Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 54607-54608 [2020-19426]

Download as PDF jbell on DSKJLSW7X2PROD with NOTICES Federal Register / Vol. 85, No. 171 / Wednesday, September 2, 2020 / Notices holds any investments by any Affiliated Fund or other Regulated Fund during the prior quarter; and (iii) all information concerning Potential CoInvestment Transactions and CoInvestment Transactions, including investments made by other Regulated Funds or Affiliated Funds that the Regulated Fund considered but declined to participate in, so that the Independent Directors, may determine whether all Potential Co-Investment Transactions and Co-Investment Transactions during the preceding quarter, including those investments that the Regulated Fund considered but declined to participate in, comply with the Conditions. (b) All information presented to the Regulated Fund’s Board pursuant to this Condition will be kept for the life of the Regulated Fund and at least two years thereafter, and will be subject to examination by the Commission and its staff. (c) Each Regulated Fund’s chief compliance officer, as defined in rule 38a-1(a)(4), will prepare an annual report for its Board each year that evaluates (and documents the basis of that evaluation) the Regulated Fund’s compliance with the terms and Conditions of the application and the procedures established to achieve such compliance. (d) The Independent Directors (including the non-interested members of each Independent Party) will consider at least annually whether continued participation in new and existing Co-Investment Transactions is in the Regulated Fund’s best interests. 11. Record Keeping. Each Regulated Fund will maintain the records required by section 57(f)(3) of the Act as if each of the Regulated Funds were a BDC and each of the investments permitted under these Conditions were approved by the Required Majority under section 57(f). 12. Director Independence. No Independent Director (including the non-interested members of any Independent Party) of a Regulated Fund will also be a director, general partner, managing member or principal, or otherwise be an ‘‘affiliated person’’ (as defined in the Act) of any Affiliated Fund. 13. Expenses. The expenses, if any, associated with acquiring, holding or disposing of any securities acquired in a Co-Investment Transaction (including, without limitation, the expenses of the distribution of any such securities registered for sale under the Securities Act) will, to the extent not payable by the Advisers under their respective advisory agreements with the Regulated Funds and the Affiliated Funds, be VerDate Sep<11>2014 17:33 Sep 01, 2020 Jkt 250001 shared by the Regulated Funds and the participating Affiliated Funds in proportion to the relative amounts of the securities held or being acquired or disposed of, as the case may be. 14. Transaction Fees.28 Any transaction fee (including break-up, structuring, monitoring or commitment fees but excluding brokerage or underwriting compensation permitted by section 17(e) or 57(k)) received in connection with any Co-Investment Transaction will be distributed to the participants on a pro rata basis based on the amounts they invested or committed, as the case may be, in such Co-Investment Transaction. If any transaction fee is to be held by an Adviser pending consummation of the transaction, the fee will be deposited into an account maintained by the Adviser at a bank or banks having the qualifications prescribed in section 26(a)(1), and the account will earn a competitive rate of interest that will also be divided pro rata among the participants. None of the Advisers, the Affiliated Funds, the other Regulated Funds or any affiliated person of the Affiliated Funds or the Regulated Funds will receive any additional compensation or remuneration of any kind as a result of or in connection with a Co-Investment Transaction other than (i) in the case of the Regulated Funds and the Affiliated Funds, the pro rata transaction fees described above and fees or other compensation described in Condition 2(c)(iii)(B)(z), (ii) brokerage or underwriting compensation permitted by section 17(e) or 57(k) or (iii) in the case of the Advisers, investment advisory compensation paid in accordance with investment advisory agreements between the applicable Regulated Fund(s) or Affiliated Fund(s) and its Adviser. 15. Independence. If the Holders own in the aggregate more than 25 percent of the Shares of a Regulated Fund, then the Holders will vote such Shares in the same percentages as the Regulated Fund’s other shareholders (not including the Holders) when voting on (1) the election of directors; (2) the removal of one or more directors; or (3) any other matter under either the Act or applicable State law affecting the Board’s composition, size or manner of election. 28 Applicants are not requesting and the Commission is not providing any relief for transaction fees received in connection with any Co-Investment Transaction. PO 00000 Frm 00076 Fmt 4703 Sfmt 4703 54607 For the Commission, by the Division of Investment Management, under delegated authority. Jill M. Peterson, Assistant Secretary. [FR Doc. 2020–19406 Filed 9–1–20; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 33999] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 August 28, 2020. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of August 2020. A copy of each application may be obtained via the Commission’s website by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. Hearing requests should be received by the SEC by 5:30 p.m. on September 22, 2020, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at Secretarys-Office@sec.gov. The Commission: Secretarys-Office@sec.gov. ADDRESSES: FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. E:\FR\FM\02SEN1.SGM 02SEN1 54608 Federal Register / Vol. 85, No. 171 / Wednesday, September 2, 2020 / Notices Nuveen All Cap Energy MLP Opportunities Fund [File No. 811– 22877] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 8, 2020, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $5,713.02 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on June 23, 2020. Applicant’s Address: dglatz@ stradley.com. Nuveen Energy MLP Total Return Fund [File No. 811–22482] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 8, 2020, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $39,806.45 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on June 23, 2020. Applicant’s Address: dglatz@ stradley.com jbell on DSKJLSW7X2PROD with NOTICES Nuveen High Income December 2019 Target Term Fund [File No. 811–23141] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On November 29, 2019, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $3,454 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on March 11, 2020, and amended on July 22, 2020. Applicant’s Address: dglatz@ stradley.com. Nuveen Impact Bond 2025 Term Fund [File No. 811–23337] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on June 12, 2020. Applicant’s Address: dglatz@ stradley.com. Nuveen Mortgage and Income Fund [File No. 811–23433] Summary: Applicant, a closed-end investment company, seeks an order VerDate Sep<11>2014 17:33 Sep 01, 2020 Jkt 250001 declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on October 23, 2019, and amended on June 23, 2020. Applicant’s Address: dglatz@ stradley.com. SSGA Master Trust [File No. 811– 22705] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On September 6, 2019, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $7,000 incurred in connection with the liquidation were paid by the applicant’s investment adviser. Filing Date: The application was filed on July 9, 2020. Applicant’s Address: beau.yanoshik@ morganlewis.com. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Jill. M. Peterson, Assistant Secretary. [FR Doc. 2020–19426 Filed 9–1–20; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–89694; File No. SR– NYSEArca–2020–76] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule August 27, 2020. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that, on August 26, 2020, NYSE Arca, Inc. (‘‘NYSE Arca’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. U.S.C. 78s(b)(1). 2 15 U.S.C. 78a. 3 17 CFR 240.19b–44. Frm 00077 Fmt 4703 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this filing is to modify the Fee Schedule to extend the waiver of certain Floor-based fixed fees through September 2020 for market participants that have been unable to resume their Floor operations to a certain capacity level, as discussed below. The Exchange proposes to implement the fee change effective August 26, 2020. On March 18, 2020, the Exchange announced that it would temporarily close the Trading Floor, effective Monday, March 23, 2020, as a precautionary measure to prevent the potential spread of COVID–19. Following the temporary closure of the Trading Floor, the Exchange waived certain Floor-based fixed fees for April and May 2020 (the ‘‘fee waiver’’).4 Although the Trading Floor partially reopened on May 4, 2020 and Floorbased open outcry activity is supported, certain participants have been unable to resume pre-Floor closure levels of operations. As a result, the Exchange extended the fee waiver through June, 4 See Securities Exchange Act Release Nos. 88596 (April 8, 2020), 85 FR 20796 (April 14, 2020) (SR– NYSEArca–2020–29); 88812 (May 5, 2020), 85 FR 27787 (May 11, 2020) (SR–NYSEArca–2020–38). 1 15 PO 00000 I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to modify the NYSE Arca Options Fee Schedule (‘‘Fee Schedule’’) to extend the waiver of certain Floor-based fixed fees through September 2020. The Exchange proposes to implement the fee change effective August 26, 2020. The proposed rule change is available on the Exchange’s website at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. Sfmt 4703 E:\FR\FM\02SEN1.SGM 02SEN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 85, Number 171 (Wednesday, September 2, 2020)]
[Notices]
[Pages 54607-54608]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-19426]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 33999]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

August 28, 2020.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
August 2020. A copy of each application may be obtained via the 
Commission's website by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by emailing the SEC's 
Secretary at [email protected] and serving the relevant 
applicant with a copy of the request by email, if an email address is 
listed for the relevant applicant below, or personally or by mail, if a 
physical address is listed for the relevant applicant below. Hearing 
requests should be received by the SEC by 5:30 p.m. on September 22, 
2020, and should be accompanied by proof of service on applicants, in 
the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to Rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected].

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at 
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE, Washington, DC 20549-8010.

[[Page 54608]]

Nuveen All Cap Energy MLP Opportunities Fund [File No. 811-22877]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 8, 
2020, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $5,713.02 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Date: The application was filed on June 23, 2020.
    Applicant's Address: [email protected].

Nuveen Energy MLP Total Return Fund [File No. 811-22482]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 8, 
2020, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $39,806.45 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Date: The application was filed on June 23, 2020.
    Applicant's Address: [email protected]

Nuveen High Income December 2019 Target Term Fund [File No. 811-23141]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On November 
29, 2019, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $3,454 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on March 11, 2020, and 
amended on July 22, 2020.
    Applicant's Address: [email protected].

Nuveen Impact Bond 2025 Term Fund [File No. 811-23337]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on June 12, 2020.
    Applicant's Address: [email protected].

Nuveen Mortgage and Income Fund [File No. 811-23433]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on October 23, 2019, and 
amended on June 23, 2020.
    Applicant's Address: [email protected].

SSGA Master Trust [File No. 811-22705]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 6, 2019, applicant made 
liquidating distributions to its shareholders based on net asset value. 
Expenses of $7,000 incurred in connection with the liquidation were 
paid by the applicant's investment adviser.
    Filing Date: The application was filed on July 9, 2020.
    Applicant's Address: [email protected].

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Jill. M. Peterson,
Assistant Secretary.
[FR Doc. 2020-19426 Filed 9-1-20; 8:45 am]
BILLING CODE 8011-01-P

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