Submission for OMB Review; Comment Request, 47991 [2020-17257]
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Federal Register / Vol. 85, No. 153 / Friday, August 7, 2020 / Notices
with the requirements of 39 CFR
3011.301.1
The Commission invites comments on
whether the Postal Service’s request(s)
in the captioned docket(s) are consistent
with the policies of title 39. For
request(s) that the Postal Service states
concern market dominant product(s),
applicable statutory and regulatory
requirements include 39 U.S.C. 3622, 39
U.S.C. 3642, 39 CFR part 3030, and 39
CFR part 3040, subpart B. For request(s)
that the Postal Service states concern
competitive product(s), applicable
statutory and regulatory requirements
include 39 U.S.C. 3632, 39 U.S.C. 3633,
39 U.S.C. 3642, 39 CFR part 3035, and
39 CFR part 3040, subpart B. Comment
deadline(s) for each request appear in
section II.
II. Docketed Proceeding(s)
1. Docket No(s).: MC2020–207 and
CP2020–235; Filing Title: USPS Request
to Add Priority Mail Contract 644 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: August 3, 2020; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Curtis
E. Kidd; Comments Due: August 11,
2020.
2. Docket No(s).: MC2020–208 and
CP2020–236; Filing Title: USPS Request
to Add Priority Mail & First-Class
Package Service Contract 154 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: August 3, 2020; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Curtis
E. Kidd; Comments Due: August 11,
2020.
This Notice will be published in the
Federal Register.
Erica A. Barker,
Secretary.
[FR Doc. 2020–17323 Filed 8–6–20; 8:45 am]
BILLING CODE 7710–FW–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–481, OMB Control No.
3235–0538]
jbell on DSKJLSW7X2PROD with NOTICES
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
1 See Docket No. RM2018–3, Order Adopting
Final Rules Relating to Non-Public Information,
June 27, 2018, Attachment A at 19–22 (Order No.
4679).
VerDate Sep<11>2014
20:25 Aug 06, 2020
Jkt 250001
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 203–3, Form ADV–H
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
The title for the collection of
information is ‘‘Form ADV–H under the
Investment Advisers Act of 1940.’’ Rule
203–3 (17 CFR 275.203–3) under the
Investment Advisers Act of 1940 (15
U.S.C. 80b) requires that registered
advisers requesting either a temporary
or continuing hardship exemption
submit the request on Form ADV–H.
Rule 204–4 (17 CFR 275.204–4) under
the Investment Advisers Act of 1940
requires that exempt reporting advisers
requesting a temporary hardship
exemption submit the request on Form
ADV–H. The purpose of this collection
of information is to permit advisers to
obtain a hardship exemption to not
complete an electronic filing. The
temporary hardship exemption that is
available to registered advisers under
rule 203–3 and exempt reporting
advisers under rule 204–4 permits these
advisers to make late filings due to
unforeseen computer or software
problems. The continuing hardship
exemption available to registered
advisers under rule 203–3 permits
advisers to submit all required
electronic filings on hard copy for data
entry by the operator of the IARD.
The Commission has estimated that
compliance with the requirement to
complete Form ADV–H imposes a total
burden of approximately one hour for
an adviser. Based on our experience, we
estimate that we will receive 15 Form
ADV–H filings annually from registered
investment advisers and one Form
ADV–H filing annually from exempt
reporting advisers. Based on the 60
minute per respondent estimate, the
Commission estimates a total annual
burden of 16 hours for this collection of
information.
Rule 203–3, rule 204–4, and Form
ADV–H do not require recordkeeping or
records retention. The collection of
information requirements under the rule
and form are mandatory. The
information collected pursuant to the
rule and Form ADV–H consists of filings
with the Commission. These filings are
not kept confidential. An agency may
not conduct or sponsor, and a person is
not required to respond to, a collection
PO 00000
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47991
of information unless it displays a
currently valid control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
Dated: August 3, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–17257 Filed 8–6–20; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–087, OMB Control No.
3235–0078]
Submission for OMB review; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 15c3–3
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 15c3–3 (17 CFR 240.15c3–3),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Furthermore, notice is given regarding
new collections of information that were
previously proposed in Rule 18a–4
(OMB No. 3235–0700) and that are
being moved to this Rule 15c3–3 (OMB
No. 3235–0078) based on comments
received during the rulemaking process.
With respect to the extension of the
previously approved collection of
information, Rule 15c3–3 requires that a
broker-dealer that holds customer
securities obtain and maintain
possession and control of fully-paid and
excess margin securities they hold for
E:\FR\FM\07AUN1.SGM
07AUN1
Agencies
[Federal Register Volume 85, Number 153 (Friday, August 7, 2020)]
[Notices]
[Page 47991]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-17257]
=======================================================================
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SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-481, OMB Control No. 3235-0538]
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Rule 203-3, Form ADV-H
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for extension of the previously approved
collection of information discussed below.
The title for the collection of information is ``Form ADV-H under
the Investment Advisers Act of 1940.'' Rule 203-3 (17 CFR 275.203-3)
under the Investment Advisers Act of 1940 (15 U.S.C. 80b) requires that
registered advisers requesting either a temporary or continuing
hardship exemption submit the request on Form ADV-H. Rule 204-4 (17 CFR
275.204-4) under the Investment Advisers Act of 1940 requires that
exempt reporting advisers requesting a temporary hardship exemption
submit the request on Form ADV-H. The purpose of this collection of
information is to permit advisers to obtain a hardship exemption to not
complete an electronic filing. The temporary hardship exemption that is
available to registered advisers under rule 203-3 and exempt reporting
advisers under rule 204-4 permits these advisers to make late filings
due to unforeseen computer or software problems. The continuing
hardship exemption available to registered advisers under rule 203-3
permits advisers to submit all required electronic filings on hard copy
for data entry by the operator of the IARD.
The Commission has estimated that compliance with the requirement
to complete Form ADV-H imposes a total burden of approximately one hour
for an adviser. Based on our experience, we estimate that we will
receive 15 Form ADV-H filings annually from registered investment
advisers and one Form ADV-H filing annually from exempt reporting
advisers. Based on the 60 minute per respondent estimate, the
Commission estimates a total annual burden of 16 hours for this
collection of information.
Rule 203-3, rule 204-4, and Form ADV-H do not require recordkeeping
or records retention. The collection of information requirements under
the rule and form are mandatory. The information collected pursuant to
the rule and Form ADV-H consists of filings with the Commission. These
filings are not kept confidential. An agency may not conduct or
sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid control number.
The public may view background documentation for this information
collection at the following website: www.reginfo.gov. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
to (i) www.reginfo.gov/public/do/PRAMain and (ii) David Bottom,
Director/Chief Information Officer, Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by
sending an email to: [email protected].
Dated: August 3, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-17257 Filed 8-6-20; 8:45 am]
BILLING CODE 8011-01-P