Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities; Correction, 53672 [2020-11480]

Download as PDF 53672 Federal Register / Vol. 85, No. 169 / Monday, August 31, 2020 / Rules and Regulations SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 210 [Release No. 33–10762A; 34–88307A; File No. S7–19–18] RIN 3235–AM12 Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant’s Securities; Correction Securities and Exchange Commission. ACTION: Final rule; technical correction. AGENCY: This document makes technical corrections to certain amendments to the Commission’s disclosure rules and forms adopted in Release No. 33–10762 (March 2, 2020), which was published in the Federal Register on April 20, 2020. Specifically, this document conforms the numbering of certain regulatory text to match renumbering set out in a rule published elsewhere in this issue of the Federal Register. DATES: Effective January 4, 2021. FOR FURTHER INFORMATION CONTACT: Todd E. Hardiman, Associate Chief Accountant, Office of the Chief Accountant, at (202) 551–3516, or Steven G. Hearne, Senior Special Counsel, Office of Rulemaking, at (202) 551–3430, Division of Corporation Finance, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION: We are making technical corrections to amendatory instruction 4 for § 210.8–01 because a rule published elsewhere in this issue of the Federal Register renumbers Notes 3 and 4 as paragraphs (c) and (d). SUMMARY: khammond on DSKJM1Z7X2PROD with RULES List of Subjects in 17 CFR Part 210 Reporting and recordkeeping requirements, Securities. Text of Correction In FR Doc. 2020–04776, appearing on page 21940 in the Federal Register of Monday, April 20, 2020, on page 22000, in the first column, amendatory instruction 4 and the accompanying regulatory text is corrected to read as follows: ■ 4. Amend § 210.8–01 by revising paragraphs (c) and (d) to read as follows: § 210.8–01 Article 8. General requirements for * * * * * (c) The requirements of § 210.3–10 are applicable to financial statements for a VerDate Sep<11>2014 16:03 Aug 28, 2020 Jkt 250001 subsidiary of a smaller reporting company that issues securities guaranteed by the smaller reporting company or guarantees securities issued by the smaller reporting company. Disclosures about guarantors and issuers of guaranteed securities registered or being registered must be presented as required by § 210.13–01. (d) The requirements of § 210.3–16 or § 210.13–02 are applicable if a smaller reporting company’s securities registered or being registered are collateralized by the securities of the smaller reporting company’s affiliates. Section 210.13–02 must be followed unless § 210.3–16 applies. The periods presented for purposes of compliance with § 210.3–16 are those required by § 210.8–02. * * * * * Dated: May 22, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–11480 Filed 8–28–20; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF HOMELAND SECURITY Coast Guard 33 CFR Part 165 [Docket Number USCG–2020–0520] RIN 1625–AA00 Emergency Safety Zone; Lower Mississippi River, Knowlton Revetment, AR Coast Guard, DHS. Temporary final rule. AGENCY: ACTION: The Coast Guard is establishing a temporary safety zone for emergency purposes for all waters of the Lower Mississippi River (LMR), between Mile Marker 618 and 622. The emergency safety zone is needed to protect persons, property, infrastructure, and the marine environment from the potential safety hazards associated with the Mat Sinking Unit effort in the vicinity of the Knowlton Revetment, AR. Deviation from the safety zone is prohibited unless specifically authorized by the Captain of the Port Lower Mississippi River or a designated representative. DATES: This rule is effective without actual notice from August 31, 2020 through August 31, 2020, or until all dredge work is complete, whichever occurs earlier. For the purposes of enforcement, actual notice will be used from August 17, 2020 through August 31, 2020. SUMMARY: PO 00000 Frm 00028 Fmt 4700 Sfmt 4700 To view documents mentioned in this preamble as being available in the docket, go to https:// www.regulations.gov, type USCG–2020– 0520 in the ‘‘SEARCH’’ box and click ‘‘SEARCH.’’ Click on Open Docket Folder on the line associated with this rule. FOR FURTHER INFORMATION CONTACT: If you have questions on this rule, call or email MSTC Lindsey Swindle, U.S. Coast Guard; telephone 901–521–4813, email Lindsey.M.Swindle@uscg.mil. SUPPLEMENTARY INFORMATION: ADDRESSES: I. Table of Abbreviations CFR Code of Federal Regulations COTP Captain of the Port DHS Department of Homeland Security FR Federal Register LMR Lower Mississippi River MM River Mile Marker NPRM Notice of proposed rulemaking § Section U.S.C. United States Code II. Background Information and Regulatory History The Coast Guard is issuing this temporary rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are ‘‘impracticable, unnecessary, or contrary to the public interest.’’ Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because shoaling and falling water levels in the vicinity of Knowlton Revetment, AR has greatly reduced the width of the navigable channel, impeding the safe navigation of vessel traffic and immediate action is needed to protect persons and property. Completing the full NPRM process is impracticable because we must establish this safety zone as soon as possible. Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the Federal Register. Delaying the effective date of this rule would be impracticable and contrary to the public interest because immediate action is needed to respond to the potential safety hazards associated with the dredge operations in the vicinity of Knowlton Revetment, AR. III. Legal Authority and Need for Rule The Coast Guard is issuing this rule under authority in 46 U.S.C. 70034 E:\FR\FM\31AUR1.SGM 31AUR1

Agencies

[Federal Register Volume 85, Number 169 (Monday, August 31, 2020)]
[Rules and Regulations]
[Page 53672]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-11480]



[[Page 53672]]

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SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 210

[Release No. 33-10762A; 34-88307A; File No. S7-19-18]
RIN 3235-AM12


Financial Disclosures About Guarantors and Issuers of Guaranteed 
Securities and Affiliates Whose Securities Collateralize a Registrant's 
Securities; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; technical correction.

-----------------------------------------------------------------------

SUMMARY: This document makes technical corrections to certain 
amendments to the Commission's disclosure rules and forms adopted in 
Release No. 33-10762 (March 2, 2020), which was published in the 
Federal Register on April 20, 2020. Specifically, this document 
conforms the numbering of certain regulatory text to match renumbering 
set out in a rule published elsewhere in this issue of the Federal 
Register.

DATES: Effective January 4, 2021.

FOR FURTHER INFORMATION CONTACT: Todd E. Hardiman, Associate Chief 
Accountant, Office of the Chief Accountant, at (202) 551-3516, or 
Steven G. Hearne, Senior Special Counsel, Office of Rulemaking, at 
(202) 551-3430, Division of Corporation Finance, U.S. Securities and 
Exchange Commission, 100 F Street NE, Washington, DC 20549.

SUPPLEMENTARY INFORMATION: We are making technical corrections to 
amendatory instruction 4 for Sec.  210.8-01 because a rule published 
elsewhere in this issue of the Federal Register renumbers Notes 3 and 4 
as paragraphs (c) and (d).

List of Subjects in 17 CFR Part 210

    Reporting and recordkeeping requirements, Securities.

Text of Correction

    In FR Doc. 2020-04776, appearing on page 21940 in the Federal 
Register of Monday, April 20, 2020, on page 22000, in the first column, 
amendatory instruction 4 and the accompanying regulatory text is 
corrected to read as follows:

0
4. Amend Sec.  210.8-01 by revising paragraphs (c) and (d) to read as 
follows:


Sec.  210.8-01   General requirements for Article 8.

* * * * *
    (c) The requirements of Sec.  210.3-10 are applicable to financial 
statements for a subsidiary of a smaller reporting company that issues 
securities guaranteed by the smaller reporting company or guarantees 
securities issued by the smaller reporting company. Disclosures about 
guarantors and issuers of guaranteed securities registered or being 
registered must be presented as required by Sec.  210.13-01.
    (d) The requirements of Sec.  210.3-16 or Sec.  210.13-02 are 
applicable if a smaller reporting company's securities registered or 
being registered are collateralized by the securities of the smaller 
reporting company's affiliates. Section 210.13-02 must be followed 
unless Sec.  210.3-16 applies. The periods presented for purposes of 
compliance with Sec.  210.3-16 are those required by Sec.  210.8-02.
* * * * *

    Dated: May 22, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-11480 Filed 8-28-20; 8:45 am]
BILLING CODE 8011-01-P
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