Sunshine Act Meetings, 31843-31844 [2020-11411]

Download as PDF Federal Register / Vol. 85, No. 102 / Wednesday, May 27, 2020 / Notices MEMX Rule 31843 FINRA (NASD) Rule, Exchange Act Provision, SEC Rule Rule 13.3(a), (b)(i), (d) and Interpretation and Policy .01 Proxy and Other Issuer-Related Materials. Forwarding of FINRA Rule 2251 Processing and Forwarding of Proxy and Other Issuer-Related Materials. 1 FINRA shall not have Regulatory Responsibilities regarding .01 of MEMX Rule 3.6. shall not have Regulatory Responsibilities regarding requirements to keep records ‘‘in conformity with . . . Exchange Rules;’’ responsibility for such requirement remains with MEMX. In addition, the following provisions shall be part of this 17d–2 Agreement: SEA Rules: • SEA Rule 200 of Regulation SHO—Definition of Short Sales and Marking Requirements ** • SEA Rule 201 of Regulation SHO—Circuit Breaker ** • SEA Rule 203 of Regulation SHO—Borrowing and Delivery Requirements ** • SEA Rule 204 of Regulation SHO—Close-Out Requirement ** • SEA Rule 101 of Regulation M—Activities by Distribution Participants ** • SEA Rule 102 of Regulation M—Activities by Issuers and Selling Security Holders During a Distribution ** • SEA Rule 103 of Regulation M—Nasdaq Passive Market Making ** • SEA Rule 104 of Regulation M—Stabilizing and Other Activities in Connection with an Offering ** • SEA Rule 105 of Regulation M—Short Selling in Connection With a Public Offering ** • SEA Rule 604 of Regulation NMS—Display of Customer Limit Orders ** • SEA Rule 606 of Regulation NMS—Disclosure of Routing Information ** • SEA Rule 610(d) of Regulation NMS—Locking or Crossing Quotations ** • SEA Rule 611 of Regulation NMS—Order Protection Rule ** • SEA Rule 10b–5 Employment of Manipulative and Deceptive Devices ∧ • SEA Rule 17a–3/17a–4—Records to Be Made by Certain Exchange Members, Brokers, and Dealers/Records to Be Preserved by Certain Exchange Members, Brokers, and Dealers ∧ ∧ FINRA shall not have any Regulatory Responsibilities for these rules as they pertain to violations of insider trading activities, which is covered by a separate 17d–2 Agreement by and among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Chicago Stock Exchange, Inc., Cboe EDGA Exchange Inc., Cboe EDGX Exchange Inc., Financial Industry Regulatory Authority, Inc., Nasdaq BX, Inc., Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange, LLC, NYSE American LLC, NYSE Arca Inc., and Investors’ Exchange LLC and the Long-Term Stock Exchange, Inc. effective August 1, 2019, as may be amended from time to time. ** FINRA shall perform the surveillance responsibilities for the double star rules. These rules may be cited by FINRA in both the context of this Agreement and the Regulatory Services Agreement. 2 FINRA III. Date of Effectiveness of the Proposed Plan and Timing for Commission Action Electronic Comments Pursuant to Section 17(d)(1) of the Act 14 and Rule 17d–2 thereunder,15 after June 11, 2020, the Commission may, by written notice, declare the plan submitted by MEMX and FINRA, File No. 4–762, to be effective if the Commission finds that the plan is necessary or appropriate in the public interest and for the protection of investors, to foster cooperation and coordination among self-regulatory organizations, or to remove impediments to and foster the development of the national market system and a national system for the clearance and settlement of securities transactions and in conformity with the factors set forth in Section 17(d) of the Act. jbell on DSKJLSW7X2PROD with NOTICES IV. Solicitation of Comments In order to assist the Commission in determining whether to approve the proposed 17d–2 Plan and to relieve MEMX of the responsibilities which would be assigned to FINRA, interested persons are invited to submit written data, views, and arguments concerning the foregoing. Comments may be submitted by any of the following methods: 14 15 15 17 U.S.C. 78q(d)(1). CFR 240.17d–2. VerDate Sep<11>2014 16:59 May 26, 2020 Jkt 250001 • Use the Commission’s internet comment form (https://www.sec.gov/ rules/other.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number 4– 762 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, Station Place, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number 4–762. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/rules/ other.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the PO 00000 Frm 00108 Fmt 4703 Sfmt 4703 plan also will be available for inspection and copying at the principal offices of MEMX and FINRA. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number 4–762 and should be submitted on or before June 11, 2020. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.16 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–11283 Filed 5–26–20; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee will hold a public meeting on June 1, 2020, at 9:30 a.m. (ET). PLACE: The meeting will be conducted by remote means. Members of the public may watch the webcast of the meeting TIME AND DATE: 16 17 E:\FR\FM\27MYN1.SGM CFR 200.30–3(a)(34). 27MYN1 31844 Federal Register / Vol. 85, No. 102 / Wednesday, May 27, 2020 / Notices on the Commission’s website at www.sec.gov. STATUS: The meeting will begin at 9:30 a.m. and will be open to the public via webcast. The Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. MATTERS TO BE CONSIDERED: On May 8, 2020, the Commission issued notice of the Committee meeting (Release No. 34– 88842), indicating that the meeting is open to the public and inviting the public to submit written comments to the Committee. The agenda for the meeting will include panel discussions and potential recommendations from the subcommittees, including potential recommendations concerning internal fund crosses and credit ratings, as well as a panel discussing the role of bond pricing services. CONTACT PERSON FOR MORE INFORMATION: For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Dated: May 21, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–11411 Filed 5–22–20; 11:15 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #16412 and #16413; Oregon Disaster Number OR–00100] Presidential Declaration Amendment of a Major Disaster for the State of Oregon U.S. Small Business Administration. ACTION: Amendment 1. AGENCY: This is an amendment of the Presidential declaration of a major disaster for the State of OREGON (FEMA–4519–DR), dated 04/03/2020. Incident: Severe Storms, Flooding, Landslides, and Mudslides. Incident Period: 02/05/2020 through 02/09/2020. DATES: Issued on 05/14/2020. Physical Loan Application Deadline Date: 07/02/2020. Economic Injury (EIDL) Loan Application Deadline Date: 01/04/2021. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. jbell on DSKJLSW7X2PROD with NOTICES SUMMARY: VerDate Sep<11>2014 16:59 May 26, 2020 Jkt 250001 The notice of the President’s major disaster declaration for the State of OREGON, dated 04/03/2020, is hereby amended to extend the deadline for filing applications for physical damages as a result of this disaster to 07/02/2020. All other information in the original declaration remains unchanged. DEPARTMENT OF STATE (Catalog of Federal Domestic Assistance Number 59008) Pursuant to section 7045(a)(1)(B) and section 7045(a)(2)(A) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2020 (Div. G, Pub. L. 116–94) and Delegation of Authority 245–2, I hereby certify that the central government of El Salvador is: (a) Combating corruption and impunity, including prosecuting corrupt government officials; (b) Implementing reforms, policies, and programs to increase transparency and strengthen public institutions; (c) Protecting the rights of civil society, opposition political parties, and the independence of the media; (d) Providing effective and accountable law enforcement and security for its citizens, and upholding due process of law; (e) Implementing policies to reduce poverty and promote equitable economic growth and opportunity; (f) Supporting the independence of the judiciary and of electoral institutions; (g) Improving border security; (h) Combating human smuggling and trafficking and countering the activities of criminal gangs, drug traffickers, and transnational criminal organizations; and (i) Informing its citizens of the dangers of the journey to the southwest border of the United States. This certification shall be published in the Federal Register and, along with the accompanying Memorandum of Justification, shall be reported to Congress. SUPPLEMENTARY INFORMATION: Cynthia Pitts, Acting Associate Administrator for Disaster Assistance. [FR Doc. 2020–11308 Filed 5–26–20; 8:45 am] BILLING CODE 8026–03–P DEPARTMENT OF STATE [Public Notice: 11126] Certification Pursuant To Section 6(a) Of the Nicaragua Human Rights and Anticorruption Act Of 2018 By virtue of the authority vested in me as the Deputy Secretary of State, and pursuant to section 6(a) of the Nicaragua Human Rights and Anticorruption Act of 2018 (Pub. L. 115–335) and Department of State Delegation of Authority 245–2, I hereby certify that the Government of Nicaragua is not taking effective steps to: (a) Strengthen the rule of law and democratic governance, including the independence of the judicial system and electoral council; (b) Combat corruption, including by investigating and prosecuting cases of public corruption; (c) Protect civil and political rights, including the rights of freedom of the press, speech, and association, for all people of Nicaragua, including political opposition parties, journalists, trade unionists, human rights defenders, indigenous peoples, and other civil society activists; (d) Investigate and hold accountable officials of the Government of Nicaragua and other persons responsible for the killings of individuals associated with the protests in Nicaragua that began on April 18, 2018; or to (e) Hold free and fair elections overseen by credible domestic and international observers. This determination shall be published in the Federal Register and, along with the accompanying report, shall be submitted to Congress. Dated May 12, 2020. Stephen E. Biegun, Deputy Secretary of State. [FR Doc. 2020–11380 Filed 5–22–20; 4:15 pm] BILLING CODE 4710–29–P PO 00000 Frm 00109 Fmt 4703 Sfmt 4703 [Public Notice: 11127] Certification Pursuant to Sections 7045(a)(1)(B) and 7045(a)(2)(A) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2020 Dated May 14, 2020. Stephen E. Biegun, Deputy Secretary of State. [FR Doc. 2020–11379 Filed 5–22–20; 4:15 pm] BILLING CODE 4710–29–P DEPARTMENT OF STATE [Public Notice: 11124] Certification Pursuant to Sections 70454(a)(1)(B) and 7045(a)(2)(A) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2020 Pursuant to section 7045(a)(1)(B) and section 7045(a)(2)(A) of the Department E:\FR\FM\27MYN1.SGM 27MYN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 85, Number 102 (Wednesday, May 27, 2020)]
[Notices]
[Pages 31843-31844]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-11411]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission Fixed Income Market Structure 
Advisory Committee will hold a public meeting on June 1, 2020, at 9:30 
a.m. (ET).

PLACE:  The meeting will be conducted by remote means. Members of the 
public may watch the webcast of the meeting

[[Page 31844]]

on the Commission's website at www.sec.gov.

STATUS:  The meeting will begin at 9:30 a.m. and will be open to the 
public via webcast. The Sunshine Act notice is being issued because a 
majority of the Commission may attend the meeting.

MATTERS TO BE CONSIDERED:  On May 8, 2020, the Commission issued notice 
of the Committee meeting (Release No. 34-88842), indicating that the 
meeting is open to the public and inviting the public to submit written 
comments to the Committee.
    The agenda for the meeting will include panel discussions and 
potential recommendations from the subcommittees, including potential 
recommendations concerning internal fund crosses and credit ratings, as 
well as a panel discussing the role of bond pricing services.

CONTACT PERSON FOR MORE INFORMATION:  For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: May 21, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-11411 Filed 5-22-20; 11:15 am]
BILLING CODE 8011-01-P

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.