Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares, 14356 [2021-05236]
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14356
Federal Register / Vol. 86, No. 48 / Monday, March 15, 2021 / Notices
(‘‘AMAC’’) will hold a public meeting
on Friday, March 19, 2021 at 9:00 a.m.
PLACE: The meeting will be conducted
by remote means. Members of the public
may watch the webcast of the meeting
on the Commission’s website at
www.sec.gov.
STATUS: The meeting will begin at 9:00
a.m. and will be open to the public by
webcast on the Commission’s website at
www.sec.gov.
MATTERS TO BE CONSIDERED: On February
26, 2021, the Commission issued notice
of the meeting (Release No. 34–91214),
indicating that the meeting is open to
the public and inviting the public to
submit written comments to AMAC.
This Sunshine Act notice is being
issued because a majority of the
Commission may attend the meeting.
The meeting will include a discussion
of matters in the asset management
industry relating to (1) the ESG
Subcommittee, including a panel
discussion on that Subcommittee’s
potential recommendations of December
1, 2020; (2) the Diversity & Inclusion
and Private Investments Subcommittees,
including potential recommendations
from those Subcommittees; and (3)
AMAC’s agenda for 2021.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: March 11, 2021.
Vanessa A. Countryman,
Secretary.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–05236 Filed 3–12–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–91283; File No. SR–
NYSEArca–2020–105]
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; NYSE
Arca, Inc.; Order Instituting
Proceedings To Determine Whether To
Approve or Disapprove a Proposed
Rule Change Relating To List and
Trade the Shares of the Teucrium
Water Fund Under NYSE Arca Rule
8.200–E, Commentary .02
[Release No. 34–91281; File No. SR–
NYSEArca–2020–84]
March 9, 2021.
[FR Doc. 2021–05379 Filed 3–11–21; 11:15 am]
BILLING CODE 8011–01–P
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a
Proposed Rule Change, as Modified by
Amendment No. 1, To Amend NYSE
Arca Rule 8.900–E To Adopt Generic
Listing Standards for Managed
Portfolio Shares
March 9, 2021.
khammond on DSKJM1Z7X2PROD with NOTICES
Managed Portfolio Shares. On October
2, 2020, the Exchange filed Amendment
No. 1 to the proposed rule change. The
proposed rule change, as modified by
Amendment No. 1, was published for
comment in the Federal Register on
October 13, 2020.3 On November 13,
2020, pursuant to Section 19(b)(2) of the
Act,4 the Commission designated a
longer period within which to approve
the proposed rule change, disapprove
the proposed rule change, or institute
proceedings to determine whether to
disapprove the proposed rule change.5
On December 31, 2020, the Commission
instituted proceedings to determine
whether to approve or disapprove the
proposed rule change.6 The Commission
received no comments on the proposed
rule change. On March 5, 2021, the
Exchange withdrew the proposed rule
change, as modified by Amendment No.
1 (SR–NYSEArca–2020–84).
On September 22, 2020, NYSE Arca,
Inc. (‘‘NYSE Arca’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend NYSE Arca Rule 8.900–E to
adopt generic listing standards for
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Sep<11>2014
18:02 Mar 12, 2021
Jkt 253001
On November 25, 2020, NYSE Arca,
Inc. (‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade the shares
(‘‘Shares’’) of the Teucrium Water Fund
(‘‘Fund’’) under NYSE Arca Rule 8.200–
E, Commentary .02. The proposed rule
change was published for comment in
3 See Securities Exchange Act Release No. 90104
(October 7, 2020), 85 FR 64598.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 90418,
85 FR 73812 (November 19, 2020).
6 See Securities Exchange Act Release No. 90835,
86 FR 0630 (January 6, 2021).
7 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
PO 00000
Frm 00056
Fmt 4703
Sfmt 4703
the Federal Register on December 14,
2020.3
On January 14, 2021, pursuant to
Section 19(b)(2) of the Act,4 the
Commission designated a longer period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to disapprove the
proposed rule change.5 The Commission
has received no comment letters on the
proposed rule change. This order
institutes proceedings under Section
19(b)(2)(B) of the Act 6 to determine
whether to approve or disapprove the
proposed rule change.
I. Summary of the Proposal 7
The Exchange proposes to list and
trade the Shares of the Fund under
NYSE Arca Rule 8.200–E, Commentary
.02, which governs the listing and
trading of Trust Issued Receipts on the
Exchange.8 The Fund, which will be
managed and controlled by Teucrium
Trading, LLC (‘‘Sponsor’’), is a series of
Teucrium Commodity Trust (‘‘Trust’’).9
U.S. Bank, N.A. will be the custodian
for the Fund, and U.S. Bancorp Fund
Services, LLC (‘‘Administrator’’) will be
the administrator and transfer agent for
the Fund.10 Foreside Fund Services,
3 See Securities Exchange Act Release No. 90608
(December 8, 2020), 85 FR 80854 (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 90927,
86 FR 6719 (January 22, 2021). The Commission
designated March 14, 2021, as the date by which
it should approve, disapprove, or institute
proceedings to determine whether to disapprove the
proposed rule change.
6 15 U.S.C. 78s(b)(2)(B).
7 The Commission notes that additional
information regarding the Trust, the Shares, and the
Fund, including investment strategies, calculation
of net asset value and indicative fund value,
creation and redemption procedures, and additional
background information about the water market and
water futures contracts, among other things, can be
found in the Notice and the registration statement
filed with the Commission on Form S–1 (File No.
333–248948) under the Securities Act of 1933, as
applicable.
8 See NYSE Arca Rule 8.200–E, Commentary .02.
NYSE Arca Rule 8.200–E permits the listing and
trading of ‘‘Trust Issued Receipts,’’ defined as a
security (1) that is issued by a trust that holds
specific securities deposited with the trust; (2) that,
when aggregated in some specified minimum
number, may be surrendered to the trust by the
beneficial owner to receive the securities; and (3)
that pay beneficial owners dividends and other
distributions on the deposited securities, if any are
declared and paid to the trustee by an issuer of the
deposited securities. Commentary .02 applies to
Trust Issued Receipts that invest in ‘‘Financial
Instruments,’’ which are defined as any
combination of investments, including cash;
securities; options on securities and indices; futures
contracts; options on futures contracts; forward
contracts; equity caps, collars, and floors; and swap
agreements.
9 See Notice, 85 FR at 80854.
10 See id.
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15MRN1
]]>Agencies
[Federal Register Volume 86, Number 48 (Monday, March 15, 2021)]
[Notices]
[Page 14356]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-05236]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-91281; File No. SR-NYSEArca-2020-84]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1,
To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for
Managed Portfolio Shares
March 9, 2021.
On September 22, 2020, NYSE Arca, Inc. (``NYSE Arca'') filed with
the Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to amend NYSE Arca
Rule 8.900-E to adopt generic listing standards for Managed Portfolio
Shares. On October 2, 2020, the Exchange filed Amendment No. 1 to the
proposed rule change. The proposed rule change, as modified by
Amendment No. 1, was published for comment in the Federal Register on
October 13, 2020.\3\ On November 13, 2020, pursuant to Section 19(b)(2)
of the Act,\4\ the Commission designated a longer period within which
to approve the proposed rule change, disapprove the proposed rule
change, or institute proceedings to determine whether to disapprove the
proposed rule change.\5\ On December 31, 2020, the Commission
instituted proceedings to determine whether to approve or disapprove
the proposed rule change.\6\ The Commission received no comments on the
proposed rule change. On March 5, 2021, the Exchange withdrew the
proposed rule change, as modified by Amendment No. 1 (SR-NYSEArca-2020-
84).
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 90104 (October 7,
2020), 85 FR 64598.
\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 90418, 85 FR 73812
(November 19, 2020).
\6\ See Securities Exchange Act Release No. 90835, 86 FR 0630
(January 6, 2021).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-05236 Filed 3-12-21; 8:45 am]
BILLING CODE 8011-01-P
