Sunshine Act Meetings, 81987 [2020-27866]

Download as PDF Federal Register / Vol. 85, No. 243 / Thursday, December 17, 2020 / Notices be submitted on or before January 7, 2021. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.35 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–27726 Filed 12–16–20; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, the Securities and Exchange Commission will hold an Open Meeting on Monday, December 21, 2020 at 10:00 a.m. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to the public via audio webcast only on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: 1. The Commission will consider whether to authorize the execution of a Memorandum of Understanding and related documents with the Bundesanstalt fu¨r Finanzdienstleistungsaufsicht (‘‘BaFin’’) concerning consultation, cooperation and the exchange of information related to the supervision and oversight of certain cross-border over-the-counter derivatives entities in connection with the use of substituted compliance by such entities. 2. The Commission will consider whether to issue an Order, pursuant to Exchange Act Rule 3a71–6, granting conditional substituted compliance in connection with certain Exchange Act requirements related to risk control (but not including nonbank capital and margin requirements), internal supervision and compliance, counterparty protection, and books and records, in response to an application by BaFin. 3. The Commission will consider whether to issue a Notice, pursuant to Exchange Act Rule 0–13, seeking public comment on an application made by a foreign financial regulatory authority, pursuant to Exchange Act Rule 3a71–6, for a substituted compliance determination, and on a proposed order providing for the conditional TIME AND DATE: 35 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 18:52 Dec 16, 2020 Jkt 253001 availability of substituted compliance in connection with the application. 4. The Commission will consider whether to approve a proposed rule change by New York Stock Exchange LLC to amend Chapter One of the Listed Company Manual to modify the provisions relating to direct listings. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact Vanessa A. Countryman, Office of the Secretary, at (202) 551–5400. Dated: December 14, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–27866 Filed 12–15–20; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34138; 812–14951] KKR Income Opportunities Fund, et al. December 11, 2020. Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice. AGENCY: Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the ‘‘Act’’) and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d–1 under the Act. Summary of Application: Applicants request an order to permit certain business development companies and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment funds and accounts. Applicants: KKR INCOME OPPORTUNITIES FUND (‘‘KIO’’), KKR CREDIT OPPORTUNITIES PORTFOLIO (‘‘KCOP’’), KKR CREDIT ADVISORS (US) LLC (‘‘KKR Credit’’), KKR CREDIT ADVISORS (HONG KONG) LIMITED, KKR STRATEGIC CAPITAL MANAGEMENT LLC, KKR FI ADVISORS LLC, KKR FINANCIAL ADVISORS LLC, KKR FINANCIAL ADVISORS II, LLC, KKR CS ADVISORS I LLC, KKR MEZZANINE I ADVISORS LLC, KKR FI ADVISORS CAYMAN LTD., KAM ADVISORS LLC, KAM FUND ADVISORS LLC, KKR CREDIT FUND ADVISORS LLC, KKR ASSET MANAGEMENT, LTD., KKR CREDIT ADVISORS (IRELAND) UNLIMITED COMPANY, KKR CREDIT ADVISORS PO 00000 Frm 00119 Fmt 4703 Sfmt 4703 81987 (EMEA) LLP, KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD., KKR CAPITAL MARKETS HOLDINGS L.P., KKR CAPITAL MARKETS LLC, KKR CAPITAL MARKETS LIMITED, KKR CAPITAL MARKETS ASIA LIMITED, MCS CAPITAL MARKETS LLC, KKR CAPITAL MARKETS PARTNERS LLP, KKR CAPITAL MARKETS INDIA PRIVATE LIMITED, KKR CAPITAL MARKETS (IRELAND) LIMITED, KKR CAPITAL MARKETS JAPAN LIMITED, KKR RTV MANAGER LLC, KKR LOAN ADMINISTRATION SERVICES LLC, KKR CORPORATE LENDING LLC, KKR CORPORATE LENDING (CAYMAN) LIMITED, KKR CORPORATE LENDING (UK) LLC, MERCHANT CAPITAL SOLUTIONS LLC, MCS CORPORATE LENDING LLC, KKR ALTERNATIVE ASSETS LLC, KKR ALTERNATIVE ASSETS L.P., KKR ALTERNATIVE ASSETS LIMITED, KKR CORPORATE LENDING (CA) LLC, KKR CORPORATE LENDING (TN) LLC, KKR FINANCIAL HOLDINGS, INC., KKR FINANCIAL HOLDINGS, LTD., KKR FINANCIAL HOLDINGS II, LLC, KKR FINANCIAL HOLDINGS II, LTD., KKR FINANCIAL HOLDINGS III, LLC, KKR FINANCIAL HOLDINGS III, LTD., KKR FINANCIAL CLO HOLDINGS, LLC, KKR FINANCIAL CLO HOLDINGS II, LLC, KKR TRS HOLDINGS, LTD., KKR STRATEGIC CAPITAL INSTITUTIONAL FUND, LTD., KKR DEBT INVESTORS II (2006) IRELAND L.P., KKR DI 2006 LP, KKR EUROPEAN SPECIAL OPPORTUNITIES LIMITED, 8 CAPITAL PARTNERS L.P., KKR FINANCIAL CLO 2007–1, LTD., KKR FINANCIAL CLO 2012–1, LTD., KKR FINANCIAL CLO 2013–1, LTD., KKR FINANCIAL CLO 2013–2, LTD., KKR CLO 9 LTD., KKR CLO 10 LTD., KKR CLO 11 LTD., KKR CLO 12 LTD., KKR CLO 13 LTD., KKR CLO 14 LTD., KKR CLO 15 LTD., KKR CLO 16 LTD., KKR CLO 17 LTD., KKR CLO 18 LTD., KKR CLO 19 LTD., KKR CLO 20 LTD., KKR CLO 21 LTD., KKR CLO 22 LTD., KKR CLO 23 LTD., KKR CLO 24 LTD., KKR CLO 25 LTD., KKR CLO 26 LTD., KKR CLO 27 LTD., KKR CLO 28 LTD., KKR CLO 29 LTD., KKR CLO 30 LTD., KKR CLO 31 LTD., KKR CORPORATE CREDIT PARTNERS L.P., KKR MEZZANINE PARTNERS I L.P., KKR MEZZANINE PARTNERS I SIDE-BYSIDE L.P., KKR–KEATS CAPITAL PARTNERS L.P., KKR–MILTON CAPITAL PARTNERS L.P., KKR– MILTON CAPITAL PARTNERS II L.P., KKR LENDING PARTNERS L.P., KKR LENDING PARTNERS II L.P., KKR–VRS CREDIT PARTNERS L.P., KKR PIP INVESTMENTS L.P., KKR SPECIAL SITUATIONS (DOMESTIC) FUND L.P., E:\FR\FM\17DEN1.SGM 17DEN1

Agencies

[Federal Register Volume 85, Number 243 (Thursday, December 17, 2020)]
[Notices]
[Page 81987]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-27866]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Monday, December 
21, 2020 at 10:00 a.m.

PLACE:  The meeting will be held via remote means and/or at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS:  This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public via audio webcast only on the Commission's website at 
www.sec.gov.

MATTERS TO BE CONSIDERED:
    1. The Commission will consider whether to authorize the execution 
of a Memorandum of Understanding and related documents with the 
Bundesanstalt f[uuml]r Finanzdienstleistungsaufsicht (``BaFin'') 
concerning consultation, cooperation and the exchange of information 
related to the supervision and oversight of certain cross-border over-
the-counter derivatives entities in connection with the use of 
substituted compliance by such entities.
    2. The Commission will consider whether to issue an Order, pursuant 
to Exchange Act Rule 3a71-6, granting conditional substituted 
compliance in connection with certain Exchange Act requirements related 
to risk control (but not including nonbank capital and margin 
requirements), internal supervision and compliance, counterparty 
protection, and books and records, in response to an application by 
BaFin.
    3. The Commission will consider whether to issue a Notice, pursuant 
to Exchange Act Rule 0-13, seeking public comment on an application 
made by a foreign financial regulatory authority, pursuant to Exchange 
Act Rule 3a71-6, for a substituted compliance determination, and on a 
proposed order providing for the conditional availability of 
substituted compliance in connection with the application.
    4. The Commission will consider whether to approve a proposed rule 
change by New York Stock Exchange LLC to amend Chapter One of the 
Listed Company Manual to modify the provisions relating to direct 
listings.

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman, Office of the Secretary, at (202) 
551-5400.

    Dated: December 14, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-27866 Filed 12-15-20; 11:15 am]
BILLING CODE 8011-01-P
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