Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 8242-8243 [2021-02269]
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Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSE–2021–06 on the subject line.
Paper Comments
jbell on DSKJLSW7X2PROD with NOTICES
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSE–2021–06. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSE–2021–06 and should
be submitted on or before February 25,
2021.
VerDate Sep<11>2014
17:13 Feb 03, 2021
Jkt 253001
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–02265 Filed 2–3–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34183]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
January 29, 2021.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of January
2021. A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by emailing the SEC’s
Secretary at Secretarys-Office@sec.gov
and serving the relevant applicant with
a copy of the request by email, if an
email address is listed for the relevant
applicant below, or personally or by
mail, if a physical address is listed for
the relevant applicant below. Hearing
requests should be received by the SEC
by 5:30 p.m. on February 23, 2021, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Pursuant to Rule 0–5 under the
Act, hearing requests should state the
nature of the writer’s interest, any facts
bearing upon the desirability of a
hearing on the matter, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Commission’s Secretary at
Secretarys-Office@sec.gov.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
12 17
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CFR 200.30–3(a)(12).
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American Independence Funds Trust
[File No. 811–21757]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 7,
2018, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $357,000
incurred in connection with the
liquidation were paid by the applicant.
Filing Dates: The application was
filed on February 6, 2020, and amended
on October 14, 2020, and Deember 29,
2020.
Applicant’s Address: tlesc@
csacompliance.com.
Boston Income Portfolio [811–10391]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 12, 2020,
applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on December 16, 2020.
Applicant’s Address: jbeksha@
eatonvance.com.
Equinox Funds Trust [File No. 811–
22447]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Campbell
Systematic Macro Fund, a series of the
RBB Fund, Inc., and on May 29, 2020
made a final distribution to its
shareholders based on net asset value.
Expenses of $201,870.29 incurred in
connection with the reorganization were
paid by the acquiring fund’s investment
adviser, and/or its affiliates.
Filing Dates: The application was
filed on August 11, 2020, and amended
on November 10, 2020.
Applicant’s Address: John.Ford@
Troutman.com.
Holland Series Fund, Inc. [File No. 811–
09060]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 2,
2020, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of
approximately $26,000 incurred in
connection with the liquidation were
paid by the applicant’s investment
advisor.
Filing Date: The application was filed
on December 16, 2020.
Applicant’s Address: Kschantz@
statestreet.com.
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Federal Register / Vol. 86, No. 22 / Thursday, February 4, 2021 / Notices
Lazard World Dividend & Income
Fund, Inc. [811–21751]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Lazard Global
Total Return and Income Fund, Inc.,
and on December 3, 2019 made a final
distribution to its shareholders based on
net asset value. Expenses of
$1,206,186.54 incurred in connection
with the reorganization were paid by the
applicant, the applicant’s investment
adviser and the acquiring fund.
Filing Date: The application was filed
on December 30, 2020.
Applicant’s Address: MVogel@
proskauer.com.
Miles Funds, Inc. [811–08910]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 27,
2020, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $18,861.95
incurred in connection with the
liquidation were paid by the applicant’s
investment advisor.
Filing Dates: The application was
filed on May 14, 2020, and amended on
January 15, 2021.
Applicant’s Address: jmiles@
clinewilliams.com.
jbell on DSKJLSW7X2PROD with NOTICES
Nuveen Strategy Funds, Inc. [File No.
811–07687]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to TIAA–CREF
Lifestyle Aggressive Growth Fund,
TIAA–CREF Lifestyle Growth Fund,
TIAA–CREF Lifestyle Moderate Fund,
and TIAA–CREF Lifestyle Conservative
Growth Fund, each a series of the
TIAA–CREF Funds, and on October 16,
2019 made a final distribution to its
shareholders based on net asset value.
Expenses of $935,360 incurred in
connection with the reorganization were
paid by Nuveen, LLC.
Filing Date: The application was filed
on December 7, 2020.
Applicant’s Address:
Mark.Czarniecki@nuveen.com.
Pathway Capital Opportunity Fund,
Inc. [811–22807]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Prospect
Flexible Income Fund, Inc., and on
March 31, 2019 made a final
distribution to its shareholders based on
net asset value. Expenses of $767,223
VerDate Sep<11>2014
17:13 Feb 03, 2021
Jkt 253001
incurred in connection with the
reorganization were paid by the
applicant.
Filing Dates: The application was
filed on November 4, 2020, and
amended on January 13, 2021.
Applicant’s Address:
InvestorRelations@prospectstreet.com.
Rx Funds Trust [File No. 811–22878]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 30,
2016, applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Dates: The application was
filed on February 6, 2020, and amended
on October 14, 2020, and December 29,
2020.
Applicant’s Address: tlesc@
csacompliance.com.
Short Duration High Income Portfolio
[File No. 811–22662]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 12, 2020,
applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on December 16, 2020.
Applicant’s Address: jbeksha@
eatonvance.com.
StrongVest ETF Trust [File No. 811–
23196]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 13,
2019, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of
approximately $3,893.58 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on March 3, 2020, and amended on
September 18, 2020, and December 18,
2020.
Applicant’s Address: jeff.sutton@btninc.com.
Worldwide Health Sciences Portfolio
[811–07723]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 9,
2019, applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
incurred in connection with the
liquidation.
PO 00000
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8243
Filing Date: The application was filed
on December 16, 2020.
Applicant’s Address: jbeksha@
eatonvance.com.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–02269 Filed 2–3–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–91019; File No. SR–LTSE–
2021–01]
Self-Regulatory Organizations; LongTerm Stock Exchange, Inc.; Notice of
Filing of a Proposed Rule Change To
Amend LTSE Rule 14.501 To Specify
the Process for Enforcing Compliance
With LTSE Rule 14.425 for Listed
Companies
January 29, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
19, 2021, Long-Term Stock Exchange,
Inc. (‘‘LTSE’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
LTSE proposes to amend LTSE Rule
14.501 to specify the process for
enforcing compliance with LTSE Rule
14.425 for listed companies.
The text of the proposed rule change
is available at the Exchange’s website at
https://longtermstockexchange.com/, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of
and basis for the proposed rule change
and discussed any comments it received
1 15
2 17
E:\FR\FM\04FEN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
04FEN1
]]>Agencies
[Federal Register Volume 86, Number 22 (Thursday, February 4, 2021)]
[Notices]
[Pages 8242-8243]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-02269]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34183]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
January 29, 2021.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
January 2021. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by emailing the SEC's
Secretary at [email protected] and serving the relevant
applicant with a copy of the request by email, if an email address is
listed for the relevant applicant below, or personally or by mail, if a
physical address is listed for the relevant applicant below. Hearing
requests should be received by the SEC by 5:30 p.m. on February 23,
2021, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
[email protected].
ADDRESSES: The Commission: [email protected].
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
American Independence Funds Trust [File No. 811-21757]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 7, 2018, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $357,000 incurred in connection with the liquidation were
paid by the applicant.
Filing Dates: The application was filed on February 6, 2020, and
amended on October 14, 2020, and Deember 29, 2020.
Applicant's Address: [email protected].
Boston Income Portfolio [811-10391]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 12, 2020, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on December 16, 2020.
Applicant's Address: [email protected].
Equinox Funds Trust [File No. 811-22447]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Campbell Systematic Macro Fund, a series of the RBB Fund, Inc., and on
May 29, 2020 made a final distribution to its shareholders based on net
asset value. Expenses of $201,870.29 incurred in connection with the
reorganization were paid by the acquiring fund's investment adviser,
and/or its affiliates.
Filing Dates: The application was filed on August 11, 2020, and
amended on November 10, 2020.
Applicant's Address: [email protected].
Holland Series Fund, Inc. [File No. 811-09060]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 2, 2020, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of approximately $26,000 incurred in connection with the
liquidation were paid by the applicant's investment advisor.
Filing Date: The application was filed on December 16, 2020.
Applicant's Address: [email protected].
[[Page 8243]]
Lazard World Dividend & Income Fund, Inc. [811-21751]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Lazard Global Total Return and Income
Fund, Inc., and on December 3, 2019 made a final distribution to its
shareholders based on net asset value. Expenses of $1,206,186.54
incurred in connection with the reorganization were paid by the
applicant, the applicant's investment adviser and the acquiring fund.
Filing Date: The application was filed on December 30, 2020.
Applicant's Address: [email protected].
Miles Funds, Inc. [811-08910]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 27, 2020, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $18,861.95 incurred in connection with the liquidation were
paid by the applicant's investment advisor.
Filing Dates: The application was filed on May 14, 2020, and
amended on January 15, 2021.
Applicant's Address: [email protected].
Nuveen Strategy Funds, Inc. [File No. 811-07687]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
TIAA-CREF Lifestyle Aggressive Growth Fund, TIAA-CREF Lifestyle Growth
Fund, TIAA-CREF Lifestyle Moderate Fund, and TIAA-CREF Lifestyle
Conservative Growth Fund, each a series of the TIAA-CREF Funds, and on
October 16, 2019 made a final distribution to its shareholders based on
net asset value. Expenses of $935,360 incurred in connection with the
reorganization were paid by Nuveen, LLC.
Filing Date: The application was filed on December 7, 2020.
Applicant's Address: [email protected].
Pathway Capital Opportunity Fund, Inc. [811-22807]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Prospect Flexible Income Fund, Inc., and
on March 31, 2019 made a final distribution to its shareholders based
on net asset value. Expenses of $767,223 incurred in connection with
the reorganization were paid by the applicant.
Filing Dates: The application was filed on November 4, 2020, and
amended on January 13, 2021.
Applicant's Address: [email protected].
Rx Funds Trust [File No. 811-22878]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 30, 2016, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Dates: The application was filed on February 6, 2020, and
amended on October 14, 2020, and December 29, 2020.
Applicant's Address: [email protected].
Short Duration High Income Portfolio [File No. 811-22662]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 12, 2020, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on December 16, 2020.
Applicant's Address: [email protected].
StrongVest ETF Trust [File No. 811-23196]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 13, 2019, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of approximately $3,893.58 incurred in connection with the
reorganization were paid by the applicant's investment adviser.
Filing Dates: The application was filed on March 3, 2020, and
amended on September 18, 2020, and December 18, 2020.
Applicant's Address: inc.com">[email protected]inc.com.
Worldwide Health Sciences Portfolio [811-07723]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 9, 2019, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on December 16, 2020.
Applicant's Address: [email protected].
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-02269 Filed 2-3-21; 8:45 am]
BILLING CODE 8011-01-P
