Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission TradeInfo, 62778 [C1-2020-20359]

Download as PDF 62778 Federal Register / Vol. 85, No. 193 / Monday, October 5, 2020 / Notices Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to the public via audio webcast only on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: The Commission will consider whether to issue a Notice, proposing to grant a conditional exemption, pursuant to Sections 15(a)(2) and 36(a)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’), from the broker registration requirements of Section 15(a) of the Exchange Act to permit natural persons to engage in certain limited activities on behalf of issuers, subject to conditions. The Commission would solicit comment on the proposed exemption, which seeks to assist small businesses in raising capital and provide regulatory clarity. Specifically, observers have noted that small businesses frequently encounter challenges connecting with investors in the exempt market, particularly in regions that lack robust capital raising networks. So-called ‘‘finders,’’ who may identify and in certain circumstances solicit potential investors, often play an important and discrete role in bridging the gap between small businesses that need capital and investors who are interested in supporting emerging enterprises. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact Vanessa A. Countryman, Office of the Secretary, at (202) 551–5400. Dated: September 30, 2020. Vanessa A. Countryman, Secretary. SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission TradeInfo September 10, 2020 jbell on DSKJLSW7X2PROD with NOTICES SMALL BUSINESS ADMINISTRATION [Disaster Declaration #16662 and #16663; CALIFORNIA Disaster Number CA–00327] Presidential Declaration Amendment of a Major Disaster for Public Assistance Only for the State of California U.S. Small Business Administration. AGENCY: ACTION: Amendment 1. Correction In notice document 2020–20359, published on pages 57893–57895, in the issue of Wednesday, September 16, 2020, make the following correction: On page 57895, in the second column, beginning on the 16th line, ‘‘October 7, Jkt 253001 [Disaster Declaration #16603 and #16604; California Disaster Number CA–00325] Presidential Declaration Amendment of a Major Disaster for the State of California U.S. Small Business Administration. ACTION: Amendment 3. AGENCY: This is an amendment of the Presidential declaration of a major disaster for the State of California (FEMA–4558–DR), dated 08/22/2020. Incident: Wildfires. Incident Period: 08/14/2020 and continuing. SUMMARY: Issued on 09/28/2020. Physical Loan Application Deadline Date: 10/21/2020. Economic Injury (EIDL) Loan Application Deadline Date: 05/24/2021. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: DATES: This is an amendment of the Presidential declaration of a major disaster for Public Assistance Only for the State of California (FEMA—4558— DR), dated 08/22/2020. Incident: Wildfires. Incident Period: 08/14/2020 and continuing. SUMMARY: Issued on 09/28/2020. Physical Loan Application Deadline Date: 10/21/2020. Economic Injury (EIDL) Loan Application Deadline Date: 05/24/2021. DATES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. ADDRESSES: The notice of the President’s major disaster declaration for Private Non-Profit organizations in the State of California, dated 08/22/2020, is hereby amended to include the following areas as adversely affected by the disaster. SUPPLEMENTARY INFORMATION: [Release No. 34–89819; File No. SR–BX– 2020–027] SMALL BUSINESS ADMINISTRATION BILLING CODE 1301–00–D A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. BILLING CODE 8011–01–P 23:42 Oct 02, 2020 [FR Doc. C1–2020–20359 Filed 10–2–20; 8:45 am] FOR FURTHER INFORMATION CONTACT: [FR Doc. 2020–22009 Filed 10–1–20; 11:15 am] VerDate Sep<11>2014 2020September 16, 2020’’ should read ‘‘October 7, 2020’’. Primary Counties: Nevada, Santa Clara All other information in the original declaration remains unchanged. A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. The notice of the President’s major disaster declaration for the State of CALIFORNIA, dated 08/22/2020, is hereby amended to include the following areas as adversely affected by the disaster: Primary Counties (Physical Damage and Economic Injury Loans): Santa Clara Contiguous Counties (Economic Injury Loans Only): California: Merced, San Joaquin, Stanislaus. SUPPLEMENTARY INFORMATION: All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Number 59008) Cynthia Pitts, Acting Associate Administrator for Disaster Assistance. [FR Doc. 2020–21929 Filed 10–2–20; 8:45 am] (Catalog of Federal Domestic Assistance Number 59008) BILLING CODE 8026–03–P Cynthia Pitts, Acting Associate Administrator for Disaster Assistance. SMALL BUSINESS ADMINISTRATION [FR Doc. 2020–21930 Filed 10–2–20; 8:45 am] AGENCY: BILLING CODE 8026–03–P PO 00000 Frm 00089 Fmt 4703 Reporting and Recordkeeping Requirements Under OMB Review Sfmt 4703 E:\FR\FM\05OCN1.SGM Small Business Administration. 05OCN1

Agencies

[Federal Register Volume 85, Number 193 (Monday, October 5, 2020)]
[Notices]
[Page 62778]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-2020-20359]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-89819; File No. SR-BX-2020-027]


Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change to Decommission 
TradeInfo

September 10, 2020

Correction

    In notice document 2020-20359, published on pages 57893-57895, in 
the issue of Wednesday, September 16, 2020, make the following 
correction:
    On page 57895, in the second column, beginning on the 16th line, 
``October 7,
    2020September 16, 2020'' should read ``October 7, 2020''.
[FR Doc. C1-2020-20359 Filed 10-2-20; 8:45 am]
BILLING CODE 1301-00-D
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