Notice of Intention To Cancel Registration Pursuant to Section 203(H) of The Investment Advisers Act of 1940, 63158 [2020-21989]

Download as PDF 63158 Federal Register / Vol. 85, No. 194 / Tuesday, October 6, 2020 / Notices the Postal Service’s request(s), if any, can be accessed through compliance with the requirements of 39 CFR 3011.301.1 The Commission invites comments on whether the Postal Service’s request(s) in the captioned docket(s) are consistent with the policies of title 39. For request(s) that the Postal Service states concern market dominant product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3622, 39 U.S.C. 3642, 39 CFR part 3030, and 39 CFR part 3040, subpart B. For request(s) that the Postal Service states concern competitive product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3035, and 39 CFR part 3040, subpart B. Comment deadline(s) for each request appear in section II. II. Docketed Proceeding(s) 1. Docket No(s).: MC2020–259 and CP2020–289; Filing Title: USPS Request to Add Priority Mail Contract 666 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: September 30, 2020; Filing Authority: 39 U.S.C. 3642, 39 CFR 3040.130 through 3040.135, and 39 CFR 3035.105; Public Representative: Kenneth R. Moeller; Comments Due: October 8, 2020. 2. Docket No(s).: MC2020–260 and CP2020–290; Filing Title: USPS Request to Add Priority Mail Contract 667 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: September 30, 2020; Filing Authority: 39 U.S.C. 3642, 39 CFR 3040.130 through 3040.135, and 39 CFR 3035.105; Public Representative: Kenneth R. Moeller; Comments Due: October 8, 2020. This Notice will be published in the Federal Register. Erica A. Barker, Secretary. [FR Doc. 2020–22056 Filed 10–5–20; 8:45 am] khammond on DSKJM1Z7X2PROD with NOTICES BILLING CODE 7710–FW–P 1 See Docket No. RM2018–3, Order Adopting Final Rules Relating to Non-Public Information, June 27, 2018, Attachment A at 19–22 (Order No. 4679). VerDate Sep<11>2014 17:52 Oct 05, 2020 Jkt 253001 SECURITIES AND EXCHANGE COMMISSION [Release No. IA–5602] Notice of Intention To Cancel Registration Pursuant to Section 203(H) of The Investment Advisers Act of 1940 September 30, 2020. Notice is given that the Securities and Exchange Commission (the ‘‘Commission’’) intends to issue an order, pursuant to Section 203(h) of the Investment Advisers Act of 1940 (the ‘‘Act’’), cancelling the registration of Sagent Wealth Management [File No. 801–69446], hereinafter referred to as the ‘‘registrant.’’ Section 203(h) provides, in pertinent part, that if the Commission finds that any person registered under Section 203, or who has pending an application for registration filed under that section, is no longer in existence, is not engaged in business as an investment adviser, or is prohibited from registering as an investment adviser under section 203A, the Commission shall by order, cancel the registration of such person. The registrant indicated on its most recent Form ADV filing that it does not have regulatory assets under management of at least $100 million and is not eligible for registration with the Commission. Accordingly, the Commission believes that reasonable grounds exist for a finding that this registrant is no longer eligible to be registered with the Commission as an investment adviser and that the registration should be cancelled pursuant to section 203(h) of the Act. Notice is also given that any interested person may, by October 26, 2020, at 5:30 p.m., submit to the Commission in writing a request for a hearing on the cancellation, accompanied by a statement as to the nature of his or her interest, the reason for such request, and the issues, if any, of fact or law proposed to be controverted, and he or she may request that he or she be notified if the Commission should order a hearing thereon. Any such communication should be emailed to the Commission’s Secretary at Secretarys-Office@sec.gov. At any time after October 26, 2020, the Commission may issue an order cancelling the registration, upon the basis of the information stated above, unless an order for a hearing on the cancellation shall be issued upon request or upon the Commission’s own motion. Persons who requested a hearing, or who requested to be advised as to whether a hearing is ordered, will PO 00000 Frm 00081 Fmt 4703 Sfmt 4703 receive any notices and orders issued in this matter, including the date of the hearing (if ordered) and any postponements thereof. Any adviser whose registration is cancelled under delegated authority may appeal that decision directly to the Commission in accordance with rules 430 and 431 of the Commission’s rules of practice (17 CFR 201.430 and 431). ADDRESSES: The Commission: Secretarys-Office@sec.gov. FOR FURTHER INFORMATION CONTACT: Aaron Russ, Senior Counsel at 202–551– 5783; SEC, Division of Investment Management, Investment Adviser Regulation Office, 100 F Street NE, Washington, DC 20549–8549. For the Commission, by the Division of Investment Management, pursuant to delegated authority.1 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–21989 Filed 10–5–20; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Senior Executive Service and Senior Level: Performance Review Board Members U.S. Small Business Administration. ACTION: Notice of members for the performance review board. AGENCY: The following individuals have been designated to serve on the PRB for the U.S. Small Business Administration. Members: 1. Barbara Carson (Chair), Deputy Associate Administrator, Office of Government Contracting and Business Development 2. Allen Gutierrez, Associate Administrator, Office of Entrepreneurial Development 3. Christopher Gray, Deputy Chief of Staff, Office of the Administrator 4. Delorice Ford, Assistant Administrator, Office of Hearings and Appeals 5. Larry Stubblefield, Associate Administrator, Office of Veterans Business Development 6. Michael Hershey, Associate Administrator, Office of Congressional and Legislative Affairs 7. Tami Perriello, Chief Financial Officer, Office of Performance Management and Chief Financial Officer SUMMARY: 1 17 E:\FR\FM\06OCN1.SGM CFR 200.30–5(e)(2). 06OCN1

Agencies

[Federal Register Volume 85, Number 194 (Tuesday, October 6, 2020)]
[Notices]
[Page 63158]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-21989]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IA-5602]


Notice of Intention To Cancel Registration Pursuant to Section 
203(H) of The Investment Advisers Act of 1940

September 30, 2020.
    Notice is given that the Securities and Exchange Commission (the 
``Commission'') intends to issue an order, pursuant to Section 203(h) 
of the Investment Advisers Act of 1940 (the ``Act''), cancelling the 
registration of Sagent Wealth Management [File No. 801-69446], 
hereinafter referred to as the ``registrant.''
    Section 203(h) provides, in pertinent part, that if the Commission 
finds that any person registered under Section 203, or who has pending 
an application for registration filed under that section, is no longer 
in existence, is not engaged in business as an investment adviser, or 
is prohibited from registering as an investment adviser under section 
203A, the Commission shall by order, cancel the registration of such 
person.
    The registrant indicated on its most recent Form ADV filing that it 
does not have regulatory assets under management of at least $100 
million and is not eligible for registration with the Commission. 
Accordingly, the Commission believes that reasonable grounds exist for 
a finding that this registrant is no longer eligible to be registered 
with the Commission as an investment adviser and that the registration 
should be cancelled pursuant to section 203(h) of the Act.
    Notice is also given that any interested person may, by October 26, 
2020, at 5:30 p.m., submit to the Commission in writing a request for a 
hearing on the cancellation, accompanied by a statement as to the 
nature of his or her interest, the reason for such request, and the 
issues, if any, of fact or law proposed to be controverted, and he or 
she may request that he or she be notified if the Commission should 
order a hearing thereon. Any such communication should be emailed to 
the Commission's Secretary at [email protected].
    At any time after October 26, 2020, the Commission may issue an 
order cancelling the registration, upon the basis of the information 
stated above, unless an order for a hearing on the cancellation shall 
be issued upon request or upon the Commission's own motion. Persons who 
requested a hearing, or who requested to be advised as to whether a 
hearing is ordered, will receive any notices and orders issued in this 
matter, including the date of the hearing (if ordered) and any 
postponements thereof. Any adviser whose registration is cancelled 
under delegated authority may appeal that decision directly to the 
Commission in accordance with rules 430 and 431 of the Commission's 
rules of practice (17 CFR 201.430 and 431).

ADDRESSES: The Commission: [email protected].

FOR FURTHER INFORMATION CONTACT: Aaron Russ, Senior Counsel at 202-551-
5783; SEC, Division of Investment Management, Investment Adviser 
Regulation Office, 100 F Street NE, Washington, DC 20549-8549.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.\1\
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    \1\ 17 CFR 200.30-5(e)(2).
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J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-21989 Filed 10-5-20; 8:45 am]
BILLING CODE 8011-01-P
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