Proposed Collection for OMB Review; Comment Request, 36627 [2020-13069]
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Federal Register / Vol. 85, No. 117 / Wednesday, June 17, 2020 / Notices
17, 2020 at 2:00 p.m. has been changed
to Wednesday, June 17, 2020 at 12:30
p.m.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman, Secretary, in
the Office of the Secretary at (202) 551–
5400.
Dated: June 12, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020–13089 Filed 6–15–20; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–777, OMB Control No.
3235–0729]
Proposed Collection for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
khammond on DSKJM1Z7X2PROD with NOTICES
Extension:
Form N–CEN
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
The title for the collection of
information is ‘‘Form N–CEN under the
Investment Company Act of 1940.’’
Form N CEN is used to collect annual,
census-type information for registered
funds. Filers must submit this report
electronically using the Commission’s
electronic filing system ‘‘(EDGAR’’) in
Extensible Markup Language (‘‘XML’’)
format. The purpose of Form N–CEN is
to satisfy the filing and disclosure
requirements of Section 30 of the
Investment Company Act, and of rule
30a–1 thereunder.
We estimate that the average annual
hour burden to complete the generally
applicable items on Form N–CEN
response will be 12.31 hours per year.
We estimate that the aggregate annual
hour burden to complete the generally
applicable items will be 34,899 hours
per year. We therefore estimate that
filers would have total average
annualized paperwork related expenses
VerDate Sep<11>2014
16:44 Jun 16, 2020
Jkt 250001
related to complete the generally
applicable items of $12,249,496.35 for
reports on Form N–CEN. Additionally,
we estimate that filers will be required
to file 12,365 responses related to
liquidity risk management items on
Form N–CEN. We estimate that the
average annual hour burden of the
liquidity risk management items on
Form N–CEN will be one hour per
response per year, for an additional
average annual hour burden of 12,365
hours and average aggregate time costs
of $4,340,115. Additionally, we estimate
that filers will be required to file 9,854
responses regarding swing pricing. We
estimate that the average annual hour
burden as a result of the swing pricingrelated items on Form N–CEN will be an
additional 0.5 hour per fund per year for
an average annual hour burden of 4,927
hours and average aggregate time costs
of $1,729,377. We estimate that filers
will be required to file 2,091 responses
regarding rule 6c–11. For these
responses related to rule 6c–11, we an
average annual hour burden of 0.1 hour
per response per year, for an average
annual hour burden of 209.1 hours and
average aggregate time costs of
$73,394.1.
We estimate that the total hour
burdens and time costs associated with
Form N–CEN, including the burdens
associated with the liquidity-related,
swing pricing-related, and rule 6c–11related items, will result in an average
annual hour burden of 52,397 hours and
average aggregate time costs of
$18,392,382.45.
The requirements of this collection of
information are mandatory. Responses
will not be kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to a
collection of information unless it
displays a currently valid control
number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to David Bottom, Director/Chief
PO 00000
Frm 00101
Fmt 4703
Sfmt 4703
36627
Information Officer, Securities and
Exchange Commission, C/O Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549; or send an email to: PRA_
Mailbox@sec.gov.
Dated: June 12, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–13069 Filed 6–16–20; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89047; File No. SR–
CboeBZX–2020–048]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Amend Its
Fee Schedule
June 11, 2020.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 2,
2020, Cboe BZX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BZX’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe BZX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BZX’’) is filing with the
Securities and Exchange Commission
(‘‘Commission’’) a proposed rule change
to amend its Fee Schedule. The text of
the proposed rule change is provided in
Exhibit 5.
The text of the proposed rule change
is also available on the Exchange’s
website (https://markets.cboe.com/us/
equities/regulation/rule_filings/bzx/), at
the Exchange’s Office of the Secretary,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
1 15
2 17
E:\FR\FM\17JNN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
17JNN1
]]>Agencies
[Federal Register Volume 85, Number 117 (Wednesday, June 17, 2020)]
[Notices]
[Page 36627]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-13069]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-777, OMB Control No. 3235-0729]
Proposed Collection for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Form N-CEN
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget for extension and approval.
The title for the collection of information is ``Form N-CEN under
the Investment Company Act of 1940.'' Form N CEN is used to collect
annual, census-type information for registered funds. Filers must
submit this report electronically using the Commission's electronic
filing system ``(EDGAR'') in Extensible Markup Language (``XML'')
format. The purpose of Form N-CEN is to satisfy the filing and
disclosure requirements of Section 30 of the Investment Company Act,
and of rule 30a-1 thereunder.
We estimate that the average annual hour burden to complete the
generally applicable items on Form N-CEN response will be 12.31 hours
per year. We estimate that the aggregate annual hour burden to complete
the generally applicable items will be 34,899 hours per year. We
therefore estimate that filers would have total average annualized
paperwork related expenses related to complete the generally applicable
items of $12,249,496.35 for reports on Form N-CEN. Additionally, we
estimate that filers will be required to file 12,365 responses related
to liquidity risk management items on Form N-CEN. We estimate that the
average annual hour burden of the liquidity risk management items on
Form N-CEN will be one hour per response per year, for an additional
average annual hour burden of 12,365 hours and average aggregate time
costs of $4,340,115. Additionally, we estimate that filers will be
required to file 9,854 responses regarding swing pricing. We estimate
that the average annual hour burden as a result of the swing pricing-
related items on Form N-CEN will be an additional 0.5 hour per fund per
year for an average annual hour burden of 4,927 hours and average
aggregate time costs of $1,729,377. We estimate that filers will be
required to file 2,091 responses regarding rule 6c-11. For these
responses related to rule 6c-11, we an average annual hour burden of
0.1 hour per response per year, for an average annual hour burden of
209.1 hours and average aggregate time costs of $73,394.1.
We estimate that the total hour burdens and time costs associated
with Form N-CEN, including the burdens associated with the liquidity-
related, swing pricing-related, and rule 6c-11-related items, will
result in an average annual hour burden of 52,397 hours and average
aggregate time costs of $18,392,382.45.
The requirements of this collection of information are mandatory.
Responses will not be kept confidential. An agency may not conduct or
sponsor, and a person is not required to respond to a collection of
information unless it displays a currently valid control number.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to David Bottom, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Cynthia
Roscoe, 100 F Street NE, Washington, DC 20549; or send an email to:
[email protected].
Dated: June 12, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-13069 Filed 6-16-20; 8:45 am]
BILLING CODE 8011-01-P
