Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange, 77334 [2020-26412]
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77334
Federal Register / Vol. 85, No. 231 / Tuesday, December 1, 2020 / Notices
in 2011.1 Form TCR may be submitted
by whistleblowers who wish to provide
information to the Commission and its
staff regarding potential violations of the
federal securities laws. The Commission
estimates that it takes a whistleblower,
on average, one and one half hours to
complete Form TCR. Based on the
receipt of an average of approximately
560 annual Form TCR submissions for
the past three fiscal years, the
Commission estimates that the annual
reporting burden of Form TCR is 840
hours.
Written comments are invited on: (a)
Whether this collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden imposed
by the collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication. Please direct your written
comments to David Bottom, Director/
Chief Information Officer, Securities
and Exchange Commission, c/o Cynthia
Roscoe, 100 F St. NE, Washington, DC
20549; or send an email to: PRA_
Mailbox@sec.gov.
Dated: November 25, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–26497 Filed 11–30–20; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
khammond on DSKJM1Z7X2PROD with NOTICES4
[Release No. 34–90513; File No. SR–BOX–
2020–16]
Self-Regulatory Organizations; BOX
Exchange LLC; Notice of Designation
of Longer Period for Commission
Action on Proposed Rule Change, as
Modified by Amendment No. 1, a
Proposed Rule Change in Connection
With the Proposed Establishment of
the Boston Security Token Exchange
LLC as a Facility of the Exchange
November 24, 2020.
On May 12, 2020, BOX Exchange LLC
(‘‘Exchange’’ or ‘‘BOX’’) filed with the
1 Implementation of the Whistleblower Provisions
of Section 21F of the Securities Exchange Act of
1934, Release No. 34–64545; File No. S7–33–10
(adopted May 25, 2011).
VerDate Sep<11>2014
18:11 Nov 30, 2020
Jkt 253001
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change in
connection with the proposed
commencement of operations of the
Boston Security Token Exchange LLC
(‘‘BSTX’’) as a facility of the Exchange.
The proposed rule change was
published for comment in the Federal
Register on June 1, 2020.3 On July 16,
2020, pursuant to Section 19(b)(2) of the
Act,4 the Commission designated a
longer period within which to approve
the proposed rule change, disapprove
the proposed rule change, or institute
proceedings to determine whether to
disapprove the proposed rule change.5
On August 3, 2020, the Exchange filed
Amendment No. 1 to the proposed rule
change (‘‘Amendment No. 1’’).6 On
August 12, 2020, the Commission
published the proposed rule change, as
modified by Amendment No. 1, for
notice and comment and instituted
proceedings to determine whether to
approve or disapprove the proposed
rule change, as modified by Amendment
No. 1.7 The Commission has received no
comments letters on the proposed rule
change, as modified by Amendment No.
1.8
Section 19(b)(2) of the Act 9 provides
that, after initiating disapproval
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 88949
(May 26, 2020), 85 FR 33258 (June 1, 2020)
(‘‘Original Notice’’).
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 89329
(July 16, 2020), 85 FR 44333 (July 22, 2020).
6 Amendment No. 1 was filed as a partial
amendment. The Exchange also submitted a redline
that the Exchange states reflects the changes in the
partial amendment compared to the original 19b–
4 that was filed on May 12, 2020 and published as
the Original Notice. This redline is available on the
Commission’s website at: https://www.sec.gov/
comments/sr-box-2020-16/srbox202016-7525322222100.pdf.
7 See Securities Exchange Act Release No. 89537
(August 12, 2020), 85 FR 50850 (August 18, 2020).
8 The Commission notes that the proposed rule
change, as modified by Amendment No. 1, is
substantially similar to previously-filed proposed
rule change, SR–BOX–2019–37, which was
published for comment in the Federal Register on
January 3, 2020. See Securities Exchange Act
Release No. 87868 (December 30, 2019), 85 FR 345
(January 3, 2020) (SR–BOX–2019–37) (Notice of
Filing of Proposed Rule Change). The Exchange
withdrew proposed rule change SR–BOX–2019–37
on May 12, 2020. See Securities Exchange Act
Release No. 89017 (June 4, 2020), 85 FR 35473 (June
10, 2020) (Notice of Withdrawal of a Proposed Rule
Change).
As applicable, the Commission will considers
comment submitted on SR–BOX–2019–37 and SR–
BOX–2020–16 in its review of SR–BOX–2020–16.
Comments on SR–BOX–2019–37 can be found at:
https://www.sec.gov/comments/sr-box-2019-37/
srbox201937.htm.
9 15 U.S.C. 78s(b)(2).
2 17
PO 00000
Frm 00196
Fmt 4703
Sfmt 4703
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
notice of filing of the proposed rule
change. The Commission may extend
the period for issuing an order
approving or disapproving the proposed
rule change, however, by not more than
60 days if the Commission determines
that a longer period is appropriate and
publishes the reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
June 1, 2020.10 November 28, 2020 is
180 days from that date, and January 27,
2021 is 240 days from that date. The
Commission finds it appropriate to
designate a longer period within which
to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
the proposed rule change. Accordingly,
the Commission, pursuant to Section
19(b)(2) of the Act,11 designated January
27, 2021 as the date by which the
Commission shall either approve or
disapprove the proposed rule change, as
modified by Amendment No.1 (File No.
SR–BOX–2020–16).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–26412 Filed 11–30–20; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public
Comments
60-Day notice and request for
comments.
ACTION:
The Small Business
Administration (SBA) intends to request
approval, from the Office of
Management and Budget (OMB) for the
collection of information described
below. The Paperwork Reduction Act
(PRA) requires Federal agencies to
publish a notice in the Federal Register
concerning each proposed collection of
information before submission to OMB,
and to allow 60 days for public
comment in response to the notice. This
notice complies with that requirement.
DATES: Submit comments on or before
February 1, 2021.
ADDRESSES: Send all comments by email
to Gregorius Suryadi, Financial and
SUMMARY:
10 See
Original Notice, supra note 3.
11 Id.
12 17
E:\FR\FM\01DEN1.SGM
CFR 200.30–3(a)(57).
01DEN1
Agencies
[Federal Register Volume 85, Number 231 (Tuesday, December 1, 2020)]
[Notices]
[Page 77334]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-26412]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-90513; File No. SR-BOX-2020-16]
Self-Regulatory Organizations; BOX Exchange LLC; Notice of
Designation of Longer Period for Commission Action on Proposed Rule
Change, as Modified by Amendment No. 1, a Proposed Rule Change in
Connection With the Proposed Establishment of the Boston Security Token
Exchange LLC as a Facility of the Exchange
November 24, 2020.
On May 12, 2020, BOX Exchange LLC (``Exchange'' or ``BOX'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')
\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change in connection
with the proposed commencement of operations of the Boston Security
Token Exchange LLC (``BSTX'') as a facility of the Exchange. The
proposed rule change was published for comment in the Federal Register
on June 1, 2020.\3\ On July 16, 2020, pursuant to Section 19(b)(2) of
the Act,\4\ the Commission designated a longer period within which to
approve the proposed rule change, disapprove the proposed rule change,
or institute proceedings to determine whether to disapprove the
proposed rule change.\5\ On August 3, 2020, the Exchange filed
Amendment No. 1 to the proposed rule change (``Amendment No. 1'').\6\
On August 12, 2020, the Commission published the proposed rule change,
as modified by Amendment No. 1, for notice and comment and instituted
proceedings to determine whether to approve or disapprove the proposed
rule change, as modified by Amendment No. 1.\7\ The Commission has
received no comments letters on the proposed rule change, as modified
by Amendment No. 1.\8\
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 88949 (May 26,
2020), 85 FR 33258 (June 1, 2020) (``Original Notice'').
\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 89329 (July 16,
2020), 85 FR 44333 (July 22, 2020).
\6\ Amendment No. 1 was filed as a partial amendment. The
Exchange also submitted a redline that the Exchange states reflects
the changes in the partial amendment compared to the original 19b-4
that was filed on May 12, 2020 and published as the Original Notice.
This redline is available on the Commission's website at: https://www.sec.gov/comments/sr-box-2020-16/srbox202016-7525322-222100.pdf.
\7\ See Securities Exchange Act Release No. 89537 (August 12,
2020), 85 FR 50850 (August 18, 2020).
\8\ The Commission notes that the proposed rule change, as
modified by Amendment No. 1, is substantially similar to previously-
filed proposed rule change, SR-BOX-2019-37, which was published for
comment in the Federal Register on January 3, 2020. See Securities
Exchange Act Release No. 87868 (December 30, 2019), 85 FR 345
(January 3, 2020) (SR-BOX-2019-37) (Notice of Filing of Proposed
Rule Change). The Exchange withdrew proposed rule change SR-BOX-
2019-37 on May 12, 2020. See Securities Exchange Act Release No.
89017 (June 4, 2020), 85 FR 35473 (June 10, 2020) (Notice of
Withdrawal of a Proposed Rule Change).
As applicable, the Commission will considers comment submitted
on SR-BOX-2019-37 and SR-BOX-2020-16 in its review of SR-BOX-2020-
16. Comments on SR-BOX-2019-37 can be found at: https://www.sec.gov/comments/sr-box-2019-37/srbox201937.htm.
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Section 19(b)(2) of the Act \9\ provides that, after initiating
disapproval proceedings, the Commission shall issue an order approving
or disapproving the proposed rule change not later than 180 days after
the date of publication of notice of filing of the proposed rule
change. The Commission may extend the period for issuing an order
approving or disapproving the proposed rule change, however, by not
more than 60 days if the Commission determines that a longer period is
appropriate and publishes the reasons for such determination. The
proposed rule change was published for notice and comment in the
Federal Register on June 1, 2020.\10\ November 28, 2020 is 180 days
from that date, and January 27, 2021 is 240 days from that date. The
Commission finds it appropriate to designate a longer period within
which to issue an order approving or disapproving the proposed rule
change so that it has sufficient time to consider the proposed rule
change. Accordingly, the Commission, pursuant to Section 19(b)(2) of
the Act,\11\ designated January 27, 2021 as the date by which the
Commission shall either approve or disapprove the proposed rule change,
as modified by Amendment No.1 (File No. SR-BOX-2020-16).
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\9\ 15 U.S.C. 78s(b)(2).
\10\ See Original Notice, supra note 3.
\11\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
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\12\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-26412 Filed 11-30-20; 8:45 am]
BILLING CODE 8011-01-P