Sunshine Act Meetings, 48028-48029 [2020-17406]

Download as PDF 48028 Federal Register / Vol. 85, No. 153 / Friday, August 7, 2020 / Notices exchanges or among members of the Exchange, but rather between IDS and its commercial competitors. 46/47 15 U.S.C. 78f(b)(8). 47/48 McKay Letter, supra note 30/31, at note 33. 48/49 Id., at 7. 49/50 A market participant in any of the Third Party Data Centers or the Mahwah data center also may create a proprietary wireless market data connection, connect through another market participant, or utilize fiber connections offered by the Exchange, ICE Affiliates, and other service providers and third party telecommunications providers. 50/51 Id., at 4. 8. The Exchange proposes to add a list under ‘‘Exhibit 5—Text of the Proposed Rule Change’’ on page 23 of the Filing: The Exchange proposes to add a new Exhibit 5B. Accordingly, the Exchange proposes to add a list under ‘‘Exhibit 5—Text of Proposed Rule Change’’ on page 23 of the Filing, as follows (new text italicized): Exhibit 5—Text of the Proposed Rule Change A. Text of the Proposed Schedule of Wireless Connectivity Fees and Charges B. Text of the Proposed Rule 9. The Exchange proposes to add new text to the first full paragraph of Section I on page 24 of the Exhibit 1: The Exchange proposes to add new text to the first full paragraph of Section I on page 24 of the Exhibit 1, as follows (new text italicized): The Exchange proposes to establish a schedule of Wireless Connectivity Fees and Charges (the ‘‘Wireless Fee Schedule’’) with wireless connections between the Mahwah, New Jersey data center and other data centers and add a new rule to place restrictions on the use of a pole on the grounds of the Mahwah, New Jersey data center that is used for such wireless connections. The proposed rule change is available on the Exchange’s website at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. jbell on DSKJLSW7X2PROD with NOTICES 10. The Exchange proposes to amend ‘‘Exhibit 5’’ to ‘‘Exhibit 5A’’ on page 55 of the Exhibit 5: To reflect the addition of a new Exhibit 5B, the Exchange proposes to add ‘‘A’’ to ‘‘EXHIBIT 5’’ on page 55 of the Exhibit 5, to make it to ‘‘EXHIBIT 5A’’. * * * * * All other representations in the Filing remain as stated therein and no other changes are being made. III. Date of Effectiveness of the Proposed Rule Change As Modified By Partial Amendment No. 1 and Timing for Commission Action Within 180 days after the date of publication of the initial Notice of Filing VerDate Sep<11>2014 20:25 Aug 06, 2020 Jkt 250001 in the Federal Register or within such longer period up to an additional 60 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will issue an order approving or disapproving such proposed rule change, as amended. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, as amended by Partial Amendment No. 1, is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSECHX–2020–02 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSECHX–2020–02. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NYSECHX–2020–02, and should be submitted on or before August 28, 2020. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.12 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–17246 Filed 8–6–20; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings 2:00 p.m. on Wednesday, August 12, 2020. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will be closed to the public. MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present. In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commission’s website at https:// www.sec.gov. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting. The subject matter of the closed meeting will consist of the following topic: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Resolution of litigation claims; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting agenda items that may consist of adjudicatory, TIME AND DATE: 12 17 E:\FR\FM\07AUN1.SGM CFR 200.30–3(a)(12). 07AUN1 Federal Register / Vol. 85, No. 153 / Friday, August 7, 2020 / Notices examination, litigation, or regulatory matters. CONTACT PERSON FOR MORE INFORMATION: For further information; please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Dated: August 5, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–17406 Filed 8–5–20; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–89452; File No. SR– CboeBYX–2020–023] Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange’s Compliance Rule (‘‘Compliance Rule’’) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the ‘‘CAT NMS Plan’’ or ‘‘Plan’’) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the ‘‘Commission’’) August 3, 2020. jbell on DSKJLSW7X2PROD with NOTICES Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on July 30, 2020, Cboe BYX Exchange, Inc. (the ‘‘Exchange’’ or ‘‘BYX’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Cboe BYX Exchange, Inc. (the ‘‘Exchange’’ or ‘‘Cboe BYX’’) proposes to amend Rule 4.5, which is part of the Exchange’s compliance rule (‘‘Compliance Rule’’) regarding the National Market System Plan Governing the Consolidated Audit Trail (the ‘‘CAT NMS Plan’’ or ‘‘Plan’’) 3 to be consistent with an amendment to the CAT NMS Plan recently approved by the Securities and Exchange Commission (the 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Unless otherwise specified, capitalized terms used in this rule filing are defined as set forth in the Compliance Rule. 2 17 VerDate Sep<11>2014 20:25 Aug 06, 2020 Jkt 250001 ‘‘Commission’’). The text of the proposed rule change is provided below. (additions are italicized; deletions are [bracketed]) * * * * * 48029 A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this proposed rule change is to amend Chapter 7, Section Rules of Cboe BYX Exchange, Inc. B of the Rules, the Compliance Rule * * * * * regarding the CAT NMS Plan, to be consistent with an amendment to the Rule 4.5. Consolidated Audit Trail— CAT NMS Plan recently approved by Definitions the Commission.4 The Commission approved an amendment to the CAT For purposes of Rules 4.5 through NMS Plan to amend the requirements 4.16: for Firm Designated IDs in four ways: (1) * * * * * To prohibit the use of account numbers (r) ‘‘Firm Designated ID’’ means (1) a as Firm Designated IDs for trading unique and persistent identifier for each accounts that are not proprietary trading account designated by Industry accounts; (2) to require that the Firm Members for purposes of providing data Designated ID for a trading account be to the Central Repository, provided, persistent over time for each Industry however, such identifier may not be the Member so that a single account may be account number for such trading tracked across time within a single account if the trading account is not a Industry Member; (3) to permit the use proprietary account; (2) a unique and of relationship identifiers as Firm persistent relationship identifier when Designated IDs in certain circumstances; an Industry Member does not have an and (4) to permit the use of entity account number available to its order identifiers as Firm Designated IDs in handling and/or execution system at the certain circumstances (the ‘‘FDID time of order receipt, provided, however, Amendment’’). As a result, the such identifier must be masked; or (3) Exchange proposes to amend the a unique and persistent entity identifier definition of ‘‘Firm Designated ID’’ in when an employee of an Industry Rule 4.5 to reflect the changes to the Member is exercising discretion over CAT NMS Plan regarding the multiple client accounts and creates an requirements for Firm Designated IDs. aggregated order for which a trading Rule 4.5(r) defines the term ‘‘Firm account number of the Industry Member Designated ID’’ to mean ‘‘a unique is not available at the time of order identifier for each trading account origination, where each such identifier designated by Industry Members for is unique among all identifiers from any purposes of providing data to the given Industry Member[ for each Central Repository, where each such business date]. identifier is unique among all identifiers * * * * * from any given Industry Member for each business date.’’ The text of the proposed rule change is also available on the Exchange’s (1) Prohibit Use of Account Numbers website (https://markets.cboe.com/us/ The Exchange proposes to amend the equities/regulation/rule_filings/byx/), at definition of ‘‘Firm Designated ID’’ in the Exchange’s Office of the Secretary, Rule 4.5(r) to provide that Industry and at the Commission’s Public Members may not use account numbers Reference Room. as the Firm Designated ID for trading II. Self-Regulatory Organization’s accounts that are not proprietary Statement of the Purpose of, and accounts. Specifically, the Exchange Statutory Basis for, the Proposed Rule proposes to add the following to the Change definition of a Firm Designated ID: ‘‘provided, however, such identifier In its filing with the Commission, the may not be the account number for such Exchange included statements trading account if the trading account is concerning the purpose of and basis for not a proprietary account.’’ the proposed rule change and discussed (2) Persistent Firm Designated ID any comments it received on the proposed rule change. The text of these The Exchange also proposes to amend statements may be examined at the the definition of ‘‘Firm Designated ID’’ places specified in Item IV below. The in Rule 4.5(r) to require a Firm Exchange has prepared summaries, set Designated ID assigned by an Industry forth in sections A, B, and C below, of the most significant aspects of such 4 Securities Exchange Act Release No. 89397 (July 24, 2020) (Federal Register pending). statements. PO 00000 Frm 00086 Fmt 4703 Sfmt 4703 E:\FR\FM\07AUN1.SGM 07AUN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 85, Number 153 (Friday, August 7, 2020)]
[Notices]
[Pages 48028-48029]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-17406]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Wednesday, August 12, 2020.

PLACE: The meeting will be held via remote means and/or at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    In the event that the time, date, or location of this meeting 
changes, an announcement of the change, along with the new time, date, 
and/or place of the meeting will be posted on the Commission's website 
at https://www.sec.gov.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    The subject matter of the closed meeting will consist of the 
following topic:

Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and
Other matters relating to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting agenda items that may consist of 
adjudicatory,

[[Page 48029]]

examination, litigation, or regulatory matters.

CONTACT PERSON FOR MORE INFORMATION: For further information; please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: August 5, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-17406 Filed 8-5-20; 4:15 pm]
BILLING CODE 8011-01-P

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