Rules Concerning Discretionary Review by the Secretary, 30608-30627 [2020-10909]
Download as PDF
30608
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
I. Environmental Considerations
The Commission’s regulations
provide a categorical exclusion for the
Commission’s rules from any
requirement to prepare an
environmental assessment or an
environmental impact statement where
they ‘‘have little or no potential for
affecting the human environment.’’ 16
CFR 1021.5(c)(2). This rule falls within
the categorical exclusion, so no
environmental assessment or
environmental impact statement is
required.
J. Preemption
Section 26(a) of the CPSA, 15 U.S.C.
2075(a), provides that where a consumer
product safety standard is in effect and
applies to a product, no state or political
subdivision of a state may either
establish or continue in effect a
requirement dealing with the same risk
of injury unless the state requirement is
identical to the federal standard. Section
26(c) of the CPSA also provides that
states or political subdivisions of states
may apply to the CPSC for an exemption
from this preemption under certain
circumstances. Section 104(b) of the
CPSIA deems rules issued under that
provision ‘‘consumer product safety
rules.’’ Therefore, once a rule issued
under section 104 of the CPSIA takes
effect, it will preempt in accordance
with section 26(a) of the CPSA.
K. Effective Date
Under the procedure set forth in
section 104(b)(4)(B) of the CPSIA, when
a voluntary standard organization
revises a standard that the Commission
adopted as a mandatory standard, the
revision becomes the CPSC standard
within 180 days of notification to the
Commission, unless the Commission
determines that the revision does not
improve the safety of the product, or the
Commission sets a later date in the
Federal Register. The Commission has
not set a different effective date. Thus,
in accordance with this provision, this
rule takes effect 180 days after we
received notification from ASTM of
revision to this standard. As discussed
in the preceding section, this is a direct
final rule. Unless we receive a
significant adverse comment within 30
days, the rule will become effective on
August 3, 2020.
L. The Congressional Review Act
The Congressional Review Act (CRA;
5 U.S.C. 801–808) states that, before a
rule may take effect, the agency issuing
the rule must submit the rule, and
certain related information, to each
House of Congress and the Comptroller
General. 5 U.S.C. 801(a)(1). The
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
submission must indicate whether the
rule is a ‘‘major rule.’’ The CRA states
that the Office of Information and
Regulatory Affairs (OIRA) determines
whether a rule qualifies as a ‘‘major
rule.’’ Pursuant to the CRA, this rule
does not qualify as a ‘‘major rule,’’ as
defined in 5 U.S.C. 804(2). To comply
with the CRA, the Office of the General
Counsel will submit the required
information to each House of Congress
and the Comptroller General.
DEPARTMENT OF LABOR
List of Subjects in 16 CFR Part 1225
Office of Labor-Management
Standards
Consumer protection, Imports,
Incorporation by reference, Infants and
children, Law enforcement, Safety,
Toys.
For the reasons stated above, the
Commission amends 16 CFR chapter II
as follows:
PART 1225—SAFETY STANDARD FOR
HAND-HELD INFANT CARRIERS
1. Revise the authority citation for part
1225 to read as follows:
■
■
Employment and Training
Administration
20 CFR Parts 641, 655, 656, 658, 667,
683, and 702
Office of the Secretary
29 CFR Parts 2, 7, 8, 10, 13, 18, 24, 29,
38, and 96
29 CFR Part 471
Wage and Hour Division
29 CFR Parts 501 and 580
Occupational Safety and Health
Administration
29 CFR Parts 1978 through 1988
Authority: 15 U.S.C. 2056a(b)(4)(B).
Office of Federal Contract Compliance
Programs
2. Revise § 1225.2 to read as follows:
41 CFR Parts 50–203 and 60–30
§ 1225.2 Requirements for hand-held
infant carriers.
RIN 1290–AA39
Each hand-held infant carrier must
comply with all applicable provisions of
ASTM F2050–19, Standard Consumer
Safety Specification for Hand-Held
Infant Carriers, approved on December
15, 2019. The Director of the Federal
Register approves the incorporation by
reference listed in this section in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy of
this ASTM standard from ASTM
International, 100 Barr Harbor Drive,
P.O. Box C700, West Conshohocken, PA
19428–2959 USA; phone: 610–832–
9585; www.astm.org. A read-only copy
of the standard is available for viewing
on the ASTM website at https://
www.astm.org/READINGLIBRARY/. You
may inspect a copy at the Division of
the Secretariat, U.S. Consumer Product
Safety Commission, Room 820, 4330
East-West Highway, Bethesda, MD
20814, telephone 301–504–7479, or at
the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, email fedreg.legal@
nara.gov, or go to: www.archives.gov/
federal-register/cfr/ibr-locations.html.
Rules Concerning Discretionary
Review by the Secretary
Alberta E. Mills,
Secretary, U.S. Consumer Product Safety
Commission.
[FR Doc. 2020–09166 Filed 5–19–20; 8:45 am]
BILLING CODE 6355–01–P
PO 00000
Frm 00020
Fmt 4700
Sfmt 4700
Office of the Secretary
Final rule.
AGENCY:
ACTION:
The Department of Labor is
issuing this final rule to establish a
system of discretionary secretarial
review over cases pending before or
decided by the Board of Alien Labor
Certification Appeals and to make
technical changes to Departmental
regulations governing the timing and
finality of decisions of the
Administrative Review Board and the
Board of Alien Labor Certification
Appeals to ensure consistency with the
new discretionary review processes
established in this rule and in
Secretary’s Order 01–2020.
DATES: This final rule is effective June
19, 2020.
FOR FURTHER INFORMATION CONTACT: Mr.
Thomas Shepherd, Clerk of the
Appellate Boards, at 202–693–6319 or
Shepherd.Thomas@dol.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Background
Two of the four review boards within
the Department of Labor were created by
voluntary delegations of authority by
previous Secretaries of Labor.
Specifically, the Administrative Review
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
Board (ARB)—which has authority to
hear appeals from the decisions of the
Department’s Office of Administrative
Law Judges (OALJ) about certain
immigration, child labor, employment
discrimination, federal construction/
service contracts, and other issues—and
the Board of Alien Labor Certification
Appeals (BALCA)—which has authority
over appeals from the decisions of the
Employment and Training
Administration’s adjudication of foreign
labor certification applications—were
created, respectively, by a Secretary’s
Order and by regulation. Their existence
is neither compelled nor governed by
statute. Notably, before the ARB was
created in 1996, many of the types of
cases now subject to its jurisdiction
were decided directly by the Secretary.
Each board was also entrusted with the
power to issue final agency decisions in
the name of the Secretary. Previously,
the Secretary’s Order and regulations
establishing the ARB and BALCA
provide no mechanism by which the
Secretary can review, where necessary,
the decisions of the officers who
exercise power on his behalf.
To ensure that the Secretary has the
ability to properly supervise and direct
the actions of the Department, the
Department is establishing systems of
discretionary secretarial review over the
decisions of the ARB and decisions of
and appeals before BALCA, which is
being accomplished through this rule
and the earlier issuance of a Secretary’s
Order governing the ARB. The
Department’s authority to effect these
reforms derives from 5 U.S.C. 301,
which authorizes the heads of agencies
to regulate the internal operations of
their departments; 5 U.S.C. 305, which
provides for continuing review of
agency operations; and the Secretary’s
authority to administer the statutes and
programs at issue in ARB and BALCA
proceedings. In combination, these
statutes establish many of the powers of
the Department within the Office of the
Secretary, and give the Secretary wide
latitude to delegate those powers to his
subordinates on the terms he deems
appropriate. Thus, the Secretary has the
power to delegate his authority to
appropriately supervise the adjudicatory
process within the Department, and is
now exercising that same authority to
assert his decision-making prerogatives
duly assigned to him by Congress by
modifying the terms on which the
members of the ARB and BALCA
exercise his delegated authority.
The reforms to BALCA (and
conforming edits to various
Departmental regulations governing the
ARB, BALCA, and the OALJ) preserve
the existing structures by which the
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
Department processes adjudications
while giving the Secretary the option, in
his sole discretion, to initiate review
directly in a case where the Secretary’s
involvement is necessary and
appropriate. Again, Congress has
assigned the administration of various
statutes to the Secretary of Labor,
meaning that the Secretary is obligated
to ensure that those laws are
administered, executed, interpreted, and
enforced according to law and Executive
Branch priorities and policies. Under
these reforms, the Secretary will rely on
the ARB and BALCA to assist in
identifying cases where secretarial
review may be warranted. Consistent
with the practice of other agencies, the
Department does not anticipate that the
power of secretarial review will be used
often. The Department similarly
anticipates that secretarial review—
while completely within the Secretary’s
discretion as the officer assigned to
administer the laws in the first place—
will typically be reserved for matters of
significant importance. With respect to
the provisions revised by this rule under
which decisions of the ARB become
final, the Department notes that such
decisions become final irrespective of
whether a petition for secretarial review
is filed under Secretary’s Order 01–
2020. Parties are not required by
Secretary’s Order 01–2020 to file
petitions to exhaust their administrative
remedies. See Darby v. Cisneros, 509
U.S. 137 (1993). Finally, the Department
will ensure that the secretarial review
process will be accomplished in a
manner that complies with any
applicable legal requirements.
Because of significant differences
between how the ARB and BALCA
operate, the systems of review for each
board are designed somewhat
differently. Most importantly, whereas
with respect to the ARB the Secretary
will not exercise review over cases until
after a decision has been rendered, the
regulations modifying BALCA’s
authority allow the Secretary to assume
jurisdiction over most cases even before
a decision has been issued. This is
because BALCA processes significantly
more cases each year than does the
ARB, and, due to the nature of the
temporary visa programs and DOL’s role
in administering these programs, does
so much more quickly than does the
ARB. As a result, under the BALCA
regulations, the Secretary will be able to
initiate review of a case even before
BALCA has issued a decision.
The Department appreciates the
expeditious nature of many types of
BALCA proceedings, such as those
involving temporary labor certification,
and does not anticipate that the new
PO 00000
Frm 00021
Fmt 4700
Sfmt 4700
30609
system of secretarial review established
over such cases will significantly
disrupt or otherwise impede the way
such cases are currently processed. As
noted above, the Department expects
that secretarial review over BALCA
decisions will, as with agency head
review at other departments, likely not
be exercised often. Further, the changes
to 29 CFR 18.95 provide that a BALCA
decision is the Secretary’s final
administrative decision unless the
Secretary assumes jurisdiction over the
case. For example, once the BALCA
issues a decision that affirms the
Certifying Officer’s decision or reverses
and remands for further processing, the
parties in the case will be able to
proceed immediately to the next step of
the application process, and will only
be delayed in doing so if the Secretary
later decides to undertake review.
Moreover, the revised 29 CFR 18.95
limits any potential uncertainty that
may exist because of the possibility of
secretarial review by placing strict time
limits on when the Secretary will have
the option of assuming jurisdiction over
a case.
II. Discussion of Changes
This final rule revises several sections
of the Code of Federal Regulations
including 20 CFR parts 641, 655, 656,
658, 667, 683, and 702; 29 CFR parts 2,
7, 8, 10, 13, 18, 24, 29, 38, and 96; 29
CFR parts 417 and 471; 29 CFR parts
501 and 580; 29 CFR parts 1978–1988;
and 41 CFR parts 50–203 and 60–30 to
harmonize the manner in which the
ARB issues decisions on behalf of the
Secretary under the Department’s
regulations with the scope of the final
decision-making authority delegated to
the ARB by the Secretary in Secretary’s
Order 01–2020. Specifically, references
to final decisions of the ARB have been
modified or removed to ensure that no
regulation contradicts the terms on
which an ARB decision becomes final
under the Secretary’s Order. Certain
provisions governing the timing of
petitions for review to the ARB and
when the ARB is required to issue
decisions have also been amended to
eliminate potential ambiguity or
confusion over the distinction between
when the ARB is required to issue a
decision and when such decision
becomes the final action of the
Department pursuant to the Secretary’s
Order.
This rule also revises 29 CFR part 18
by modifying the conditions under
which a decision of BALCA becomes
the final decision of the Department and
by creating a process by which the
Secretary of Labor can exercise
discretionary review over cases pending
E:\FR\FM\20MYR1.SGM
20MYR1
30610
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
before or decided by the BALCA.
Technical amendments are also made to
20 CFR parts 655 and 656 to harmonize
the manner in which BALCA issues
decisions on behalf of the Secretary
with the new system of discretionary
review established in 29 CFR part 18.
The Department of Labor and the
Department of Homeland Security
(DHS) have determined that it is
appropriate to issue a separate rule
regarding the Secretary of Labor’s
review authority over H–2B cases under
29 CFR 18.95 to address the same issues
addressed by this rule in the H–2B
context. It is the Departments’ intent to
promulgate this separate rule after the
publication of this rule. This
determination follows conflicting court
decisions concerning DOL’s authority to
issue legislative rules on its own to
carry out its duties in the H–2B
program. Although DOL and DHS each
have authority to issue rules
implementing their respective duties in
the H–2B program, including rules
providing for secretarial review, the
Departments plan to make the
amendments to the applicable
regulations jointly to ensure that there
can be no question about the authority
underlying such technical amendments.
This approach is consistent with the
joint rulemaking governing the
Temporary Non-Agricultural
Employment of H–2B Aliens in the
United States, 80 FR 24042 (Apr. 29,
2015) (codified at 8 CFR part 214, 20
CFR part 655, and 29 CFR part 503).
In order to ensure that all parties
appearing before the ARB and BALCA
have fair notice of the new systems of
discretionary review established in this
rulemaking and in Secretary’s Order 01–
2020, the Secretary will not exercise his
review authority over any decision of
either Board issued before the passage of
30 calendar days from the date on
which this rule becomes effective.
III. Response to Comments
On March 6, 2020, the Department
simultaneously published a direct final
rule (DFR) and a notice of proposed
rulemaking (NPRM) to effect the reforms
described above. The Department
treated comments received on the
companion NPRM as comments also
regarding the DFR, and vice versa. We
describe the NPRM and DFR together as
the ‘‘NPRM–DFR.’’ Some comments
raised concerns while others expressed
support for the Department’s NPRM–
DFR. After carefully considering the
comments received, the Department
determined that none of the comments
required refraining to make the
revisions set forth in the NPRM–DFR, as
explained in more detail below, and has
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
decided to issue this final rule, which,
with the exception of one substantive
change described below and some
technical corrections,1 is identical to the
NPRM–DFR.
By its terms, the DFR became effective
on April 20, 2020. However, because the
Department received significant adverse
comments on the NPRM–DFR, the
Department has not exercised, and does
not intend to exercise any authority
under the provisions contained in the
DFR, and the Department has not
published in the Federal Register a
document confirming the effective date
of the DFR and withdrawing the NPRM.
Rather, the Department is now issuing
this final rule to respond to the
comments received and to finalize the
NPRM.
The Department received multiple
adverse comments to the NPRM–DFR.
The commenters expressed concerns
that the new systems of discretionary
review in the NPRM–DFR and
established in Secretary’s Order 01–
2020 would result in significant delays
in the resolution of cases. Further, some
commenters argued that secretarial
review would result in inconsistencies
in how the Department decides cases,
and also faulted the NPRM–DFR for not
specifying the standards under which
the Secretary would exercise review,
which some commenters suggested
would jeopardize the fairness and due
process afforded parties in Department
adjudications. Other concerns raised by
commenters included a purported lack
of data or other justifications for the
proposed system of discretionary review
and objections to the propriety of the
direct final rulemaking process. Finally,
some commenters suggested that the
rule should include more public
reporting requirements to increase
transparency with respect to how the
Secretary exercises his review authority.
The Department believes that many of
the objections raised by the commenters
are already addressed by the provisions
in the NPRM–DFR, and also notes that
some of the concerns are about the
contents of Secretary’s Order 01–2020,
which became effective on February 21,
2020, and was not the subject of this
rulemaking. To the extent the
commenters’ concerns relate to
Secretary’s Order 01–2020, and not the
rule, the Department addresses them
here insofar as doing so is helpful in
more fully explaining how the new
systems of discretionary review work.
As explained earlier in this preamble,
the Department does not anticipate that
1 Technical corrections have been made to 29 CFR
2.8; 29 CFR 7.1(d); 29 CFR 8.1(c); 29 CFR 10.57(c);
29 CFR 13.57(c); and 29 CFR parts 1978–1988.
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
discretionary review will be frequently
exercised. The vast run of cases decided
by the Department will therefore be
minimally affected in the rate at which
they are processed. Importantly, the
timeline set for when BALCA decisions
become final under the new rule is
unchanged, except with respect to cases
over which the Secretary decides to
exercise review.
Some commenters argued that,
despite BALCA decisions becoming
final upon issuance, employers would
still be delayed in moving on to the next
step of the visa application process
because they would have to wait until
the time period for secretarial review
elapsed, and that the time periods in
which the Secretary is permitted to
undertake review are unnecessarily
long. Commenters were specifically
concerned with the timing available for
the Secretary to invoke jurisdiction over
a case and the lack of a deadline for the
Secretary to make a decision,
particularly regarding the H–2A
program given the time-sensitive nature
of the program. One commenter also
suggested that the proposal is
inconsistent with Section 218(e) of the
INA.
The Department does not agree with
these assertions. For one thing, the
possibility that the Secretary may
undertake review of a BALCA decision
that has become final no more impedes
an employer’s ability to proceed to the
next step in the visa application process
than does the possibility that BALCA
may consider, and possibly grant, a
motion for reconsideration. Like the
possibility of reconsideration,
secretarial review will be uncommon
and will not significantly delay action
on a final BALCA decision. The time
periods specified in this rule in which
secretarial review is allowed are
included to limit further the already
minimal uncertainty that the chance of
secretarial review might create for
employers by placing a strict time
constraint on when secretarial review is
even possible. Finally, the Secretary’s
authority to review BALCA decisions
does not conflict with the INA. If an
employer requests a de novo hearing,
they are entitled to that hearing in
accordance with the Department’s
regulations. It is only after that hearing
that the Secretary can exercise their
authority to review the ALJ’s decision
from that hearing.
In response to one commenter’s
question of whether the Department will
refund a filing fee paid to United States
Citizenship and Immigration Services
(USCIS) in the event the Secretary
undertakes review after the fee has been
submitted, the Department notes that
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
USCIS’s refund policy is outside the
Department’s control. The Department
notes, however, that this final rule
reduces the limited risk of costs being
incurred without a refund by allowing
the Secretary to undertake review of
cases pending before the BALCA before
a decision is issued. That feature of the
rule is formulated in recognition of the
expeditious nature of many BALCA
cases and ensures that, wherever
possible, the Secretary may review a
case before a party has filed a petition
with USCIS.
As to the ARB, the Department notes
that the ARB currently takes on average
nineteen months to process a case; the
up-to approximately two months’ more 2
added by Secretary’s Order 01–2020 to
allow the Secretary time to determine
whether to undertake review is not
unreasonable. A modest extension of
case processing times to give the
Secretary the opportunity to ensure a
case was properly decided is not, in the
Department’s judgment, inconsistent
with the fair and timely adjudication of
administrative appeals. The Department
also believes that additional delay in the
issuance of a final decision in the
uncommon cases where the Secretary
has undertaken review is appropriate
and consistent with current practices at
the Department.
Contrary to some commenters’
concerns that secretarial review will
lead to inconsistency and inefficiencies
in Department adjudications because of
the supposed haphazard manner in
which they believe the review power
will be exercised, the Department
expects that it will in fact increase
consistency and efficiency. Decisions of
the Secretary under this rule and
Secretary’s Order 01–2020 are binding
on all Department employees, and thus
will serve as authoritative
pronouncements within the Department
2 Under Secretary’s Order 01–2020, the maximum
period of time possible between when the ARB
issues a decision and when the decision becomes
final in cases where the Secretary does not
undertake review is 63 calendar days, or nine
weeks. In particular, the Order allows parties up to
14 calendar days to file a petition for secretarial
review after the ARB’s decision has been issued.
The ARB then has up to 21 calendar days from the
date the petition was filed to determine whether to
refer the decision to the Secretary for review. In
cases where the ARB has referred the decision to
the Secretary, the Secretary has up to 28 calendar
days from the date of referral to decide whether to
undertake review. Thus, it is possible under the
Order that a decision of the ARB would not become
final until 63 calendar days after the decision was
issued. See Secretary’s Order 01–2020—Delegation
of Authority and Assignment of Responsibility to
the Administrative Review Board, 85 FR 13186,
13187–88 (March 6, 2020). However, there are a
variety of circumstances that can shorten the period
between when a decision is issued and when it
becomes final. See id.
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
30611
on the statutes and regulations within
the BALCA’s and ARB’s jurisdictions.
That will serve to improve the
consistency and efficiency of
Department adjudications.
Commenters similarly suggested that
the Department establish with more
specificity both the standards the
Secretary will use when deciding to
exercise his authority and the standards
that will govern the Secretary’s review
of a case. The Department does not
believe that further specification of the
standards that govern discretionary
review is necessary to ensure the proper
use of this power. When review is
undertaken, the Secretary will adhere to
all relevant sources of law, including,
where applicable, 5 U.S.C. 557(b),
which sets a standard of review for
administrative appeals in formal
adjudications. Further, providing that,
generally, cases will be subject to
secretarial review only if they present a
matter of exceptional importance strikes
the right balance between providing
some clarity about when review will be
undertaken while not unnecessarily
precluding review in cases where
secretarial involvement may be
warranted under circumstances that are
difficult to anticipate.
Several commenters raised concerns
that the system of discretionary
secretarial review does not adequately
protect due process rights or risks
undermining the fundamental fairness
of DOL adjudications, including by
failing to provide a mechanism for the
parties to the proceeding to be notified
when the Secretary exercises his
discretion, the relevant issues under
consideration, the lack of timeframe for
the Secretary to make a decision, and a
concern that the process will only be
used to reverse decisions unfavorable to
the Department. The Department notes
that this final rule contains a number of
important fairness safeguards, and does
not believe that further protections are
necessary. Whenever review of cases
pending before or decided by BALCA is
undertaken by the Secretary, parties are
to be promptly notified. The Secretary is
also to receive the Appeal File and any
briefs filed to ensure parties have an
opportunity to be heard. Further, the
Secretary must state his decision in
writing, and the parties are to be
promptly notified of his decision.
Finally, this rule provides that no
individual involved in the investigation
or prosecution of a case will advise the
Secretary on the exercise of review with
respect to that case or a case involving
a common nucleus of operative fact.3
This ensures the integrity of the review
process by preventing the intermingling
of functions within the Department. The
Department also notes that the APA’s
separation of functions provision does
not apply to the heads of agencies. 5
U.S.C. 554(d)(C). Finally, to the extent
commenters have suggested that the
Secretary will in all cases rule for the
Department or a preferred party, or only
consider undertaking review in cases
where the Department lost before the
BALCA, the Department regards those
concerns as unfounded, and reiterates
that the Secretary will decide all cases
in accordance with law.
Some commenters’ objected that the
Department’s reasons for establishing
discretionary secretarial review do not
sufficiently justify the rule, including
failing to provide evidence or data that
the ARB and BALCA issue obviously
wrong decisions on a regular-enough
basis to justify the establishment of this
procedure.
The Department reiterates that
ensuring the Secretary’s ability to
supervise and direct functions of the
Department that are entrusted to his
care by Congress is a compelling reason
for the rule taken on its own terms, and
will promote good governance within
the Department. The Department does
not believe it is unreasonable for the
Secretary to execute the duties he has
been assigned by Congress. As for
evidence, past experience with the
unreviewability of BALCA decisions
indicates that it is necessary for the
Secretary to have the option of
reviewing decisions issued on his behalf
lest disagreement on law and policy
within the Department lead to
protracted uncertainty and intractable
problems for regulated communities.
See, e.g., Withdrawal of Notice of Intent
To Issue a Declaratory Order, 85 FR
14706, 14708 (March 13, 2020)
(recounting historical facts). The overall
effect of this process will be to establish
binding secretarial precedent on certain
issues, which will ensure consistency in
the Department’s review and
adjudication of matters, ultimately
saving time and providing greater
certainty for the regulated community.
Some commenters objected that this
rule is being promulgated through
improper procedures, and specifically
argued that the DFR process is not
permitted under the APA. The
Department disagrees. The Department
emphasizes that, while it does not
believe it was required to issue this
procedural rule through notice-andcomment procedures, it nevertheless
3 For example, a Department attorney who
substantively participates in a hearing before
BALCA would not advise the Secretary on that case
if it were reviewed.
PO 00000
Frm 00023
Fmt 4700
Sfmt 4700
E:\FR\FM\20MYR1.SGM
20MYR1
30612
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
gave the public the opportunity to
comment through the NPRM, received
public submissions on the NPRM–DFR,
and is now issuing this final rule having
considered and responded to those
submissions.
As to commenters’ suggestions
regarding transparency and the public
reporting of decisions rendered by the
Secretary, the Department notes that
Secretary’s Order 01–2020 already
requires the publication of such
decisions issued following the review of
an ARB decision. Because the
Department agrees with commenters
that publishing decisions is an
appropriate and effective way for the
public to be informed about how the
discretionary review power is exercised,
the Department is adding an express
publication requirement to 29 CFR
18.95(c)(2)(iii) for secretarial decisions
issued after the review of cases decided
by or pending before the BALCA.
Commenters’ other suggestions to
promote transparency, including
requiring BALCA to notify an employer
of recommendations to the Secretary or
for the Secretary to provide public
explanations of his reasons for declining
review in cases and providing the
public with additional information
about how the Secretary has handled
specific referrals under Secretary’s
Order 01–2020, would, in Department’s
judgment, introduce more inefficiencies
into the review processes than are
warranted by the marginal benefits such
transparency measures would generate.
Finally, the Department declines to
grant some commenters’ request for an
extension of the comment period. The
NPRM–DFR was not long or complex
relative to other proposed rules issued
by the Department. Further, the NPRM–
DFR was made public on the
Department’s website on February 21,
meaning interested parties have had
notice of and have had the opportunity
to examine it and to prepare comments
for longer than the 30 days provided for
comment. Some commenters argued
that the disruption caused by the
coronavirus pandemic, including the
closure of law libraries or other
institutions that commenters may use as
a resource to submit comments, justifies
an extension. The Department notes that
while the pandemic has caused general
disruption to the lives of all Americans,
comments to proposed rules can be
submitted electronically and do not rely
on physical means of delivery or
preparation that may be hindered by the
pandemic, and that the research and
work needed to prepare comments can
also generally be carried on through
electronic means.
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
To the extent that DOL received
comments unrelated to the proposal to
establish a system of discretionary
secretarial review, such comments are
outside the scope of this rulemaking.
DOL did not consider any other aspects
of its administrative adjudicative
processes, either explicitly or implicitly,
as part of this rulemaking. As such, DOL
declines to address any comments
unrelated to this very narrow
rulemaking.
IV. Rulemaking Analyses and Notices
Executive Orders 12866, Regulatory
Planning and Review, and 13563,
Improving Regulation and Regulatory
Review
Executive Orders 12866 and 13563
direct agencies to assess the costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This rule has been drafted and
reviewed in accordance with Executive
Order 12866. The Department of Labor,
in coordination with the Office of
Management and Budget (OMB),
determined that this rule is not a
significant regulatory action under
section 3(f) of Executive Order 12866
because the rule will not have an annual
effect on the economy of $100 million
or more; will not create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; and will not materially
alter the budgetary impact of
entitlements, grants, user fees, or loan
programs or the rights and obligations of
recipients thereof. Furthermore, the rule
does not raise a novel legal or policy
issue arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Accordingly, OMB has waived
review.4
Regulatory Flexibility Act of 1980
Because no notice of proposed
rulemaking was required for this rule
under section 553 of the Administrative
4 One commenter objected to the lack of a cost–
benefit analysis. This rule reflects revisions to the
Department’s internal review processes, which do
not change any party’s substantive rights or
obligations. As discussed above, these internal
Departmental revisions do not raise applicable
novel issues nor are they expected to have an
annual effect of $100 million or more.
PO 00000
Frm 00024
Fmt 4700
Sfmt 4700
Procedure Act, the regulatory flexibility
analysis requirements of the Regulatory
Flexibility Act, 5 U.S.C. 603, 604, do not
apply to this rule. See 5 U.S.C. 601(2).
Paperwork Reduction Act
The Department has determined that
this rule is not subject to the
requirements of the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.,
as this rulemaking does not involve any
collections of information. See 5 CFR
1320.3(c).
Unfunded Mandates Reform Act of 1995
and Executive Order 13132, Federalism
The Department has reviewed this
rule in accordance with the
requirements of Executive Order 13132
and the Unfunded Mandates Reform Act
of 1995, 2 U.S.C. 1501 et seq., and has
found no potential or substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. As there
is no Federal mandate contained herein
that could result in increased
expenditures by State, local, and tribal
governments, or by the private sector,
the Department has not prepared a
budgetary impact statement.
Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
The Department has reviewed this
rule in accordance with Executive Order
13175 and has determined that it does
not have ‘‘tribal implications.’’ The rule
does not ‘‘have substantial direct effects
on one or more Indian tribes, on the
relationship between the Federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
government and Indian tribes.’’
List of Subjects
20 CFR Part 641
Administrative practice and
procedure, Grievance procedure and
appeals process, Senior Community
Service Employment Program, Services
to participants.
20 CFR Part 655
Administrative practice and
procedure, Labor certification processes
for temporary employment.
20 CFR Part 656
Administrative practice and
procedure, Fraud, Reporting and
recordkeeping requirements, Wages.
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
20 CFR Part 658
Administrative practice and
procedure, Complaint system;
Discontinuation of services, State
workforce agency compliance, Federal
application of remedial action to state
workforce agencies, Wagner-Peyser Act
Employment Service.
20 CFR Part 667
Adjudication and Judicial Review,
Administrative practice and procedure;
Oversight and monitoring, Grievance
procedures, complaints, and state
appeal processes, Sanctions, corrective
actions, and waiver of liability,
Reporting and recordkeeping
requirements, Resolution of findings,
Workforce Investment Act.
20 CFR Part 683
Adjudication and judicial review,
Administrative practice and procedure,
Funding and closeout, Grievance
procedures, complaints, and State
appeal processes; Oversight and
resolution of findings, Pay-forperformance contract strategies,
Reporting and recordkeeping
requirements, Rules, costs, and
limitations, Sanctions, corrective
actions, and waiver of liability,
Workforce Innovation And Opportunity
Act.
29 CFR Part 18
29 CFR Part 1981
Administrative practice and
procedure.
Administrative practice and
procedure, Employee protection,
Findings, Litigation, Investigations,
Pipeline Safety Improvement Act of
2002, Retaliation complaints.
29 CFR Part 24
Administrative practice and
procedure, Review of other proceedings
and related matters, Review of wage
determinations.
29 CFR Part 29
Administrative practice and
procedure, Apprenticeship programs,
Labor standards, State apprenticeship
agencies.
29 CFR Part 38
Administrative practice and
procedure, Compliance procedures,
Obligations of recipients and governors,
Workforce Innovation and Opportunity
Act.
29 CFR Part 96
Administrative practice and
procedure, Audit requirements, Grants,
contracts, and other agreements.
29 CFR Part 471
29 CFR Part 501
29 CFR Part 2
29 CFR Part 580
Administrative practice and
procedure, Claims, Courts, Government
employees.
Administrative practice and
procedure, Assessing and contesting,
Civil money penalties.
29 CFR Part 7
29 CFR Part 1978
Administrative practice and
procedure, Government contracts,
Minimum wages.
29 CFR Part 1979
Administrative practice and
procedure, Employee protection,
Findings, Litigation, Investigations,
Retaliation complaints, Wendell H. Ford
Aviation Investment and Reform Act for
the 21st Century.
29 CFR Part 10
Administrative practice and
procedure, Construction industry,
Government procurement, Law
enforcement, Reporting and
recordkeeping requirements, Wages.
29 CFR Part 1980
29 CFR Part 13
Administrative practice and
procedure, Government contracts, Law
enforcement, Reporting and
recordkeeping requirements, Wages.
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
Administrative practice and
procedure, Contract obligations;
Enforcement, Immigration and
Nationality Act, Temporary alien
agricultural workers.
Administrative practice and
procedure; Employee protection;
Findings, Investigations, Litigation,
Retaliation complaints, Surface
Transportation Assistance Act of 1982.
29 CFR Part 8
Administrative practice and
procedure, Employee protection,
Findings, Investigations, Litigation,
Retaliation complaints, Sarbanes-Oxley
Act of 2002.
PO 00000
Frm 00025
Fmt 4700
29 CFR Part 1982
Administrative practice and
procedure, Employee protection,
Federal Railroad Safety Act, Findings,
Investigations, Litigation, National
Transit Systems Security Act,
Retaliation complaints.
29 CFR Part 1983
Administrative practice and
procedure, Consumer Product Safety
Improvement Act of 2008, Employee
protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1984
Administrative practice and
procedure, Affordable Care Act,
Employee protection, Findings,
Investigations, Litigation, Retaliation
complaints.
29 CFR Part 1985
Administrative practice and
procedure, Complaint procedures,
Compliance review, Contractor
obligations, Federal labor law.
20 CFR Part 702
Administrative practice and
procedure, Claims, Penalties, Reporting
and recordkeeping requirements,
Whistleblowing, Workers’
compensation.
Administrative practice and
procedure, Government contracts,
Minimum wages.
30613
Sfmt 4700
Administrative practice and
procedure, Consumer Financial
Protection Act of 2010, Employee
protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1986
Administrative practice and
procedure, Employee protection,
Findings, Investigations, Litigation,
Retaliation complaints, Seaman’s
Protection Act.
29 CFR Part 1987
Administrative practice and
procedure, Employee protection, FDA
Food Safety Modernization Act,
Findings, Investigations, Litigation,
Retaliation complaints.
29 CFR Part 1988
Administrative practice and
procedure, Employee protection,
Findings, Investigations, Litigation,
Moving Ahead for Progress in the 21st
Century Act, Retaliation complaints.
41 CFR Part 50–203
Administrative practice and
procedure, Government procurement,
Minimum wages, Occupational safety
and health.
41 CFR Part 60–30
Administrative practice and
procedure, Equal opportunity, Executive
Order 11246, Property management,
Public contracts.
E:\FR\FM\20MYR1.SGM
20MYR1
30614
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
Dated: May 15, 2020.
Eugene Scalia,
Secretary of Labor.
For the reasons set forth in the
preamble, the Department of Labor
amends 20 CFR chapters V and VI; 29
CFR subtitle A and chapters IV, V, and
XVII, and 41 CFR parts 50–203 and 60–
30 as follows:
Title 20—Employees’ Benefits
Employment and Training
Administration
PART 641—PROVISIONS GOVERNING
THE SENIOR COMMUNITY SERVICE
EMPLOYMENT PROGRAM
1. The authority citation for part 641
continues to read as follows:
■
Authority: 42 U.S.C. 3056 et seq.; Pub. L.
114–144, 130 Stat. 334 (Apr. 19, 2016).
2. In § 641.900, revise paragraph (e) to
read as follows:
■
§ 641.900 What appeal process is available
to an applicant that does not receive a
grant?
*
*
*
*
*
(e) The decision of the ALJ constitutes
final agency action unless, within 21
days of the decision, a party dissatisfied
with the ALJ’s decision, in whole or in
part, has filed a petition for review with
the Administrative Review Board (ARB)
(established under Secretary’s Order No.
01–2020), specifically identifying the
procedure, fact, law, or policy to which
exception is taken. The mailing address
for the ARB is 200 Constitution Ave.
NW, Room N5404, Washington, DC
20210. The Department will deem any
exception not specifically urged to have
been waived. A copy of the petition for
review must be sent to the grant officer
at that time. If, within 30 days of the
filing of the petition for review, the ARB
does not notify the parties that the case
has been accepted for review, then the
decision of the ALJ constitutes final
agency action. In any case accepted by
the ARB, a decision must be issued by
the ARB within 180 days of acceptance.
If a decision is not so issued, the
decision of the ALJ constitutes final
agency action.
*
*
*
*
*
■ 3. In § 641.920, revise paragraph (d)(5)
to read as follows:
§ 641.920 What actions of the Department
may a grantee appeal and what procedures
apply to those appeals?
*
*
*
*
*
(d) * * *
(5) The decision of the ALJ constitutes
final agency action unless, within 21
days of the decision, a party dissatisfied
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
with the ALJ’s decision, in whole or in
part, has filed a petition for review with
the ARB (established under Secretary’s
Order No. 01–2020), specifically
identifying the procedure, fact, law, or
policy to which exception is taken. The
mailing address for the ARB is 200
Constitution Ave. NW, Room N5404,
Washington, DC 20210. The Department
will deem any exception not specifically
argued to have been waived. A copy of
the petition for review must be sent to
the grant officer at that time. If, within
30 days of the filing of the petition for
review, the ARB does not notify the
parties that the case has been accepted
for review, then the decision of the ALJ
constitutes final agency action. In any
case accepted by the ARB, a decision
must be issued by the ARB within 180
days of acceptance. If a decision is not
so issued, the decision of the ALJ
constitutes final agency action.
PART 655—TEMPORARY
EMPLOYMENT OF FOREIGN
WORKERS IN THE UNITED STATES
4. The authority citation for part 655
continues to read as follows:
■
Authority: Section 655.0 issued under 8
U.S.C. 1101(a)(15)(E)(iii), 1101(a)(15)(H)(i)
and (ii), 8 U.S.C. 1103(a)(6), 1182(m), (n), and
(t), 1184(c), (g), and (j), 1188, and 1288(c) and
(d); sec. 3(c)(1), Pub. L. 101–238, 103 Stat.
2099, 2102 (8 U.S.C. 1182 note); sec. 221(a),
Pub. L. 101–649, 104 Stat. 4978, 5027 (8
U.S.C. 1184 note); sec. 303(a)(8), Pub. L. 102–
232, 105 Stat. 1733, 1748 (8 U.S.C. 1101
note); sec. 323(c), Pub. L. 103–206, 107 Stat.
2428; sec. 412(e), Pub. L. 105–277, 112 Stat.
2681 (8 U.S.C. 1182 note); sec. 2(d), Pub. L.
106–95, 113 Stat. 1312, 1316 (8 U.S.C. 1182
note); 29 U.S.C. 49k; Pub. L. 107–296, 116
Stat. 2135, as amended; Pub. L. 109–423, 120
Stat. 2900; 8 CFR 214.2(h)(4)(i); 8 CFR
214.2(h)(6)(iii); and sec. 6, Pub. L. 115–218,
132 Stat. 1547 (48 U.S.C. 1806).
Subpart A issued under 8 CFR 214.2(h).
Subpart B issued under 8 U.S.C.
1101(a)(15)(H)(ii)(a), 1184(c), and 1188; and 8
CFR 214.2(h).
Subpart E issued under 48 U.S.C. 1806.
Subparts F and G issued under 8 U.S.C.
1288(c) and (d); sec. 323(c), Pub. L. 103–206,
107 Stat. 2428; and 28 U.S.C. 2461 note, Pub.
L. 114–74 at section 701.
Subparts H and I issued under 8 U.S.C.
1101(a)(15)(H)(i)(b) and (b)(1), 1182(n) and
(t), and 1184(g) and (j); sec. 303(a)(8), Pub. L.
102–232, 105 Stat. 1733, 1748 (8 U.S.C. 1101
note); sec. 412(e), Pub. L. 105–277, 112 Stat.
2681; 8 CFR 214.2(h); and 28 U.S.C. 2461
note, Pub. L. 114–74 at section 701.
Subparts L and M issued under 8 U.S.C.
1101(a)(15)(H)(i)(c) and 1182(m); sec. 2(d),
Pub. L. 106–95, 113 Stat. 1312, 1316 (8 U.S.C.
1182 note); Pub. L. 109–423, 120 Stat. 2900;
and 8 CFR 214.2(h).
5. In § 655.171, revise paragraphs (a)
and (b)(2) to read as follows:
■
PO 00000
Frm 00026
Fmt 4700
Sfmt 4700
§ 655.171
Appeals.
*
*
*
*
*
(a) Administrative review. Where the
employer has requested administrative
review, within 5 business days after
receipt of the ETA administrative file
the ALJ will, on the basis of the written
record and after due consideration of
any written submissions (which may
not include new evidence) from the
parties involved or amici curiae, either
affirm, reverse, or modify the CO’s
decision, or remand to the CO for
further action. The decision of the ALJ
must specify the reasons for the action
taken and must be immediately
provided to the employer, the CO, the
OFLC Administrator and DHS by means
normally assuring next-day delivery.
(b) * * *
(2) Decision. After a de novo hearing,
the ALJ must affirm, reverse, or modify
the CO’s determination, or remand to
the CO for further action, except in
cases over which the Secretary has
assumed jurisdiction pursuant to 29
CFR 18.95. The decision of the ALJ must
specify the reasons for the action taken
and must be immediately provided to
the employer, CO, OFLC Administrator,
and DHS by means normally assuring
next-day delivery.
■ 6. In § 655.181, revise paragraph (b)(3)
to read as follows:
§ 655.181
Revocation.
*
*
*
*
*
(b) * * *
(3) Appeal. An employer may appeal
a Notice of Revocation, or a final
determination of the OFLC
Administrator after the review of
rebuttal evidence, according to the
appeal procedures of § 655.171.
*
*
*
*
*
■ 7. In § 655.182, revise paragraph (f)(6)
to read as follows:
§ 655.182
Debarment.
*
*
*
*
*
(f) * * *
(6) ARB decision. The ARB’s decision
must be issued within 90 days from the
notice granting the petition and served
upon all parties and the ALJ. If the ARB
fails to issue a decision within 90 days
from the notice granting the petition, the
ALJ’s decision will be the final agency
decision.
*
*
*
*
*
■ 8. In § 655.183, revise paragraph (c) to
read as follows:
§ 655.183
Less than substantial violations.
*
*
*
*
*
(c) Failure to comply with special
procedures. If the OFLC Administrator
determines that the employer has failed
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
to comply with special procedures
required pursuant to paragraph (a) of
this section, the OFLC Administrator
will send a written notice to the
employer, stating that the employer’s
otherwise affirmative H–2A certification
determination will be reduced by 25
percent of the total number of H–2A
workers requested (which cannot be
more than those requested in the
previous year) for a period of 1 year.
Notice of such a reduction in the
number of workers requested will be
conveyed to the employer by the OFLC
Administrator in the OFLC
Administrator’s written certification
determination. The notice will offer the
employer an opportunity to request
administrative review or a de novo
hearing before an ALJ. If administrative
review or a de novo hearing is
requested, the procedures prescribed in
§ 655.171 will apply, provided that if
the ALJ or the Secretary affirms the
OFLC Administrator’s determination
that the employer has failed to comply
with special procedures required by
paragraph (a) of this section, the
reduction in the number of workers
requested will be 25 percent of the total
number of H–2A workers requested
(which cannot be more than those
requested in the previous year) for a
period of 1 year.
9. In § 655.461, revise paragraph (e) to
read as follows:
■
§ 655.461
Administrative review.
*
*
*
*
*
(e) Scope of review. BALCA will,
except in cases over which the Secretary
has assumed jurisdiction pursuant to 29
CFR 18.95, affirm, reverse, or modify the
CO’s determination, or remand to the
CO for further action. BALCA will reach
this decision after due consideration of
the documents in the Appeal File that
were before the CO at the time of the
CO’s determination, the request for
review, and any legal briefs submitted.
BALCA may not consider evidence not
before the CO at the time of the CO’s
determination, even if such evidence is
in the Appeal File, request for review,
or legal briefs.
*
*
*
*
*
10. In § 655.472, revise paragraph
(b)(3) to read as follows:
■
§ 655.472
Revocation.
*
*
*
*
*
(b) * * *
(3) Request for review. An employer
may appeal a Notice of Revocation or a
final determination of the OFLC
Administrator after the review of
VerDate Sep<11>2014
19:41 May 19, 2020
Jkt 250001
rebuttal evidence to BALCA, according
to the appeal procedures of § 655.461.
*
*
*
*
*
■ 11. In § 655.473, revise paragraph
(f)(6) to read as follows:
§ 655.473
Debarment.
*
*
*
*
*
(f) * * *
(6) ARB decision. The ARB’s decision
must be issued within 90 calendar days
from the notice granting the petition and
served upon all parties and the ALJ.
■ 12. In § 655.845, revise paragraphs (h)
and (i) to read as follows:
30615
(3) Direct that a hearing on the case
be held under paragraph (e) of this
section.
*
*
*
*
*
PART 658—ADMINISTRATIVE
PROVISIONS GOVERNING THE
WAGNER–PEYSER ACT
EMPLOYMENT SERVICE
15. The authority citation for part 658
continues to read as follows:
■
Authority: Secs. 189, 503, Pub. L. 113–
128, 128 Stat. 1425 (Jul. 22, 2014); 29 U.S.C.
chapter 4B.
16. In § 658.711, revise paragraph (b)
to read as follows:
§ 655.845 What rules apply to appeal of the
decision of the administrative law judge?
■
*
§ 658.711 Decision of the Administrative
Review Board.
*
*
*
*
(h) The Board’s decision shall be
issued within 180 calendar days from
the date of the notice of intent to review.
The Board’s decision shall be served
upon all parties and the administrative
law judge.
(i) After the Board’s decision becomes
final, the Board shall transmit the entire
record to the Chief Administrative Law
Judge for custody pursuant to § 655.850.
PART 656—LABOR CERTIFICATION
PROCESS FOR PERMANENT
EMPLOYMENT OF ALIENS IN THE
UNITED STATES
13. The authority citation for part 656
continues to read as follows:
■
Authority: 8 U.S.C. 1182(a)(5)(A),
1182(p)(1); sec.122, Public Law 101–649, 109
Stat. 4978; and Title IV, Public Law 105–277,
112 Stat. 2681.
14. In § 656.27, revise paragraph (c) to
read as follows:
■
*
*
*
*
*
(b) The decision of the Administrative
Review Board must be in writing, and
must set forth the factual and legal basis
for the decision. After the Board’s
decision becomes final, notice of the
decision must be published in the
Federal Register, and copies must be
made available for public inspection
and copying.
PART 667—ADMINISTRATIVE
PROVISIONS UNDER TITLE I OF THE
WORKFORCE INVESTMENT ACT
17. The authority citation for part 667
continues to read as follows:
■
Authority: Subtitle C of Title I, Sec. 506(c),
Pub. L. 105–220, 112 Stat. 936 (20 U.S.C.
9276(c)); Executive Order 13198, 66 FR 8497,
3 CFR 2001 Comp., p. 750; Executive Order
13279, 67 FR 77141, 3 CFR 2002 Comp., p.
258.
18. In § 667.830, revise paragraph (b)
to read as follows:
§ 656.27 Consideration by and decisions
of the Board of Alien Labor Certification
Appeals.
■
*
§ 667.830 When will the Administrative
Law Judge issue a decision?
*
*
*
*
(c) Review on the record. The Board
of Alien Labor Certification Appeals
must review a denial of labor
certification under § 656.24, a
revocation of a certification under
§ 656.32, or an affirmation of a
prevailing wage determination under
§ 656.41 on the basis of the record upon
which the decision was made, the
request for review, and any Statements
of Position or legal briefs submitted and,
except in cases over which the Secretary
has assumed jurisdiction pursuant to 29
CFR 18.95, must:
(1) Affirm the denial of the labor
certification, the revocation of
certification, or the affirmation of the
PWD; or
(2) Direct the Certifying Officer to
grant the certification, overrule the
revocation of certification, or overrule
the affirmation of the PWD; or
PO 00000
Frm 00027
Fmt 4700
Sfmt 4700
*
*
*
*
*
(b) The decision of the ALJ constitutes
final agency action unless, within 20
days of the decision, a party dissatisfied
with the ALJ’s decision has filed a
petition for review with the
Administrative Review Board (ARB)
(established under Secretary’s Order No.
01–2020), specifically identifying the
procedure, fact, law, or policy to which
exception is taken. Any exception not
specifically urged is deemed to have
been waived. A copy of the petition for
review must be sent to the opposing
party at that time. Thereafter, the
decision of the ALJ constitutes final
agency action unless the ARB, within 30
days of the filing of the petition for
review, notifies the parties that the case
has been accepted for review. In any
case accepted by the ARB, a decision
E:\FR\FM\20MYR1.SGM
20MYR1
30616
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
§ 702.433
must be issued by the ARB within 180
days of acceptance. If a decision is not
so issued, the decision of the ALJ
constitutes final agency action.
Requests for hearing.
§ 2.8
*
PART 683—ADMINISTRATIVE
PROVISIONS UNDER TITLE I OF THE
WORKFORCE INNOVATION AND
OPPORTUNITY ACT
19. The authority citation for part 683
continues to read as follows:
■
Authority: Secs. 102, 116, 121, 127, 128,
132, 133, 147, 167, 169, 171, 181, 185, 189,
195, 503, Public Law 113–128, 128 Stat. 1425
(Jul. 22, 2014).
20. In § 683.830, revise paragraph (b)
to read as follows:
■
§ 683.830 When will the Administrative
Law Judge issue a decision?
*
*
*
*
(e) The administrative law judge will
issue a recommended decision after the
termination of the hearing. The
recommended decision must contain
appropriate findings, conclusions, and a
recommended order and be forwarded,
together with the record of the hearing,
to the Administrative Review Board for
a decision. The recommended decision
must be served upon all parties to the
proceeding.
(f) Based upon a review of the record
and the recommended decision of the
administrative law judge, the
Administrative Review Board will issue
a decision.
23. Revise § 702.434 to read as
follows:
PART 7—PRACTICE BEFORE THE
ADMINISTRATIVE REVIEW BOARD
WITH REGARD TO FEDERAL AND
FEDERALLY ASSISTED
CONSTRUCTION CONTRACTS
§ 702.434
■
■
*
*
*
*
*
(b) The decision of the ALJ constitutes
final agency action unless, within 20
days of the decision, a party dissatisfied
with the ALJ’s decision has filed a
petition for review with the
Administrative Review Board (ARB)
(established under Secretary’s Order No.
01–2020), specifically identifying the
procedure, fact, law, or policy to which
exception is taken. Any exception not
specifically raised in the petition is
deemed to have been waived. A copy of
the petition for review also must be sent
to the opposing party and if an
applicant or recipient, to the Grant
Officer and the Grant Officer’s Counsel
at the time of filing. Unless the ARB,
within 30 days of the filing of the
petition for review, notifies the parties
that the case has been accepted for
review, the decision of the ALJ
constitutes final agency action. In any
case accepted by the ARB, a decision
must be issued by the ARB within 180
days of acceptance. If a decision is not
so issued, the decision of the ALJ
constitutes final agency action.
Office of Workers’ Compensation
Programs Longshoremen’s and Harbor
Workers’ Compensation Act and
Related Statutes
Judicial review.
(a) Any physician, health care
provider, or claims representative who
participated as a party in the hearing
may obtain review of the Department’s
final decision made by the
Administrative Review Board or the
Secretary, as appropriate, regardless of
the amount of controversy, by
commencing a civil action within sixty
(60) days after the decision is
transmitted to him or her. The pendency
of such review will not stay the effect
of the decision. Such action must be
brought in the Court of Appeals of the
United States for the judicial circuit in
which the plaintiff resides or has his or
her principal place of business, or the
Court of Appeals for the District of
Columbia pursuant to section 7(j)(4) of
the Act, 33 U.S.C. 907(j)(4).
(b) As part of the Department’s
answer, the Administrative Review
Board must file a certified copy of the
transcript of the record of the hearing,
including all evidence submitted in
connection therewith.
(c) The findings of fact contained in
the Department’s final decision, if based
on substantial evidence in the record as
a whole, shall be conclusive.
PART 702—ADMINISTRATION AND
PROCEDURE
Title 29—Labor
■
21. The authority citation for part 702
continues to read as follows:
PART 2—GENERAL REGULATIONS
Authority: 5 U.S.C. 301, and 8171 et seq.;
33 U.S.C. 901 et seq.; 42 U.S.C. 1651 et seq.;
43 U.S.C. 1333; 28 U.S.C. 2461 note (Federal
Civil Penalties Inflation Adjustment Act of
1990); Pub.L. 114–74 at sec. 701;
Reorganization Plan No. 6 of 1950, 15 FR
3174, 64 Stat. 1263; Secretary’s Order 10–
2009, 74 FR 58834.
■
Office of the Secretary of Labor
22. In § 702.433, revise paragraphs (e)
and (f) to read as follows:
■
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
Final agency decisions.
Final agency decisions issued under
the statutory authority of the U.S.
Department of Labor may be issued by
the Secretary of Labor, or by his or her
designee under a written delegation of
authority. The Administrative Review
Board, an organizational entity within
the Office of the Secretary, has been
delegated authority to issue final agency
decisions under the statutes, executive
orders, and regulations according to,
and except as provided in Secretary’s
Order 01–2020 (or any successor to that
order).
24. The authority citation for part 2
continues to read as:
Authority: 5 U.S.C. 301; Executive Order
13198, 66 FR 8497, 3 CFR 2001 Comp., p.
750; Executive Order 13279, 67 FR 77141, 3
CFR 2002 Comp., p. 258; Executive Order
13559, 75 FR 71319, 3 CFR 2011 Comp., p.
273.
■
25. Revise § 2.8 to read as follows:
PO 00000
Frm 00028
Fmt 4700
Sfmt 4700
26. The authority citation for part 7
continues to read as:
Authority: Reorg. Plan No. 14 of 1950, 64
Stat. 1267; 5 U.S.C. 301; 3 CFR, 1949–1953
Comp., p. 1007; sec. 2, 48 Stat. 948 as
amended; 40 U.S.C. 276c; secs. 104, 105, 76
Stat. 358, 359; 40 U.S.C. 330, 331; 65 Stat.
290; 36 FR 306, 8755.
27. In § 7.1, revise paragraph (d) to
read as follows:
■
§ 7.1
Purpose and scope.
*
*
*
*
*
(d) In considering the matters within
the scope of its jurisdiction the Board
shall act as the authorized
representative of the Secretary of Labor.
The Board shall act as fully and finally
as might the Secretary of Labor
concerning such matters, except as
provided in Secretary’s Order 01–2020
(or any successor to that order).
*
*
*
*
*
PART 8—PRACTICE BEFORE THE
ADMINISTRATIVE REVIEW BOARD
WITH REGARD TO FEDERAL SERVICE
CONTRACTS
28. The authority citation for part 8
continues to read as:
■
Authority: Secs. 4 and 5, 79 Stat. 1034,
1035, as amended by 86 Stat. 789, 790, 41
U.S.C. 353, 354; 5 U.S.C. 301; Reorg. Plan No.
14 of 1950, 64 Stat. 1267, 5 U.S.C. Appendix;
76 Stat. 357–359, 40 U.S.C. 327–332.
29. In § 8.1, revise paragraph (c) to
read as follows:
■
§ 8.1
Purpose and scope.
*
*
*
*
*
(c) In considering the matters within
the scope of its jurisdiction the Board
shall act as the authorized
representative of the Secretary of Labor
and shall act as fully and finally as
might the Secretary of Labor concerning
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
such matters, except as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
*
*
*
*
*
PART 13—ESTABLISHING PAID SICK
LEAVE FOR FEDERAL
CONTRACTORS
30. The authority citation for part 10
continues to read as follows:
■
31. Revise § 10.57 to read as follows:
§ 10.57 Administrative Review Board
proceedings.
(a) Authority—(1) General. The
Administrative Review Board has
jurisdiction to hear and decide in its
discretion appeals concerning questions
of law and fact from investigative
findings letters of the Administrator
issued under § 10.51(c)(1) or (2),
Administrator’s rulings issued under
§ 10.58, and decisions of Administrative
Law Judges issued under § 10.55.
(2) Limit on scope of review. (i) The
Board shall not have jurisdiction to pass
on the validity of any provision of this
part. The Board is an appellate body and
shall decide cases properly before it on
the basis of substantial evidence
contained in the entire record before it.
The Board shall not receive new
evidence into the record.
(ii) The Equal Access to Justice Act,
as amended, does not apply to
proceedings under this part.
Accordingly, the Administrative Review
Board shall have no authority to award
attorney’s fees and/or other litigation
expenses pursuant to the provisions of
the Equal Access to Justice Act for any
proceeding under this part.
(b) Decisions. The Board’s decision
shall be issued within a reasonable
period of time following receipt of the
petition for review and shall be served
upon all parties by mail to the last
known address and on the Chief
Administrative Law Judge (in cases
involving an appeal from an
Administrative Law Judge’s decision).
(c) Orders. If the Board concludes a
violation occurred, an order shall be
issued mandating action to remedy the
violation, including, but not limited to,
monetary relief for unpaid wages.
Where the Administrator has sought
imposition of debarment, the Board
shall determine whether an order
imposing debarment is appropriate. The
ARB’s order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
16:29 May 19, 2020
Jkt 250001
32. The authority citation for part 13
continues to read as follow:
■
Authority: 5 U.S.C. 301; E.O. 13706, 80 FR
54697, 3 CFR, 2016 Comp., p. 367;
Secretary’s Order 01–2014, 79 FR 77527.
Authority: 5 U.S.C. 301; 5 U.S.C. 551–553;
5 U.S.C. 571 note; E.O. 12778; 57 FR 7292.
■
Authority: 5 U.S.C. 301; section 2, E.O.
13838, 83 FR 25341; section 4, E.O. 13658,
79 FR 9851; Secretary’s Order 01–2014, 79
FR 77527.
VerDate Sep<11>2014
PART 18—RULES OF PRACTICE AND
PROCEDURE FOR ADMINISTRATIVE
HEARINGS BEFORE THE OFFICE OF
ADMINISTRATIVE LAW JUDGES
■
PART 10—ESTABLISHING A MINIMUM
WAGE FOR CONTRACTORS
■
30617
33. Revise § 13.57 to read as follows:
34. The authority citation for part 18
continues to read as follows:
■
35. Revise § 18.95 to read as follows:
§ 13.57 Administrative Review Board
proceedings.
§ 18.95 Review of decision and review by
the Secretary.
(a) Authority—(1) General. The
Administrative Review Board has
jurisdiction to hear and decide in its
discretion appeals concerning questions
of law and fact from investigative
findings letters of the Administrator
issued under § 13.51(c)(1) or the final
sentence of § 13.51(c)(2)(ii),
Administrator’s rulings issued under
§ 13.58, and decisions of Administrative
Law Judges issued under § 13.55.
(2) Limit on scope of review. (i) The
Administrative Review Board shall not
have jurisdiction to pass on the validity
of any provision of this part. The
Administrative Review Board is an
appellate body and shall decide cases
properly before it on the basis of
substantial evidence contained in the
entire record before it. The
Administrative Review Board shall not
receive new evidence into the record.
(ii) The Equal Access to Justice Act,
as amended, does not apply to
proceedings under this part.
Accordingly, the Administrative Review
Board shall have no authority to award
attorney’s fees and/or other litigation
expenses pursuant to the provisions of
the Equal Access to Justice Act for any
proceeding under this part.
(b) Decisions. The Administrative
Review Board’s decision shall be issued
within a reasonable period of time
following receipt of the petition for
review and shall be served upon all
parties by mail to the last known
address and on the Chief Administrative
Law Judge (in cases involving an appeal
from an Administrative Law Judge’s
decision).
(c) Orders. If the Board concludes a
violation occurred, an order shall be
issued mandating action to remedy the
violation, including, but not limited to,
any monetary or equitable relief
described in § 13.44. Where the
Administrator has sought imposition of
debarment, the Administrative Review
Board shall determine whether an order
imposing debarment is appropriate. The
ARB’s order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
(a) Review. The statute or regulation
that conferred hearing jurisdiction
provides the procedure for review of a
judge’s decision. If the statute or
regulation does not provide a procedure,
the judge’s decision becomes the
Secretary’s final administrative
decision, except as provided in
paragraph (b) of this section.
(b) Finality. A decision of the Board
of Alien Labor Certification Appeals
(BALCA) shall constitute the Secretary’s
final administrative decision except in
those cases over which the Secretary
has, in accordance with this paragraph
(b) and paragraph (c) of this section,
assumed jurisdiction:
(1) In any case for which
administrative review is sought or
handled in accordance with 20 CFR
655.171(a) or 20 CFR 655.461, at any
point from when the BALCA receives a
request for review until the passage of
10 business days after the date on which
BALCA has issued its decision.
(2) In any case for which a de novo
hearing is sought or handled under 20
CFR 655.171(b), at any point within 15
business days after the date on which
the BALCA has issued its decision.
(3) In any case for which review is
sought or handled in accordance with
20 CFR 656.26 and 20 CFR 656.27, at
any point from when the BALCA
receives a request for review until the
passage of 30 business days after the
BALCA has issued its decision.
(c) Review by the Secretary—(1)
Transmission of information. (i)
Whenever the BALCA receives a request
for review, it shall immediately transmit
a copy of such request to the Deputy
Secretary.
(ii) Within 3 business days of when
the BALCA issues a decision, the Chair
of the BALCA, or his or her designee,
shall transmit to the Deputy Secretary a
copy of the decision and a concise
recommendation as to whether the
decision involves an issue or issues of
such exceptional importance that
review by the Secretary is warranted.
(2) Review. (i) The Secretary may, at
any point within the time periods
provided for in paragraph (b) of this
PO 00000
Frm 00029
Fmt 4700
Sfmt 4700
E:\FR\FM\20MYR1.SGM
20MYR1
30618
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
section, and in his or her sole
discretion, assume jurisdiction to
review the decision or determination of
the Certifying Officer, the Office of
Foreign Labor Certification
Administrator, the National Prevailing
Wage Center Director, or the BALCA, as
the case may be.
(ii) When the Secretary assumes
jurisdiction over a case, the Secretary
shall promptly notify the BALCA. The
BALCA shall promptly notify the parties
to the case of such action and shall
submit the Appeal File and any briefs
filed to the Secretary.
(iii) In any case the Secretary decides,
the Secretary’s decision shall be stated
in writing and transmitted to the
BALCA, which shall promptly publish
the decision and transmit it to the
parties to the case. Such decision shall
constitute final action by the
Department and shall serve as binding
precedent on all Department employees
and in all Department proceedings
involving the same issue or issues.
(iv) The Solicitor of Labor, or his or
her designee, shall have the
responsibility for providing legal advice
to the Secretary with respect to the
Secretary’s exercise of review under this
section, except that no individual
involved in the investigation or
prosecution of a case shall advise the
Secretary on the exercise of review with
respect to such case or a case involving
a common nucleus of operative fact.
PART 24—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISIONS OF SIX
ENVIRONMENTAL STATUTES AND
SECTION 211 OF THE ENERGY
REORGANIZATION ACT OF 1974, AS
AMENDED
36. The authority citation for part 24
is revised to read as follows:
■
Authority: 15 U.S.C. 2622; 33 U.S.C. 1367;
42 U.S.C. 300j–9(i)BVG, 5851, 6971, 7622,
9610; Secretary’s Order No. 5–2007, 72 FR
31160 (June 5, 2007); Secretary’s Order No.
01–2020.
37. In § 24.110, revise paragraphs (a),
(c), and (d) to read as follows:
■
§ 24.110 Decisions and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ must file a written petition
for review with the ARB, U.S.
Department of Labor, 200 Constitution
Ave. NW, Washington, DC 20210. The
decision of the ALJ will become the
final order of the Secretary unless,
pursuant to this section, a timely
petition for review is filed with the ARB
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
and the ARB accepts the case for review.
The parties should identify in their
petitions for review the legal
conclusions or orders to which they
object, or the objections will ordinarily
be deemed waived. A petition must be
filed within 10 business days of the date
of the decision of the ALJ. The date of
the postmark, facsimile transmittal, or
email communication will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
and all briefs must be served on the
Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 90 days of the filing of the
complaint. The decision will be served
upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
order will order the respondent to take
appropriate affirmative action to abate
the violation, including reinstatement of
the complainant to that person’s former
position, together with the
compensation (including back pay),
terms, conditions, and privileges of
employment, and compensatory
damages. In cases arising under the Safe
Drinking Water Act or the Toxic
Substances Control Act, exemplary
damages may also be awarded when
appropriate. At the request of the
complainant, the ARB will assess
against the respondent all costs and
expenses (including attorney’s fees)
reasonably incurred.
*
*
*
*
*
■ 38. Revise § 24.112 to read as follows:
§ 24.112
Judicial Review.
(a) Except as provided under
paragraphs (b) through (d) of this
section, within 60 days after the
issuance of a final order (including a
decision issued by the Secretary upon
his or her discretionary review) for
which judicial review is available, any
person adversely affected or aggrieved
PO 00000
Frm 00030
Fmt 4700
Sfmt 4700
by the order may file a petition for
review of the order in the United States
Court of Appeals for the circuit in
which the violation allegedly occurred
or the circuit in which the complainant
resided on the date of the violation. A
final order of the ARB (or a decision
issued by the Secretary upon his or her
discretionary review) is not subject to
judicial review in any criminal or other
civil proceeding.
(b) Under the Federal Water Pollution
Control Act, within 120 days after the
issuance of a final order (including a
decision issued by the Secretary upon
his or her discretionary review) for
which judicial review is available, any
person adversely affected or aggrieved
by the order may file a petition for
review of the order in the United States
Court of Appeals for the circuit in
which the violation allegedly occurred
or the circuit in which the complainant
resided on the date of the violation.
(c) Under the Solid Waste Disposal
Act, within 90 days after the issuance of
a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
(d) Under the Comprehensive
Environmental Response, Compensation
and Liability Act, after the issuance of
a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States district
court in which the violation allegedly
occurred. For purposes of judicial
economy and consistency, when a final
order under the Comprehensive
Environmental Response, Compensation
and Liability Act also is issued under
any other statute listed in § 24.100(a),
the adversely affected or aggrieved
person may file a petition for review of
the entire order in the United States
Court of Appeals for the circuit in
which the violation allegedly occurred
or the circuit in which the complainant
resided on the date of the violation. The
time for filing a petition for review of an
order issued under the Comprehensive
Environmental Response, Compensation
and Liability Act and any other statute
listed in § 24.100(a) is determined by
the time period applicable under the
other statute(s).
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
(e) If a timely petition for review is
filed, the record of a case, including the
record of proceedings before the
administrative law judge, will be
transmitted by the ARB or the ALJ, as
appropriate, to the appropriate court
pursuant to the Federal Rules of
Appellate Procedure and the local rules
of the court.
§ 29.14 Derecognition of State
Apprenticeship Agencies.
PART 29—LABOR STANDARDS FOR
THE REGISTRATION OF
APPRENTICESHIP PROGRAMS
*
39. The authority citation for part 29
continues to read as follows:
■
Authority: Section 1, 50 Stat. 664, as
amended (29 U.S.C. 50; 40 U.S.C. 276c; 5
U.S.C. 301); Reorganization Plan No. 14 of
1950, 64 Stat. 1267 (5 U.S.C. App. P. 534).
40. In § 29.10, revise paragraph (c) to
read as follows:
■
§ 29.10
Hearings for deregistration.
*
*
*
*
*
(c) The Administrative Law Judge
should issue a written decision within
90 days of the close of the hearing
record. The Administrative Law Judge’s
decision constitutes final agency action
unless, within 15 days from receipt of
the decision, a party dissatisfied with
the decision files a petition for review
with the Administrative Review Board,
specifically identifying the procedure,
fact, law, or policy to which exception
is taken. Any exception not specifically
urged is deemed to have been waived.
A copy of the petition for review must
be sent to the opposing party at the
same time. Thereafter, the decision of
the Administrative Law Judge remains
final agency action unless the
Administrative Review Board, within 30
days of the filing of the petition for
review, notifies the parties that it has
accepted the case for review. The
Administrative Review Board may set a
briefing schedule or decide the matter
on the record. The Administrative
Review Board must issue a decision in
any case it accepts for review within
180 days of the close of the record. If a
decision is not so issued, the
Administrative Law Judge’s decision
constitutes final agency action.
■ 41. In § 29.13, revise paragraph (g)(4)
to read as follows:
§ 29.13 Recognition of State
Apprenticeship Agencies.
*
*
*
*
*
(g) * * *
(4) After the close of the period for
filing exceptions and responses, the
Administrative Review Board may issue
a briefing schedule or may decide the
matter on the record before it. The
Administrative Review Board must
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
decide any case it accepts for review
within 180 days of the close of the
record. If a decision is not so issued, the
Administrative Law Judge’s decision
constitutes final agency action.
*
*
*
*
*
■ 42. In § 29.14, revise paragraph (c)(3)
to read as follows:
*
*
*
*
(c) * * *
(3) Requests a hearing. The
Administrator shall refer the matter to
the Office of Administrative Law Judges.
An Administrative Law Judge will
convene a hearing in accordance with
§ 29.13(g) and submit proposed findings
and a recommended decision to the
Administrative Review Board. The
Administrative Review Board must
issue a decision in any case it accepts
for review within 180 days of the close
of the record. If a decision is not so
issued, the Administrative Law Judge’s
decision constitutes final agency action.
*
*
*
*
*
PART 38—IMPLEMENTATION OF THE
NONDISCRIMINATION AND EQUAL
OPPORTUNITY PROVISIONS OF THE
WORKFORCE INNOVATION AND
OPPORTUNITY ACT
43. The authority citation for part 38
continues to read as follows:
■
Authority: 29 U.S.C. 3101 et seq.; 42
U.S.C. 2000d et seq.; 29 U.S.C. 794; 42 U.S.C.
6101 et seq.; and 20 U.S.C. 1681 et seq.
44. In § 38.112, revise paragraph
(b)(1)(viii) to read as follows:
■
§ 38.112 Initial and final decision
procedures.
*
*
*
*
*
(b) * * *
(1) * * *
(viii) Decision and Order after review
by Administrative Review Board. In any
case reviewed by the Administrative
Review Board under this paragraph, a
decision must be issued within 180 days
of the notification of such review. If the
Administrative Review Board fails to
issue a decision and order within the
180-day period, the initial decision and
order of the Administrative Law Judge
becomes the Final Decision and Order.
*
*
*
*
*
■ 45. In § 38.113, revise paragraph (c) to
read as follows:
§ 38.113 Suspension, termination,
withholding, denial, or discontinuation of
financial assistance.
*
*
*
*
*
(c) A decision issued by the
Administrative Review Board has
PO 00000
Frm 00031
Fmt 4700
Sfmt 4700
30619
become final, the Administrative Law
Judge’s decision and order has become
the Final Agency Decision, or the Final
Determination or Notification of
Conciliation Agreement has been
deemed the Final Agency Decision,
under § 38.112(b); and
*
*
*
*
*
■ 46. In § 38.115, revise paragraph (c)(5)
to read as follows:
§ 38.115
Post-termination proceedings.
*
*
*
*
*
(c) * * *
(5) The Administrative Review Board
must issue a decision denying or
granting the recipient’s or grant
applicant’s request for restoration to
eligibility.
PART 96—AUDIT REQUIREMENTS
FOR GRANTS, CONTRACTS, AND
OTHER AGREEMENTS
47. The authority citation for part 96
continues to read as follows:
■
Authority: 31 U.S.C. 7501 et seq. and OMB
Circular No. A–133, as amended.
48. In § 96.63, revise paragraph (b)(5)
to read as follows:
■
§ 96.63
Federal financial assistance.
*
*
*
*
*
(b) * * *
(5) Review by the Administrative
Review Board. In any case accepted for
review by the Administrative Review
Board, a decision shall be issued within
180 days of such acceptance. If a
decision is not so issued, the decision
of the Administrative Law Judge shall
become the final decision of the
Secretary.
Office of Labor-Management Standards
PART 471—OBLIGATIONS OF
FEDERAL CONTRACTORS AND
SUBCONTRACTORS; NOTIFICATION
OF EMPLOYEE RIGHTS UNDER
FEDERAL LABOR LAWS
49. The authority citation for part 471
is revised to read as follows:
■
Authority: 40 U.S.C. 101 et seq.; Executive
Order 13496, 74 FR 6107, February 4, 2009;
Secretary’s Order No. 7–2009, 74 FR 58834,
November 13, 2009; Secretary’s Order No.
01–2020.
50. In § 471.13, revise paragraph (b)(4)
to read as follows:
■
§ 471.13 Under what circumstances, and
how, will enforcement proceedings under
Executive Order 13496 be conducted?
*
*
*
*
*
(b) * * *
(4) After the expiration of time for
filing exceptions, the Administrative
Review Board may issue an
E:\FR\FM\20MYR1.SGM
20MYR1
30620
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
administrative order, or may otherwise
appropriately dispose of the matter. In
an expedited proceeding, unless the
Administrative Review Board issues an
administrative order within 30 days
after the expiration of time for filing
exceptions, the Administrative Law
Judge’s recommended decision will
become the final administrative order. If
the Administrative Review Board
determines that the contractor has
violated the Executive Order or the
regulations in this part, the
administrative order will order the
contractor to cease and desist from the
violations, require the contractor to
provide appropriate remedies, or,
subject to the procedures in § 471.14,
impose appropriate sanctions and
penalties, or any combination thereof.
Wage and Hour Division
PART 501—ENFORCEMENT OF
CONTRACTUAL OBLIGATIONS FOR
TEMPORARY ALIEN AGRICULTURAL
WORKERS ADMITTED UNDER
SECTION 218 OF THE IMMIGRATION
AND NATIONALITY ACT
51. The authority citation for part 501
continues to read as follows:
■
Authority: 8 U.S.C. 1101(a)(15)(H)(ii)(a),
1184(c), and 1188; 28 U.S.C. 2461 Note
(Federal Civil Penalties Inflation Adjustment
Act of 1990); and Public Law 114–74 at § 701.
■
52. Revise § 501.45 to read as follows:
§ 501.45 Decision of the Administrative
Review Board.
The ARB’s decision shall be issued
within 90 days from the notice granting
the petition and served upon all parties
and the ALJ.
PART 580—CIVIL MONEY
PENALTIES—PROCEDURES FOR
ASSESSING AND CONTESTING
PENALTIES
53. The authority citation for part 580
continues to read as follows:
■
Authority: 29 U.S.C. 9a, 203, 209, 211,
212, 213(c), 216; Reorg. Plan No. 6 of 1950,
64 Stat. 1263, 5 U.S.C. App; secs. 25, 29, 88
Stat. 72, 76; Secretary’s Order 01–2014 (Dec.
19, 2014), 79 FR 77527 (Dec. 24, 2014); 5
U.S.C. 500, 503, 551, 559; 103 Stat. 938.
■
54. Revise § 580.16 to read as follows:
§ 580.16 Decision of the Administrative
Review Board.
The Board’s decision shall be served
upon all parties and the Chief
Administrative Law Judge, in person or
by mail to the last known address.
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
Occupational Safety and Health
Administration
PART 1978—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISION OF THE
SURFACE TRANSPORTATION
ASSISTANCE ACT OF 1982 (STAA), AS
AMENDED
55. The authority citation for part
1978 is revised to read as follows:
■
Authority: 49 U.S.C. 31101 and 31105;
Secretary’s Order 1–2012 (Jan. 18, 2012), 77
FR 3912 (Jan. 25, 2012); Secretary’s Order
01–2020.
56. In § 1978.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1978.110 Decisions and orders of the
Administrative Review Board.
(a) The Assistant Secretary or any
other party desiring to seek review,
including judicial review, of a decision
of the ALJ must file a written petition
for review with the ARB. The parties
should identify in their petitions for
review the legal conclusions or orders to
which they object, or the objections may
be deemed waived. A petition must be
filed within 14 days of the date of the
decision of the ALJ. The date of the
postmark, facsimile transmittal, or
electronic communication transmittal
will be considered to be the date of
filing; if the petition is filed in person,
by hand delivery or other means, the
petition is considered filed upon
receipt. The petition must be served on
all parties and on the Chief
Administrative Law Judge at the time it
is filed with the ARB. Copies of the
petition for review and all briefs must
be served on the Assistant Secretary
and, in cases in which the Assistant
Secretary is a party, on the Associate
Solicitor, Division of Occupational
Safety and Health, U.S. Department of
Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision also will be served on the
Assistant Secretary, and on the
Associate Solicitor, Division of
Occupational Safety and Health, U.S,
PO 00000
Frm 00032
Fmt 4700
Sfmt 4700
Department of Labor, even if the
Assistant Secretary is not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order, which
will be subject to discretionary review
by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order), will require,
where appropriate, affirmative action to
abate the violation; reinstatement of the
complainant to his or her former
position with the same compensation,
terms, conditions, and privileges of the
complainant’s employment; payment of
compensatory damages (back pay with
interest and compensation for any
special damages sustained as a result of
the retaliation, including any litigation
costs, expert witness fees, and
reasonable attorney fees the
complainant may have incurred); and
payment of punitive damages up to
$250,000. Interest on back pay will be
calculated using the interest rate
applicable to underpayment of taxes
under 26 U.S.C. 6621 and will be
compounded daily.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. Such order will be subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
*
*
*
*
*
■ 57. In § 1978.112, revise paragraph (a)
to read as follows:
§ 1978.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the person resided on
the date of the violation.
*
*
*
*
*
PART 1979—PROCEDURES FOR THE
HANDLING OF DISCRIMINATION
COMPLAINTS UNDER SECTION 519
OF THE WENDELL H. FORD AVIATION
INVESTMENT AND REFORM ACT FOR
THE 21ST CENTURY
58. The authority citation for part
1979 continues to read as follows:
■
Authority: 49 U.S.C. 42121; Secretary’s
Order No. 01–2020.
59. In § 1979.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
§ 1979.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the administrative law judge, or a
named person alleging that the
complaint was frivolous or brought in
bad faith who seeks an award of
attorney’s fees, must file a written
petition for review with the
Administrative Review Board (‘‘the
Board’’). The decision of the
Administrative Law Judge shall become
the final order of the Secretary unless,
pursuant to this section, a petition for
review is timely filed with the Board.
The petition for review must
specifically identify the findings,
conclusions, or orders to which
exception is taken. Any exception not
specifically urged ordinarily shall be
deemed to have been waived by the
parties. To be effective, a petition must
be filed within ten business days of the
date of the decision of the
Administrative Law Judge. The date of
the postmark, facsimile transmittal, or
email communication will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
Board. Copies of the petition for review
and all briefs must be served on the
Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210.
*
*
*
*
*
(c) The decision of the Board shall be
issued within 120 days of the
conclusion of the hearing, which shall
be deemed to be the conclusion of all
proceedings before the Administrative
Law Judge—i.e., 10 business days after
the date of the decision of the
Administrative Law Judge unless a
motion for reconsideration has been
filed with the Administrative Law Judge
in the interim. The decision will be
served upon all parties and the Chief
Administrative Law Judge by mail to the
last known address. The decision will
also be served on the Assistant
Secretary, Occupational Safety and
Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210, even if
the Assistant Secretary is not a party.
(d) If the ARB concludes that the
party charged has violated the law, the
ARB shall order the party charged to
take appropriate affirmative action to
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
abate the violation, including, where
appropriate, reinstatement of the
complainant to that person’s former
position, together with the
compensation (including back pay),
terms, conditions, and privileges of that
employment, and compensatory
damages. At the request of the
complainant, the Board shall assess
against the named person all costs and
expenses (including attorney and expert
witness fees) reasonably incurred. The
ARB’s order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
(e) If the ARB concludes that the party
charged has not violated the law, the
ARB shall issue an order denying the
complaint. If, upon the request of the
named person, the Board determines
that a complaint was frivolous or was
brought in bad faith, the Board may
award to the named person reasonable
attorney fees, not exceeding $1,000. An
order under this section is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
60. In § 1979.112, revise paragraph (a)
to read as follows:
■
§ 1979.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation. A
final order of the Secretary is not subject
to judicial review in any criminal or
other civil proceeding.
*
*
*
*
*
PART 1980—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER SECTION 806
OF THE SARBANES–OXLEY ACT OF
2002, AS AMENDED
61. The authority citation for part
1980 is revised to read as follows:
■
Authority: 18 U.S.C. 1514A, as amended
by the Dodd-Frank Wall Street Reform and
Consumer Protection Act of 2010, Public Law
111–203 (July 21, 2010); Secretary’s Order
No. 01–2012 (Jan. 18, 2012), 77 FR 3912 (Jan.
25, 2012); Secretary’s Order No. 01–2020.
62. In § 1980.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
PO 00000
Frm 00033
Fmt 4700
Sfmt 4700
30621
§ 1980.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB shall be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing all
relief necessary to make the
complainant whole, including
reinstatement with the same seniority
status that the complainant would have
had but for the retaliation; back pay
with interest; and compensation for any
special damages sustained as a result of
the retaliation, including litigation
costs, expert witness fees, and
reasonable attorney fees. Interest on
back pay will be calculated using the
interest rate applicable to underpayment
of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will
also require the respondent to submit
appropriate documentation to the Social
E:\FR\FM\20MYR1.SGM
20MYR1
30622
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
Security Administration allocating any
back pay award to the appropriate
calendar quarters. Such order is subject
to discretionary review by the Secretary
as provided in Secretary’s Order 01–
2020 (or any successor to that order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
■ 63. In § 1980.112, revise paragraph (a)
to read as follows:
§ 1980.112
Judicial review.
(a)Within 60 days after the issuance of
a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1981—PROCEDURES FOR THE
HANDLING OF DISCRIMINATION
COMPLAINTS UNDER SECTION 6 OF
THE PIPELINE SAFETY
IMPROVEMENT ACT OF 2002
64. The authority citation for part
1981 continues to read as follows:
■
Authority: 49 U.S.C. 60129; Secretary’s
Order No. 01–2020.
65. In § 1981.110, revise paragraphs
(a), (c), (d), and (e) as follows:
■
§ 1981.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the Administrative Law Judge, or a
named person alleging that the
complaint was frivolous or brought in
bad faith who seeks an award of
attorney’s fees, must file a written
petition for review with the
Administrative Review Board (‘‘the
Board’’). The decision of the
Administrative Law Judge will become
the final order of the Secretary unless,
pursuant to this section, a petition for
review is timely filed with the Board.
The petition for review must
specifically identify the findings,
conclusions, or orders to which
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
exception is taken. Any exception not
specifically urged ordinarily will be
deemed to have been waived by the
parties. To be effective, a petition must
be filed within 10 business days of the
date of the decision of the
Administrative Law Judge. The date of
the postmark, facsimile transmittal, or
email communication will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
Board. Copies of the petition for review
and all briefs must be served on the
Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210.
*
*
*
*
*
(c) The decision of the Board shall be
issued within 90 days of the conclusion
of the hearing, which will be deemed to
be the conclusion of all proceedings
before the Administrative Law Judge—
i.e., 10 business days after the date of
the decision of the Administrative Law
Judge unless a motion for
reconsideration has been filed with the
Administrative Law Judge in the
interim. The decision will be served
upon all parties and the Chief
Administrative Law Judge by mail to the
last known address. The decision will
also be served on the Assistant
Secretary, Occupational Safety and
Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210, even if
the Assistant Secretary is not a party.
(d) If the ARB concludes that the
party charged has violated the law, the
ARB shall order the party charged to
take appropriate affirmative action to
abate the violation, including, where
appropriate, reinstatement of the
complainant to that person’s former
position, together with the
compensation (including back pay),
terms, conditions, and privileges of that
employment, and compensatory
damages. At the request of the
complainant, the Board shall assess
against the named person all costs and
expenses (including attorney and expert
witness fees) reasonably incurred. Such
order is subject to discretionary review
by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
(e) If the ARB concludes that the party
charged has not violated the law, the
ARB will issue an order denying the
PO 00000
Frm 00034
Fmt 4700
Sfmt 4700
complaint. If, upon the request of the
named person, the Board determines
that a complaint was frivolous or was
brought in bad faith, the Board may
award to the named person reasonable
attorney fees, not exceeding $1,000. An
order under this section is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
■ 66. In § 1981.112, revise paragraph (a)
to read as follows:
§ 1981.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation. A
final order of the Secretary is not subject
to judicial review in any criminal or
other civil proceeding.
*
*
*
*
*
PART 1982—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE NATIONAL
TRANSIT SYSTEMS SECURITY ACT
AND THE FEDERAL RAILROAD
SAFETY ACT
67. The authority citation for part
1982 is revised to read as follows:
■
Authority: 6 U.S.C. 1142 and 49 U.S.C.
20109; Secretary’s Order 01–2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary’s
Order No. 01–2020.
68. In § 1982.110, revise paragraph (a)
and add paragraphs (c), (d), and (e) to
read as follows:
■
§ 1982.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint under NTSSA was
frivolous or brought in bad faith who
seeks an award of attorney fees, must
file a written petition for review with
the ARB. The parties should identify in
their petitions for review the legal
conclusions or orders to which they
object, or the objections may be deemed
waived. A petition must be filed within
14 days of the date of the decision of the
ALJ. The date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary, and on the Associate
Solicitor, Division of Fair Labor
Standards.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is denied or
14 days after a new decision is issued.
The ARB’s decision will be served upon
all parties and the Chief Administrative
Law Judge by mail. The decision also
will be served on the Assistant
Secretary, and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
include, where appropriate, affirmative
action to abate the violation;
reinstatement with the same seniority
status that the employee would have
had but for the retaliation; any back pay
with interest; and payment of
compensatory damages, including
compensation for any special damages
sustained as a result of the retaliation,
including litigation costs, expert witness
fees, and reasonable attorney fees.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit documentation to
the Social Security Administration or
the Railroad Retirement Board, as
appropriate, allocating any back pay
award to the appropriate months or
calendar quarters. The order may also
require the respondent to pay punitive
damages up to $250,000. Such order is
subject to discretionary review by the
Secretary as provided in Secretary’s
Order 01–2020 (or any successor to that
order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint under NTSSA was frivolous
or was brought in bad faith, the ARB
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
may award to the respondent reasonable
attorney fees, not exceeding $1,000. An
order under this section is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
■ 69. In § 1982.112, revise paragraph (a)
to read as follows:
§ 1982.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1983—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER SECTION 219
OF THE CONSUMER PRODUCT
SAFETY IMPROVEMENT ACT OF 2008
70. The authority citation for part
1983 is revised to read as follows:
■
Authority: 15 U.S.C. 2087; Secretary’s
Order 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order 01–2020.
71. In § 1983.110, revise paragraphs
(a), (c), (d), and (e) as follows:
■
§ 1983.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney’s fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
PO 00000
Frm 00035
Fmt 4700
Sfmt 4700
30623
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
Such order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent a reasonable attorney’s fee,
not exceeding $1,000. An order under
this section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
■ 72. In § 1983.112, revise paragraph (a)
to read as follows:
§ 1983.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
E:\FR\FM\20MYR1.SGM
20MYR1
30624
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1984—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER SECTION 1558
OF THE AFFORDABLE CARE ACT
73. The authority citation for part
1984 is revised to read as follows:
■
Authority: 29 U.S.C. 218C; Secretary’s
Order 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
74. In § 1984.110, revise paragraphs
(a), (c), (d), and (e) as follows:
■
§ 1984.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the
Administrative Review Board (ARB).
The parties should identify in their
petitions for review the legal
conclusions or orders to which they
object, or the objections may be deemed
waived. A petition must be filed within
14 days of the date of the decision of the
ALJ. The date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary, and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to the
complainant’s former position, together
with the compensation (including back
pay and interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate period. Such
order is subject to discretionary review
by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
75. In § 1984.112, revise paragraph (a)
to read as follows:
■
§ 1984.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PO 00000
Frm 00036
Fmt 4700
Sfmt 4700
PART 1985—PROCEDURES FOR
HANDLING RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISION OF THE
CONSUMER FINANCIAL PROTECTION
ACT OF 2010
76. The authority citation for part
1985 is revised to read as follows:
■
Authority: 12 U.S.C. 5567; Secretary’s
Order No. 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
77. In § 1985.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1985.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the decision
of the ALJ, unless a motion for
reconsideration has been filed with the
ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate calendar
quarters. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
■ 78. In § 1985.112, revise paragraph (a)
to read as follows:
§ 1985.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1986—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISION OF THE
SEAMAN’S PROTECTION ACT (SPA),
AS AMENDED
79. The authority citation for part
1986 is revised to read as follows:
■
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
Authority: 46 U.S.C. 2114; 49 U.S.C.
31105; Secretary’s Order 1–2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary’s
Order No. 01–2020.
80. In § 1986.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1986.110 Decisions and orders of the
Administrative Review Board.
(a) The Assistant Secretary or any
other party desiring to seek review,
including judicial review, of a decision
of the ALJ must file a written petition
for review with the ARB. The parties
should identify in their petitions for
review the legal conclusions or orders to
which they object, or the objections may
be deemed waived. A petition must be
filed within 14 days of the date of the
decision of the ALJ. The date of the
postmark, facsimile transmittal, or
electronic communication transmittal
will be considered to be the date of
filing; if the petition is filed in person,
by hand delivery or other means, the
petition is considered filed upon
receipt. The petition must be served on
all parties and on the Chief
Administrative Law Judge at the time it
is filed with the ARB. Copies of the
petition for review and all briefs must
be served on the Assistant Secretary
and, in cases in which the Assistant
Secretary is a party, on the Associate
Solicitor, Division of Occupational
Safety and Health, U.S. Department of
Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision also will be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Occupational
Safety and Health, U.S. Department of
Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, with the same
compensation, terms, conditions, and
privileges of the complainant’s
employment; payment of compensatory
damages (back pay with interest and
PO 00000
Frm 00037
Fmt 4700
Sfmt 4700
30625
compensation for any special damages
sustained as a result of the retaliation,
including any litigation costs, expert
witness fees, and reasonable attorney
fees the complainant may have
incurred); and payment of punitive
damages up to $250,000. Interest on
back pay will be calculated using the
interest rate applicable to underpayment
of taxes under 26 U.S.C. 6621 and will
be compounded daily. Such order is
subject to discretionary review by the
Secretary as provided in Secretary’s
Order 01–2020 (or any successor to that
order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
■ 81. In § 1986.112, revise paragraph (a)
to read as follows:
§ 1986.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the court of appeals of the
United States for the circuit in which
the violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1987—PROCEDURES FOR
HANDLING RETALIATION
COMPLAINTS UNDER SECTION 402
OF THE FDA FOOD SAFETY
MODERNIZATION ACT
82. The authority citation for part
1987 is revised to read as follows:
■
Authority: 21 U.S.C. 399d; Secretary’s
Order No. 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
83. In § 1987.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1987.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
E:\FR\FM\20MYR1.SGM
20MYR1
30626
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case the
conclusion of the hearing is the date the
motion for reconsideration is denied or
14 days after a new decision is issued.
The ARB’s decision will be served upon
all parties and the Chief Administrative
Law Judge by mail. The decision will
also be served on the Assistant Secretary
and on the Associate Solicitor, Division
of Fair Labor Standards, U.S.
Department of Labor, even if the
Assistant Secretary is not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate calendar
quarters. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
■ 84. In § 1987.112, revise paragraph (a)
to read as follows:
§ 1987.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1988—PROCEDURES FOR
HANDLING RETALIATION
COMPLAINTS UNDER SECTION 31307
OF THE MOVING AHEAD FOR
PROGRESS IN THE 21ST CENTURY
ACT (MAP–21)
85. The authority citation for part
1988 is revised to read as follows:
■
Authority: 49 U.S.C. 30171; Secretary’s
Order No. 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
86. In § 1988.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1988.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
PO 00000
Frm 00038
Fmt 4700
Sfmt 4700
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the decision
of the ALJ, unless a motion for
reconsideration has been filed with the
ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate calendar
quarters. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020
(or any successor to that order).
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020 (or any
successor to that order).
E:\FR\FM\20MYR1.SGM
20MYR1
Federal Register / Vol. 85, No. 98 / Wednesday, May 20, 2020 / Rules and Regulations
87. In § 1988.112, revise paragraph (a)
to read as follows:
■
§ 1988.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
Title 41—Public Contracts and Property
Management
Office of Federal Contract Compliance
Programs
PART 50–203 RULES OF PRACTICE
88. The authority citation for part 50–
203 continues to read as follows:
■
Authority: Sec. 4, 49 Stat. 2038; 41 U.S.C.
38, unless otherwise noted.
89. In § 50–203.21, revise paragraph
(d) to read as follows:
■
§ 50–203.21
to the Administrative Law Judge’s
decision.
■ 92. Revise § 60–30.30 to read as
follows:
§ 60–30.30
§ 60–30.37
Decisions.
*
*
*
*
*
(d) Thereafter, the Administrative
Review Board may issue a decision
ruling upon each exception filed and
including any appropriate wage
determination. Any such decision shall
be published in the Federal Register
after it becomes the final action of the
Department.
PART 60—30 RULES OF PRACTICE
FOR ADMINISTRATIVE PROCEEDINGS
TO ENFORCE EQUAL OPPORTUNITY
UNDER EXECUTIVE ORDER 11246
90. The authority citation for part 60–
30 continues to read as follows:
■
Authority: Executive Order 11246, as
amended, 30 FR 12319, 32 FR 14303, as
amended by E.O. 12086; 29 U.S.C. 793, as
amended, and 38 U.S.C. 4212, as amended.
Administrative Order.
After expiration of the time for filing,
the Administrative Review Board,
United States Department of Labor, shall
make a decision which shall be served
on all parties. If the Administrative
Review Board, United States
Department of Labor, concludes that the
defendant has violated the Executive
Order, the equal opportunity clause, or
the regulations, an Administrative Order
shall be issued enjoining the violations,
and requiring the contractor to provide
whatever remedies are appropriate, and
imposing whatever sanctions are
appropriate, or any of the above. In any
event, failure to comply with the
Administrative Order shall result in the
immediate cancellation, termination,
and suspension of the respondent’s
contracts and/or debarment of the
respondent from further contracts.
■ 93. Revise § 60–30.37 to read as
follows:
Final Administrative Order.
After expiration of the time for filing
exceptions, the Administrative Review
Board, United States Department of
Labor, shall issue an Administrative
Order which shall be served on all
parties. Unless the Administrative
Review Board, United States
Department of Labor, issues an
Administrative Order within 30 days
after the expiration of the time for filing
exceptions, the Administrative Law
Judge’s recommended decision shall
become a final Administrative Order
which shall become effective on the 31st
day after expiration of the time for filing
exceptions. Except as to specific time
periods required in this subsection, 41
CFR 60–30.30 shall be applicable to this
section.
30627
The Mine Safety and Health
Administration (MSHA) is correcting a
footnote in the preamble of a direct final
rule that appeared in the Federal
Register on January 14, 2020 and that
became effective on March 16, 2020.
The direct final rule revised certain
safety standards for explosives at metal
and nonmetal mines.
DATES: Effective May 20, 2020.
ADDRESSES:
Federal Register Publications: Access
rulemaking documents electronically at
https://www.msha.gov/regulations/
rulemaking or https://
www.regulations.gov [Docket Number:
MSHA–2019–0007].
Email Notification: To subscribe to
receive email notification when MSHA
publishes rulemaking documents in the
Federal Register, go to https://
www.msha.gov/subscriptions.
FOR FURTHER INFORMATION CONTACT:
Roslyn B. Fontaine, Acting Director,
Office of Standards, Regulations, and
Variances, MSHA, at fontaine.roslyn@
dol.gov (email), 202–693–9440 (voice),
or 202–693–9441 (fax). These are not
toll-free numbers.
SUPPLEMENTARY INFORMATION: In FR Doc.
2019–28446 appearing on page 2022 in
the Federal Register of Tuesday,
January 14, 2020, the following
correction is made: On page 2023, in the
third column, under II. Background, A.
General Discussion, footnote 1 is
corrected to read:
‘‘MSHA considers detonators fired by
a shock tube and incorporating a preprogrammed microchip delay rather
than a pyrotechnic one to be nonelectric detonators, not electronic
detonators.’’
SUMMARY:
David G. Zatezalo,
Assistant Secretary of Labor for Mine Safety
and Health Administration.
[FR Doc. 2020–08859 Filed 5–19–20; 8:45 am]
BILLING CODE 4520–43–P
[FR Doc. 2020–10909 Filed 5–19–20; 8:45 am]
BILLING CODE 4510–HL–P
91. Revise § 60–30.29 to read as
follows:
FEDERAL COMMUNICATIONS
COMMISSION
DEPARTMENT OF LABOR
47 CFR Part 11
§ 60–30.29
Mine Safety and Health Administration
[EB Docket No. 04–296; PS Docket No. 15–
94; FRS 16653]
■
Record.
After expiration of the time for filing
briefs and exceptions, the
Administrative Review Board, United
States Department of Labor, shall make
a decision, which shall be the
Administrative order, on the basis of the
record. The record shall consist of the
record for recommended decision, the
rulings and recommended decision of
the Administrative Law Judge and the
exceptions and briefs filed subsequent
VerDate Sep<11>2014
16:29 May 19, 2020
Jkt 250001
30 CFR Parts 56 and 57
Review of the Emergency Alert System
[Docket No. MSHA–2019–0007]
Electronic Detonators; Correction
Mine Safety and Health
Administration, Labor.
ACTION: Direct final rule; correction.
AGENCY:
PO 00000
Frm 00039
Fmt 4700
Sfmt 4700
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
RIN 1219–AB88
In this document, the Federal
Communications Commission (FCC or
Commission) partially grants a petition
for partial reconsideration of the
SUMMARY:
E:\FR\FM\20MYR1.SGM
20MYR1
Agencies
[Federal Register Volume 85, Number 98 (Wednesday, May 20, 2020)]
[Rules and Regulations]
[Pages 30608-30627]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-10909]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Employment and Training Administration
20 CFR Parts 641, 655, 656, 658, 667, 683, and 702
Office of the Secretary
29 CFR Parts 2, 7, 8, 10, 13, 18, 24, 29, 38, and 96
Office of Labor-Management Standards
29 CFR Part 471
Wage and Hour Division
29 CFR Parts 501 and 580
Occupational Safety and Health Administration
29 CFR Parts 1978 through 1988
Office of Federal Contract Compliance Programs
41 CFR Parts 50-203 and 60-30
RIN 1290-AA39
Rules Concerning Discretionary Review by the Secretary
AGENCY: Office of the Secretary
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Labor is issuing this final rule to
establish a system of discretionary secretarial review over cases
pending before or decided by the Board of Alien Labor Certification
Appeals and to make technical changes to Departmental regulations
governing the timing and finality of decisions of the Administrative
Review Board and the Board of Alien Labor Certification Appeals to
ensure consistency with the new discretionary review processes
established in this rule and in Secretary's Order 01-2020.
DATES: This final rule is effective June 19, 2020.
FOR FURTHER INFORMATION CONTACT: Mr. Thomas Shepherd, Clerk of the
Appellate Boards, at 202-693-6319 or [email protected].
SUPPLEMENTARY INFORMATION:
I. Background
Two of the four review boards within the Department of Labor were
created by voluntary delegations of authority by previous Secretaries
of Labor. Specifically, the Administrative Review
[[Page 30609]]
Board (ARB)--which has authority to hear appeals from the decisions of
the Department's Office of Administrative Law Judges (OALJ) about
certain immigration, child labor, employment discrimination, federal
construction/service contracts, and other issues--and the Board of
Alien Labor Certification Appeals (BALCA)--which has authority over
appeals from the decisions of the Employment and Training
Administration's adjudication of foreign labor certification
applications--were created, respectively, by a Secretary's Order and by
regulation. Their existence is neither compelled nor governed by
statute. Notably, before the ARB was created in 1996, many of the types
of cases now subject to its jurisdiction were decided directly by the
Secretary. Each board was also entrusted with the power to issue final
agency decisions in the name of the Secretary. Previously, the
Secretary's Order and regulations establishing the ARB and BALCA
provide no mechanism by which the Secretary can review, where
necessary, the decisions of the officers who exercise power on his
behalf.
To ensure that the Secretary has the ability to properly supervise
and direct the actions of the Department, the Department is
establishing systems of discretionary secretarial review over the
decisions of the ARB and decisions of and appeals before BALCA, which
is being accomplished through this rule and the earlier issuance of a
Secretary's Order governing the ARB. The Department's authority to
effect these reforms derives from 5 U.S.C. 301, which authorizes the
heads of agencies to regulate the internal operations of their
departments; 5 U.S.C. 305, which provides for continuing review of
agency operations; and the Secretary's authority to administer the
statutes and programs at issue in ARB and BALCA proceedings. In
combination, these statutes establish many of the powers of the
Department within the Office of the Secretary, and give the Secretary
wide latitude to delegate those powers to his subordinates on the terms
he deems appropriate. Thus, the Secretary has the power to delegate his
authority to appropriately supervise the adjudicatory process within
the Department, and is now exercising that same authority to assert his
decision-making prerogatives duly assigned to him by Congress by
modifying the terms on which the members of the ARB and BALCA exercise
his delegated authority.
The reforms to BALCA (and conforming edits to various Departmental
regulations governing the ARB, BALCA, and the OALJ) preserve the
existing structures by which the Department processes adjudications
while giving the Secretary the option, in his sole discretion, to
initiate review directly in a case where the Secretary's involvement is
necessary and appropriate. Again, Congress has assigned the
administration of various statutes to the Secretary of Labor, meaning
that the Secretary is obligated to ensure that those laws are
administered, executed, interpreted, and enforced according to law and
Executive Branch priorities and policies. Under these reforms, the
Secretary will rely on the ARB and BALCA to assist in identifying cases
where secretarial review may be warranted. Consistent with the practice
of other agencies, the Department does not anticipate that the power of
secretarial review will be used often. The Department similarly
anticipates that secretarial review--while completely within the
Secretary's discretion as the officer assigned to administer the laws
in the first place--will typically be reserved for matters of
significant importance. With respect to the provisions revised by this
rule under which decisions of the ARB become final, the Department
notes that such decisions become final irrespective of whether a
petition for secretarial review is filed under Secretary's Order 01-
2020. Parties are not required by Secretary's Order 01-2020 to file
petitions to exhaust their administrative remedies. See Darby v.
Cisneros, 509 U.S. 137 (1993). Finally, the Department will ensure that
the secretarial review process will be accomplished in a manner that
complies with any applicable legal requirements.
Because of significant differences between how the ARB and BALCA
operate, the systems of review for each board are designed somewhat
differently. Most importantly, whereas with respect to the ARB the
Secretary will not exercise review over cases until after a decision
has been rendered, the regulations modifying BALCA's authority allow
the Secretary to assume jurisdiction over most cases even before a
decision has been issued. This is because BALCA processes significantly
more cases each year than does the ARB, and, due to the nature of the
temporary visa programs and DOL's role in administering these programs,
does so much more quickly than does the ARB. As a result, under the
BALCA regulations, the Secretary will be able to initiate review of a
case even before BALCA has issued a decision.
The Department appreciates the expeditious nature of many types of
BALCA proceedings, such as those involving temporary labor
certification, and does not anticipate that the new system of
secretarial review established over such cases will significantly
disrupt or otherwise impede the way such cases are currently processed.
As noted above, the Department expects that secretarial review over
BALCA decisions will, as with agency head review at other departments,
likely not be exercised often. Further, the changes to 29 CFR 18.95
provide that a BALCA decision is the Secretary's final administrative
decision unless the Secretary assumes jurisdiction over the case. For
example, once the BALCA issues a decision that affirms the Certifying
Officer's decision or reverses and remands for further processing, the
parties in the case will be able to proceed immediately to the next
step of the application process, and will only be delayed in doing so
if the Secretary later decides to undertake review. Moreover, the
revised 29 CFR 18.95 limits any potential uncertainty that may exist
because of the possibility of secretarial review by placing strict time
limits on when the Secretary will have the option of assuming
jurisdiction over a case.
II. Discussion of Changes
This final rule revises several sections of the Code of Federal
Regulations including 20 CFR parts 641, 655, 656, 658, 667, 683, and
702; 29 CFR parts 2, 7, 8, 10, 13, 18, 24, 29, 38, and 96; 29 CFR parts
417 and 471; 29 CFR parts 501 and 580; 29 CFR parts 1978-1988; and 41
CFR parts 50-203 and 60-30 to harmonize the manner in which the ARB
issues decisions on behalf of the Secretary under the Department's
regulations with the scope of the final decision-making authority
delegated to the ARB by the Secretary in Secretary's Order 01-2020.
Specifically, references to final decisions of the ARB have been
modified or removed to ensure that no regulation contradicts the terms
on which an ARB decision becomes final under the Secretary's Order.
Certain provisions governing the timing of petitions for review to the
ARB and when the ARB is required to issue decisions have also been
amended to eliminate potential ambiguity or confusion over the
distinction between when the ARB is required to issue a decision and
when such decision becomes the final action of the Department pursuant
to the Secretary's Order.
This rule also revises 29 CFR part 18 by modifying the conditions
under which a decision of BALCA becomes the final decision of the
Department and by creating a process by which the Secretary of Labor
can exercise discretionary review over cases pending
[[Page 30610]]
before or decided by the BALCA. Technical amendments are also made to
20 CFR parts 655 and 656 to harmonize the manner in which BALCA issues
decisions on behalf of the Secretary with the new system of
discretionary review established in 29 CFR part 18.
The Department of Labor and the Department of Homeland Security
(DHS) have determined that it is appropriate to issue a separate rule
regarding the Secretary of Labor's review authority over H-2B cases
under 29 CFR 18.95 to address the same issues addressed by this rule in
the H-2B context. It is the Departments' intent to promulgate this
separate rule after the publication of this rule. This determination
follows conflicting court decisions concerning DOL's authority to issue
legislative rules on its own to carry out its duties in the H-2B
program. Although DOL and DHS each have authority to issue rules
implementing their respective duties in the H-2B program, including
rules providing for secretarial review, the Departments plan to make
the amendments to the applicable regulations jointly to ensure that
there can be no question about the authority underlying such technical
amendments. This approach is consistent with the joint rulemaking
governing the Temporary Non-Agricultural Employment of H-2B Aliens in
the United States, 80 FR 24042 (Apr. 29, 2015) (codified at 8 CFR part
214, 20 CFR part 655, and 29 CFR part 503).
In order to ensure that all parties appearing before the ARB and
BALCA have fair notice of the new systems of discretionary review
established in this rulemaking and in Secretary's Order 01-2020, the
Secretary will not exercise his review authority over any decision of
either Board issued before the passage of 30 calendar days from the
date on which this rule becomes effective.
III. Response to Comments
On March 6, 2020, the Department simultaneously published a direct
final rule (DFR) and a notice of proposed rulemaking (NPRM) to effect
the reforms described above. The Department treated comments received
on the companion NPRM as comments also regarding the DFR, and vice
versa. We describe the NPRM and DFR together as the ``NPRM-DFR.'' Some
comments raised concerns while others expressed support for the
Department's NPRM-DFR. After carefully considering the comments
received, the Department determined that none of the comments required
refraining to make the revisions set forth in the NPRM-DFR, as
explained in more detail below, and has decided to issue this final
rule, which, with the exception of one substantive change described
below and some technical corrections,\1\ is identical to the NPRM-DFR.
---------------------------------------------------------------------------
\1\ Technical corrections have been made to 29 CFR 2.8; 29 CFR
7.1(d); 29 CFR 8.1(c); 29 CFR 10.57(c); 29 CFR 13.57(c); and 29 CFR
parts 1978-1988.
---------------------------------------------------------------------------
By its terms, the DFR became effective on April 20, 2020. However,
because the Department received significant adverse comments on the
NPRM-DFR, the Department has not exercised, and does not intend to
exercise any authority under the provisions contained in the DFR, and
the Department has not published in the Federal Register a document
confirming the effective date of the DFR and withdrawing the NPRM.
Rather, the Department is now issuing this final rule to respond to the
comments received and to finalize the NPRM.
The Department received multiple adverse comments to the NPRM-DFR.
The commenters expressed concerns that the new systems of discretionary
review in the NPRM-DFR and established in Secretary's Order 01-2020
would result in significant delays in the resolution of cases. Further,
some commenters argued that secretarial review would result in
inconsistencies in how the Department decides cases, and also faulted
the NPRM-DFR for not specifying the standards under which the Secretary
would exercise review, which some commenters suggested would jeopardize
the fairness and due process afforded parties in Department
adjudications. Other concerns raised by commenters included a purported
lack of data or other justifications for the proposed system of
discretionary review and objections to the propriety of the direct
final rulemaking process. Finally, some commenters suggested that the
rule should include more public reporting requirements to increase
transparency with respect to how the Secretary exercises his review
authority.
The Department believes that many of the objections raised by the
commenters are already addressed by the provisions in the NPRM-DFR, and
also notes that some of the concerns are about the contents of
Secretary's Order 01-2020, which became effective on February 21, 2020,
and was not the subject of this rulemaking. To the extent the
commenters' concerns relate to Secretary's Order 01-2020, and not the
rule, the Department addresses them here insofar as doing so is helpful
in more fully explaining how the new systems of discretionary review
work.
As explained earlier in this preamble, the Department does not
anticipate that discretionary review will be frequently exercised. The
vast run of cases decided by the Department will therefore be minimally
affected in the rate at which they are processed. Importantly, the
timeline set for when BALCA decisions become final under the new rule
is unchanged, except with respect to cases over which the Secretary
decides to exercise review.
Some commenters argued that, despite BALCA decisions becoming final
upon issuance, employers would still be delayed in moving on to the
next step of the visa application process because they would have to
wait until the time period for secretarial review elapsed, and that the
time periods in which the Secretary is permitted to undertake review
are unnecessarily long. Commenters were specifically concerned with the
timing available for the Secretary to invoke jurisdiction over a case
and the lack of a deadline for the Secretary to make a decision,
particularly regarding the H-2A program given the time-sensitive nature
of the program. One commenter also suggested that the proposal is
inconsistent with Section 218(e) of the INA.
The Department does not agree with these assertions. For one thing,
the possibility that the Secretary may undertake review of a BALCA
decision that has become final no more impedes an employer's ability to
proceed to the next step in the visa application process than does the
possibility that BALCA may consider, and possibly grant, a motion for
reconsideration. Like the possibility of reconsideration, secretarial
review will be uncommon and will not significantly delay action on a
final BALCA decision. The time periods specified in this rule in which
secretarial review is allowed are included to limit further the already
minimal uncertainty that the chance of secretarial review might create
for employers by placing a strict time constraint on when secretarial
review is even possible. Finally, the Secretary's authority to review
BALCA decisions does not conflict with the INA. If an employer requests
a de novo hearing, they are entitled to that hearing in accordance with
the Department's regulations. It is only after that hearing that the
Secretary can exercise their authority to review the ALJ's decision
from that hearing.
In response to one commenter's question of whether the Department
will refund a filing fee paid to United States Citizenship and
Immigration Services (USCIS) in the event the Secretary undertakes
review after the fee has been submitted, the Department notes that
[[Page 30611]]
USCIS's refund policy is outside the Department's control. The
Department notes, however, that this final rule reduces the limited
risk of costs being incurred without a refund by allowing the Secretary
to undertake review of cases pending before the BALCA before a decision
is issued. That feature of the rule is formulated in recognition of the
expeditious nature of many BALCA cases and ensures that, wherever
possible, the Secretary may review a case before a party has filed a
petition with USCIS.
As to the ARB, the Department notes that the ARB currently takes on
average nineteen months to process a case; the up-to approximately two
months' more \2\ added by Secretary's Order 01-2020 to allow the
Secretary time to determine whether to undertake review is not
unreasonable. A modest extension of case processing times to give the
Secretary the opportunity to ensure a case was properly decided is not,
in the Department's judgment, inconsistent with the fair and timely
adjudication of administrative appeals. The Department also believes
that additional delay in the issuance of a final decision in the
uncommon cases where the Secretary has undertaken review is appropriate
and consistent with current practices at the Department.
---------------------------------------------------------------------------
\2\ Under Secretary's Order 01-2020, the maximum period of time
possible between when the ARB issues a decision and when the
decision becomes final in cases where the Secretary does not
undertake review is 63 calendar days, or nine weeks. In particular,
the Order allows parties up to 14 calendar days to file a petition
for secretarial review after the ARB's decision has been issued. The
ARB then has up to 21 calendar days from the date the petition was
filed to determine whether to refer the decision to the Secretary
for review. In cases where the ARB has referred the decision to the
Secretary, the Secretary has up to 28 calendar days from the date of
referral to decide whether to undertake review. Thus, it is possible
under the Order that a decision of the ARB would not become final
until 63 calendar days after the decision was issued. See
Secretary's Order 01-2020--Delegation of Authority and Assignment of
Responsibility to the Administrative Review Board, 85 FR 13186,
13187-88 (March 6, 2020). However, there are a variety of
circumstances that can shorten the period between when a decision is
issued and when it becomes final. See id.
---------------------------------------------------------------------------
Contrary to some commenters' concerns that secretarial review will
lead to inconsistency and inefficiencies in Department adjudications
because of the supposed haphazard manner in which they believe the
review power will be exercised, the Department expects that it will in
fact increase consistency and efficiency. Decisions of the Secretary
under this rule and Secretary's Order 01-2020 are binding on all
Department employees, and thus will serve as authoritative
pronouncements within the Department on the statutes and regulations
within the BALCA's and ARB's jurisdictions. That will serve to improve
the consistency and efficiency of Department adjudications.
Commenters similarly suggested that the Department establish with
more specificity both the standards the Secretary will use when
deciding to exercise his authority and the standards that will govern
the Secretary's review of a case. The Department does not believe that
further specification of the standards that govern discretionary review
is necessary to ensure the proper use of this power. When review is
undertaken, the Secretary will adhere to all relevant sources of law,
including, where applicable, 5 U.S.C. 557(b), which sets a standard of
review for administrative appeals in formal adjudications. Further,
providing that, generally, cases will be subject to secretarial review
only if they present a matter of exceptional importance strikes the
right balance between providing some clarity about when review will be
undertaken while not unnecessarily precluding review in cases where
secretarial involvement may be warranted under circumstances that are
difficult to anticipate.
Several commenters raised concerns that the system of discretionary
secretarial review does not adequately protect due process rights or
risks undermining the fundamental fairness of DOL adjudications,
including by failing to provide a mechanism for the parties to the
proceeding to be notified when the Secretary exercises his discretion,
the relevant issues under consideration, the lack of timeframe for the
Secretary to make a decision, and a concern that the process will only
be used to reverse decisions unfavorable to the Department. The
Department notes that this final rule contains a number of important
fairness safeguards, and does not believe that further protections are
necessary. Whenever review of cases pending before or decided by BALCA
is undertaken by the Secretary, parties are to be promptly notified.
The Secretary is also to receive the Appeal File and any briefs filed
to ensure parties have an opportunity to be heard. Further, the
Secretary must state his decision in writing, and the parties are to be
promptly notified of his decision. Finally, this rule provides that no
individual involved in the investigation or prosecution of a case will
advise the Secretary on the exercise of review with respect to that
case or a case involving a common nucleus of operative fact.\3\ This
ensures the integrity of the review process by preventing the
intermingling of functions within the Department. The Department also
notes that the APA's separation of functions provision does not apply
to the heads of agencies. 5 U.S.C. 554(d)(C). Finally, to the extent
commenters have suggested that the Secretary will in all cases rule for
the Department or a preferred party, or only consider undertaking
review in cases where the Department lost before the BALCA, the
Department regards those concerns as unfounded, and reiterates that the
Secretary will decide all cases in accordance with law.
---------------------------------------------------------------------------
\3\ For example, a Department attorney who substantively
participates in a hearing before BALCA would not advise the
Secretary on that case if it were reviewed.
---------------------------------------------------------------------------
Some commenters' objected that the Department's reasons for
establishing discretionary secretarial review do not sufficiently
justify the rule, including failing to provide evidence or data that
the ARB and BALCA issue obviously wrong decisions on a regular-enough
basis to justify the establishment of this procedure.
The Department reiterates that ensuring the Secretary's ability to
supervise and direct functions of the Department that are entrusted to
his care by Congress is a compelling reason for the rule taken on its
own terms, and will promote good governance within the Department. The
Department does not believe it is unreasonable for the Secretary to
execute the duties he has been assigned by Congress. As for evidence,
past experience with the unreviewability of BALCA decisions indicates
that it is necessary for the Secretary to have the option of reviewing
decisions issued on his behalf lest disagreement on law and policy
within the Department lead to protracted uncertainty and intractable
problems for regulated communities. See, e.g., Withdrawal of Notice of
Intent To Issue a Declaratory Order, 85 FR 14706, 14708 (March 13,
2020) (recounting historical facts). The overall effect of this process
will be to establish binding secretarial precedent on certain issues,
which will ensure consistency in the Department's review and
adjudication of matters, ultimately saving time and providing greater
certainty for the regulated community.
Some commenters objected that this rule is being promulgated
through improper procedures, and specifically argued that the DFR
process is not permitted under the APA. The Department disagrees. The
Department emphasizes that, while it does not believe it was required
to issue this procedural rule through notice-and-comment procedures, it
nevertheless
[[Page 30612]]
gave the public the opportunity to comment through the NPRM, received
public submissions on the NPRM-DFR, and is now issuing this final rule
having considered and responded to those submissions.
As to commenters' suggestions regarding transparency and the public
reporting of decisions rendered by the Secretary, the Department notes
that Secretary's Order 01-2020 already requires the publication of such
decisions issued following the review of an ARB decision. Because the
Department agrees with commenters that publishing decisions is an
appropriate and effective way for the public to be informed about how
the discretionary review power is exercised, the Department is adding
an express publication requirement to 29 CFR 18.95(c)(2)(iii) for
secretarial decisions issued after the review of cases decided by or
pending before the BALCA. Commenters' other suggestions to promote
transparency, including requiring BALCA to notify an employer of
recommendations to the Secretary or for the Secretary to provide public
explanations of his reasons for declining review in cases and providing
the public with additional information about how the Secretary has
handled specific referrals under Secretary's Order 01-2020, would, in
Department's judgment, introduce more inefficiencies into the review
processes than are warranted by the marginal benefits such transparency
measures would generate.
Finally, the Department declines to grant some commenters' request
for an extension of the comment period. The NPRM-DFR was not long or
complex relative to other proposed rules issued by the Department.
Further, the NPRM-DFR was made public on the Department's website on
February 21, meaning interested parties have had notice of and have had
the opportunity to examine it and to prepare comments for longer than
the 30 days provided for comment. Some commenters argued that the
disruption caused by the coronavirus pandemic, including the closure of
law libraries or other institutions that commenters may use as a
resource to submit comments, justifies an extension. The Department
notes that while the pandemic has caused general disruption to the
lives of all Americans, comments to proposed rules can be submitted
electronically and do not rely on physical means of delivery or
preparation that may be hindered by the pandemic, and that the research
and work needed to prepare comments can also generally be carried on
through electronic means.
To the extent that DOL received comments unrelated to the proposal
to establish a system of discretionary secretarial review, such
comments are outside the scope of this rulemaking. DOL did not consider
any other aspects of its administrative adjudicative processes, either
explicitly or implicitly, as part of this rulemaking. As such, DOL
declines to address any comments unrelated to this very narrow
rulemaking.
IV. Rulemaking Analyses and Notices
Executive Orders 12866, Regulatory Planning and Review, and 13563,
Improving Regulation and Regulatory Review
Executive Orders 12866 and 13563 direct agencies to assess the
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility.
This rule has been drafted and reviewed in accordance with
Executive Order 12866. The Department of Labor, in coordination with
the Office of Management and Budget (OMB), determined that this rule is
not a significant regulatory action under section 3(f) of Executive
Order 12866 because the rule will not have an annual effect on the
economy of $100 million or more; will not create a serious
inconsistency or otherwise interfere with an action taken or planned by
another agency; and will not materially alter the budgetary impact of
entitlements, grants, user fees, or loan programs or the rights and
obligations of recipients thereof. Furthermore, the rule does not raise
a novel legal or policy issue arising out of legal mandates, the
President's priorities, or the principles set forth in the Executive
Order.
Accordingly, OMB has waived review.\4\
---------------------------------------------------------------------------
\4\ One commenter objected to the lack of a cost-benefit
analysis. This rule reflects revisions to the Department's internal
review processes, which do not change any party's substantive rights
or obligations. As discussed above, these internal Departmental
revisions do not raise applicable novel issues nor are they expected
to have an annual effect of $100 million or more.
---------------------------------------------------------------------------
Regulatory Flexibility Act of 1980
Because no notice of proposed rulemaking was required for this rule
under section 553 of the Administrative Procedure Act, the regulatory
flexibility analysis requirements of the Regulatory Flexibility Act, 5
U.S.C. 603, 604, do not apply to this rule. See 5 U.S.C. 601(2).
Paperwork Reduction Act
The Department has determined that this rule is not subject to the
requirements of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq., as
this rulemaking does not involve any collections of information. See 5
CFR 1320.3(c).
Unfunded Mandates Reform Act of 1995 and Executive Order 13132,
Federalism
The Department has reviewed this rule in accordance with the
requirements of Executive Order 13132 and the Unfunded Mandates Reform
Act of 1995, 2 U.S.C. 1501 et seq., and has found no potential or
substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government. As there
is no Federal mandate contained herein that could result in increased
expenditures by State, local, and tribal governments, or by the private
sector, the Department has not prepared a budgetary impact statement.
Executive Order 13175, Consultation and Coordination With Indian Tribal
Governments
The Department has reviewed this rule in accordance with Executive
Order 13175 and has determined that it does not have ``tribal
implications.'' The rule does not ``have substantial direct effects on
one or more Indian tribes, on the relationship between the Federal
government and Indian tribes, or on the distribution of power and
responsibilities between the Federal government and Indian tribes.''
List of Subjects
20 CFR Part 641
Administrative practice and procedure, Grievance procedure and
appeals process, Senior Community Service Employment Program, Services
to participants.
20 CFR Part 655
Administrative practice and procedure, Labor certification
processes for temporary employment.
20 CFR Part 656
Administrative practice and procedure, Fraud, Reporting and
recordkeeping requirements, Wages.
[[Page 30613]]
20 CFR Part 658
Administrative practice and procedure, Complaint system;
Discontinuation of services, State workforce agency compliance, Federal
application of remedial action to state workforce agencies, Wagner-
Peyser Act Employment Service.
20 CFR Part 667
Adjudication and Judicial Review, Administrative practice and
procedure; Oversight and monitoring, Grievance procedures, complaints,
and state appeal processes, Sanctions, corrective actions, and waiver
of liability, Reporting and recordkeeping requirements, Resolution of
findings, Workforce Investment Act.
20 CFR Part 683
Adjudication and judicial review, Administrative practice and
procedure, Funding and closeout, Grievance procedures, complaints, and
State appeal processes; Oversight and resolution of findings, Pay-for-
performance contract strategies, Reporting and recordkeeping
requirements, Rules, costs, and limitations, Sanctions, corrective
actions, and waiver of liability, Workforce Innovation And Opportunity
Act.
20 CFR Part 702
Administrative practice and procedure, Claims, Penalties, Reporting
and recordkeeping requirements, Whistleblowing, Workers' compensation.
29 CFR Part 2
Administrative practice and procedure, Claims, Courts, Government
employees.
29 CFR Part 7
Administrative practice and procedure, Government contracts,
Minimum wages.
29 CFR Part 8
Administrative practice and procedure, Government contracts,
Minimum wages.
29 CFR Part 10
Administrative practice and procedure, Construction industry,
Government procurement, Law enforcement, Reporting and recordkeeping
requirements, Wages.
29 CFR Part 13
Administrative practice and procedure, Government contracts, Law
enforcement, Reporting and recordkeeping requirements, Wages.
29 CFR Part 18
Administrative practice and procedure.
29 CFR Part 24
Administrative practice and procedure, Review of other proceedings
and related matters, Review of wage determinations.
29 CFR Part 29
Administrative practice and procedure, Apprenticeship programs,
Labor standards, State apprenticeship agencies.
29 CFR Part 38
Administrative practice and procedure, Compliance procedures,
Obligations of recipients and governors, Workforce Innovation and
Opportunity Act.
29 CFR Part 96
Administrative practice and procedure, Audit requirements, Grants,
contracts, and other agreements.
29 CFR Part 471
Administrative practice and procedure, Complaint procedures,
Compliance review, Contractor obligations, Federal labor law.
29 CFR Part 501
Administrative practice and procedure, Contract obligations;
Enforcement, Immigration and Nationality Act, Temporary alien
agricultural workers.
29 CFR Part 580
Administrative practice and procedure, Assessing and contesting,
Civil money penalties.
29 CFR Part 1978
Administrative practice and procedure; Employee protection;
Findings, Investigations, Litigation, Retaliation complaints, Surface
Transportation Assistance Act of 1982.
29 CFR Part 1979
Administrative practice and procedure, Employee protection,
Findings, Litigation, Investigations, Retaliation complaints, Wendell
H. Ford Aviation Investment and Reform Act for the 21st Century.
29 CFR Part 1980
Administrative practice and procedure, Employee protection,
Findings, Investigations, Litigation, Retaliation complaints, Sarbanes-
Oxley Act of 2002.
29 CFR Part 1981
Administrative practice and procedure, Employee protection,
Findings, Litigation, Investigations, Pipeline Safety Improvement Act
of 2002, Retaliation complaints.
29 CFR Part 1982
Administrative practice and procedure, Employee protection, Federal
Railroad Safety Act, Findings, Investigations, Litigation, National
Transit Systems Security Act, Retaliation complaints.
29 CFR Part 1983
Administrative practice and procedure, Consumer Product Safety
Improvement Act of 2008, Employee protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1984
Administrative practice and procedure, Affordable Care Act,
Employee protection, Findings, Investigations, Litigation, Retaliation
complaints.
29 CFR Part 1985
Administrative practice and procedure, Consumer Financial
Protection Act of 2010, Employee protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1986
Administrative practice and procedure, Employee protection,
Findings, Investigations, Litigation, Retaliation complaints, Seaman's
Protection Act.
29 CFR Part 1987
Administrative practice and procedure, Employee protection, FDA
Food Safety Modernization Act, Findings, Investigations, Litigation,
Retaliation complaints.
29 CFR Part 1988
Administrative practice and procedure, Employee protection,
Findings, Investigations, Litigation, Moving Ahead for Progress in the
21st Century Act, Retaliation complaints.
41 CFR Part 50-203
Administrative practice and procedure, Government procurement,
Minimum wages, Occupational safety and health.
41 CFR Part 60-30
Administrative practice and procedure, Equal opportunity, Executive
Order 11246, Property management, Public contracts.
[[Page 30614]]
Dated: May 15, 2020.
Eugene Scalia,
Secretary of Labor.
For the reasons set forth in the preamble, the Department of Labor
amends 20 CFR chapters V and VI; 29 CFR subtitle A and chapters IV, V,
and XVII, and 41 CFR parts 50-203 and 60-30 as follows:
Title 20--Employees' Benefits
Employment and Training Administration
PART 641--PROVISIONS GOVERNING THE SENIOR COMMUNITY SERVICE
EMPLOYMENT PROGRAM
0
1. The authority citation for part 641 continues to read as follows:
Authority: 42 U.S.C. 3056 et seq.; Pub. L. 114-144, 130 Stat.
334 (Apr. 19, 2016).
0
2. In Sec. 641.900, revise paragraph (e) to read as follows:
Sec. 641.900 What appeal process is available to an applicant that
does not receive a grant?
* * * * *
(e) The decision of the ALJ constitutes final agency action unless,
within 21 days of the decision, a party dissatisfied with the ALJ's
decision, in whole or in part, has filed a petition for review with the
Administrative Review Board (ARB) (established under Secretary's Order
No. 01-2020), specifically identifying the procedure, fact, law, or
policy to which exception is taken. The mailing address for the ARB is
200 Constitution Ave. NW, Room N5404, Washington, DC 20210. The
Department will deem any exception not specifically urged to have been
waived. A copy of the petition for review must be sent to the grant
officer at that time. If, within 30 days of the filing of the petition
for review, the ARB does not notify the parties that the case has been
accepted for review, then the decision of the ALJ constitutes final
agency action. In any case accepted by the ARB, a decision must be
issued by the ARB within 180 days of acceptance. If a decision is not
so issued, the decision of the ALJ constitutes final agency action.
* * * * *
0
3. In Sec. 641.920, revise paragraph (d)(5) to read as follows:
Sec. 641.920 What actions of the Department may a grantee appeal and
what procedures apply to those appeals?
* * * * *
(d) * * *
(5) The decision of the ALJ constitutes final agency action unless,
within 21 days of the decision, a party dissatisfied with the ALJ's
decision, in whole or in part, has filed a petition for review with the
ARB (established under Secretary's Order No. 01-2020), specifically
identifying the procedure, fact, law, or policy to which exception is
taken. The mailing address for the ARB is 200 Constitution Ave. NW,
Room N5404, Washington, DC 20210. The Department will deem any
exception not specifically argued to have been waived. A copy of the
petition for review must be sent to the grant officer at that time. If,
within 30 days of the filing of the petition for review, the ARB does
not notify the parties that the case has been accepted for review, then
the decision of the ALJ constitutes final agency action. In any case
accepted by the ARB, a decision must be issued by the ARB within 180
days of acceptance. If a decision is not so issued, the decision of the
ALJ constitutes final agency action.
PART 655--TEMPORARY EMPLOYMENT OF FOREIGN WORKERS IN THE UNITED
STATES
0
4. The authority citation for part 655 continues to read as follows:
Authority: Section 655.0 issued under 8 U.S.C.
1101(a)(15)(E)(iii), 1101(a)(15)(H)(i) and (ii), 8 U.S.C.
1103(a)(6), 1182(m), (n), and (t), 1184(c), (g), and (j), 1188, and
1288(c) and (d); sec. 3(c)(1), Pub. L. 101-238, 103 Stat. 2099, 2102
(8 U.S.C. 1182 note); sec. 221(a), Pub. L. 101-649, 104 Stat. 4978,
5027 (8 U.S.C. 1184 note); sec. 303(a)(8), Pub. L. 102-232, 105
Stat. 1733, 1748 (8 U.S.C. 1101 note); sec. 323(c), Pub. L. 103-206,
107 Stat. 2428; sec. 412(e), Pub. L. 105-277, 112 Stat. 2681 (8
U.S.C. 1182 note); sec. 2(d), Pub. L. 106-95, 113 Stat. 1312, 1316
(8 U.S.C. 1182 note); 29 U.S.C. 49k; Pub. L. 107-296, 116 Stat.
2135, as amended; Pub. L. 109-423, 120 Stat. 2900; 8 CFR
214.2(h)(4)(i); 8 CFR 214.2(h)(6)(iii); and sec. 6, Pub. L. 115-218,
132 Stat. 1547 (48 U.S.C. 1806).
Subpart A issued under 8 CFR 214.2(h).
Subpart B issued under 8 U.S.C. 1101(a)(15)(H)(ii)(a), 1184(c),
and 1188; and 8 CFR 214.2(h).
Subpart E issued under 48 U.S.C. 1806.
Subparts F and G issued under 8 U.S.C. 1288(c) and (d); sec.
323(c), Pub. L. 103-206, 107 Stat. 2428; and 28 U.S.C. 2461 note,
Pub. L. 114-74 at section 701.
Subparts H and I issued under 8 U.S.C. 1101(a)(15)(H)(i)(b) and
(b)(1), 1182(n) and (t), and 1184(g) and (j); sec. 303(a)(8), Pub.
L. 102-232, 105 Stat. 1733, 1748 (8 U.S.C. 1101 note); sec. 412(e),
Pub. L. 105-277, 112 Stat. 2681; 8 CFR 214.2(h); and 28 U.S.C. 2461
note, Pub. L. 114-74 at section 701.
Subparts L and M issued under 8 U.S.C. 1101(a)(15)(H)(i)(c) and
1182(m); sec. 2(d), Pub. L. 106-95, 113 Stat. 1312, 1316 (8 U.S.C.
1182 note); Pub. L. 109-423, 120 Stat. 2900; and 8 CFR 214.2(h).
0
5. In Sec. 655.171, revise paragraphs (a) and (b)(2) to read as
follows:
Sec. 655.171 Appeals.
* * * * *
(a) Administrative review. Where the employer has requested
administrative review, within 5 business days after receipt of the ETA
administrative file the ALJ will, on the basis of the written record
and after due consideration of any written submissions (which may not
include new evidence) from the parties involved or amici curiae, either
affirm, reverse, or modify the CO's decision, or remand to the CO for
further action. The decision of the ALJ must specify the reasons for
the action taken and must be immediately provided to the employer, the
CO, the OFLC Administrator and DHS by means normally assuring next-day
delivery.
(b) * * *
(2) Decision. After a de novo hearing, the ALJ must affirm,
reverse, or modify the CO's determination, or remand to the CO for
further action, except in cases over which the Secretary has assumed
jurisdiction pursuant to 29 CFR 18.95. The decision of the ALJ must
specify the reasons for the action taken and must be immediately
provided to the employer, CO, OFLC Administrator, and DHS by means
normally assuring next-day delivery.
0
6. In Sec. 655.181, revise paragraph (b)(3) to read as follows:
Sec. 655.181 Revocation.
* * * * *
(b) * * *
(3) Appeal. An employer may appeal a Notice of Revocation, or a
final determination of the OFLC Administrator after the review of
rebuttal evidence, according to the appeal procedures of Sec. 655.171.
* * * * *
0
7. In Sec. 655.182, revise paragraph (f)(6) to read as follows:
Sec. 655.182 Debarment.
* * * * *
(f) * * *
(6) ARB decision. The ARB's decision must be issued within 90 days
from the notice granting the petition and served upon all parties and
the ALJ. If the ARB fails to issue a decision within 90 days from the
notice granting the petition, the ALJ's decision will be the final
agency decision.
* * * * *
0
8. In Sec. 655.183, revise paragraph (c) to read as follows:
Sec. 655.183 Less than substantial violations.
* * * * *
(c) Failure to comply with special procedures. If the OFLC
Administrator determines that the employer has failed
[[Page 30615]]
to comply with special procedures required pursuant to paragraph (a) of
this section, the OFLC Administrator will send a written notice to the
employer, stating that the employer's otherwise affirmative H-2A
certification determination will be reduced by 25 percent of the total
number of H-2A workers requested (which cannot be more than those
requested in the previous year) for a period of 1 year. Notice of such
a reduction in the number of workers requested will be conveyed to the
employer by the OFLC Administrator in the OFLC Administrator's written
certification determination. The notice will offer the employer an
opportunity to request administrative review or a de novo hearing
before an ALJ. If administrative review or a de novo hearing is
requested, the procedures prescribed in Sec. 655.171 will apply,
provided that if the ALJ or the Secretary affirms the OFLC
Administrator's determination that the employer has failed to comply
with special procedures required by paragraph (a) of this section, the
reduction in the number of workers requested will be 25 percent of the
total number of H-2A workers requested (which cannot be more than those
requested in the previous year) for a period of 1 year.
0
9. In Sec. 655.461, revise paragraph (e) to read as follows:
Sec. 655.461 Administrative review.
* * * * *
(e) Scope of review. BALCA will, except in cases over which the
Secretary has assumed jurisdiction pursuant to 29 CFR 18.95, affirm,
reverse, or modify the CO's determination, or remand to the CO for
further action. BALCA will reach this decision after due consideration
of the documents in the Appeal File that were before the CO at the time
of the CO's determination, the request for review, and any legal briefs
submitted. BALCA may not consider evidence not before the CO at the
time of the CO's determination, even if such evidence is in the Appeal
File, request for review, or legal briefs.
* * * * *
0
10. In Sec. 655.472, revise paragraph (b)(3) to read as follows:
Sec. 655.472 Revocation.
* * * * *
(b) * * *
(3) Request for review. An employer may appeal a Notice of
Revocation or a final determination of the OFLC Administrator after the
review of rebuttal evidence to BALCA, according to the appeal
procedures of Sec. 655.461.
* * * * *
0
11. In Sec. 655.473, revise paragraph (f)(6) to read as follows:
Sec. 655.473 Debarment.
* * * * *
(f) * * *
(6) ARB decision. The ARB's decision must be issued within 90
calendar days from the notice granting the petition and served upon all
parties and the ALJ.
0
12. In Sec. 655.845, revise paragraphs (h) and (i) to read as follows:
Sec. 655.845 What rules apply to appeal of the decision of the
administrative law judge?
* * * * *
(h) The Board's decision shall be issued within 180 calendar days
from the date of the notice of intent to review. The Board's decision
shall be served upon all parties and the administrative law judge.
(i) After the Board's decision becomes final, the Board shall
transmit the entire record to the Chief Administrative Law Judge for
custody pursuant to Sec. 655.850.
PART 656--LABOR CERTIFICATION PROCESS FOR PERMANENT EMPLOYMENT OF
ALIENS IN THE UNITED STATES
0
13. The authority citation for part 656 continues to read as follows:
Authority: 8 U.S.C. 1182(a)(5)(A), 1182(p)(1); sec.122, Public
Law 101-649, 109 Stat. 4978; and Title IV, Public Law 105-277, 112
Stat. 2681.
0
14. In Sec. 656.27, revise paragraph (c) to read as follows:
Sec. 656.27 Consideration by and decisions of the Board of Alien
Labor Certification Appeals.
* * * * *
(c) Review on the record. The Board of Alien Labor Certification
Appeals must review a denial of labor certification under Sec. 656.24,
a revocation of a certification under Sec. 656.32, or an affirmation
of a prevailing wage determination under Sec. 656.41 on the basis of
the record upon which the decision was made, the request for review,
and any Statements of Position or legal briefs submitted and, except in
cases over which the Secretary has assumed jurisdiction pursuant to 29
CFR 18.95, must:
(1) Affirm the denial of the labor certification, the revocation of
certification, or the affirmation of the PWD; or
(2) Direct the Certifying Officer to grant the certification,
overrule the revocation of certification, or overrule the affirmation
of the PWD; or
(3) Direct that a hearing on the case be held under paragraph (e)
of this section.
* * * * *
PART 658--ADMINISTRATIVE PROVISIONS GOVERNING THE WAGNER-PEYSER ACT
EMPLOYMENT SERVICE
0
15. The authority citation for part 658 continues to read as follows:
Authority: Secs. 189, 503, Pub. L. 113-128, 128 Stat. 1425
(Jul. 22, 2014); 29 U.S.C. chapter 4B.
0
16. In Sec. 658.711, revise paragraph (b) to read as follows:
Sec. 658.711 Decision of the Administrative Review Board.
* * * * *
(b) The decision of the Administrative Review Board must be in
writing, and must set forth the factual and legal basis for the
decision. After the Board's decision becomes final, notice of the
decision must be published in the Federal Register, and copies must be
made available for public inspection and copying.
PART 667--ADMINISTRATIVE PROVISIONS UNDER TITLE I OF THE WORKFORCE
INVESTMENT ACT
0
17. The authority citation for part 667 continues to read as follows:
Authority: Subtitle C of Title I, Sec. 506(c), Pub. L. 105-220,
112 Stat. 936 (20 U.S.C. 9276(c)); Executive Order 13198, 66 FR
8497, 3 CFR 2001 Comp., p. 750; Executive Order 13279, 67 FR 77141,
3 CFR 2002 Comp., p. 258.
0
18. In Sec. 667.830, revise paragraph (b) to read as follows:
Sec. 667.830 When will the Administrative Law Judge issue a
decision?
* * * * *
(b) The decision of the ALJ constitutes final agency action unless,
within 20 days of the decision, a party dissatisfied with the ALJ's
decision has filed a petition for review with the Administrative Review
Board (ARB) (established under Secretary's Order No. 01-2020),
specifically identifying the procedure, fact, law, or policy to which
exception is taken. Any exception not specifically urged is deemed to
have been waived. A copy of the petition for review must be sent to the
opposing party at that time. Thereafter, the decision of the ALJ
constitutes final agency action unless the ARB, within 30 days of the
filing of the petition for review, notifies the parties that the case
has been accepted for review. In any case accepted by the ARB, a
decision
[[Page 30616]]
must be issued by the ARB within 180 days of acceptance. If a decision
is not so issued, the decision of the ALJ constitutes final agency
action.
PART 683--ADMINISTRATIVE PROVISIONS UNDER TITLE I OF THE WORKFORCE
INNOVATION AND OPPORTUNITY ACT
0
19. The authority citation for part 683 continues to read as follows:
Authority: Secs. 102, 116, 121, 127, 128, 132, 133, 147, 167,
169, 171, 181, 185, 189, 195, 503, Public Law 113-128, 128 Stat.
1425 (Jul. 22, 2014).
0
20. In Sec. 683.830, revise paragraph (b) to read as follows:
Sec. 683.830 When will the Administrative Law Judge issue a
decision?
* * * * *
(b) The decision of the ALJ constitutes final agency action unless,
within 20 days of the decision, a party dissatisfied with the ALJ's
decision has filed a petition for review with the Administrative Review
Board (ARB) (established under Secretary's Order No. 01-2020),
specifically identifying the procedure, fact, law, or policy to which
exception is taken. Any exception not specifically raised in the
petition is deemed to have been waived. A copy of the petition for
review also must be sent to the opposing party and if an applicant or
recipient, to the Grant Officer and the Grant Officer's Counsel at the
time of filing. Unless the ARB, within 30 days of the filing of the
petition for review, notifies the parties that the case has been
accepted for review, the decision of the ALJ constitutes final agency
action. In any case accepted by the ARB, a decision must be issued by
the ARB within 180 days of acceptance. If a decision is not so issued,
the decision of the ALJ constitutes final agency action.
Office of Workers' Compensation Programs Longshoremen's and Harbor
Workers' Compensation Act and Related Statutes
PART 702--ADMINISTRATION AND PROCEDURE
0
21. The authority citation for part 702 continues to read as follows:
Authority: 5 U.S.C. 301, and 8171 et seq.; 33 U.S.C. 901 et
seq.; 42 U.S.C. 1651 et seq.; 43 U.S.C. 1333; 28 U.S.C. 2461 note
(Federal Civil Penalties Inflation Adjustment Act of 1990); Pub.L.
114-74 at sec. 701; Reorganization Plan No. 6 of 1950, 15 FR 3174,
64 Stat. 1263; Secretary's Order 10-2009, 74 FR 58834.
0
22. In Sec. 702.433, revise paragraphs (e) and (f) to read as follows:
Sec. 702.433 Requests for hearing.
* * * * *
(e) The administrative law judge will issue a recommended decision
after the termination of the hearing. The recommended decision must
contain appropriate findings, conclusions, and a recommended order and
be forwarded, together with the record of the hearing, to the
Administrative Review Board for a decision. The recommended decision
must be served upon all parties to the proceeding.
(f) Based upon a review of the record and the recommended decision
of the administrative law judge, the Administrative Review Board will
issue a decision.
0
23. Revise Sec. 702.434 to read as follows:
Sec. 702.434 Judicial review.
(a) Any physician, health care provider, or claims representative
who participated as a party in the hearing may obtain review of the
Department's final decision made by the Administrative Review Board or
the Secretary, as appropriate, regardless of the amount of controversy,
by commencing a civil action within sixty (60) days after the decision
is transmitted to him or her. The pendency of such review will not stay
the effect of the decision. Such action must be brought in the Court of
Appeals of the United States for the judicial circuit in which the
plaintiff resides or has his or her principal place of business, or the
Court of Appeals for the District of Columbia pursuant to section
7(j)(4) of the Act, 33 U.S.C. 907(j)(4).
(b) As part of the Department's answer, the Administrative Review
Board must file a certified copy of the transcript of the record of the
hearing, including all evidence submitted in connection therewith.
(c) The findings of fact contained in the Department's final
decision, if based on substantial evidence in the record as a whole,
shall be conclusive.
Title 29--Labor
Office of the Secretary of Labor
PART 2--GENERAL REGULATIONS
0
24. The authority citation for part 2 continues to read as:
Authority: 5 U.S.C. 301; Executive Order 13198, 66 FR 8497, 3
CFR 2001 Comp., p. 750; Executive Order 13279, 67 FR 77141, 3 CFR
2002 Comp., p. 258; Executive Order 13559, 75 FR 71319, 3 CFR 2011
Comp., p. 273.
0
25. Revise Sec. 2.8 to read as follows:
Sec. 2.8 Final agency decisions.
Final agency decisions issued under the statutory authority of the
U.S. Department of Labor may be issued by the Secretary of Labor, or by
his or her designee under a written delegation of authority. The
Administrative Review Board, an organizational entity within the Office
of the Secretary, has been delegated authority to issue final agency
decisions under the statutes, executive orders, and regulations
according to, and except as provided in Secretary's Order 01-2020 (or
any successor to that order).
PART 7--PRACTICE BEFORE THE ADMINISTRATIVE REVIEW BOARD WITH REGARD
TO FEDERAL AND FEDERALLY ASSISTED CONSTRUCTION CONTRACTS
0
26. The authority citation for part 7 continues to read as:
Authority: Reorg. Plan No. 14 of 1950, 64 Stat. 1267; 5 U.S.C.
301; 3 CFR, 1949-1953 Comp., p. 1007; sec. 2, 48 Stat. 948 as
amended; 40 U.S.C. 276c; secs. 104, 105, 76 Stat. 358, 359; 40
U.S.C. 330, 331; 65 Stat. 290; 36 FR 306, 8755.
0
27. In Sec. 7.1, revise paragraph (d) to read as follows:
Sec. 7.1 Purpose and scope.
* * * * *
(d) In considering the matters within the scope of its jurisdiction
the Board shall act as the authorized representative of the Secretary
of Labor. The Board shall act as fully and finally as might the
Secretary of Labor concerning such matters, except as provided in
Secretary's Order 01-2020 (or any successor to that order).
* * * * *
PART 8--PRACTICE BEFORE THE ADMINISTRATIVE REVIEW BOARD WITH REGARD
TO FEDERAL SERVICE CONTRACTS
0
28. The authority citation for part 8 continues to read as:
Authority: Secs. 4 and 5, 79 Stat. 1034, 1035, as amended by 86
Stat. 789, 790, 41 U.S.C. 353, 354; 5 U.S.C. 301; Reorg. Plan No. 14
of 1950, 64 Stat. 1267, 5 U.S.C. Appendix; 76 Stat. 357-359, 40
U.S.C. 327-332.
0
29. In Sec. 8.1, revise paragraph (c) to read as follows:
Sec. 8.1 Purpose and scope.
* * * * *
(c) In considering the matters within the scope of its jurisdiction
the Board shall act as the authorized representative of the Secretary
of Labor and shall act as fully and finally as might the Secretary of
Labor concerning
[[Page 30617]]
such matters, except as provided in Secretary's Order 01-2020 (or any
successor to that order).
* * * * *
PART 10--ESTABLISHING A MINIMUM WAGE FOR CONTRACTORS
0
30. The authority citation for part 10 continues to read as follows:
Authority: 5 U.S.C. 301; section 2, E.O. 13838, 83 FR 25341;
section 4, E.O. 13658, 79 FR 9851; Secretary's Order 01-2014, 79 FR
77527.
0
31. Revise Sec. 10.57 to read as follows:
Sec. 10.57 Administrative Review Board proceedings.
(a) Authority--(1) General. The Administrative Review Board has
jurisdiction to hear and decide in its discretion appeals concerning
questions of law and fact from investigative findings letters of the
Administrator issued under Sec. 10.51(c)(1) or (2), Administrator's
rulings issued under Sec. 10.58, and decisions of Administrative Law
Judges issued under Sec. 10.55.
(2) Limit on scope of review. (i) The Board shall not have
jurisdiction to pass on the validity of any provision of this part. The
Board is an appellate body and shall decide cases properly before it on
the basis of substantial evidence contained in the entire record before
it. The Board shall not receive new evidence into the record.
(ii) The Equal Access to Justice Act, as amended, does not apply to
proceedings under this part. Accordingly, the Administrative Review
Board shall have no authority to award attorney's fees and/or other
litigation expenses pursuant to the provisions of the Equal Access to
Justice Act for any proceeding under this part.
(b) Decisions. The Board's decision shall be issued within a
reasonable period of time following receipt of the petition for review
and shall be served upon all parties by mail to the last known address
and on the Chief Administrative Law Judge (in cases involving an appeal
from an Administrative Law Judge's decision).
(c) Orders. If the Board concludes a violation occurred, an order
shall be issued mandating action to remedy the violation, including,
but not limited to, monetary relief for unpaid wages. Where the
Administrator has sought imposition of debarment, the Board shall
determine whether an order imposing debarment is appropriate. The ARB's
order is subject to discretionary review by the Secretary as provided
in Secretary's Order 01-2020 (or any successor to that order).
PART 13--ESTABLISHING PAID SICK LEAVE FOR FEDERAL CONTRACTORS
0
32. The authority citation for part 13 continues to read as follow:
Authority: 5 U.S.C. 301; E.O. 13706, 80 FR 54697, 3 CFR, 2016
Comp., p. 367; Secretary's Order 01-2014, 79 FR 77527.
0
33. Revise Sec. 13.57 to read as follows:
Sec. 13.57 Administrative Review Board proceedings.
(a) Authority--(1) General. The Administrative Review Board has
jurisdiction to hear and decide in its discretion appeals concerning
questions of law and fact from investigative findings letters of the
Administrator issued under Sec. 13.51(c)(1) or the final sentence of
Sec. 13.51(c)(2)(ii), Administrator's rulings issued under Sec.
13.58, and decisions of Administrative Law Judges issued under Sec.
13.55.
(2) Limit on scope of review. (i) The Administrative Review Board
shall not have jurisdiction to pass on the validity of any provision of
this part. The Administrative Review Board is an appellate body and
shall decide cases properly before it on the basis of substantial
evidence contained in the entire record before it. The Administrative
Review Board shall not receive new evidence into the record.
(ii) The Equal Access to Justice Act, as amended, does not apply to
proceedings under this part. Accordingly, the Administrative Review
Board shall have no authority to award attorney's fees and/or other
litigation expenses pursuant to the provisions of the Equal Access to
Justice Act for any proceeding under this part.
(b) Decisions. The Administrative Review Board's decision shall be
issued within a reasonable period of time following receipt of the
petition for review and shall be served upon all parties by mail to the
last known address and on the Chief Administrative Law Judge (in cases
involving an appeal from an Administrative Law Judge's decision).
(c) Orders. If the Board concludes a violation occurred, an order
shall be issued mandating action to remedy the violation, including,
but not limited to, any monetary or equitable relief described in Sec.
13.44. Where the Administrator has sought imposition of debarment, the
Administrative Review Board shall determine whether an order imposing
debarment is appropriate. The ARB's order is subject to discretionary
review by the Secretary as provided in Secretary's Order 01-2020 (or
any successor to that order).
PART 18--RULES OF PRACTICE AND PROCEDURE FOR ADMINISTRATIVE
HEARINGS BEFORE THE OFFICE OF ADMINISTRATIVE LAW JUDGES
0
34. The authority citation for part 18 continues to read as follows:
Authority: 5 U.S.C. 301; 5 U.S.C. 551-553; 5 U.S.C. 571 note;
E.O. 12778; 57 FR 7292.
0
35. Revise Sec. 18.95 to read as follows:
Sec. 18.95 Review of decision and review by the Secretary.
(a) Review. The statute or regulation that conferred hearing
jurisdiction provides the procedure for review of a judge's decision.
If the statute or regulation does not provide a procedure, the judge's
decision becomes the Secretary's final administrative decision, except
as provided in paragraph (b) of this section.
(b) Finality. A decision of the Board of Alien Labor Certification
Appeals (BALCA) shall constitute the Secretary's final administrative
decision except in those cases over which the Secretary has, in
accordance with this paragraph (b) and paragraph (c) of this section,
assumed jurisdiction:
(1) In any case for which administrative review is sought or
handled in accordance with 20 CFR 655.171(a) or 20 CFR 655.461, at any
point from when the BALCA receives a request for review until the
passage of 10 business days after the date on which BALCA has issued
its decision.
(2) In any case for which a de novo hearing is sought or handled
under 20 CFR 655.171(b), at any point within 15 business days after the
date on which the BALCA has issued its decision.
(3) In any case for which review is sought or handled in accordance
with 20 CFR 656.26 and 20 CFR 656.27, at any point from when the BALCA
receives a request for review until the passage of 30 business days
after the BALCA has issued its decision.
(c) Review by the Secretary--(1) Transmission of information. (i)
Whenever the BALCA receives a request for review, it shall immediately
transmit a copy of such request to the Deputy Secretary.
(ii) Within 3 business days of when the BALCA issues a decision,
the Chair of the BALCA, or his or her designee, shall transmit to the
Deputy Secretary a copy of the decision and a concise recommendation as
to whether the decision involves an issue or issues of such exceptional
importance that review by the Secretary is warranted.
(2) Review. (i) The Secretary may, at any point within the time
periods provided for in paragraph (b) of this
[[Page 30618]]
section, and in his or her sole discretion, assume jurisdiction to
review the decision or determination of the Certifying Officer, the
Office of Foreign Labor Certification Administrator, the National
Prevailing Wage Center Director, or the BALCA, as the case may be.
(ii) When the Secretary assumes jurisdiction over a case, the
Secretary shall promptly notify the BALCA. The BALCA shall promptly
notify the parties to the case of such action and shall submit the
Appeal File and any briefs filed to the Secretary.
(iii) In any case the Secretary decides, the Secretary's decision
shall be stated in writing and transmitted to the BALCA, which shall
promptly publish the decision and transmit it to the parties to the
case. Such decision shall constitute final action by the Department and
shall serve as binding precedent on all Department employees and in all
Department proceedings involving the same issue or issues.
(iv) The Solicitor of Labor, or his or her designee, shall have the
responsibility for providing legal advice to the Secretary with respect
to the Secretary's exercise of review under this section, except that
no individual involved in the investigation or prosecution of a case
shall advise the Secretary on the exercise of review with respect to
such case or a case involving a common nucleus of operative fact.
PART 24--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE EMPLOYEE PROTECTION PROVISIONS OF SIX ENVIRONMENTAL
STATUTES AND SECTION 211 OF THE ENERGY REORGANIZATION ACT OF 1974,
AS AMENDED
0
36. The authority citation for part 24 is revised to read as follows:
Authority: 15 U.S.C. 2622; 33 U.S.C. 1367; 42 U.S.C. 300j-
9(i)BVG, 5851, 6971, 7622, 9610; Secretary's Order No. 5-2007, 72 FR
31160 (June 5, 2007); Secretary's Order No. 01-2020.
0
37. In Sec. 24.110, revise paragraphs (a), (c), and (d) to read as
follows:
Sec. 24.110 Decisions and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ must file a written petition for review with
the ARB, U.S. Department of Labor, 200 Constitution Ave. NW,
Washington, DC 20210. The decision of the ALJ will become the final
order of the Secretary unless, pursuant to this section, a timely
petition for review is filed with the ARB and the ARB accepts the case
for review. The parties should identify in their petitions for review
the legal conclusions or orders to which they object, or the objections
will ordinarily be deemed waived. A petition must be filed within 10
business days of the date of the decision of the ALJ. The date of the
postmark, facsimile transmittal, or email communication will be
considered to be the date of filing; if the petition is filed in
person, by hand delivery or other means, the petition is considered
filed upon receipt. The petition must be served on all parties and on
the Chief Administrative Law Judge at the time it is filed with the
ARB. Copies of the petition for review and all briefs must be served on
the Assistant Secretary, Occupational Safety and Health Administration,
and on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 90 days of the
filing of the complaint. The decision will be served upon all parties
and the Chief Administrative Law Judge by mail. The decision will also
be served on the Assistant Secretary, Occupational Safety and Health
Administration, and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the respondent has violated the law,
the order will order the respondent to take appropriate affirmative
action to abate the violation, including reinstatement of the
complainant to that person's former position, together with the
compensation (including back pay), terms, conditions, and privileges of
employment, and compensatory damages. In cases arising under the Safe
Drinking Water Act or the Toxic Substances Control Act, exemplary
damages may also be awarded when appropriate. At the request of the
complainant, the ARB will assess against the respondent all costs and
expenses (including attorney's fees) reasonably incurred.
* * * * *
0
38. Revise Sec. 24.112 to read as follows:
Sec. 24.112 Judicial Review.
(a) Except as provided under paragraphs (b) through (d) of this
section, within 60 days after the issuance of a final order (including
a decision issued by the Secretary upon his or her discretionary
review) for which judicial review is available, any person adversely
affected or aggrieved by the order may file a petition for review of
the order in the United States Court of Appeals for the circuit in
which the violation allegedly occurred or the circuit in which the
complainant resided on the date of the violation. A final order of the
ARB (or a decision issued by the Secretary upon his or her
discretionary review) is not subject to judicial review in any criminal
or other civil proceeding.
(b) Under the Federal Water Pollution Control Act, within 120 days
after the issuance of a final order (including a decision issued by the
Secretary upon his or her discretionary review) for which judicial
review is available, any person adversely affected or aggrieved by the
order may file a petition for review of the order in the United States
Court of Appeals for the circuit in which the violation allegedly
occurred or the circuit in which the complainant resided on the date of
the violation.
(c) Under the Solid Waste Disposal Act, within 90 days after the
issuance of a final order (including a decision issued by the Secretary
upon his or her discretionary review) for which judicial review is
available, any person adversely affected or aggrieved by the order may
file a petition for review of the order in the United States Court of
Appeals for the circuit in which the violation allegedly occurred or
the circuit in which the complainant resided on the date of the
violation.
(d) Under the Comprehensive Environmental Response, Compensation
and Liability Act, after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States district court in which the violation allegedly
occurred. For purposes of judicial economy and consistency, when a
final order under the Comprehensive Environmental Response,
Compensation and Liability Act also is issued under any other statute
listed in Sec. 24.100(a), the adversely affected or aggrieved person
may file a petition for review of the entire order in the United States
Court of Appeals for the circuit in which the violation allegedly
occurred or the circuit in which the complainant resided on the date of
the violation. The time for filing a petition for review of an order
issued under the Comprehensive Environmental Response, Compensation and
Liability Act and any other statute listed in Sec. 24.100(a) is
determined by the time period applicable under the other statute(s).
[[Page 30619]]
(e) If a timely petition for review is filed, the record of a case,
including the record of proceedings before the administrative law
judge, will be transmitted by the ARB or the ALJ, as appropriate, to
the appropriate court pursuant to the Federal Rules of Appellate
Procedure and the local rules of the court.
PART 29--LABOR STANDARDS FOR THE REGISTRATION OF APPRENTICESHIP
PROGRAMS
0
39. The authority citation for part 29 continues to read as follows:
Authority: Section 1, 50 Stat. 664, as amended (29 U.S.C. 50;
40 U.S.C. 276c; 5 U.S.C. 301); Reorganization Plan No. 14 of 1950,
64 Stat. 1267 (5 U.S.C. App. P. 534).
0
40. In Sec. 29.10, revise paragraph (c) to read as follows:
Sec. 29.10 Hearings for deregistration.
* * * * *
(c) The Administrative Law Judge should issue a written decision
within 90 days of the close of the hearing record. The Administrative
Law Judge's decision constitutes final agency action unless, within 15
days from receipt of the decision, a party dissatisfied with the
decision files a petition for review with the Administrative Review
Board, specifically identifying the procedure, fact, law, or policy to
which exception is taken. Any exception not specifically urged is
deemed to have been waived. A copy of the petition for review must be
sent to the opposing party at the same time. Thereafter, the decision
of the Administrative Law Judge remains final agency action unless the
Administrative Review Board, within 30 days of the filing of the
petition for review, notifies the parties that it has accepted the case
for review. The Administrative Review Board may set a briefing schedule
or decide the matter on the record. The Administrative Review Board
must issue a decision in any case it accepts for review within 180 days
of the close of the record. If a decision is not so issued, the
Administrative Law Judge's decision constitutes final agency action.
0
41. In Sec. 29.13, revise paragraph (g)(4) to read as follows:
Sec. 29.13 Recognition of State Apprenticeship Agencies.
* * * * *
(g) * * *
(4) After the close of the period for filing exceptions and
responses, the Administrative Review Board may issue a briefing
schedule or may decide the matter on the record before it. The
Administrative Review Board must decide any case it accepts for review
within 180 days of the close of the record. If a decision is not so
issued, the Administrative Law Judge's decision constitutes final
agency action.
* * * * *
0
42. In Sec. 29.14, revise paragraph (c)(3) to read as follows:
Sec. 29.14 Derecognition of State Apprenticeship Agencies.
* * * * *
(c) * * *
(3) Requests a hearing. The Administrator shall refer the matter to
the Office of Administrative Law Judges. An Administrative Law Judge
will convene a hearing in accordance with Sec. 29.13(g) and submit
proposed findings and a recommended decision to the Administrative
Review Board. The Administrative Review Board must issue a decision in
any case it accepts for review within 180 days of the close of the
record. If a decision is not so issued, the Administrative Law Judge's
decision constitutes final agency action.
* * * * *
PART 38--IMPLEMENTATION OF THE NONDISCRIMINATION AND EQUAL
OPPORTUNITY PROVISIONS OF THE WORKFORCE INNOVATION AND OPPORTUNITY
ACT
0
43. The authority citation for part 38 continues to read as follows:
Authority: 29 U.S.C. 3101 et seq.; 42 U.S.C. 2000d et seq.; 29
U.S.C. 794; 42 U.S.C. 6101 et seq.; and 20 U.S.C. 1681 et seq.
0
44. In Sec. 38.112, revise paragraph (b)(1)(viii) to read as follows:
Sec. 38.112 Initial and final decision procedures.
* * * * *
(b) * * *
(1) * * *
(viii) Decision and Order after review by Administrative Review
Board. In any case reviewed by the Administrative Review Board under
this paragraph, a decision must be issued within 180 days of the
notification of such review. If the Administrative Review Board fails
to issue a decision and order within the 180-day period, the initial
decision and order of the Administrative Law Judge becomes the Final
Decision and Order.
* * * * *
0
45. In Sec. 38.113, revise paragraph (c) to read as follows:
Sec. 38.113 Suspension, termination, withholding, denial, or
discontinuation of financial assistance.
* * * * *
(c) A decision issued by the Administrative Review Board has become
final, the Administrative Law Judge's decision and order has become the
Final Agency Decision, or the Final Determination or Notification of
Conciliation Agreement has been deemed the Final Agency Decision, under
Sec. 38.112(b); and
* * * * *
0
46. In Sec. 38.115, revise paragraph (c)(5) to read as follows:
Sec. 38.115 Post-termination proceedings.
* * * * *
(c) * * *
(5) The Administrative Review Board must issue a decision denying
or granting the recipient's or grant applicant's request for
restoration to eligibility.
PART 96--AUDIT REQUIREMENTS FOR GRANTS, CONTRACTS, AND OTHER
AGREEMENTS
0
47. The authority citation for part 96 continues to read as follows:
Authority: 31 U.S.C. 7501 et seq. and OMB Circular No. A-133,
as amended.
0
48. In Sec. 96.63, revise paragraph (b)(5) to read as follows:
Sec. 96.63 Federal financial assistance.
* * * * *
(b) * * *
(5) Review by the Administrative Review Board. In any case accepted
for review by the Administrative Review Board, a decision shall be
issued within 180 days of such acceptance. If a decision is not so
issued, the decision of the Administrative Law Judge shall become the
final decision of the Secretary.
Office of Labor-Management Standards
PART 471--OBLIGATIONS OF FEDERAL CONTRACTORS AND SUBCONTRACTORS;
NOTIFICATION OF EMPLOYEE RIGHTS UNDER FEDERAL LABOR LAWS
0
49. The authority citation for part 471 is revised to read as follows:
Authority: 40 U.S.C. 101 et seq.; Executive Order 13496, 74 FR
6107, February 4, 2009; Secretary's Order No. 7-2009, 74 FR 58834,
November 13, 2009; Secretary's Order No. 01-2020.
0
50. In Sec. 471.13, revise paragraph (b)(4) to read as follows:
Sec. 471.13 Under what circumstances, and how, will enforcement
proceedings under Executive Order 13496 be conducted?
* * * * *
(b) * * *
(4) After the expiration of time for filing exceptions, the
Administrative Review Board may issue an
[[Page 30620]]
administrative order, or may otherwise appropriately dispose of the
matter. In an expedited proceeding, unless the Administrative Review
Board issues an administrative order within 30 days after the
expiration of time for filing exceptions, the Administrative Law
Judge's recommended decision will become the final administrative
order. If the Administrative Review Board determines that the
contractor has violated the Executive Order or the regulations in this
part, the administrative order will order the contractor to cease and
desist from the violations, require the contractor to provide
appropriate remedies, or, subject to the procedures in Sec. 471.14,
impose appropriate sanctions and penalties, or any combination thereof.
Wage and Hour Division
PART 501--ENFORCEMENT OF CONTRACTUAL OBLIGATIONS FOR TEMPORARY
ALIEN AGRICULTURAL WORKERS ADMITTED UNDER SECTION 218 OF THE
IMMIGRATION AND NATIONALITY ACT
0
51. The authority citation for part 501 continues to read as follows:
Authority: 8 U.S.C. 1101(a)(15)(H)(ii)(a), 1184(c), and 1188;
28 U.S.C. 2461 Note (Federal Civil Penalties Inflation Adjustment
Act of 1990); and Public Law 114-74 at Sec. 701.
0
52. Revise Sec. 501.45 to read as follows:
Sec. 501.45 Decision of the Administrative Review Board.
The ARB's decision shall be issued within 90 days from the notice
granting the petition and served upon all parties and the ALJ.
PART 580--CIVIL MONEY PENALTIES--PROCEDURES FOR ASSESSING AND
CONTESTING PENALTIES
0
53. The authority citation for part 580 continues to read as follows:
Authority: 29 U.S.C. 9a, 203, 209, 211, 212, 213(c), 216;
Reorg. Plan No. 6 of 1950, 64 Stat. 1263, 5 U.S.C. App; secs. 25,
29, 88 Stat. 72, 76; Secretary's Order 01-2014 (Dec. 19, 2014), 79
FR 77527 (Dec. 24, 2014); 5 U.S.C. 500, 503, 551, 559; 103 Stat.
938.
0
54. Revise Sec. 580.16 to read as follows:
Sec. 580.16 Decision of the Administrative Review Board.
The Board's decision shall be served upon all parties and the Chief
Administrative Law Judge, in person or by mail to the last known
address.
Occupational Safety and Health Administration
PART 1978--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE EMPLOYEE PROTECTION PROVISION OF THE SURFACE
TRANSPORTATION ASSISTANCE ACT OF 1982 (STAA), AS AMENDED
0
55. The authority citation for part 1978 is revised to read as follows:
Authority: 49 U.S.C. 31101 and 31105; Secretary's Order 1-2012
(Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order 01-
2020.
0
56. In Sec. 1978.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1978.110 Decisions and orders of the Administrative Review
Board.
(a) The Assistant Secretary or any other party desiring to seek
review, including judicial review, of a decision of the ALJ must file a
written petition for review with the ARB. The parties should identify
in their petitions for review the legal conclusions or orders to which
they object, or the objections may be deemed waived. A petition must be
filed within 14 days of the date of the decision of the ALJ. The date
of the postmark, facsimile transmittal, or electronic communication
transmittal will be considered to be the date of filing; if the
petition is filed in person, by hand delivery or other means, the
petition is considered filed upon receipt. The petition must be served
on all parties and on the Chief Administrative Law Judge at the time it
is filed with the ARB. Copies of the petition for review and all briefs
must be served on the Assistant Secretary and, in cases in which the
Assistant Secretary is a party, on the Associate Solicitor, Division of
Occupational Safety and Health, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision also will be served on the Assistant
Secretary, and on the Associate Solicitor, Division of Occupational
Safety and Health, U.S, Department of Labor, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order, which will be subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order), will require, where appropriate, affirmative action to abate
the violation; reinstatement of the complainant to his or her former
position with the same compensation, terms, conditions, and privileges
of the complainant's employment; payment of compensatory damages (back
pay with interest and compensation for any special damages sustained as
a result of the retaliation, including any litigation costs, expert
witness fees, and reasonable attorney fees the complainant may have
incurred); and payment of punitive damages up to $250,000. Interest on
back pay will be calculated using the interest rate applicable to
underpayment of taxes under 26 U.S.C. 6621 and will be compounded
daily.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. Such order will
be subject to discretionary review by the Secretary as provided in
Secretary's Order 01-2020 (or any successor to that order).
* * * * *
0
57. In Sec. 1978.112, revise paragraph (a) to read as follows:
Sec. 1978.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the person resided
on the date of the violation.
* * * * *
PART 1979--PROCEDURES FOR THE HANDLING OF DISCRIMINATION COMPLAINTS
UNDER SECTION 519 OF THE WENDELL H. FORD AVIATION INVESTMENT AND
REFORM ACT FOR THE 21ST CENTURY
0
58. The authority citation for part 1979 continues to read as follows:
Authority: 49 U.S.C. 42121; Secretary's Order No. 01-2020.
0
59. In Sec. 1979.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
[[Page 30621]]
Sec. 1979.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the administrative law judge, or a named person
alleging that the complaint was frivolous or brought in bad faith who
seeks an award of attorney's fees, must file a written petition for
review with the Administrative Review Board (``the Board''). The
decision of the Administrative Law Judge shall become the final order
of the Secretary unless, pursuant to this section, a petition for
review is timely filed with the Board. The petition for review must
specifically identify the findings, conclusions, or orders to which
exception is taken. Any exception not specifically urged ordinarily
shall be deemed to have been waived by the parties. To be effective, a
petition must be filed within ten business days of the date of the
decision of the Administrative Law Judge. The date of the postmark,
facsimile transmittal, or email communication will be considered to be
the date of filing; if the petition is filed in person, by hand
delivery or other means, the petition is considered filed upon receipt.
The petition must be served on all parties and on the Chief
Administrative Law Judge at the time it is filed with the Board. Copies
of the petition for review and all briefs must be served on the
Assistant Secretary, Occupational Safety and Health Administration, and
on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, Washington, DC 20210.
* * * * *
(c) The decision of the Board shall be issued within 120 days of
the conclusion of the hearing, which shall be deemed to be the
conclusion of all proceedings before the Administrative Law Judge--
i.e., 10 business days after the date of the decision of the
Administrative Law Judge unless a motion for reconsideration has been
filed with the Administrative Law Judge in the interim. The decision
will be served upon all parties and the Chief Administrative Law Judge
by mail to the last known address. The decision will also be served on
the Assistant Secretary, Occupational Safety and Health Administration,
and on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, Washington, DC 20210, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the party charged has violated the
law, the ARB shall order the party charged to take appropriate
affirmative action to abate the violation, including, where
appropriate, reinstatement of the complainant to that person's former
position, together with the compensation (including back pay), terms,
conditions, and privileges of that employment, and compensatory
damages. At the request of the complainant, the Board shall assess
against the named person all costs and expenses (including attorney and
expert witness fees) reasonably incurred. The ARB's order is subject to
discretionary review by the Secretary as provided in Secretary's Order
01-2020 (or any successor to that order).
(e) If the ARB concludes that the party charged has not violated
the law, the ARB shall issue an order denying the complaint. If, upon
the request of the named person, the Board determines that a complaint
was frivolous or was brought in bad faith, the Board may award to the
named person reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
60. In Sec. 1979.112, revise paragraph (a) to read as follows:
Sec. 1979.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation. A final order of the Secretary is
not subject to judicial review in any criminal or other civil
proceeding.
* * * * *
PART 1980--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER SECTION 806 OF THE SARBANES-OXLEY ACT OF 2002, AS AMENDED
0
61. The authority citation for part 1980 is revised to read as follows:
Authority: 18 U.S.C. 1514A, as amended by the Dodd-Frank Wall
Street Reform and Consumer Protection Act of 2010, Public Law 111-
203 (July 21, 2010); Secretary's Order No. 01-2012 (Jan. 18, 2012),
77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-2020.
0
62. In Sec. 1980.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1980.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB shall be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ unless a motion for reconsideration has
been filed with the ALJ in the interim. In such case, the conclusion of
the hearing is the date the motion for reconsideration is ruled upon or
14 days after a new decision is issued. The ARB's decision will be
served upon all parties and the Chief Administrative Law Judge by mail.
The decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, even if the
Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing all relief necessary to make the
complainant whole, including reinstatement with the same seniority
status that the complainant would have had but for the retaliation;
back pay with interest; and compensation for any special damages
sustained as a result of the retaliation, including litigation costs,
expert witness fees, and reasonable attorney fees. Interest on back pay
will be calculated using the interest rate applicable to underpayment
of taxes under 26 U.S.C. 6621 and will be compounded daily. The order
will also require the respondent to submit appropriate documentation to
the Social
[[Page 30622]]
Security Administration allocating any back pay award to the
appropriate calendar quarters. Such order is subject to discretionary
review by the Secretary as provided in Secretary's Order 01-2020 (or
any successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
63. In Sec. 1980.112, revise paragraph (a) to read as follows:
Sec. 1980.112 Judicial review.
(a)Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1981--PROCEDURES FOR THE HANDLING OF DISCRIMINATION COMPLAINTS
UNDER SECTION 6 OF THE PIPELINE SAFETY IMPROVEMENT ACT OF 2002
0
64. The authority citation for part 1981 continues to read as follows:
Authority: 49 U.S.C. 60129; Secretary's Order No. 01-2020.
0
65. In Sec. 1981.110, revise paragraphs (a), (c), (d), and (e) as
follows:
Sec. 1981.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the Administrative Law Judge, or a named person
alleging that the complaint was frivolous or brought in bad faith who
seeks an award of attorney's fees, must file a written petition for
review with the Administrative Review Board (``the Board''). The
decision of the Administrative Law Judge will become the final order of
the Secretary unless, pursuant to this section, a petition for review
is timely filed with the Board. The petition for review must
specifically identify the findings, conclusions, or orders to which
exception is taken. Any exception not specifically urged ordinarily
will be deemed to have been waived by the parties. To be effective, a
petition must be filed within 10 business days of the date of the
decision of the Administrative Law Judge. The date of the postmark,
facsimile transmittal, or email communication will be considered to be
the date of filing; if the petition is filed in person, by hand
delivery or other means, the petition is considered filed upon receipt.
The petition must be served on all parties and on the Chief
Administrative Law Judge at the time it is filed with the Board. Copies
of the petition for review and all briefs must be served on the
Assistant Secretary, Occupational Safety and Health Administration, and
on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, Washington, DC 20210.
* * * * *
(c) The decision of the Board shall be issued within 90 days of the
conclusion of the hearing, which will be deemed to be the conclusion of
all proceedings before the Administrative Law Judge--i.e., 10 business
days after the date of the decision of the Administrative Law Judge
unless a motion for reconsideration has been filed with the
Administrative Law Judge in the interim. The decision will be served
upon all parties and the Chief Administrative Law Judge by mail to the
last known address. The decision will also be served on the Assistant
Secretary, Occupational Safety and Health Administration, and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, Washington, DC 20210, even if the Assistant Secretary is not
a party.
(d) If the ARB concludes that the party charged has violated the
law, the ARB shall order the party charged to take appropriate
affirmative action to abate the violation, including, where
appropriate, reinstatement of the complainant to that person's former
position, together with the compensation (including back pay), terms,
conditions, and privileges of that employment, and compensatory
damages. At the request of the complainant, the Board shall assess
against the named person all costs and expenses (including attorney and
expert witness fees) reasonably incurred. Such order is subject to
discretionary review by the Secretary as provided in Secretary's Order
01-2020 (or any successor to that order).
(e) If the ARB concludes that the party charged has not violated
the law, the ARB will issue an order denying the complaint. If, upon
the request of the named person, the Board determines that a complaint
was frivolous or was brought in bad faith, the Board may award to the
named person reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
66. In Sec. 1981.112, revise paragraph (a) to read as follows:
Sec. 1981.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation. A final order of the Secretary is
not subject to judicial review in any criminal or other civil
proceeding.
* * * * *
PART 1982--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE NATIONAL TRANSIT SYSTEMS SECURITY ACT AND THE FEDERAL
RAILROAD SAFETY ACT
0
67. The authority citation for part 1982 is revised to read as follows:
Authority: 6 U.S.C. 1142 and 49 U.S.C. 20109; Secretary's Order
01-2012 (Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's
Order No. 01-2020.
0
68. In Sec. 1982.110, revise paragraph (a) and add paragraphs (c),
(d), and (e) to read as follows:
Sec. 1982.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
under NTSSA was frivolous or brought in bad faith who seeks an award of
attorney fees, must file a written petition for review with the ARB.
The parties should identify in their petitions for review the legal
conclusions or orders to which they object, or the objections may be
deemed waived. A petition must be filed within 14 days of the date of
the decision of the ALJ. The date of the postmark, facsimile
transmittal, or electronic communication transmittal will be considered
to be the date of filing; if the petition is filed in person, by hand
delivery or other means, the petition is
[[Page 30623]]
considered filed upon receipt. The petition must be served on all
parties and on the Chief Administrative Law Judge at the time it is
filed with the ARB. Copies of the petition for review must be served on
the Assistant Secretary, and on the Associate Solicitor, Division of
Fair Labor Standards.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
denied or 14 days after a new decision is issued. The ARB's decision
will be served upon all parties and the Chief Administrative Law Judge
by mail. The decision also will be served on the Assistant Secretary,
and on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will include, where appropriate, affirmative action to abate the
violation; reinstatement with the same seniority status that the
employee would have had but for the retaliation; any back pay with
interest; and payment of compensatory damages, including compensation
for any special damages sustained as a result of the retaliation,
including litigation costs, expert witness fees, and reasonable
attorney fees. Interest on back pay will be calculated using the
interest rate applicable to underpayment of taxes under 26 U.S.C. 6621
and will be compounded daily. The order will also require the
respondent to submit documentation to the Social Security
Administration or the Railroad Retirement Board, as appropriate,
allocating any back pay award to the appropriate months or calendar
quarters. The order may also require the respondent to pay punitive
damages up to $250,000. Such order is subject to discretionary review
by the Secretary as provided in Secretary's Order 01-2020 (or any
successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint under
NTSSA was frivolous or was brought in bad faith, the ARB may award to
the respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
69. In Sec. 1982.112, revise paragraph (a) to read as follows:
Sec. 1982.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1983--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER SECTION 219 OF THE CONSUMER PRODUCT SAFETY IMPROVEMENT ACT OF
2008
0
70. The authority citation for part 1983 is revised to read as follows:
Authority: 15 U.S.C. 2087; Secretary's Order 1-2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order 01-2020.
0
71. In Sec. 1983.110, revise paragraphs (a), (c), (d), and (e) as
follows:
Sec. 1983.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney's
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision will also be served on the Assistant
Secretary and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. Such order is subject to discretionary review by
the Secretary as provided in Secretary's Order 01-2020 (or any
successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent a reasonable attorney's fee, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
72. In Sec. 1983.112, revise paragraph (a) to read as follows:
Sec. 1983.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of
[[Page 30624]]
Appeals for the circuit in which the violation allegedly occurred or
the circuit in which the complainant resided on the date of the
violation.
* * * * *
PART 1984--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER SECTION 1558 OF THE AFFORDABLE CARE ACT
0
73. The authority citation for part 1984 is revised to read as follows:
Authority: 29 U.S.C. 218C; Secretary's Order 1-2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-2020.
0
74. In Sec. 1984.110, revise paragraphs (a), (c), (d), and (e) as
follows:
Sec. 1984.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the Administrative
Review Board (ARB). The parties should identify in their petitions for
review the legal conclusions or orders to which they object, or the
objections may be deemed waived. A petition must be filed within 14
days of the date of the decision of the ALJ. The date of the postmark,
facsimile transmittal, or electronic communication transmittal will be
considered to be the date of filing; if the petition is filed in
person, by hand delivery or other means, the petition is considered
filed upon receipt. The petition must be served on all parties and on
the Chief Administrative Law Judge at the time it is filed with the
ARB. Copies of the petition for review must be served on the Assistant
Secretary, and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision will also be served on the Assistant
Secretary, and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to the complainant's former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate period. Such order is
subject to discretionary review by the Secretary as provided in
Secretary's Order 01-2020 (or any successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
75. In Sec. 1984.112, revise paragraph (a) to read as follows:
Sec. 1984.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1985--PROCEDURES FOR HANDLING RETALIATION COMPLAINTS UNDER THE
EMPLOYEE PROTECTION PROVISION OF THE CONSUMER FINANCIAL PROTECTION
ACT OF 2010
0
76. The authority citation for part 1985 is revised to read as follows:
Authority: 12 U.S.C. 5567; Secretary's Order No. 1-2012 (Jan.
18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-
2020.
0
77. In Sec. 1985.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1985.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
decision of the ALJ, unless a motion for reconsideration has been filed
with the ALJ in the interim. In such case, the conclusion of the
hearing is the date the motion for reconsideration is ruled upon or 14
days after a new decision is issued. The ARB's decision will be served
upon all parties and the Chief Administrative Law Judge by mail. The
decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the
[[Page 30625]]
ARB will issue an order providing relief to the complainant. The order
will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate calendar quarters.
Such order is subject to discretionary review by the Secretary as
provided in Secretary's Order 01-2020 (or any successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
78. In Sec. 1985.112, revise paragraph (a) to read as follows:
Sec. 1985.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1986--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE EMPLOYEE PROTECTION PROVISION OF THE SEAMAN'S PROTECTION
ACT (SPA), AS AMENDED
0
79. The authority citation for part 1986 is revised to read as follows:
Authority: 46 U.S.C. 2114; 49 U.S.C. 31105; Secretary's Order
1-2012 (Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's
Order No. 01-2020.
0
80. In Sec. 1986.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1986.110 Decisions and orders of the Administrative Review
Board.
(a) The Assistant Secretary or any other party desiring to seek
review, including judicial review, of a decision of the ALJ must file a
written petition for review with the ARB. The parties should identify
in their petitions for review the legal conclusions or orders to which
they object, or the objections may be deemed waived. A petition must be
filed within 14 days of the date of the decision of the ALJ. The date
of the postmark, facsimile transmittal, or electronic communication
transmittal will be considered to be the date of filing; if the
petition is filed in person, by hand delivery or other means, the
petition is considered filed upon receipt. The petition must be served
on all parties and on the Chief Administrative Law Judge at the time it
is filed with the ARB. Copies of the petition for review and all briefs
must be served on the Assistant Secretary and, in cases in which the
Assistant Secretary is a party, on the Associate Solicitor, Division of
Occupational Safety and Health, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision also will be served on the Assistant
Secretary and on the Associate Solicitor, Division of Occupational
Safety and Health, U.S. Department of Labor, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, with the same compensation, terms, conditions, and privileges
of the complainant's employment; payment of compensatory damages (back
pay with interest and compensation for any special damages sustained as
a result of the retaliation, including any litigation costs, expert
witness fees, and reasonable attorney fees the complainant may have
incurred); and payment of punitive damages up to $250,000. Interest on
back pay will be calculated using the interest rate applicable to
underpayment of taxes under 26 U.S.C. 6621 and will be compounded
daily. Such order is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. Such order is
subject to discretionary review by the Secretary as provided in
Secretary's Order 01-2020 (or any successor to that order).
0
81. In Sec. 1986.112, revise paragraph (a) to read as follows:
Sec. 1986.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the court of appeals of the United States for the circuit in which
the violation allegedly occurred or the circuit in which the
complainant resided on the date of the violation.
* * * * *
PART 1987--PROCEDURES FOR HANDLING RETALIATION COMPLAINTS UNDER
SECTION 402 OF THE FDA FOOD SAFETY MODERNIZATION ACT
0
82. The authority citation for part 1987 is revised to read as follows:
Authority: 21 U.S.C. 399d; Secretary's Order No. 1-2012 (Jan.
18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-
2020.
0
83. In Sec. 1987.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1987.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of
[[Page 30626]]
the date of the decision of the ALJ. The date of the postmark,
facsimile transmittal, or electronic communication transmittal will be
considered to be the date of filing; if the petition is filed in
person, by hand delivery or other means, the petition is considered
filed upon receipt. The petition must be served on all parties and on
the Chief Administrative Law Judge at the time it is filed with the
ARB. Copies of the petition for review must be served on the Assistant
Secretary and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case the conclusion
of the hearing is the date the motion for reconsideration is denied or
14 days after a new decision is issued. The ARB's decision will be
served upon all parties and the Chief Administrative Law Judge by mail.
The decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate calendar quarters.
Such order is subject to discretionary review by the Secretary as
provided in Secretary's Order 01-2020 (or any successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
0
84. In Sec. 1987.112, revise paragraph (a) to read as follows:
Sec. 1987.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1988--PROCEDURES FOR HANDLING RETALIATION COMPLAINTS UNDER
SECTION 31307 OF THE MOVING AHEAD FOR PROGRESS IN THE 21ST CENTURY
ACT (MAP-21)
0
85. The authority citation for part 1988 is revised to read as follows:
Authority: 49 U.S.C. 30171; Secretary's Order No. 1-2012 (Jan.
18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-
2020.
0
86. In Sec. 1988.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1988.110 Decision and orders of the Administrative Review
Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
decision of the ALJ, unless a motion for reconsideration has been filed
with the ALJ in the interim. In such case, the conclusion of the
hearing is the date the motion for reconsideration is ruled upon or 14
days after a new decision is issued. The ARB's decision will be served
upon all parties and the Chief Administrative Law Judge by mail. The
decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate calendar quarters.
Such order is subject to discretionary review by the Secretary as
provided in Secretary's Order 01-2020 (or any successor to that order).
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020 (or any successor to that
order).
[[Page 30627]]
0
87. In Sec. 1988.112, revise paragraph (a) to read as follows:
Sec. 1988.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
Title 41--Public Contracts and Property Management
Office of Federal Contract Compliance Programs
PART 50-203 RULES OF PRACTICE
0
88. The authority citation for part 50-203 continues to read as
follows:
Authority: Sec. 4, 49 Stat. 2038; 41 U.S.C. 38, unless
otherwise noted.
0
89. In Sec. 50-203.21, revise paragraph (d) to read as follows:
Sec. 50-203.21 Decisions.
* * * * *
(d) Thereafter, the Administrative Review Board may issue a
decision ruling upon each exception filed and including any appropriate
wage determination. Any such decision shall be published in the Federal
Register after it becomes the final action of the Department.
PART 60--30 RULES OF PRACTICE FOR ADMINISTRATIVE PROCEEDINGS TO
ENFORCE EQUAL OPPORTUNITY UNDER EXECUTIVE ORDER 11246
0
90. The authority citation for part 60-30 continues to read as follows:
Authority: Executive Order 11246, as amended, 30 FR 12319, 32
FR 14303, as amended by E.O. 12086; 29 U.S.C. 793, as amended, and
38 U.S.C. 4212, as amended.
0
91. Revise Sec. 60-30.29 to read as follows:
Sec. 60-30.29 Record.
After expiration of the time for filing briefs and exceptions, the
Administrative Review Board, United States Department of Labor, shall
make a decision, which shall be the Administrative order, on the basis
of the record. The record shall consist of the record for recommended
decision, the rulings and recommended decision of the Administrative
Law Judge and the exceptions and briefs filed subsequent to the
Administrative Law Judge's decision.
0
92. Revise Sec. 60-30.30 to read as follows:
Sec. 60-30.30 Administrative Order.
After expiration of the time for filing, the Administrative Review
Board, United States Department of Labor, shall make a decision which
shall be served on all parties. If the Administrative Review Board,
United States Department of Labor, concludes that the defendant has
violated the Executive Order, the equal opportunity clause, or the
regulations, an Administrative Order shall be issued enjoining the
violations, and requiring the contractor to provide whatever remedies
are appropriate, and imposing whatever sanctions are appropriate, or
any of the above. In any event, failure to comply with the
Administrative Order shall result in the immediate cancellation,
termination, and suspension of the respondent's contracts and/or
debarment of the respondent from further contracts.
0
93. Revise Sec. 60-30.37 to read as follows:
Sec. 60-30.37 Final Administrative Order.
After expiration of the time for filing exceptions, the
Administrative Review Board, United States Department of Labor, shall
issue an Administrative Order which shall be served on all parties.
Unless the Administrative Review Board, United States Department of
Labor, issues an Administrative Order within 30 days after the
expiration of the time for filing exceptions, the Administrative Law
Judge's recommended decision shall become a final Administrative Order
which shall become effective on the 31st day after expiration of the
time for filing exceptions. Except as to specific time periods required
in this subsection, 41 CFR 60-30.30 shall be applicable to this
section.
[FR Doc. 2020-10909 Filed 5-19-20; 8:45 am]
BILLING CODE 4510-HL-P