting, administering, and evaluating these
projects.
Program Authority: 29 U.S.C. 741(c).
Applicable Program Regulations: 34 CFR part 371.
We published a notice of proposed priorities and definitions (NPP)
for this program in the Federal Register on September 10, 2020 (85 FR
55802). That notice contained background information and our reasons
for proposing the particular priorities and definitions.
Except for minor editorial and technical revisions for grammar and
clarity, and one substantive change explained in the discussion of the
comments that follow, there are no differences between Proposed
Priority 1 and the proposed definitions and the final priority and
final definitions. We have not included Proposed Priority 2 in the
final priorities.
Public Comment: In response to our invitation in the NPP, five
parties submitted comments on the proposed priorities and definitions.
Generally, we do not address technical and other minor changes, or
suggested changes the law does not authorize us to make. In addition,
we do not address general comments that raise concerns not directly
related to the proposed priorities or definitions.
Analysis of Comments and Changes: An analysis of the comments and
of any changes in the priorities and definitions since publication of
the NPP follows.
Comment: Two commenters noted that American Indians, just like
other groups, deserve rehabilitation and disability assistance
services. The commenters believe that the AIVRS program is a great way
to help this group. The commenters believe that Proposed Priority 1
would help.
Discussion: The Department agrees with the commenters that Proposed
Priority 1 is important in helping the AIVRS projects to deliver AIVRS
services to American Indians with disabilities served by the AIVRS
projects.
Changes: None.
Comment: One commenter discussed the need to build internal
capacity within AIVRS projects to deliver benefits counseling to AIVRS
project participants. The commenter noted that benefits counseling is a
proven approach that not only helps individuals understand the benefits
of work but also leads to more employment outcomes. The commenter
stated that benefits counseling provided within Tribal programs will be
more welcome and better accepted than benefits counseling provided by
``outsiders'' who provide counseling and then leave. Specifically, the
commenter recommended that the AIVRTTAC institute a plan to provide
AIVRS consumers with benefits planning services by training Tribal
members to provide these services and build expert capacity within the
Tribal nations so that consumers can learn and understand the process
and complex rules of government programs.
Discussion: The Department agrees with the commenter that benefits
counseling services are important services to provide to AIVRS
consumers as they work to develop their career goals and their
individualized plan for employment (IPE). Benefits counseling is a
commonly provided VR service. The Department agrees that the AIVRTTAC
should be able to provide TA to Tribes seeking to build resources to
provide these services and will address it in the cooperative agreement
once the applicant is selected, but the priority addresses broader
requirements for training such as development of the IPE, which looks
at all VR services, of which benefits counseling is one. The Department
does not believe that the one-size-fits-all approach suggested by the
commenter--to require the AIVRTTAC to train all AIVRS grantees on
benefits counseling--is the best approach given the diversity of the
AIVRS grantees. Many small AIVRS projects may not have the capacity to
devote staff time to this complicated issue and would need TA to
establish relationships with other sources to address this need. Also,
there may be local services available that have proven
[[Page 14375]]
effective, or there may be collaborative approaches with other Tribal
programs or external programs that could address this need. The
Department believes that the specific method of providing benefits
counseling services is best left to the specific AIVRS project and
Tribal organizations to determine, with the AIVRTTAC providing TA as
appropriate and as requested by the AIVRS project.
Changes: None.
Comment: One commenter advocated that any TA provided that results
in the successful attainment of a certificate be offered only for
academic credit and that certificates of a non-academic nature be only
offered as incremental steps that would ultimately result in academic
credit, resulting in a terminal degree in American Indian Vocational
Rehabilitation Services. The commenter stated that when an individual
self-identifies as an American Indian VR professional, the individual
should be striving to be on a career-long learning endeavor to perform
at their highest potential for the clients they serve. AIVRS agencies
need personnel who choose this work as a career option, and academic
degrees are an avenue whereby an individual makes these career choices.
Discussion: The Department agrees with the commenter that an
academic credit option needs to be available for the courses offered
for completion of a certificate in American Indian Vocational
Rehabilitation Services. Proposed Priority 1 allows VR professionals
from the AIVRS projects to decide to take certificate courses for no
academic credit if they so choose. The Department will modify the
priority to require that the AIVRTTAC offer an academic option in
addition to a non-academic option and allow the applicant to determine
the designation and requirements for each.
In addition, the Department will revise the proposed priority to
encourage but not require an academic path whereby certificate courses
taken for academic credit could lead to a degree in vocational
rehabilitation or a closely related field. While an academic path
leading to a degree is important, the Department does not agree that an
academic path should be the only option. AIVRS projects hire staff at
different levels in the organization, and certificate course knowledge
could be helpful to staff at all levels of the organization. In
addition, there may be individuals who bring great cultural or work
experience to the AIVRS project but may not be, for various reasons,
able to pursue a degree. The knowledge gained through a certificate
class would nevertheless be helpful to the employee and benefit the
AIVRS consumers the employee serves, even if the class is not taken for
academic credit.
Changes: We have revised Proposed Priority 1 to require that the
AIVRTTAC provide an academic credit option for courses offered that
lead to a certificate in AIVRS and added language to encourage the
inclusion of an academic path that allows certificate courses taken for
academic credit to lead to a degree.
Comment: Regarding Proposed Priority 2, one commenter stated that
the match requirement should be the smallest percentage possible and
that foregone indirect funds should be allowable as an in-kind match
because the commenter's organization within a university structure is
funded by grant and contract revenue and has only limited other funds
that could be used for match purposes. The commenter also stated that
potential applicants, such as small colleges and Tribal entities, have
limited funds available for match and that a match requirement will
limit the diversity of applicants.
Discussion: The Department agrees that requirements in the proposed
priority that would limit the potential applicant pool are not
desirable. In particular, there are a number of institutions of higher
education (IHEs) operated by Tribes that would bring cultural relevance
and practical experience in the operation of workforce related programs
in Tribal areas. While Tribal IHEs vary in size, funding, and location,
it is possible that a match requirement would deter a Tribal IHE from
becoming an applicant or a partner in an application. Applications with
multiple partners generally require the participating organizations to
furnish the matching funds for the portion of the grant they receive.
Thus, a match requirement could discourage participation even as a
partner in an application.
The Department also recognizes that the COVID-19 pandemic is not
abating, especially in Tribal communities, and that the impact of the
pandemic is causing revenue challenges for State and Tribal governments
and State and Tribal IHEs, making the provision of matching funds even
more difficult.
The proposed matching requirement is not required by statute.
Because the Department wishes to invite applications from the broadest
range of applicants, and because most of the eligible applicant pool is
also economically affected by the COVID-19 pandemic, the Department has
determined that the concerns raised by the commenter and the others
recognized by the Department outweigh the value that a matching
requirement might otherwise generate through greater institutional
investment in the grant activity.
Changes: We have removed Proposed Priority 2.
Final Priority
American Indian Vocational Rehabilitation Services--Training and
Technical Assistance Program
This priority funds a five-year cooperative agreement to establish
an American Indian Vocational Rehabilitation Training and Technical
Assistance Center (AIVRTTAC) to provide four types of training and
technical assistance (TA) for the personnel of the American Indian
Vocational Rehabilitation Services (AIVRS) projects awarded under
section 121(a) of the Rehabilitation Act of 1973, as amended (Act), to
the governing bodies of Indian Tribes and consortia of those governing
bodies. The four types of training and TA are: (1) Intensive training
and TA; (2) targeted training and TA; (3) universal training and TA;
and (4) capacity-building for AIVRS project personnel through training
modules that build foundational skills for the delivery of VR services
to AIVRS project participants. The AIVRTTAC will develop and provide
these types of training and TA for AIVRS projects in the following
topic areas:
(a) Applicable laws and regulations governing the AIVRS program.
(b) Promising practices for providing VR services to American
Indians with disabilities.
(c) The delivery of VR services to American Indians with
disabilities, including the determination of eligibility, case
management, case record documentation, assessment, development of the
individualized plan for employment, and placement into competitive
integrated employment.
(d) Knowledge of assistive technology (AT), including the
definition of AT, how to evaluate the need for AT and what types of AT
are available, use of AT, and access to AT.
(e) Implementing professional development practices to ensure
effective project coordination, administration, and management.
(f) Implementing appropriate financial and grant management
practices to ensure compliance with OMB's Uniform Guidance (2 CFR part
200) and the Education Department General Administrative Regulations.
(g) Evaluating project performance, including data collection, data
analysis, and reporting.
Specific subjects for training and TA in each of these topic areas
will be
[[Page 14376]]
identified on an annual basis and in coordination with RSA.
Project Activities
To be considered for funding under this priority, applicants must
conduct the following activities, or a subset of the following
activities as determined by the Department, in a culturally appropriate
manner:
(a) Maintain and build upon the 12 training modules and the fiscal
tool kit developed by the Tribal Vocational Rehabilitation Institute
(the Institute) during Federal fiscal years (FFYs) 2015-2021, including
maintaining the series of seven training modules that build
foundational skills that, when satisfactorily completed, lead to a VR
certificate to be awarded by the AIVRTTAC. To satisfy this activity
requirement, the grantee--
(i) Must develop both academic and non-academic options for
completing courses leading to the VR certificate, the requirements for
obtaining a certificate including the specific requirements for
academic credit for courses included in the certificate when
applicable, and how the certificate may be used by the participants who
earn it;
(ii) May offer the series of training modules in a traditional
classroom setting, through distance learning, through week-long
institutes, at regional trainings throughout the country as an
extension of national conferences, and through other delivery methods,
as appropriate, to meet the needs of the targeted audience;
(iii) May use grant funds to provide reasonable financial
assistance for the cost of tuition, fees, and training materials and to
offset costs associated with travel for participants who may be in
remote areas of the country;
(iv) Must conduct an assessment before and after providing training
for each participant in order to assess strengths and specific areas
for improvement, educational attainment, and application of skills, and
any issues or challenges to be addressed post-training to ensure
improved delivery of VR services to American Indians with disabilities;
(v) Must provide follow-up TA to participants to address any issues
or challenges that are identified post-training and to ensure that the
training they received is applied effectively in their work setting,
and such follow-up may be conducted as part of the provision of
targeted training and TA or intensive training and TA as determined by
the needs of the specific AIVRS project;
(vi) Must conduct an evaluation to obtain feedback on the training
and follow-up TA and to determine whether this training and TA
contributed to increased employment outcomes for American Indians with
disabilities;
(vii) Are encouraged to develop a path by which courses offered for
academic credit lead to a degree in Rehabilitation or a related field;
and
(viii) May develop additional training modules as negotiated
through the cooperative agreement.
(b) Maintain and build upon the topics and tools the current
AIVRRTAC has developed to provide intensive training and TA. To satisfy
this activity requirement, the grantee must--
(i) Develop and provide intensive training and TA to a minimum of
three AIVRS projects in the first year. For future years, the minimum
number of AIVRS projects to receive intensive training and TA will be
negotiated through the cooperative agreement;
(ii) Develop and implement training and TA consistent with AIVRS
project activities and tailored to the specific needs and challenges of
the AIVRS project receiving the intensive training and TA;
(iii) Provide training and TA under an agreement with each AIVRS
project receiving intensive training and TA that, at a minimum, details
the purpose of the training and TA, intended outcomes, and requirements
for the subsequent evaluation of the training and TA; and
(iv) Assess the results of the training and TA 90 days after its
completion to ensure that the recipient is able to apply effectively
the training and TA, identify any issues or challenges in its
implementation, and provide additional training and TA, either
virtually or on-site, as needed.
(c) Maintain and build upon the topics and tools the current
AIVRTTAC has developed to provide a range of targeted training and TA
in the topic areas described in this priority based on needs common to
multiple AIVRS projects. The grantee must follow up with the recipients
of targeted training and TA it provides to determine the effectiveness
of the training and TA;
(d) Maintain and build upon the topics and tools the current
AIVRTTAC has developed to provide universal training and TA in the
topic areas in this priority;
(e) Provide a minimum of two webinars or video conferences in each
of the topic areas in this priority to describe and disseminate up-to-
date information, guides, examples, and emerging and promising
practices in each area;
(f) Develop new information technology (IT) platforms and systems,
or modify existing platforms and systems, as follows:
(i) Develop or modify, and maintain, a state-of-the-art IT platform
capable and reliable enough to support webinars, teleconferences, video
conferences, and other virtual methods of dissemination of information
and TA;
(ii) Develop or modify, and maintain, a state-of-the-art archiving
and dissemination system that is open and available to all AIVRS
projects and that provides a central location for all AIVRS training
and TA products for later use, including course curricula, audiovisual
materials, webinars, examples of promising practices related to the
topic areas in this priority, the primary areas identified through the
annual surveys completed by AIVRS projects, other topics identified by
RSA, and other relevant TA products (the possibility of collaborating
with the National Clearinghouse of Rehabilitation Training Materials
will be considered with the grantee and included in the cooperative
agreement, as appropriate);
(iii) Ensure that all products produced by the AIVRTTAC meet
government and industry-recognized standards for accessibility; and
(iv) Ensure that all products, resources, and materials developed
by the AIVRTTAC are widely disseminated across the AIVRS projects and
reflect the AIVRS population and diversity among its communities to the
maximum extent possible.
(g) Establish a community of practice (or communities of practice)
that will serve as a vehicle for communication, an exchange of
information among AIVRS projects, and a forum for sharing the results
of training and TA projects that are in progress or have been
completed;
(h) Conduct outreach to AIVRS projects so that they are aware of,
and can participate in, training and TA activities; and
(i) Conduct an evaluation to determine the quality, relevance, and
usefulness of the AIVRTTAC's training and TA, including the impact of
the AIVRTTAC's activities on the ability of AIVRS projects to
effectively manage their projects and improve the delivery of VR
services to American Indians with disabilities.
Project Requirements
To be funded under this priority, applicants must meet the project
requirements in this priority. RSA encourages innovative approaches to
meet these requirements, which are--
(a) Demonstrate in the narrative section of the application under
[[Page 14377]]
``Significance of the Proposed Project'' how the proposed project
will--
(1) Use the applicant's knowledge and experience in the operation
of AIVRS projects to provide training and TA for these projects;
(2) Address the AIVRS projects' capacity to effectively implement
an AIVRS project. To meet this requirement, the applicant must--
(i) Demonstrate knowledge of emerging and promising practices in
the topic areas in this priority;
(ii) Demonstrate knowledge of current RSA guidance and Federal
initiatives designed to improve the functioning of grant projects in
general and grant projects for American Indian Tribes in particular;
and
(iii) Present information about the difficulties that AIVRS
grantees have encountered in implementing effective AIVRS projects;
(b) Demonstrate in the narrative section of the application under
``Quality of Project Design'' how the proposed project will--
(1) Achieve its goals, objectives, and intended outcomes. To meet
this requirement, the applicant must provide--
(i) Measurable intended project outcomes;
(ii) A plan for how the proposed project will achieve its intended
outcomes;
(iii) A plan for communicating and coordinating with RSA and key
personnel of AIVRS projects; and
(iv) A draft training module or outline for a targeted training and
TA presentation or an outline for intensive training and TA activities
for one of the topic areas in this priority to demonstrate how
participants would be trained in that area. The module or outline is a
required attachment in the application and must include, at a minimum,
the following:
(A) The goals and objectives of this training module, targeted
training and TA activity, or intensive training and TA activities;
(B) A specific list of what participants should know and be able to
do as a result of successfully completing the module, targeted training
and TA activity, or intensive training and TA activities;
(C) Up-to-date resources, publications, applicable laws and
regulations, and other materials that may be used to develop the
module, targeted training and TA activity, or intensive training and TA
activities;
(D) Exercises that will provide an opportunity for application of
the subject matter;
(E) A description of how participant knowledge, skills, and
abilities will be measured; and
(F) In the case of an intensive training and TA intervention, how
the outcomes and impact of the intensive training and TA intervention
will be measured;
(2) Use a logic model to develop project plans and activities that
includes, at a minimum, the goals, activities, outputs, and outcomes of
the proposed project;
(3) Be based on current research and make use of emerging and
promising practices, and evidence-based practices, where available. To
meet this requirement the applicant must describe--
(i) The current research on the emerging and promising practices in
the topic areas in this priority; and
(ii) How the AIVRTTAC will incorporate current research and
promising and evidence-based practices, including research about adult
learning principles and implementation science, in the development and
delivery of its products and services;
(4) Develop products and provide services that are of high quality
and of sufficient intensity and duration to achieve the intended
outcomes of the proposed project. To address this requirement the
applicant must describe--
(i) Its proposed approach to universal training and TA;
(ii) Its proposed approach to targeted training and TA, which must
identify--
(A) The intended recipients of the products and services under this
approach, including the categories of personnel that would be receiving
the training and TA;
(B) Its proposed methods for providing targeted training and TA;
and
(C) Its proposed methodology for determining topics for the
targeted training and TA;
(iii) Its proposed approach to intensive training and TA, which
must identify--
(A) Its proposed approach to identifying recipients for intensive
training and TA;
(B) Its proposed methodology for providing intensive training and
TA to recipients; and
(C) Its proposed approach to assessing the training and TA needs of
recipients, including their ability to respond effectively to the
training and TA; and
(iv) Its proposed approach to maintaining and building upon
capacity-building modules, which must identify--
(A) Its proposed approach to maintaining the 12 training modules
and the fiscal tool kit developed by the Institute in FFYs 2015-2021,
including maintaining the series of seven training modules that build
foundational skills that, when satisfactorily completed, lead to a VR
certificate to be awarded by the grantee; and
(B) Its proposed approach to identifying, developing, and
delivering new capacity-building modules; and
(5) Develop products and implement services to maximize the
proposed project's efficiency. To address this requirement, the
applicant must describe--
(i) How the proposed project will use technology to achieve the
intended project outcomes;
(ii) With whom the proposed project will collaborate and the
intended outcomes of this collaboration; and
(iii) In particular, how the proposed project will coordinate and
collaborate with other RSA-funded technical assistance centers to
exchange and adapt relevant products and materials to avoid duplication
and make effective use of grant funds to better manage the AIVRTTAC
project and its available resources to improve service delivery to
AIVRS projects;
(c) Demonstrate in the narrative section of the application under
``Adequacy of Project Resources'' how--
(1) The applicant and any key partners possess adequate resources
to carry out the proposed activities; and
(2) The proposed costs are reasonable in relation to the
anticipated results and benefits;
(d) Demonstrate in the narrative section of the application under
``Quality of Project Personnel'' how--
(1) The proposed project will encourage applications for employment
from persons who are members of groups that have historically been
underrepresented based on race, color, national origin, gender, age, or
disability, as appropriate; and
(2) The proposed key project personnel, consultants, and
subcontractors have the qualifications and experience to provide
training and TA to AIVRS projects in each of the topic areas in this
priority and to achieve the project's intended outcomes, including how
the proposed project personnel have a high degree of knowledge and
understanding of cultural factors that will be sufficient to ensure the
delivery of training and TA in a culturally appropriate manner;
(e) Demonstrate in the narrative section of the application under
``Quality of the Management Plan'' how the proposed management plan
will ensure that the project's intended outcomes will be achieved on
time and within budget. To address this
[[Page 14378]]
requirement, the applicant must describe--
(1) Clearly defined roles and responsibilities for at least two
full-time key project personnel designated to the AIVRTTAC through the
entire project period and for consultants and subcontractors, as
applicable;
(2) Timelines and milestones for accomplishing the project tasks;
(3) Using a personnel loading chart, detailed project activities
through the entire project period, key personnel and any consultants or
subcontractors that will be allocated to each activity, and the
designated level of effort for each of those activities;
(4) How the personnel allocations in the personnel loading chart
are appropriate and adequate to achieve the project's intended
outcomes, including an assurance that all personnel will communicate
with stakeholders and RSA in a timely way;
(5) How the proposed management plan will ensure that the training
and TA products developed through this cooperative agreement are
complete, accurate, and of high quality; and
(6) How the proposed project will benefit from a diversity of
perspectives, including AIVRS projects and consumers, State VR
agencies, TA providers, and policy makers, in its development and
operation; and
(f) Demonstrate in the narrative section of the application under
``Quality of the Evaluation Plan'' how the applicant proposes to
collect and analyze data on specific and measurable goals, objectives,
and intended outcomes of the project, including the effectiveness of
the training and TA provided. To address this requirement, the
applicant must describe--
(i) Its proposed evaluation methodologies, including instruments,
data collection methods, and analyses;
(ii) Its proposed standards or targets for determining
effectiveness;
(iii) How it will use the evaluation results to examine the
effectiveness of its implementation and its progress toward achieving
the intended outcomes; and
(iv) How the methods of evaluation will produce quantitative and
qualitative data that demonstrate whether the project and individual
training and TA activities achieved their intended outcomes.
Types of Priorities
When inviting applications for a competition using one or more
priorities, we designate the type of each priority as absolute,
competitive preference, or invitational through a notice in the Federal
Register. The effect of each type of priority follows:
Absolute priority: Under an absolute priority, we consider only
applications that meet the priority (34 CFR 75.105(c)(3)).
Competitive preference priority: Under a competitive preference
priority, we give competitive preference to an application by (1)
awarding additional points, depending on the extent to which the
application meets the priority (34 CFR 75.105(c)(2)(i)); or (2)
selecting an application that meets the priority over an application of
comparable merit that does not meet the priority (34 CFR
75.105(c)(2)(ii)).
Invitational priority: Under an invitational priority, we are
particularly interested in applications that meet the priority.
However, we do not give an application that meets the priority a
preference over other applications (34 CFR 75.105(c)(1)).
Final Definitions: We establish the following definitions for use
in any competition in which the final priority is used:
Intensive training and technical assistance (TA) means training and
TA provided to the governing bodies of Indian Tribes that have received
an AIVRS grant and to the current personnel of the AIVRS projects
primarily on-site over an extended period. Intensive training and TA is
based on an ongoing relationship between the training and TA center
staff and the governing bodies of Indian Tribes that have received an
AIVRS grant and the current personnel of the AIVRS projects under the
terms of a signed intensive training and TA agreement.
Targeted training and technical assistance means training and TA
based on needs common to one or more governing bodies of Indian Tribes
that have received an AIVRS grant and to the current personnel of the
AIVRS projects on a time-limited basis and with limited commitment of
training and technical assistance center resources. Targeted training
and TA are delivered through virtual or in-person methods tailored to
the identified needs of the participating governing bodies of Indian
Tribes that have received an AIVRS grant and to the current personnel
of the AIVRS projects.
Universal training and technical assistance means training and TA
broadly available to governing bodies of Indian Tribes that have
received an AIVRS grant and to the current personnel of the AIVRS
projects and other interested parties through their own initiative,
resulting in minimal interaction with training and technical assistance
center staff. Universal training and TA includes generalized
presentations, products, and related activities available through a
website or through brief contacts with the training and technical
assistance center staff.
This document does not preclude us from proposing additional
priorities, requirements, definitions, or selection criteria, subject
to meeting applicable rulemaking requirements.
Note: This document does not solicit applications. In any year in
which we choose to use the priority and definitions we invite
applications through a notice in the Federal Register.
Executive Orders 12866 and 13563
Regulatory Impact Analysis
Under Executive Order 12866, OMB must determine whether this
regulatory action is ``significant'' and, therefore, subject to the
requirements of the Executive order and subject to review by OMB.
Section 3(f) of Executive Order 12866 defines a ``significant
regulatory action'' as an action likely to result in a rule that may--
(1) Have an annual effect on the economy of $100 million or more,
or adversely affect a sector of the economy, productivity, competition,
jobs, the environment, public health or safety, or State, local, or
Tribal governments or communities in a material way (also referred to
as an ``economically significant'' rule);
(2) Create serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impacts of entitlement grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles stated in the
Executive order.
This final regulatory action is not a significant regulatory action
subject to review by OMB under section 3(f) of Executive Order 12866.
We have also reviewed this final regulatory action under Executive
Order 13563, which supplements and explicitly reaffirms the principles,
structures, and definitions governing regulatory review established in
Executive Order 12866. To the extent permitted by law, Executive Order
13563 requires that an agency--
(1) Propose or adopt regulations only upon a reasoned determination
that their benefits justify their costs (recognizing that some benefits
and costs are difficult to quantify);
(2) Tailor its regulations to impose the least burden on society,
consistent with obtaining regulatory objectives and
[[Page 14379]]
taking into account--among other things and to the extent practicable--
the costs of cumulative regulations;
(3) In choosing among alternative regulatory approaches, select
those approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity);
(4) To the extent feasible, specify performance objectives, rather
than the behavior or manner of compliance a regulated entity must
adopt; and
(5) Identify and assess available alternatives to direct
regulation, including economic incentives--such as user fees or
marketable permits--to encourage the desired behavior, or provide
information that enables the public to make choices.
Executive Order 13563 also requires an agency ``to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible.'' The Office of
Information and Regulatory Affairs of OMB has emphasized that these
techniques may include ``identifying changing future compliance costs
that might result from technological innovation or anticipated
behavioral changes.''
We are issuing this final priority and definitions only on a
reasoned determination that their benefits justify their costs. In
choosing among alternative regulatory approaches, we selected those
approaches that maximize net benefits. Based on the analysis that
follows, the Department believes that this regulatory action is
consistent with the principles in Executive Order 13563.
We also have determined that this regulatory action does not unduly
interfere with State, local, and Tribal governments in the exercise of
their governmental functions.
In accordance with these Executive orders, the Department has
assessed the potential costs and benefits, both quantitative and
qualitative, of this regulatory action. The potential costs are those
resulting from statutory requirements and those we have determined as
necessary for administering the Department's programs and activities.
The costs would include the time and effort in responding to the
priority for entities that choose to respond.
In addition, we have considered the potential benefits of this
regulatory action and have noted these benefits in the background
section of this document. The benefits include continuing to provide
both TA and a structured training program focused on the VR process and
practices and the unique skills and knowledge necessary to improve
employment outcomes for American Indians with disabilities.
Intergovernmental Review: This program is not subject to Executive
Order 12372 and the regulations in 34 CFR part 79.
Regulatory Flexibility Act Certification: The Secretary certifies
that this regulatory action will not have a significant economic impact
on a substantial number of small entities. The U.S. Small Business
Administration Size Standards define proprietary institutions as small
businesses if they are independently owned and operated, are not
dominant in their field of operation, and have total annual revenue
below $7,000,000. Nonprofit institutions are defined as small entities
if they are independently owned and operated and not dominant in their
field of operation. Public institutions are defined as small
organizations if they are operated by a government overseeing a
population below 50,000.
The small entities that this regulatory action will affect are
public or private nonprofit agencies and organizations, including
Indian Tribes and institutions of higher education that may apply. We
believe that the costs imposed on an applicant by the priority and
definitions will be limited to paperwork burden related to preparing an
application and that the benefits of the priority and definitions will
outweigh any costs incurred by the applicant. There are very few
entities that could provide the type of training and TA required under
the final priority. For these reasons the priority and definitions will
not impose a burden on a significant number of small entities.
Paperwork Reduction Act of 1995: The priority and definitions
contain information collection requirements that are approved by OMB
under OMB control number 1820-0018; the priority and definitions do not
affect the currently approved data collection.
Accessible Format: On request to the contact person listed under
FOR FURTHER INFORMATION CONTACT, individuals with disabilities can
obtain this document in an accessible format. The Department will
provide the requestor with an accessible format that may include Rich
Text Format (RTF) or text format (txt), a thumb drive, an MP3 file,
Braille, large print, audiotape, or compact disc, or other accessible
format.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov/fdsys. At this site you can view
this document, as well as all other documents of this Department
published in the Federal Register, in text or Adobe Portable Document
Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
David Cantrell,
Deputy Director, Office of Special Education Programs. Delegated the
authority to perform the functions and duties of the Assistant
Secretary for the Office of Special Education and Rehabilitative
Services.
[FR Doc. 2021-05430 Filed 3-11-21; 4:15 pm]
BILLING CODE 4000-01-P