Sunshine Act Meetings, 46766 [2020-16903]

Download as PDF 46766 Federal Register / Vol. 85, No. 149 / Monday, August 3, 2020 / Notices IV. Conclusion On the basis of the foregoing, the Commission finds that the proposed rule change is consistent with the requirements of the Act, and in particular, with the requirements of Section 17A(b)(3)(F) of the Act 18 and Rules 17Ad–22(e)(4) and 17Ad– 22(e)(13) thereunder.19 It is therefore ordered pursuant to Section 19(b)(2) of the Act 20 that the proposed rule change (SR–ICEEU–2020– 005) be, and hereby is, approved.21 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.22 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–16705 Filed 7–31–20; 8:45 am] 2. The Commission will consider whether to provide additional transparency regarding the appointment of candidates to the Investor Advisory Committee (IAC) by publishing procedures governing the nomination of candidates for appointment to the IAC. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact Vanessa A. Countryman, Office of the Secretary, at (202) 551–5400. Dated: July 29, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–16903 Filed 7–30–20; 11:15 am] BILLING CODE 8011–01–P BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION I. Rule 608(a) [Release No. 34–89416; File No. SR–CTA/ CQ–2020–01] Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, the Securities and Exchange Commission will hold an Open Meeting on Wednesday, August 5, 2020 at 10:00 a.m. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to the public via audio webcast only on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: 1. The Commission will consider whether to propose rule and form amendments that would modernize the disclosure framework for open-end investment companies. The disclosure framework would feature concise and visually engaging shareholder reports that would highlight information that is particularly important for retail investors to assess and monitor their fund investments. The Commission also will consider whether to propose amendments to the advertising rules for registered investment companies and business development companies. khammond on DSKJM1Z7X2PROD with NOTICES TIME AND DATE: 18 15 U.S.C. 78q–1(b)(3)(F). CFR 240.17Ad–22(e)(4) and 17 CFR 240.17Ad–22(e)(13). 20 15 U.S.C. 78s(b)(2). 21 In approving the proposed rule change, the Commission considered the proposal’s impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f). 22 17 CFR 200.30–3(a)(12). 19 17 VerDate Sep<11>2014 20:39 Jul 31, 2020 Jkt 250001 propose to add MEMX LLC (‘‘MEMX’’) as a Participant to the Plans. The proposed Amendments have been filed by the Participants pursuant to Rule 608(b)(3)(ii) under Regulation NMS 5 as concerned solely with the administration of the Plans and as ‘‘Ministerial Amendments’’ under both Section IV(b) of the CTA Plan and Section IV(c) of the CQ Plan. As a result, the Amendments become effective upon filing and can be submitted by the Chair of the Plan’s Operating Committee. The Commission is publishing this notice to solicit comments on the Amendments from interested persons. Set forth in Sections I and II is the statement of the purpose and summary of the Amendments, along with the information required by Rules 608(a) and 601(a) under the Act, prepared and submitted by the Participants to the Commission. Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Thirty-Fourth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fifth Substantive Amendment to the Restated CQ Plan July 29, 2020. Pursuant to Section 11A of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 608 thereunder,2 notice is hereby given that on June 29, 2020,3 the Participants 4 in the Second Restatement of the Consolidated Tape Association (‘‘CTA’’) Plan and the Restated Consolidated Quotation (‘‘CQ’’) Plan (‘‘CTA/CQ Plans’’ or ‘‘Plans’’) filed with the Securities and Exchange Commission (‘‘Commission’’) a proposal to amend the Plans. The amendments represent the Thirty-Fourth Substantive Amendment to the CTA Plan and Twenty-Fifth Substantive Amendment to the CQ Plan (‘‘Amendments’’). Under the Amendments, the Participants U.S.C 78k–1(a)(3). CFR 242.608. 3 See Letter from Robert Books, Chairman, Operating Committee, CTA/CQ Plans, to Vanessa A. Countryman, Secretary, Commission, dated June 26, 2020. 4 The Participants are: Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., The Investors’ Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX, Inc., The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. (collectively, the ‘‘Participants’’). PO 00000 1 15 2 17 Frm 00181 Fmt 4703 Sfmt 4703 A. Purpose of the Amendment The above-captioned Amendments add MEMX as a Participant to the Plans. B. Governing or Constituent Documents Not applicable. C. Implementation of Amendment Because the Amendments constitute ‘‘Ministerial Amendments’’ under both Section IV(b) of the CTA Plan and Section IV(c) under the CQ Plan, the Chairman of the Plan’s Operating Committee may submit the Amendments to the Commission on behalf of the Participants in the Plans. Because the Participants designate the Amendments as concerned solely with the administration of the Plans, the Amendments become effective upon filing with the Commission. D. Development and Implementation Phases Not applicable. E. Analysis of Impact on Competition The Amendments do not impose any burden on competition because they simply add MEMX as a Participant to the Plans. MEMX has completed the required steps to be added to the Plans. F. Written Understanding or Agreement Relating to Interpretation of, or Participation in Plan Not applicable. G. Approval by Sponsors in Accordance With Plan See Item I.C. above. 5 17 E:\FR\FM\03AUN1.SGM CFR 242.608(b)(2). 03AUN1

Agencies

[Federal Register Volume 85, Number 149 (Monday, August 3, 2020)]
[Notices]
[Page 46766]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-16903]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, the Securities 
and Exchange Commission will hold an Open Meeting on Wednesday, August 
5, 2020 at 10:00 a.m.

PLACE: The meeting will be held via remote means and/or at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public via audio webcast only on the Commission's website at 
www.sec.gov.

MATTERS TO BE CONSIDERED: 1. The Commission will consider whether to 
propose rule and form amendments that would modernize the disclosure 
framework for open-end investment companies. The disclosure framework 
would feature concise and visually engaging shareholder reports that 
would highlight information that is particularly important for retail 
investors to assess and monitor their fund investments. The Commission 
also will consider whether to propose amendments to the advertising 
rules for registered investment companies and business development 
companies.
    2. The Commission will consider whether to provide additional 
transparency regarding the appointment of candidates to the Investor 
Advisory Committee (IAC) by publishing procedures governing the 
nomination of candidates for appointment to the IAC.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman, Office of the Secretary, at (202) 
551-5400.

    Dated: July 29, 2020.
Vanessa A. Countryman,
Secretary.

[FR Doc. 2020-16903 Filed 7-30-20; 11:15 am]
BILLING CODE 8011-01-P
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