Adoption of Updated EDGAR Filer Manual, 69499-69500 [2020-22391]
Download as PDF
Federal Register / Vol. 85, No. 213 / Tuesday, November 3, 2020 / Rules and Regulations
DATES:
Effective on November 13, 2020.
FOR FURTHER INFORMATION CONTACT:
Joshua Sterling, Director, (202) 418–
6056, jsterling@cftc.gov; Frank Fisanich,
Chief Counsel, (202) 418–5949,
ffisanich@cftc.gov; Amanda Olear,
Deputy Director, (202) 418–5283,
aolear@cftc.gov; Rajal Patel, Associate
Director, (202) 418–5261, rpatel@
cftc.gov; Lauren Bennett, Special
Counsel, (202) 418–5290, lbennett@
cftc.gov; Jacob Chachkin, Special
Counsel, (202) 418–5496, jchachkin@
cftc.gov; or Owen Kopon, Special
Counsel, okopon@cftc.gov, (202) 418–
5360, Division of Swap Dealer and
Intermediary Oversight (‘‘DSIO’’),
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
In FR Doc.
2020–16489 appearing on page 56924 in
the Federal Register of Monday,
September 14, 2020, the following
correction is made:
SUPPLEMENTARY INFORMATION:
§ 23.23
[Corrected]
1. On page 57001, in the first column,
in § 23.23, in paragraph (h)(3)(i), ‘‘This
section shall be effective on the date
that is 60 days following its publication
in the Federal Register.’’ is corrected to
read ‘‘This section shall be effective on
November 13, 2020.’’
■
Dated: October 15, 2020.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2020–23167 Filed 11–2–20; 8:45 am]
BILLING CODE 6351–01–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 232
[Release Nos. 33–10845; 34–89920; 39–
2533; IC–34015]
Adoption of Updated EDGAR Filer
Manual
Securities and Exchange
Commission.
ACTION: Final rule.
AGENCY:
The Securities and Exchange
Commission (the ‘‘Commission’’) is
adopting revisions to Volume II of the
Electronic Data Gathering, Analysis, and
Retrieval System (‘‘EDGAR’’) Filer
Manual (‘‘EDGAR Filer Manual’’ or
‘‘Filer Manual’’) and related rules. The
EDGAR system was upgraded on
September 21, 2020.
DATES: Effective November 3, 2020. The
incorporation by reference of the
khammond on DSKJM1Z7X2PROD with RULES
SUMMARY:
VerDate Sep<11>2014
15:54 Nov 02, 2020
Jkt 253001
EDGAR Filer Manual is approved by the
Director of the Federal Register as of
November 3, 2020.
FOR FURTHER INFORMATION CONTACT: For
questions regarding updates to the
Forms N–CEN and N–CEN/A
submission types for exchange-traded
funds (‘‘ETFs’’) and the submission form
types and exhibits for variable contracts,
please contact Heather Fernandez in the
Division of Investment Management at
(202) 551–6708. For questions
concerning the redlining for Inline
eXtensible Business Reporting Language
(‘‘iXBRL’’) and the removal of 2018
International Financial Reporting
Standards (IFRS–2018) and 2018
Document and Entity Information (DEI–
2018) taxonomies and removal of
linkbases of 2018 US Mutual Fund Risk/
Return (RR–2018) taxonomy, please
contact the Office of Structured
Disclosure in the Division of Economic
and Risk Analysis at (202) 551–5494.
SUPPLEMENTARY INFORMATION: We are
adopting an updated EDGAR Filer
Manual Volume II: ‘‘EDGAR Filing’’
(Version 54) (September 2020). The
updated Filer Manual is incorporated by
reference into the Code of Federal
Regulations.
The Filer Manual contains all the
technical specifications needed for filers
to make submissions through the
EDGAR system.1 Filers must comply
with the applicable provisions of the
Filer Manual in order to assure the
timely acceptance and processing of
filings made in electronic format.2
The EDGAR System was updated in
Release 20.3 and corresponding
amendments to the Filer Manual are
being made to reflect the changes
described below.
On September 25, 2019, the
Commission adopted 17 CFR 6c–11
(‘‘rule 6c–11’’) under the Investment
Company Act of 1940 to permit ETFs
that satisfy certain conditions to operate
without the expense and delay of
obtaining an exemptive order. The
Commission also adopted certain
related amendments to Form N–CEN.3
EDGAR Release 20.3 updates Forms N–
CEN and N–CEN/A submission types to
collect specific information on which
ETFs are relying on rule 6c–11 and the
instruction that contains the definition
of ‘‘authorized participant’’ to conform
1 We originally adopted the Filer Manual on April
1, 1993, with an effective date of April 26, 1993.
Release No. 33–6986 (Apr. 1, 1993) [58 FR 18638].
We implemented the most recent update to the Filer
Manual on January 27, 2020. See Release No. 33–
10749 (Jan. 27, 2020) [85 FR 9365].
2 See Rule 301 of Regulation S–T (17 CFR
232.301).
3 See Exchange-Traded Funds, Release No. 33–
10695 (Sep. 25, 2019) [84 FR 57162].
PO 00000
Frm 00035
Fmt 4700
Sfmt 4700
69499
the definition with rule 6c–11. The
EDGAR Filer Manual has been revised
to provide relevant instructions related
to this modification for filers to
complete Forms N–CEN and N–CEN/A
submission types. See Chapter 8
(Preparing and Transmitting Online
Submissions) of the EDGAR Filer
Manual, Volume II: ‘‘EDGAR Filing.’’
On March 11, 2020, the Commission
adopted rule and form amendments
intended to help investors make
informed investment decisions
regarding variable annuity and variable
life insurance contracts.4 EDGAR
Release 20.3 adds the following new
submission form types accessible
through EDGARLink Online: 497VPI,
497VPU, N–VP, N–VP/A, N–VPFS, and
N–VPFS/A. See Chapter 3 (Index to
Forms) and Appendix C (EDGAR
Submission Types) of the EDGAR Filer
Manual, Volume II: ‘‘EDGAR Filing.’’
The EDGAR system will no longer
accept the following submission form
types after September 21, 2020, due to
the Commission’s rescission of these
form types: N–1, N–1/A, N–27E–1, N–
27E–1/A, N–27F–1, and N–27F–1/A.
New exhibits for Forms N–3, N–4 and
N–6 also are available on EDGARLink
Online and filers have the option to
attach these new exhibits in official
HTML or ASCII format (and unofficially
in PDF format). The EDGAR Filer
Manual includes information related to
this modification for filers to complete
the relevant submission types and to
include references to the new exhibit
types. See Appendix E (Automated
Conformance Rules for EDGAR Data
Fields) of the EDGAR Filer Manual,
Volume II: ‘‘EDGAR Filing.’’
EDGAR Release 20.3 allows filers to
mark changed material by redlining
changed content in Inline XBRL
submissions. Accordingly, the following
submission form types permit redlining
in Inline XBRL format: N–1A, N–1A/A,
485APOS, 497, 485BPOS, 10–Q, 10–Q/
A, 10–QT, 10–QT/A, S–1, S–1/A, S–3,
S–3/A, S–4, S–4/A, S–11, S–11/A, S–
11MEF, S–1MEF, S–3D, S–3DPOS, S–
3MEF, S–4 POS, S–4EF, S–4MEF, 10–K,
10–K/A, 10–KT, 10–KT/A, 10–12B, 10–
12B/A, 10–12G, 10–12G/A, POS AM,
POS EX, S–3ASR, 20–F, 20–F/A, 40–F,
40–F/A, 8–K, 8–K/A, F–1, F–1/A, F–3,
F–3/A, F–3ASR, F–3D, F–3DPOS, F–
3MEF, F–4, F–4/A, F–4EF, F–4POS, F–
10EF, F–10POS, 6–K, 6–K/A, 8–K12B,
8–K12B/A, 8–K12G3, 8–K12G3/A, 8–
K15D5, 8–K15D5/A, SP 15D2, and SP
15D2/A. See Chapter 5 (Constructing
4 See Updated Disclosure Requirements and
Summary Prospectus for Variable Annuity and
Variable Life Insurance Contracts, Release No. 33–
10765 (Mar. 11, 2020) [85 FR 25964].
E:\FR\FM\03NOR1.SGM
03NOR1
69500
Federal Register / Vol. 85, No. 213 / Tuesday, November 3, 2020 / Rules and Regulations
khammond on DSKJM1Z7X2PROD with RULES
Attached Documents and Document
Types) of the EDGAR Filer Manual,
Volume II: ‘‘EDGAR Filing.’’
In EDGAR Release 20.3, the EDGAR
system disallows the IFRS–2018
taxonomy and DEI–2018 taxonomy
versions and linkbases of RR–2018
taxonomy since two versions of both
IFRS and DEI taxonomies are usually
maintained, which are currently the
2020 and 2019 versions. The linkbases
of the RR–2018 taxonomy depend on
the DEI–2018 taxonomy, which is being
removed. Please see https://
www.sec.gov/info/edgar/
edgartaxonomies.shtml for the complete
list of supported standard taxonomies.
Along with the adoption of the Filer
Manual, we are amending 17 CFR
232.301 to provide for the incorporation
by reference into the Code of Federal
Regulations of the current revisions.
This incorporation by reference was
approved by the Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51.
The updated EDGAR Filer Manual is
available for website viewing and
printing; the address for the Filer
Manual is https://www.sec.gov/info/
edgar/edmanuals.htm. You may also
obtain paper copies of the EDGAR Filer
Manual from the following address:
Public Reference Room, U.S. Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m.
Because the Filer Manual and the
corresponding rule and form
amendments relate solely to agency
procedures or practice, publication for
notice and comment is not required
under the Administrative Procedure Act
(‘‘APA’’).5 It follows that the
requirements of the Regulatory
Flexibility Act 6 do not apply.
The effective date for the updated
Filer Manual and the related rule and
form amendments is November 3, 2020.
In accord with the APA,7 we find that
there is good cause to establish an
effective date less than 30 days after
publication of these rules. The
Commission believes that establishing
an effective date less than 30 days after
publication of these rules is necessary to
coordinate the effectiveness of the
updated Filer Manual with the related
system upgrades.
STATUTORY BASIS
We are adopting the amendments to
Regulation S–T under the authority in
Sections 6, 7, 8, 10, and 19(a) of the
55
U.S.C. 553(b)(A).
6 5 U.S.C. 601 through 612.
7 5 U.S.C. 553(d) (3).
VerDate Sep<11>2014
15:54 Nov 02, 2020
Jkt 253001
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting
and recordkeeping requirements,
Securities.
Reference Room, U.S. Securities and
Exchange Commission, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. You can also inspect the
document at the National Archives and
Records Administration (‘‘NARA’’). For
information on the availability of this
material at NARA, email fedreg.legal@
nara.gov, or go to: https://
www.archives.gov/federal-register/cfr/
ibr-locations.html.
TEXT OF THE AMENDMENTS
In accordance with the foregoing, title
17, chapter II of the Code of Federal
Regulations is amended as follows:
By the Commission.
Dated: September 18, 2020.
Vanessa A. Countryman,
Secretary.
Securities Act of 1933,8 Sections 3, 12,
13, 14, 15, 15B, 23, and 35A of the
Securities Exchange Act of 1934,9
Section 319 of the Trust Indenture Act
of 1939,10 and Sections 8, 30, 31, and 38
of the Investment Company Act of
1940.11
PART 232 REGULATION S–T—
GENERAL RULES AND REGULATIONS
FOR ELECTRONIC FILINGS
1. The authority citation for part 232
continues to read in part as follows:
■
Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j,
77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m, 78n,
78o(d), 78w(a), 78ll, 80a–6(c), 80a–8, 80a–29,
80a–30, 80a–37, 7201 et seq.; and 18 U.S.C.
1350, unless otherwise noted.
*
*
*
*
■ 2. Section 232.301 is revised to read
as follows:
[FR Doc. 2020–22391 Filed 11–2–20; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[TD 9901]
*
RIN 1545–BO55
§ 232.301
Deduction for Foreign-Derived
Intangible Income and Global
Intangible Low-Taxed Income;
Correction
EDGAR Filer Manual.
Filers must prepare electronic filings
in the manner prescribed by the EDGAR
Filer Manual, promulgated by the
Commission, which sets forth the
technical formatting requirements for
electronic submissions. The
requirements for becoming an EDGAR
Filer and updating company data are set
forth in the updated EDGAR Filer
Manual, Volume I: ‘‘General
Information,’’ Version 35 (January
2020). The requirements for filing on
EDGAR are set forth in the updated
EDGAR Filer Manual, Volume II:
‘‘EDGAR Filing,’’ Version 54 (September
2020). All of these provisions have been
incorporated by reference into the Code
of Federal Regulations, which action
was approved by the Director of the
Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. You
must comply with these requirements in
order for documents to be timely
received and accepted. The EDGAR
Filer Manual is available for website
viewing and printing; the address for
the Filer Manual is https://www.sec.gov/
info/edgar/edmanuals.htm. You can
obtain paper copies of the EDGAR Filer
Manual at the following address: Public
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations; correction.
AGENCY:
This document contains
corrections to the final regulations
(Treasury Decision 9901) that were
published in the Federal Register on
Wednesday July 15, 2020. Treasury
Decision 9901 contained final
regulations that provide guidance
regarding the deduction for foreignderived intangible income (FDII) and
global intangible low-taxed income
(GILTI) and for coordinating the
deduction for FDII and GILTI with other
provisions in the Internal Revenue
Code.
SUMMARY:
These corrections are effective
on November 2, 2020. For dates of
applicability, see §§ 1.250–1(b) and
1.861–8(h).
FOR FURTHER INFORMATION CONTACT: Brad
McCormack at (202) 317–6911 and
Lorraine Rodriguez at (202) 317–6726
(not toll-free numbers).
SUPPLEMENTARY INFORMATION:
DATES:
Background
8 15
U.S.C. 77f, 77g, 77h, 77j, and 77s (a).
9 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o–4, 78w,
and 78ll.
10 15 U.S.C. 77sss.
11 15 U.S.C. 80a–8, 80a–29, 80a–30, and 80a–37.
PO 00000
Frm 00036
Fmt 4700
Sfmt 4700
The final regulations (TD 9901) that
are the subject of this correction are
under sections 250 and 861 of the
Internal Revenue Code.
E:\FR\FM\03NOR1.SGM
03NOR1
Agencies
[Federal Register Volume 85, Number 213 (Tuesday, November 3, 2020)]
[Rules and Regulations]
[Pages 69499-69500]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-22391]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
17 CFR Part 232
[Release Nos. 33-10845; 34-89920; 39-2533; IC-34015]
Adoption of Updated EDGAR Filer Manual
AGENCY: Securities and Exchange Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission (the ``Commission'') is
adopting revisions to Volume II of the Electronic Data Gathering,
Analysis, and Retrieval System (``EDGAR'') Filer Manual (``EDGAR Filer
Manual'' or ``Filer Manual'') and related rules. The EDGAR system was
upgraded on September 21, 2020.
DATES: Effective November 3, 2020. The incorporation by reference of
the EDGAR Filer Manual is approved by the Director of the Federal
Register as of November 3, 2020.
FOR FURTHER INFORMATION CONTACT: For questions regarding updates to the
Forms N-CEN and N-CEN/A submission types for exchange-traded funds
(``ETFs'') and the submission form types and exhibits for variable
contracts, please contact Heather Fernandez in the Division of
Investment Management at (202) 551-6708. For questions concerning the
redlining for Inline eXtensible Business Reporting Language (``iXBRL'')
and the removal of 2018 International Financial Reporting Standards
(IFRS-2018) and 2018 Document and Entity Information (DEI-2018)
taxonomies and removal of linkbases of 2018 US Mutual Fund Risk/Return
(RR-2018) taxonomy, please contact the Office of Structured Disclosure
in the Division of Economic and Risk Analysis at (202) 551-5494.
SUPPLEMENTARY INFORMATION: We are adopting an updated EDGAR Filer
Manual Volume II: ``EDGAR Filing'' (Version 54) (September 2020). The
updated Filer Manual is incorporated by reference into the Code of
Federal Regulations.
The Filer Manual contains all the technical specifications needed
for filers to make submissions through the EDGAR system.\1\ Filers must
comply with the applicable provisions of the Filer Manual in order to
assure the timely acceptance and processing of filings made in
electronic format.\2\
---------------------------------------------------------------------------
\1\ We originally adopted the Filer Manual on April 1, 1993,
with an effective date of April 26, 1993. Release No. 33-6986 (Apr.
1, 1993) [58 FR 18638]. We implemented the most recent update to the
Filer Manual on January 27, 2020. See Release No. 33-10749 (Jan. 27,
2020) [85 FR 9365].
\2\ See Rule 301 of Regulation S-T (17 CFR 232.301).
---------------------------------------------------------------------------
The EDGAR System was updated in Release 20.3 and corresponding
amendments to the Filer Manual are being made to reflect the changes
described below.
On September 25, 2019, the Commission adopted 17 CFR 6c-11 (``rule
6c-11'') under the Investment Company Act of 1940 to permit ETFs that
satisfy certain conditions to operate without the expense and delay of
obtaining an exemptive order. The Commission also adopted certain
related amendments to Form N-CEN.\3\ EDGAR Release 20.3 updates Forms
N-CEN and N-CEN/A submission types to collect specific information on
which ETFs are relying on rule 6c-11 and the instruction that contains
the definition of ``authorized participant'' to conform the definition
with rule 6c-11. The EDGAR Filer Manual has been revised to provide
relevant instructions related to this modification for filers to
complete Forms N-CEN and N-CEN/A submission types. See Chapter 8
(Preparing and Transmitting Online Submissions) of the EDGAR Filer
Manual, Volume II: ``EDGAR Filing.''
---------------------------------------------------------------------------
\3\ See Exchange-Traded Funds, Release No. 33-10695 (Sep. 25,
2019) [84 FR 57162].
---------------------------------------------------------------------------
On March 11, 2020, the Commission adopted rule and form amendments
intended to help investors make informed investment decisions regarding
variable annuity and variable life insurance contracts.\4\ EDGAR
Release 20.3 adds the following new submission form types accessible
through EDGARLink Online: 497VPI, 497VPU, N-VP, N-VP/A, N-VPFS, and N-
VPFS/A. See Chapter 3 (Index to Forms) and Appendix C (EDGAR Submission
Types) of the EDGAR Filer Manual, Volume II: ``EDGAR Filing.''
---------------------------------------------------------------------------
\4\ See Updated Disclosure Requirements and Summary Prospectus
for Variable Annuity and Variable Life Insurance Contracts, Release
No. 33-10765 (Mar. 11, 2020) [85 FR 25964].
---------------------------------------------------------------------------
The EDGAR system will no longer accept the following submission
form types after September 21, 2020, due to the Commission's rescission
of these form types: N-1, N-1/A, N-27E-1, N-27E-1/A, N-27F-1, and N-
27F-1/A. New exhibits for Forms N-3, N-4 and N-6 also are available on
EDGARLink Online and filers have the option to attach these new
exhibits in official HTML or ASCII format (and unofficially in PDF
format). The EDGAR Filer Manual includes information related to this
modification for filers to complete the relevant submission types and
to include references to the new exhibit types. See Appendix E
(Automated Conformance Rules for EDGAR Data Fields) of the EDGAR Filer
Manual, Volume II: ``EDGAR Filing.''
EDGAR Release 20.3 allows filers to mark changed material by
redlining changed content in Inline XBRL submissions. Accordingly, the
following submission form types permit redlining in Inline XBRL format:
N-1A, N-1A/A, 485APOS, 497, 485BPOS, 10-Q, 10-Q/A, 10-QT, 10-QT/A, S-1,
S-1/A, S-3, S-3/A, S-4, S-4/A, S-11, S-11/A, S-11MEF, S-1MEF, S-3D, S-
3DPOS, S-3MEF, S-4 POS, S-4EF, S-4MEF, 10-K, 10-K/A, 10-KT, 10-KT/A,
10-12B, 10-12B/A, 10-12G, 10-12G/A, POS AM, POS EX, S-3ASR, 20-F, 20-F/
A, 40-F, 40-F/A, 8-K, 8-K/A, F-1, F-1/A, F-3, F-3/A, F-3ASR, F-3D, F-
3DPOS, F-3MEF, F-4, F-4/A, F-4EF, F-4POS, F-10EF, F-10POS, 6-K, 6-K/A,
8-K12B, 8-K12B/A, 8-K12G3, 8-K12G3/A, 8-K15D5, 8-K15D5/A, SP 15D2, and
SP 15D2/A. See Chapter 5 (Constructing
[[Page 69500]]
Attached Documents and Document Types) of the EDGAR Filer Manual,
Volume II: ``EDGAR Filing.''
In EDGAR Release 20.3, the EDGAR system disallows the IFRS-2018
taxonomy and DEI-2018 taxonomy versions and linkbases of RR-2018
taxonomy since two versions of both IFRS and DEI taxonomies are usually
maintained, which are currently the 2020 and 2019 versions. The
linkbases of the RR-2018 taxonomy depend on the DEI-2018 taxonomy,
which is being removed. Please see https://www.sec.gov/info/edgar/edgartaxonomies.shtml for the complete list of supported standard
taxonomies.
Along with the adoption of the Filer Manual, we are amending 17 CFR
232.301 to provide for the incorporation by reference into the Code of
Federal Regulations of the current revisions. This incorporation by
reference was approved by the Director of the Federal Register in
accordance with 5 U.S.C. 552(a) and 1 CFR part 51.
The updated EDGAR Filer Manual is available for website viewing and
printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You may also obtain paper copies of the EDGAR
Filer Manual from the following address: Public Reference Room, U.S.
Securities and Exchange Commission, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10 a.m. and 3
p.m.
Because the Filer Manual and the corresponding rule and form
amendments relate solely to agency procedures or practice, publication
for notice and comment is not required under the Administrative
Procedure Act (``APA'').\5\ It follows that the requirements of the
Regulatory Flexibility Act \6\ do not apply.
---------------------------------------------------------------------------
\5\ 5 U.S.C. 553(b)(A).
\6\ 5 U.S.C. 601 through 612.
---------------------------------------------------------------------------
The effective date for the updated Filer Manual and the related
rule and form amendments is November 3, 2020. In accord with the
APA,\7\ we find that there is good cause to establish an effective date
less than 30 days after publication of these rules. The Commission
believes that establishing an effective date less than 30 days after
publication of these rules is necessary to coordinate the effectiveness
of the updated Filer Manual with the related system upgrades.
---------------------------------------------------------------------------
\7\ 5 U.S.C. 553(d) (3).
---------------------------------------------------------------------------
STATUTORY BASIS
We are adopting the amendments to Regulation S-T under the
authority in Sections 6, 7, 8, 10, and 19(a) of the Securities Act of
1933,\8\ Sections 3, 12, 13, 14, 15, 15B, 23, and 35A of the Securities
Exchange Act of 1934,\9\ Section 319 of the Trust Indenture Act of
1939,\10\ and Sections 8, 30, 31, and 38 of the Investment Company Act
of 1940.\11\
---------------------------------------------------------------------------
\8\ 15 U.S.C. 77f, 77g, 77h, 77j, and 77s (a).
\9\ 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o-4, 78w, and 78ll.
\10\ 15 U.S.C. 77sss.
\11\ 15 U.S.C. 80a-8, 80a-29, 80a-30, and 80a-37.
---------------------------------------------------------------------------
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting and recordkeeping
requirements, Securities.
TEXT OF THE AMENDMENTS
In accordance with the foregoing, title 17, chapter II of the Code
of Federal Regulations is amended as follows:
PART 232 REGULATION S-T--GENERAL RULES AND REGULATIONS FOR
ELECTRONIC FILINGS
0
1. The authority citation for part 232 continues to read in part as
follows:
Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z-3,
77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-6(c),
80a-8, 80a-29, 80a-30, 80a-37, 7201 et seq.; and 18 U.S.C. 1350,
unless otherwise noted.
* * * * *
0
2. Section 232.301 is revised to read as follows:
Sec. 232.301 EDGAR Filer Manual.
Filers must prepare electronic filings in the manner prescribed by
the EDGAR Filer Manual, promulgated by the Commission, which sets forth
the technical formatting requirements for electronic submissions. The
requirements for becoming an EDGAR Filer and updating company data are
set forth in the updated EDGAR Filer Manual, Volume I: ``General
Information,'' Version 35 (January 2020). The requirements for filing
on EDGAR are set forth in the updated EDGAR Filer Manual, Volume II:
``EDGAR Filing,'' Version 54 (September 2020). All of these provisions
have been incorporated by reference into the Code of Federal
Regulations, which action was approved by the Director of the Federal
Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You must
comply with these requirements in order for documents to be timely
received and accepted. The EDGAR Filer Manual is available for website
viewing and printing; the address for the Filer Manual is https://www.sec.gov/info/edgar/edmanuals.htm. You can obtain paper copies of
the EDGAR Filer Manual at the following address: Public Reference Room,
U.S. Securities and Exchange Commission, 100 F Street NE, Washington,
DC 20549, on official business days between the hours of 10 a.m. and 3
p.m. You can also inspect the document at the National Archives and
Records Administration (``NARA''). For information on the availability
of this material at NARA, email [email protected], or go to:
https://www.archives.gov/federal-register/cfr/ibr-locations.html.
By the Commission.
Dated: September 18, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-22391 Filed 11-2-20; 8:45 am]
BILLING CODE 8011-01-P