Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection, 35459-35460 [2020-12515]
Download as PDF
Federal Register / Vol. 85, No. 112 / Wednesday, June 10, 2020 / Notices
jbell on DSKJLSW7X2PROD with NOTICES
Token Exchange LLC. The proposed
rule change was published for comment
in the Federal Register on October 18,
2019.3
On November 29, 2019, pursuant to
Section 19(b)(2) of the Act,4 the
Commission designated a longer period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to approve or
disapprove the proposed rule change.5
On December 26, 2019, the Exchange
filed Amendment No. 1 to the proposed
rule change, which amended the
proposed rule change as originally
filed.6 On January 16, 2020, the
Commission published Amendment No.
1 for notice and comment and instituted
proceedings to determine whether to
approve or disapprove the proposed
rule change, as modified by Amendment
No. 1.7 On February 19, 2020, the
Exchange filed Amendment No. 2 to the
proposed rule change, which replaced
and superseded the proposed rule
change as originally filed.8 The
Commission published the proposed
rule change, as modified by Amendment
No. 2, for comment in the Federal
Register on March 6, 2020.9 On April
14, 2020, the Commission designated a
longer period for Commission action on
3 See Securities Exchange Act Release No. 87287
(October 11, 2019), 84 FR 56022 (October 18, 2019)
(‘‘Original Notice’’).
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 87641
(November 29, 2019), 84 FR 66701 (December 5,
2019). The Commission designated January 16,
2020 as the date by which the Commission shall
approve or disapprove, or institute proceedings to
determine whether to approve or disapprove, the
proposed rule change.
6 When the Exchange filed Amendment No. 1 to
BOX–2019–19, it also submitted the text of the
partial amendment as a comment letter to the filing,
which the Commission made publicly available at
https://www.sec.gov/comments/sr-box-2019-19/
srbox201919-6613675-202939.pdf (‘‘Amendment
No. 1’’).
7 See Securities Exchange Act Release No. 88002
(January 16, 2020), 85 FR 4040 (January 23, 2020)
(‘‘Order Instituting Proceedings’’ or ‘‘OIP’’).
8 In filing Amendment No. 2, the Exchange
responded to questions raised in comment letters
and the OIP. See Letter from Lisa Fall, President,
BOX Exchange LLC, to Vanessa Countryman,
Secretary, Commission, dated February 19, 2020,
available at https://www.sec.gov/comments/sr-box2019-19/srbox201919-6840937-208871.pdf.
9 See Securities Exchange Act Release No. 88300
(February 28, 2020), 85 FR 13242 (March 6, 2020)
(‘‘Amendment No. 2’’). Comments on the proposed
rule change can be found at: https://www.sec.gov/
comments/sr-box-2019-19/srbox201919.htm. The
Exchange submitted responses to comment letters
and OIP, which the Commission made publicly
available at https://www.sec.gov/comments/sr-box2019-19/srbox201919-7055631-215391.pdf; https://
www.sec.gov/comments/sr-box-2019-19/
srbox201919-7117370-216029.pdf.
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the proposed rule change, as modified
by Amendment No. 2.10
On May 12, 2020, the Exchange
withdrew the proposed rule change
(SR–BOX–2019–19).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–12523 Filed 6–9–20; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89008; File No. SR–
NYSEArca–2020–31]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Order Approving a
Proposed Rule Change, as Modified by
Amendment No. 2, To Modify Rule
6.60–O Regarding the Treatment of
Orders Subject to Trade Collar
Protection
June 4, 2020.
I. Introduction
On April 9, 2020, NYSE Arca, Inc.
(‘‘NYSE Arca’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3 a
proposed rule change to modify
Exchange Rule 6.60–O regarding the
treatment of orders subject to Trade
Collar Protection. The Exchange
submitted Amendment No. 2, which
superseded and replaced the proposed
rule change, on April 23, 2020.4 The
proposed rule change was published for
comment in the Federal Register on
April 30, 2020.5 The Commission
received no comments on the proposal.
This order approves the proposed rule
change, as modified by Amendment No.
2.
10 See Securities Exchange Act Release No. 88634
(April 14, 2020), 85 FR 21906 (April 20, 2020). The
Commission designated June 14, 2020 as the date
by which the Commission shall either approve or
disapprove the proposed rule change, as modified
by Amendment No. 2.
11 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
4 Amendment No. 2 is available at https://
www.sec.gov/comments/sr-nysearca-2020-31/
srnysearca202031-7238141-217098.pdf. The
Exchange submitted Amendment No. 1 on April 22,
2020, and withdrew it on April 23, 2020.
5 Securities Exchange Act Release No. 88737
(April 24, 2020), 85 FR 24069 (‘‘Notice’’).
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Sfmt 4703
35459
II. Description of the Proposal, as
Modified by Amendment No. 2
The Exchange states that it proposes
changes to Rule 6.60–O(a) to modify
functionality and to adopt
enhancements to the operation of the
Trading Collars.6 The Exchange applies
Trade Collar Protection to incoming
market orders and marketable limit
orders (each a ‘‘collared order’’ and,
collectively, ‘‘Marketable Orders’’) if the
width of the NBBO is greater than one
Trading Collar. As described more fully
in the Notice, the Exchange states that
Trading Collars mitigate the risks
associated with orders sweeping
through multiple price points (including
during extreme market volatility) and
resulting in executions at prices that are
potentially erroneous.7 According to the
Exchange, by applying Trading Collars
to incoming orders, the Exchange
provides an opportunity to attract
additional liquidity at tighter spreads
and it ‘‘collars’’ affected orders at
successive price points until the bid and
offer are equal to the bid-ask differential
guideline for that option (i.e., equal to
the Trading Collar).8 Similarly, by
applying Trading Collars to partially
executed orders, the Exchange states
that it prevents the balance of such
orders from executing away from the
prevailing market after exhausting
interest at or near the top of book on
arrival.9
Accordingly, the Exchange proposes
to modify the treatment of incoming
market orders when the width of the
NBBO is greater than one Trading Collar
(i.e., a ‘‘wide market’’) and there is an
existing contra-side collared order.
Currently, an incoming market order
would immediately execute against an
existing contra-side collared order in a
wide market.10 The Exchange proposes
to reject a market order to buy (sell)
received in a wide market if there is
already a collared Marketable Order to
sell (buy).11 The Exchange states that
the proposed rule change would prevent
the execution of the market order at a
potential erroneous price and provide
the collared order greater opportunity to
receive execution.12
The Exchange also proposes to amend
the operation of the Trading Collar so
6 See Notice, supra note 5, 85 FR at 24070.
‘‘Trading Collars’’ are determined by the Exchange
on a class-by-class basis and, unless announced
otherwise via Trader Update, are the same value as
the bid-ask differential guidelines established
pursuant to Rule 6.37–O(b)(4). See Rule 6.60(a)(2).
7 See Notice, supra note 5, 85 FR at 24070.
8 See id.
9 See id.
10 See Rule 6.60–O(a)(1)(A).
11 See proposed Rule 6.60–O(a)(1)(B).
12 See Notice, supra note 5, 85 FR at 24070.
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35460
Federal Register / Vol. 85, No. 112 / Wednesday, June 10, 2020 / Notices
that the display price would be the last
execution price of the collared order.13
Currently, the display price of a collared
Marketable Order could be based on
either the available contra-side trading
interest within (or outside of) one
Trading Collar or the Collar Range 14 of
the collared order.15 The Exchange
states that the proposed rule change
would simplify the method of selecting
the display price (i.e., the current collar
execution price) thereby enabling
investors to gauge market interest, and,
by using a single standard to determine
the display price, provide more
certainty for order senders.16
Currently, a collared order to buy
(sell) would be assigned a new collar
execution price one Trading Collar
above (below) the current displayed
price of the collared order and
processed at the updated price after the
expiration of one second and absent an
update to the NBBO.17 The Exchange
states that the current rule is silent as to
the impact of any portion of the collared
order routing to an away market as well
as which side of the NBBO needs to
update during the one- second time
period.18 Accordingly, the Exchange
proposes to define an ‘‘Expiration’’ as
when a collared order displays without
executing, routing, or repricing and
there is no update to the same-side
NBBO price for a period of at least one
second.19 The Exchange states that the
proposed modification makes clear that
any such routing or same-side NBBO
updates would restart the one-second
timer for repricing purposes, and that
collared orders subject to conditions
that qualify as a proposed Expiration
would be repriced as set forth in Rule
6.60–O(a)(6)(C).20 Relatedly, the
Exchange proposes to add a new
paragraph that provides that a market
order that is collared will cancel after it
is subject to a specified number of
Expirations, to be determined by the
Exchange and announced by Trader
Update.21
Finally, the Exchange states that it
will announce the implementation of
the proposed rule change in a Trader
Update to be published no later than 60
days following a Commission
approval.22
13 See
proposed Rule 6.60–O(a)(5).
‘‘Collar Range’’ is within one Trading Collar
above (for buy orders) or below (for sell orders) the
collar execution price. See Rule 6.60–O(a)(4)(D).
15 See Rule 6.60–O(a)(5)(A)–(B).
16 See Notice, supra note 5, 85 FR at 24071.
17 See Rule 6.60–O(a)(6)(C).
18 See id.
19 See proposed Rule 6.60–O(a)(6)(C).
20 See Notice, supra note 5, 85 FR at 24071.
21 See proposed Rule 6.60–O(a)(6)(C)(i).
22 See Notice, supra note 5, 85 FR at 24071.
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III. Discussion and Commission
Findings
After careful review, the Commission
finds that the proposed rule change, as
modified by Amendment No. 2, is
consistent with the requirements of the
Act and the rules and regulations
thereunder applicable to a national
securities exchange.23 In particular, the
Commission finds that the proposed
rule change, as modified by Amendment
No. 2, is consistent with Section 6(b)(5)
of the Act,24 which requires, among
other things, that the rules of a national
securities exchange be designed to
prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest.
The Commission notes that the
Exchange believes that the proposal to
reject incoming market orders when
there is a contra-side collared order
would allow the collared order to
continue to seek liquidity while
providing the latter-arriving, contra-side
order protection from execution in a
wide market, which could be indicative
of unstable market conditions or market
dislocation.25 The Exchange also
believes that rejecting the incoming
market order rather than collaring it
while there is a collared order on the
contra-side would provide greater
execution opportunities for the collared
order.26
In addition, the Exchange believes
that the proposal to select the display
price of a collared order based on the
current collar execution price would
provide order senders with more
certainty and enable them to gauge
indications of market interest.27
The Commission notes that the
Exchange believes that the proposed
definition of ‘‘Expiration’’ and the
proposal to limit the number of
Expirations per collared market order
would improve the operation of the
Trading Collar functionality because
canceling back market orders that have
persisted for a certain number of
Expirations, which could be indicative
of unstable market conditions, should
provide order senders more certainty of
the handling of such orders and help
23 In approving this proposal, the Commission has
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
24 15 U.S.C. 78f(b)(5).
25 See Notice, supra note 5, 85 FR at 24071.
26 See id.
27 See id.
PO 00000
Frm 00049
Fmt 4703
Sfmt 9990
avoid such orders receiving bad
executions in times of market
dislocation.28
In addition, the Commission notes
that the Exchange states that the
proposed rule modifications to the
Trading Collar functionality are similar
to functionality available on other
options exchanges.29
The Commission believes that the
operation of the Trade Collar Protection
mechanism set forth in the proposal is
consistent with the Act. In addition, the
Commission believes that the proposed
changes should provide more certainty
for investors with respect to how their
orders will be handled on the Exchange.
Accordingly, the Commission believes
that the proposal is reasonably designed
to help prevent fraudulent and
manipulative acts and practices,
promote just and equitable principles of
trade, remove impediments to and
perfect the mechanism of a free and
open market and a national market
system, and, in general, protect
investors and the public interest.
IV. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,30 that the
proposed rule change (SR–NYSEArca–
2020–31), as modified by Amendment
No. 2, be, and it hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.31
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–12515 Filed 6–9–20; 8:45 am]
BILLING CODE 8011–01–P
28 See
id.
29 Specifically,
the Exchange compares the
Trading Collar functionality, as proposed, with
NASDAQ Options Market and NASDAQ OMX BX,
Options 3, Section 15 (Risk Protections) (b)(1),
Acceptable Trade Range. The Exchange states that
these exchanges provide a risk protection feature for
quotes and orders, which prevents executions
(partial or otherwise) of orders beyond an
‘‘acceptable trade range’’ (as calculated by the
exchange) and that when an order (or quote)
reaches the limits of the ‘‘acceptable trade range’’,
it posts for a period not to exceed one second and
recalculated a new ‘‘acceptable trade range’’. See id.
85 FR at 24072.
30 15 U.S.C. 78s(b)(2).
31 17 CFR 200.30–3(a)(12).
E:\FR\FM\10JNN1.SGM
10JNN1
Agencies
[Federal Register Volume 85, Number 112 (Wednesday, June 10, 2020)]
[Notices]
[Pages 35459-35460]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-12515]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-89008; File No. SR-NYSEArca-2020-31]
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a
Proposed Rule Change, as Modified by Amendment No. 2, To Modify Rule
6.60-O Regarding the Treatment of Orders Subject to Trade Collar
Protection
June 4, 2020.
I. Introduction
On April 9, 2020, NYSE Arca, Inc. (``NYSE Arca'' or the
``Exchange'') filed with the Securities and Exchange Commission (the
``Commission''), pursuant to Section 19(b)(1) \1\ of the Securities
Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ a
proposed rule change to modify Exchange Rule 6.60-O regarding the
treatment of orders subject to Trade Collar Protection. The Exchange
submitted Amendment No. 2, which superseded and replaced the proposed
rule change, on April 23, 2020.\4\ The proposed rule change was
published for comment in the Federal Register on April 30, 2020.\5\ The
Commission received no comments on the proposal. This order approves
the proposed rule change, as modified by Amendment No. 2.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
\4\ Amendment No. 2 is available at https://www.sec.gov/comments/sr-nysearca-2020-31/srnysearca202031-7238141-217098.pdf.
The Exchange submitted Amendment No. 1 on April 22, 2020, and
withdrew it on April 23, 2020.
\5\ Securities Exchange Act Release No. 88737 (April 24, 2020),
85 FR 24069 (``Notice'').
---------------------------------------------------------------------------
II. Description of the Proposal, as Modified by Amendment No. 2
The Exchange states that it proposes changes to Rule 6.60-O(a) to
modify functionality and to adopt enhancements to the operation of the
Trading Collars.\6\ The Exchange applies Trade Collar Protection to
incoming market orders and marketable limit orders (each a ``collared
order'' and, collectively, ``Marketable Orders'') if the width of the
NBBO is greater than one Trading Collar. As described more fully in the
Notice, the Exchange states that Trading Collars mitigate the risks
associated with orders sweeping through multiple price points
(including during extreme market volatility) and resulting in
executions at prices that are potentially erroneous.\7\ According to
the Exchange, by applying Trading Collars to incoming orders, the
Exchange provides an opportunity to attract additional liquidity at
tighter spreads and it ``collars'' affected orders at successive price
points until the bid and offer are equal to the bid-ask differential
guideline for that option (i.e., equal to the Trading Collar).\8\
Similarly, by applying Trading Collars to partially executed orders,
the Exchange states that it prevents the balance of such orders from
executing away from the prevailing market after exhausting interest at
or near the top of book on arrival.\9\
---------------------------------------------------------------------------
\6\ See Notice, supra note 5, 85 FR at 24070. ``Trading
Collars'' are determined by the Exchange on a class-by-class basis
and, unless announced otherwise via Trader Update, are the same
value as the bid-ask differential guidelines established pursuant to
Rule 6.37-O(b)(4). See Rule 6.60(a)(2).
\7\ See Notice, supra note 5, 85 FR at 24070.
\8\ See id.
\9\ See id.
---------------------------------------------------------------------------
Accordingly, the Exchange proposes to modify the treatment of
incoming market orders when the width of the NBBO is greater than one
Trading Collar (i.e., a ``wide market'') and there is an existing
contra-side collared order. Currently, an incoming market order would
immediately execute against an existing contra-side collared order in a
wide market.\10\ The Exchange proposes to reject a market order to buy
(sell) received in a wide market if there is already a collared
Marketable Order to sell (buy).\11\ The Exchange states that the
proposed rule change would prevent the execution of the market order at
a potential erroneous price and provide the collared order greater
opportunity to receive execution.\12\
---------------------------------------------------------------------------
\10\ See Rule 6.60-O(a)(1)(A).
\11\ See proposed Rule 6.60-O(a)(1)(B).
\12\ See Notice, supra note 5, 85 FR at 24070.
---------------------------------------------------------------------------
The Exchange also proposes to amend the operation of the Trading
Collar so
[[Page 35460]]
that the display price would be the last execution price of the
collared order.\13\ Currently, the display price of a collared
Marketable Order could be based on either the available contra-side
trading interest within (or outside of) one Trading Collar or the
Collar Range \14\ of the collared order.\15\ The Exchange states that
the proposed rule change would simplify the method of selecting the
display price (i.e., the current collar execution price) thereby
enabling investors to gauge market interest, and, by using a single
standard to determine the display price, provide more certainty for
order senders.\16\
---------------------------------------------------------------------------
\13\ See proposed Rule 6.60-O(a)(5).
\14\ A ``Collar Range'' is within one Trading Collar above (for
buy orders) or below (for sell orders) the collar execution price.
See Rule 6.60-O(a)(4)(D).
\15\ See Rule 6.60-O(a)(5)(A)-(B).
\16\ See Notice, supra note 5, 85 FR at 24071.
---------------------------------------------------------------------------
Currently, a collared order to buy (sell) would be assigned a new
collar execution price one Trading Collar above (below) the current
displayed price of the collared order and processed at the updated
price after the expiration of one second and absent an update to the
NBBO.\17\ The Exchange states that the current rule is silent as to the
impact of any portion of the collared order routing to an away market
as well as which side of the NBBO needs to update during the one-
second time period.\18\ Accordingly, the Exchange proposes to define an
``Expiration'' as when a collared order displays without executing,
routing, or repricing and there is no update to the same-side NBBO
price for a period of at least one second.\19\ The Exchange states that
the proposed modification makes clear that any such routing or same-
side NBBO updates would restart the one-second timer for repricing
purposes, and that collared orders subject to conditions that qualify
as a proposed Expiration would be repriced as set forth in Rule 6.60-
O(a)(6)(C).\20\ Relatedly, the Exchange proposes to add a new paragraph
that provides that a market order that is collared will cancel after it
is subject to a specified number of Expirations, to be determined by
the Exchange and announced by Trader Update.\21\
---------------------------------------------------------------------------
\17\ See Rule 6.60-O(a)(6)(C).
\18\ See id.
\19\ See proposed Rule 6.60-O(a)(6)(C).
\20\ See Notice, supra note 5, 85 FR at 24071.
\21\ See proposed Rule 6.60-O(a)(6)(C)(i).
---------------------------------------------------------------------------
Finally, the Exchange states that it will announce the
implementation of the proposed rule change in a Trader Update to be
published no later than 60 days following a Commission approval.\22\
---------------------------------------------------------------------------
\22\ See Notice, supra note 5, 85 FR at 24071.
---------------------------------------------------------------------------
III. Discussion and Commission Findings
After careful review, the Commission finds that the proposed rule
change, as modified by Amendment No. 2, is consistent with the
requirements of the Act and the rules and regulations thereunder
applicable to a national securities exchange.\23\ In particular, the
Commission finds that the proposed rule change, as modified by
Amendment No. 2, is consistent with Section 6(b)(5) of the Act,\24\
which requires, among other things, that the rules of a national
securities exchange be designed to prevent fraudulent and manipulative
acts and practices, to promote just and equitable principles of trade,
to remove impediments to and perfect the mechanism of a free and open
market and a national market system, and, in general, to protect
investors and the public interest.
---------------------------------------------------------------------------
\23\ In approving this proposal, the Commission has considered
the proposed rule's impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
\24\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
The Commission notes that the Exchange believes that the proposal
to reject incoming market orders when there is a contra-side collared
order would allow the collared order to continue to seek liquidity
while providing the latter-arriving, contra-side order protection from
execution in a wide market, which could be indicative of unstable
market conditions or market dislocation.\25\ The Exchange also believes
that rejecting the incoming market order rather than collaring it while
there is a collared order on the contra-side would provide greater
execution opportunities for the collared order.\26\
---------------------------------------------------------------------------
\25\ See Notice, supra note 5, 85 FR at 24071.
\26\ See id.
---------------------------------------------------------------------------
In addition, the Exchange believes that the proposal to select the
display price of a collared order based on the current collar execution
price would provide order senders with more certainty and enable them
to gauge indications of market interest.\27\
---------------------------------------------------------------------------
\27\ See id.
---------------------------------------------------------------------------
The Commission notes that the Exchange believes that the proposed
definition of ``Expiration'' and the proposal to limit the number of
Expirations per collared market order would improve the operation of
the Trading Collar functionality because canceling back market orders
that have persisted for a certain number of Expirations, which could be
indicative of unstable market conditions, should provide order senders
more certainty of the handling of such orders and help avoid such
orders receiving bad executions in times of market dislocation.\28\
---------------------------------------------------------------------------
\28\ See id.
---------------------------------------------------------------------------
In addition, the Commission notes that the Exchange states that the
proposed rule modifications to the Trading Collar functionality are
similar to functionality available on other options exchanges.\29\
---------------------------------------------------------------------------
\29\ Specifically, the Exchange compares the Trading Collar
functionality, as proposed, with NASDAQ Options Market and NASDAQ
OMX BX, Options 3, Section 15 (Risk Protections) (b)(1), Acceptable
Trade Range. The Exchange states that these exchanges provide a risk
protection feature for quotes and orders, which prevents executions
(partial or otherwise) of orders beyond an ``acceptable trade
range'' (as calculated by the exchange) and that when an order (or
quote) reaches the limits of the ``acceptable trade range'', it
posts for a period not to exceed one second and recalculated a new
``acceptable trade range''. See id. 85 FR at 24072.
---------------------------------------------------------------------------
The Commission believes that the operation of the Trade Collar
Protection mechanism set forth in the proposal is consistent with the
Act. In addition, the Commission believes that the proposed changes
should provide more certainty for investors with respect to how their
orders will be handled on the Exchange. Accordingly, the Commission
believes that the proposal is reasonably designed to help prevent
fraudulent and manipulative acts and practices, promote just and
equitable principles of trade, remove impediments to and perfect the
mechanism of a free and open market and a national market system, and,
in general, protect investors and the public interest.
IV. Conclusion
It is therefore ordered, pursuant to Section 19(b)(2) of the
Act,\30\ that the proposed rule change (SR-NYSEArca-2020-31), as
modified by Amendment No. 2, be, and it hereby is, approved.
---------------------------------------------------------------------------
\30\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\31\
---------------------------------------------------------------------------
\31\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-12515 Filed 6-9-20; 8:45 am]
BILLING CODE 8011-01-P