Adoption of Updated EDGAR Filer Manual, 69499-69500 [2020-22391]

Download as PDF Federal Register / Vol. 85, No. 213 / Tuesday, November 3, 2020 / Rules and Regulations DATES: Effective on November 13, 2020. FOR FURTHER INFORMATION CONTACT: Joshua Sterling, Director, (202) 418– 6056, jsterling@cftc.gov; Frank Fisanich, Chief Counsel, (202) 418–5949, ffisanich@cftc.gov; Amanda Olear, Deputy Director, (202) 418–5283, aolear@cftc.gov; Rajal Patel, Associate Director, (202) 418–5261, rpatel@ cftc.gov; Lauren Bennett, Special Counsel, (202) 418–5290, lbennett@ cftc.gov; Jacob Chachkin, Special Counsel, (202) 418–5496, jchachkin@ cftc.gov; or Owen Kopon, Special Counsel, okopon@cftc.gov, (202) 418– 5360, Division of Swap Dealer and Intermediary Oversight (‘‘DSIO’’), Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581. In FR Doc. 2020–16489 appearing on page 56924 in the Federal Register of Monday, September 14, 2020, the following correction is made: SUPPLEMENTARY INFORMATION: § 23.23 [Corrected] 1. On page 57001, in the first column, in § 23.23, in paragraph (h)(3)(i), ‘‘This section shall be effective on the date that is 60 days following its publication in the Federal Register.’’ is corrected to read ‘‘This section shall be effective on November 13, 2020.’’ ■ Dated: October 15, 2020. Robert Sidman, Deputy Secretary of the Commission. [FR Doc. 2020–23167 Filed 11–2–20; 8:45 am] BILLING CODE 6351–01–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33–10845; 34–89920; 39– 2533; IC–34015] Adoption of Updated EDGAR Filer Manual Securities and Exchange Commission. ACTION: Final rule. AGENCY: The Securities and Exchange Commission (the ‘‘Commission’’) is adopting revisions to Volume II of the Electronic Data Gathering, Analysis, and Retrieval System (‘‘EDGAR’’) Filer Manual (‘‘EDGAR Filer Manual’’ or ‘‘Filer Manual’’) and related rules. The EDGAR system was upgraded on September 21, 2020. DATES: Effective November 3, 2020. The incorporation by reference of the khammond on DSKJM1Z7X2PROD with RULES SUMMARY: VerDate Sep<11>2014 15:54 Nov 02, 2020 Jkt 253001 EDGAR Filer Manual is approved by the Director of the Federal Register as of November 3, 2020. FOR FURTHER INFORMATION CONTACT: For questions regarding updates to the Forms N–CEN and N–CEN/A submission types for exchange-traded funds (‘‘ETFs’’) and the submission form types and exhibits for variable contracts, please contact Heather Fernandez in the Division of Investment Management at (202) 551–6708. For questions concerning the redlining for Inline eXtensible Business Reporting Language (‘‘iXBRL’’) and the removal of 2018 International Financial Reporting Standards (IFRS–2018) and 2018 Document and Entity Information (DEI– 2018) taxonomies and removal of linkbases of 2018 US Mutual Fund Risk/ Return (RR–2018) taxonomy, please contact the Office of Structured Disclosure in the Division of Economic and Risk Analysis at (202) 551–5494. SUPPLEMENTARY INFORMATION: We are adopting an updated EDGAR Filer Manual Volume II: ‘‘EDGAR Filing’’ (Version 54) (September 2020). The updated Filer Manual is incorporated by reference into the Code of Federal Regulations. The Filer Manual contains all the technical specifications needed for filers to make submissions through the EDGAR system.1 Filers must comply with the applicable provisions of the Filer Manual in order to assure the timely acceptance and processing of filings made in electronic format.2 The EDGAR System was updated in Release 20.3 and corresponding amendments to the Filer Manual are being made to reflect the changes described below. On September 25, 2019, the Commission adopted 17 CFR 6c–11 (‘‘rule 6c–11’’) under the Investment Company Act of 1940 to permit ETFs that satisfy certain conditions to operate without the expense and delay of obtaining an exemptive order. The Commission also adopted certain related amendments to Form N–CEN.3 EDGAR Release 20.3 updates Forms N– CEN and N–CEN/A submission types to collect specific information on which ETFs are relying on rule 6c–11 and the instruction that contains the definition of ‘‘authorized participant’’ to conform 1 We originally adopted the Filer Manual on April 1, 1993, with an effective date of April 26, 1993. Release No. 33–6986 (Apr. 1, 1993) [58 FR 18638]. We implemented the most recent update to the Filer Manual on January 27, 2020. See Release No. 33– 10749 (Jan. 27, 2020) [85 FR 9365]. 2 See Rule 301 of Regulation S–T (17 CFR 232.301). 3 See Exchange-Traded Funds, Release No. 33– 10695 (Sep. 25, 2019) [84 FR 57162]. PO 00000 Frm 00035 Fmt 4700 Sfmt 4700 69499 the definition with rule 6c–11. The EDGAR Filer Manual has been revised to provide relevant instructions related to this modification for filers to complete Forms N–CEN and N–CEN/A submission types. See Chapter 8 (Preparing and Transmitting Online Submissions) of the EDGAR Filer Manual, Volume II: ‘‘EDGAR Filing.’’ On March 11, 2020, the Commission adopted rule and form amendments intended to help investors make informed investment decisions regarding variable annuity and variable life insurance contracts.4 EDGAR Release 20.3 adds the following new submission form types accessible through EDGARLink Online: 497VPI, 497VPU, N–VP, N–VP/A, N–VPFS, and N–VPFS/A. See Chapter 3 (Index to Forms) and Appendix C (EDGAR Submission Types) of the EDGAR Filer Manual, Volume II: ‘‘EDGAR Filing.’’ The EDGAR system will no longer accept the following submission form types after September 21, 2020, due to the Commission’s rescission of these form types: N–1, N–1/A, N–27E–1, N– 27E–1/A, N–27F–1, and N–27F–1/A. New exhibits for Forms N–3, N–4 and N–6 also are available on EDGARLink Online and filers have the option to attach these new exhibits in official HTML or ASCII format (and unofficially in PDF format). The EDGAR Filer Manual includes information related to this modification for filers to complete the relevant submission types and to include references to the new exhibit types. See Appendix E (Automated Conformance Rules for EDGAR Data Fields) of the EDGAR Filer Manual, Volume II: ‘‘EDGAR Filing.’’ EDGAR Release 20.3 allows filers to mark changed material by redlining changed content in Inline XBRL submissions. Accordingly, the following submission form types permit redlining in Inline XBRL format: N–1A, N–1A/A, 485APOS, 497, 485BPOS, 10–Q, 10–Q/ A, 10–QT, 10–QT/A, S–1, S–1/A, S–3, S–3/A, S–4, S–4/A, S–11, S–11/A, S– 11MEF, S–1MEF, S–3D, S–3DPOS, S– 3MEF, S–4 POS, S–4EF, S–4MEF, 10–K, 10–K/A, 10–KT, 10–KT/A, 10–12B, 10– 12B/A, 10–12G, 10–12G/A, POS AM, POS EX, S–3ASR, 20–F, 20–F/A, 40–F, 40–F/A, 8–K, 8–K/A, F–1, F–1/A, F–3, F–3/A, F–3ASR, F–3D, F–3DPOS, F– 3MEF, F–4, F–4/A, F–4EF, F–4POS, F– 10EF, F–10POS, 6–K, 6–K/A, 8–K12B, 8–K12B/A, 8–K12G3, 8–K12G3/A, 8– K15D5, 8–K15D5/A, SP 15D2, and SP 15D2/A. See Chapter 5 (Constructing 4 See Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts, Release No. 33– 10765 (Mar. 11, 2020) [85 FR 25964]. E:\FR\FM\03NOR1.SGM 03NOR1 69500 Federal Register / Vol. 85, No. 213 / Tuesday, November 3, 2020 / Rules and Regulations khammond on DSKJM1Z7X2PROD with RULES Attached Documents and Document Types) of the EDGAR Filer Manual, Volume II: ‘‘EDGAR Filing.’’ In EDGAR Release 20.3, the EDGAR system disallows the IFRS–2018 taxonomy and DEI–2018 taxonomy versions and linkbases of RR–2018 taxonomy since two versions of both IFRS and DEI taxonomies are usually maintained, which are currently the 2020 and 2019 versions. The linkbases of the RR–2018 taxonomy depend on the DEI–2018 taxonomy, which is being removed. Please see https:// www.sec.gov/info/edgar/ edgartaxonomies.shtml for the complete list of supported standard taxonomies. Along with the adoption of the Filer Manual, we are amending 17 CFR 232.301 to provide for the incorporation by reference into the Code of Federal Regulations of the current revisions. This incorporation by reference was approved by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. The updated EDGAR Filer Manual is available for website viewing and printing; the address for the Filer Manual is https://www.sec.gov/info/ edgar/edmanuals.htm. You may also obtain paper copies of the EDGAR Filer Manual from the following address: Public Reference Room, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Because the Filer Manual and the corresponding rule and form amendments relate solely to agency procedures or practice, publication for notice and comment is not required under the Administrative Procedure Act (‘‘APA’’).5 It follows that the requirements of the Regulatory Flexibility Act 6 do not apply. The effective date for the updated Filer Manual and the related rule and form amendments is November 3, 2020. In accord with the APA,7 we find that there is good cause to establish an effective date less than 30 days after publication of these rules. The Commission believes that establishing an effective date less than 30 days after publication of these rules is necessary to coordinate the effectiveness of the updated Filer Manual with the related system upgrades. STATUTORY BASIS We are adopting the amendments to Regulation S–T under the authority in Sections 6, 7, 8, 10, and 19(a) of the 55 U.S.C. 553(b)(A). 6 5 U.S.C. 601 through 612. 7 5 U.S.C. 553(d) (3). VerDate Sep<11>2014 15:54 Nov 02, 2020 Jkt 253001 List of Subjects in 17 CFR Part 232 Incorporation by reference, Reporting and recordkeeping requirements, Securities. Reference Room, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. You can also inspect the document at the National Archives and Records Administration (‘‘NARA’’). For information on the availability of this material at NARA, email fedreg.legal@ nara.gov, or go to: https:// www.archives.gov/federal-register/cfr/ ibr-locations.html. TEXT OF THE AMENDMENTS In accordance with the foregoing, title 17, chapter II of the Code of Federal Regulations is amended as follows: By the Commission. Dated: September 18, 2020. Vanessa A. Countryman, Secretary. Securities Act of 1933,8 Sections 3, 12, 13, 14, 15, 15B, 23, and 35A of the Securities Exchange Act of 1934,9 Section 319 of the Trust Indenture Act of 1939,10 and Sections 8, 30, 31, and 38 of the Investment Company Act of 1940.11 PART 232 REGULATION S–T— GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS 1. The authority citation for part 232 continues to read in part as follows: ■ Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a–6(c), 80a–8, 80a–29, 80a–30, 80a–37, 7201 et seq.; and 18 U.S.C. 1350, unless otherwise noted. * * * * ■ 2. Section 232.301 is revised to read as follows: [FR Doc. 2020–22391 Filed 11–2–20; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [TD 9901] * RIN 1545–BO55 § 232.301 Deduction for Foreign-Derived Intangible Income and Global Intangible Low-Taxed Income; Correction EDGAR Filer Manual. Filers must prepare electronic filings in the manner prescribed by the EDGAR Filer Manual, promulgated by the Commission, which sets forth the technical formatting requirements for electronic submissions. The requirements for becoming an EDGAR Filer and updating company data are set forth in the updated EDGAR Filer Manual, Volume I: ‘‘General Information,’’ Version 35 (January 2020). The requirements for filing on EDGAR are set forth in the updated EDGAR Filer Manual, Volume II: ‘‘EDGAR Filing,’’ Version 54 (September 2020). All of these provisions have been incorporated by reference into the Code of Federal Regulations, which action was approved by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You must comply with these requirements in order for documents to be timely received and accepted. The EDGAR Filer Manual is available for website viewing and printing; the address for the Filer Manual is https://www.sec.gov/ info/edgar/edmanuals.htm. You can obtain paper copies of the EDGAR Filer Manual at the following address: Public Internal Revenue Service (IRS), Treasury. ACTION: Final regulations; correction. AGENCY: This document contains corrections to the final regulations (Treasury Decision 9901) that were published in the Federal Register on Wednesday July 15, 2020. Treasury Decision 9901 contained final regulations that provide guidance regarding the deduction for foreignderived intangible income (FDII) and global intangible low-taxed income (GILTI) and for coordinating the deduction for FDII and GILTI with other provisions in the Internal Revenue Code. SUMMARY: These corrections are effective on November 2, 2020. For dates of applicability, see §§ 1.250–1(b) and 1.861–8(h). FOR FURTHER INFORMATION CONTACT: Brad McCormack at (202) 317–6911 and Lorraine Rodriguez at (202) 317–6726 (not toll-free numbers). SUPPLEMENTARY INFORMATION: DATES: Background 8 15 U.S.C. 77f, 77g, 77h, 77j, and 77s (a). 9 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o–4, 78w, and 78ll. 10 15 U.S.C. 77sss. 11 15 U.S.C. 80a–8, 80a–29, 80a–30, and 80a–37. PO 00000 Frm 00036 Fmt 4700 Sfmt 4700 The final regulations (TD 9901) that are the subject of this correction are under sections 250 and 861 of the Internal Revenue Code. E:\FR\FM\03NOR1.SGM 03NOR1

Agencies

[Federal Register Volume 85, Number 213 (Tuesday, November 3, 2020)]
[Rules and Regulations]
[Pages 69499-69500]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-22391]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 232

[Release Nos. 33-10845; 34-89920; 39-2533; IC-34015]


Adoption of Updated EDGAR Filer Manual

AGENCY: Securities and Exchange Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission (the ``Commission'') is 
adopting revisions to Volume II of the Electronic Data Gathering, 
Analysis, and Retrieval System (``EDGAR'') Filer Manual (``EDGAR Filer 
Manual'' or ``Filer Manual'') and related rules. The EDGAR system was 
upgraded on September 21, 2020.

DATES: Effective November 3, 2020. The incorporation by reference of 
the EDGAR Filer Manual is approved by the Director of the Federal 
Register as of November 3, 2020.

FOR FURTHER INFORMATION CONTACT: For questions regarding updates to the 
Forms N-CEN and N-CEN/A submission types for exchange-traded funds 
(``ETFs'') and the submission form types and exhibits for variable 
contracts, please contact Heather Fernandez in the Division of 
Investment Management at (202) 551-6708. For questions concerning the 
redlining for Inline eXtensible Business Reporting Language (``iXBRL'') 
and the removal of 2018 International Financial Reporting Standards 
(IFRS-2018) and 2018 Document and Entity Information (DEI-2018) 
taxonomies and removal of linkbases of 2018 US Mutual Fund Risk/Return 
(RR-2018) taxonomy, please contact the Office of Structured Disclosure 
in the Division of Economic and Risk Analysis at (202) 551-5494.

SUPPLEMENTARY INFORMATION: We are adopting an updated EDGAR Filer 
Manual Volume II: ``EDGAR Filing'' (Version 54) (September 2020). The 
updated Filer Manual is incorporated by reference into the Code of 
Federal Regulations.
    The Filer Manual contains all the technical specifications needed 
for filers to make submissions through the EDGAR system.\1\ Filers must 
comply with the applicable provisions of the Filer Manual in order to 
assure the timely acceptance and processing of filings made in 
electronic format.\2\
---------------------------------------------------------------------------

    \1\ We originally adopted the Filer Manual on April 1, 1993, 
with an effective date of April 26, 1993. Release No. 33-6986 (Apr. 
1, 1993) [58 FR 18638]. We implemented the most recent update to the 
Filer Manual on January 27, 2020. See Release No. 33-10749 (Jan. 27, 
2020) [85 FR 9365].
    \2\ See Rule 301 of Regulation S-T (17 CFR 232.301).
---------------------------------------------------------------------------

    The EDGAR System was updated in Release 20.3 and corresponding 
amendments to the Filer Manual are being made to reflect the changes 
described below.
    On September 25, 2019, the Commission adopted 17 CFR 6c-11 (``rule 
6c-11'') under the Investment Company Act of 1940 to permit ETFs that 
satisfy certain conditions to operate without the expense and delay of 
obtaining an exemptive order. The Commission also adopted certain 
related amendments to Form N-CEN.\3\ EDGAR Release 20.3 updates Forms 
N-CEN and N-CEN/A submission types to collect specific information on 
which ETFs are relying on rule 6c-11 and the instruction that contains 
the definition of ``authorized participant'' to conform the definition 
with rule 6c-11. The EDGAR Filer Manual has been revised to provide 
relevant instructions related to this modification for filers to 
complete Forms N-CEN and N-CEN/A submission types. See Chapter 8 
(Preparing and Transmitting Online Submissions) of the EDGAR Filer 
Manual, Volume II: ``EDGAR Filing.''
---------------------------------------------------------------------------

    \3\ See Exchange-Traded Funds, Release No. 33-10695 (Sep. 25, 
2019) [84 FR 57162].
---------------------------------------------------------------------------

    On March 11, 2020, the Commission adopted rule and form amendments 
intended to help investors make informed investment decisions regarding 
variable annuity and variable life insurance contracts.\4\ EDGAR 
Release 20.3 adds the following new submission form types accessible 
through EDGARLink Online: 497VPI, 497VPU, N-VP, N-VP/A, N-VPFS, and N-
VPFS/A. See Chapter 3 (Index to Forms) and Appendix C (EDGAR Submission 
Types) of the EDGAR Filer Manual, Volume II: ``EDGAR Filing.''
---------------------------------------------------------------------------

    \4\ See Updated Disclosure Requirements and Summary Prospectus 
for Variable Annuity and Variable Life Insurance Contracts, Release 
No. 33-10765 (Mar. 11, 2020) [85 FR 25964].
---------------------------------------------------------------------------

    The EDGAR system will no longer accept the following submission 
form types after September 21, 2020, due to the Commission's rescission 
of these form types: N-1, N-1/A, N-27E-1, N-27E-1/A, N-27F-1, and N-
27F-1/A. New exhibits for Forms N-3, N-4 and N-6 also are available on 
EDGARLink Online and filers have the option to attach these new 
exhibits in official HTML or ASCII format (and unofficially in PDF 
format). The EDGAR Filer Manual includes information related to this 
modification for filers to complete the relevant submission types and 
to include references to the new exhibit types. See Appendix E 
(Automated Conformance Rules for EDGAR Data Fields) of the EDGAR Filer 
Manual, Volume II: ``EDGAR Filing.''
    EDGAR Release 20.3 allows filers to mark changed material by 
redlining changed content in Inline XBRL submissions. Accordingly, the 
following submission form types permit redlining in Inline XBRL format: 
N-1A, N-1A/A, 485APOS, 497, 485BPOS, 10-Q, 10-Q/A, 10-QT, 10-QT/A, S-1, 
S-1/A, S-3, S-3/A, S-4, S-4/A, S-11, S-11/A, S-11MEF, S-1MEF, S-3D, S-
3DPOS, S-3MEF, S-4 POS, S-4EF, S-4MEF, 10-K, 10-K/A, 10-KT, 10-KT/A, 
10-12B, 10-12B/A, 10-12G, 10-12G/A, POS AM, POS EX, S-3ASR, 20-F, 20-F/
A, 40-F, 40-F/A, 8-K, 8-K/A, F-1, F-1/A, F-3, F-3/A, F-3ASR, F-3D, F-
3DPOS, F-3MEF, F-4, F-4/A, F-4EF, F-4POS, F-10EF, F-10POS, 6-K, 6-K/A, 
8-K12B, 8-K12B/A, 8-K12G3, 8-K12G3/A, 8-K15D5, 8-K15D5/A, SP 15D2, and 
SP 15D2/A. See Chapter 5 (Constructing

[[Page 69500]]

Attached Documents and Document Types) of the EDGAR Filer Manual, 
Volume II: ``EDGAR Filing.''
    In EDGAR Release 20.3, the EDGAR system disallows the IFRS-2018 
taxonomy and DEI-2018 taxonomy versions and linkbases of RR-2018 
taxonomy since two versions of both IFRS and DEI taxonomies are usually 
maintained, which are currently the 2020 and 2019 versions. The 
linkbases of the RR-2018 taxonomy depend on the DEI-2018 taxonomy, 
which is being removed. Please see https://www.sec.gov/info/edgar/edgartaxonomies.shtml for the complete list of supported standard 
taxonomies.
    Along with the adoption of the Filer Manual, we are amending 17 CFR 
232.301 to provide for the incorporation by reference into the Code of 
Federal Regulations of the current revisions. This incorporation by 
reference was approved by the Director of the Federal Register in 
accordance with 5 U.S.C. 552(a) and 1 CFR part 51.
    The updated EDGAR Filer Manual is available for website viewing and 
printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You may also obtain paper copies of the EDGAR 
Filer Manual from the following address: Public Reference Room, U.S. 
Securities and Exchange Commission, 100 F Street NE, Washington, DC 
20549, on official business days between the hours of 10 a.m. and 3 
p.m.
    Because the Filer Manual and the corresponding rule and form 
amendments relate solely to agency procedures or practice, publication 
for notice and comment is not required under the Administrative 
Procedure Act (``APA'').\5\ It follows that the requirements of the 
Regulatory Flexibility Act \6\ do not apply.
---------------------------------------------------------------------------

    \5\ 5 U.S.C. 553(b)(A).
    \6\ 5 U.S.C. 601 through 612.
---------------------------------------------------------------------------

    The effective date for the updated Filer Manual and the related 
rule and form amendments is November 3, 2020. In accord with the 
APA,\7\ we find that there is good cause to establish an effective date 
less than 30 days after publication of these rules. The Commission 
believes that establishing an effective date less than 30 days after 
publication of these rules is necessary to coordinate the effectiveness 
of the updated Filer Manual with the related system upgrades.
---------------------------------------------------------------------------

    \7\ 5 U.S.C. 553(d) (3).
---------------------------------------------------------------------------

STATUTORY BASIS

    We are adopting the amendments to Regulation S-T under the 
authority in Sections 6, 7, 8, 10, and 19(a) of the Securities Act of 
1933,\8\ Sections 3, 12, 13, 14, 15, 15B, 23, and 35A of the Securities 
Exchange Act of 1934,\9\ Section 319 of the Trust Indenture Act of 
1939,\10\ and Sections 8, 30, 31, and 38 of the Investment Company Act 
of 1940.\11\
---------------------------------------------------------------------------

    \8\ 15 U.S.C. 77f, 77g, 77h, 77j, and 77s (a).
    \9\ 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o-4, 78w, and 78ll.
    \10\ 15 U.S.C. 77sss.
    \11\ 15 U.S.C. 80a-8, 80a-29, 80a-30, and 80a-37.
---------------------------------------------------------------------------

List of Subjects in 17 CFR Part 232

    Incorporation by reference, Reporting and recordkeeping 
requirements, Securities.

TEXT OF THE AMENDMENTS

    In accordance with the foregoing, title 17, chapter II of the Code 
of Federal Regulations is amended as follows:

PART 232 REGULATION S-T--GENERAL RULES AND REGULATIONS FOR 
ELECTRONIC FILINGS

0
1. The authority citation for part 232 continues to read in part as 
follows:

    Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z-3, 
77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-6(c), 
80a-8, 80a-29, 80a-30, 80a-37, 7201 et seq.; and 18 U.S.C. 1350, 
unless otherwise noted.
* * * * *

0
2. Section 232.301 is revised to read as follows:


Sec.  232.301  EDGAR Filer Manual.

    Filers must prepare electronic filings in the manner prescribed by 
the EDGAR Filer Manual, promulgated by the Commission, which sets forth 
the technical formatting requirements for electronic submissions. The 
requirements for becoming an EDGAR Filer and updating company data are 
set forth in the updated EDGAR Filer Manual, Volume I: ``General 
Information,'' Version 35 (January 2020). The requirements for filing 
on EDGAR are set forth in the updated EDGAR Filer Manual, Volume II: 
``EDGAR Filing,'' Version 54 (September 2020). All of these provisions 
have been incorporated by reference into the Code of Federal 
Regulations, which action was approved by the Director of the Federal 
Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You must 
comply with these requirements in order for documents to be timely 
received and accepted. The EDGAR Filer Manual is available for website 
viewing and printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You can obtain paper copies of 
the EDGAR Filer Manual at the following address: Public Reference Room, 
U.S. Securities and Exchange Commission, 100 F Street NE, Washington, 
DC 20549, on official business days between the hours of 10 a.m. and 3 
p.m. You can also inspect the document at the National Archives and 
Records Administration (``NARA''). For information on the availability 
of this material at NARA, email [email protected], or go to: 
https://www.archives.gov/federal-register/cfr/ibr-locations.html.

    By the Commission.

    Dated: September 18, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-22391 Filed 11-2-20; 8:45 am]
BILLING CODE 8011-01-P


This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.