SEC Small Business Capital Formation Advisory Committee, 23875 [2020-09083]

Download as PDF Federal Register / Vol. 85, No. 83 / Wednesday, April 29, 2020 / Notices shareholder meetings in the COVID–19 pandemic context. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Dated: April 27, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–09224 Filed 4–27–20; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–10776; 34–88742; File No. 265–32] SEC Small Business Capital Formation Advisory Committee Securities and Exchange Commission. ACTION: Notice of meeting. AGENCY: The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting by videoconference. The public is invited to submit written statements to the Committee. DATES: The meeting will be held on Friday, May 8, 2020, from 1 p.m. to 4 p.m. (ET) and will be open to the public. Written statements should be received on or before May 8, 2020. ADDRESSES: The meeting will be conducted by remote means (videoconference). Members of the public may attend the meeting by viewing the webcast on the Commission’s website at www.sec.gov. Written statements may be submitted by any of the following methods: SUMMARY: jbell on DSKJLSW7X2PROD with NOTICES Electronic Statements • Use the Commission’s internet submission form (https://www.sec.gov/ rules/submitcomments.htm); or • Send an email message to rulecomments@sec.gov. Please include File Number 265–32 on the subject line; or Paper Statements • Send paper statements to Vanessa A. Countryman, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File No. 265–32. This file number should be included on the subject line if email is VerDate Sep<11>2014 20:00 Apr 28, 2020 Jkt 250001 used. To help us process and review your statement more efficiently, please use only one method. The Commission will post all statements on the SEC’s website at www.sec.gov. Statements also will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. (ET). All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special Counsel, Office of the Advocate for Small Business Capital Formation, at (202) 551–5407, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–3628. SUPPLEMENTARY INFORMATION: The meeting will be open to the public. Persons needing special accommodations because of a disability should notify the contact person listed in the section above entitled FOR FURTHER INFORMATION CONTACT. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws. Dated: April 24, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–09083 Filed 4–28–20; 8:45 am] BILLING CODE 8011–01–P 23875 proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to modify its application of the proxy delivery requirements of NYSE Rule 451(b)(1) through and including May 31, 2020. The proposed rule change is available on the Exchange’s website at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose SECURITIES AND EXCHANGE COMMISSION [Release No. 34–88736; File No. SR–NYSE– 2020–38] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Application of the Proxy Delivery Requirements of NYSE Rule 451(b)(1) Through and Including May 31, 2020 April 23, 2020. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that on April 23, 2020, New York Stock Exchange LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the 1 15 U.S.C. 78s(b)(1). U.S.C. 78a. 3 17 CFR 240.19b–4. 2 15 PO 00000 Frm 00122 Fmt 4703 Sfmt 4703 NYSE Rule 452 provides for limited circumstances in which a member organization may vote shares it holds on behalf of its ‘‘street’’ name customers when the beneficial owner has not provided voting instructions with respect to certain ‘‘routine’’ matters. This ability on the part of member organizations is subject to certain limitations, including the requirement of Rule 451(b)(1) that the proxy materials mailed to beneficial holders include the following disclosure: A request for voting instructions and, as to matters which may be voted without instructions under Rule 452, a statement to the effect that, if such instructions are not received by the tenth day before the meeting, the proxy may be given at discretion by the owner of record of the stock; provided, however, that such statement may be made only when the proxy soliciting material is transmitted to the beneficial owner of the stock or to the beneficial owner’s designated investment adviser, at least fifteen days before the meeting. When the proxy soliciting E:\FR\FM\29APN1.SGM 29APN1

Agencies

[Federal Register Volume 85, Number 83 (Wednesday, April 29, 2020)]
[Notices]
[Page 23875]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-09083]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10776; 34-88742; File No. 265-32]


SEC Small Business Capital Formation Advisory Committee

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

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SUMMARY: The Securities and Exchange Commission Small Business Capital 
Formation Advisory Committee, established pursuant to Section 40 of the 
Securities Exchange Act of 1934 as added by the SEC Small Business 
Advocate Act of 2016, is providing notice that it will hold a public 
meeting by videoconference. The public is invited to submit written 
statements to the Committee.

DATES: The meeting will be held on Friday, May 8, 2020, from 1 p.m. to 
4 p.m. (ET) and will be open to the public. Written statements should 
be received on or before May 8, 2020.

ADDRESSES: The meeting will be conducted by remote means 
(videoconference). Members of the public may attend the meeting by 
viewing the webcast on the Commission's website at www.sec.gov. Written 
statements may be submitted by any of the following methods:

Electronic Statements

     Use the Commission's internet submission form (https://www.sec.gov/rules/submitcomments.htm); or
     Send an email message to [email protected]. Please 
include File Number 265-32 on the subject line; or

Paper Statements

     Send paper statements to Vanessa A. Countryman, Secretary, 
Securities and Exchange Commission, 100 F Street NE, Washington, DC 
20549-1090.

All submissions should refer to File No. 265-32. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the SEC's website at 
www.sec.gov.
    Statements also will be available for website viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE, Washington, 
DC 20549, on official business days between the hours of 10 a.m. and 3 
p.m. (ET). All statements received will be posted without change; we do 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special 
Counsel, Office of the Advocate for Small Business Capital Formation, 
at (202) 551-5407, Securities and Exchange Commission, 100 F Street NE, 
Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public. 
Persons needing special accommodations because of a disability should 
notify the contact person listed in the section above entitled FOR 
FURTHER INFORMATION CONTACT. The agenda for the meeting includes 
matters relating to rules and regulations affecting small and emerging 
companies under the federal securities laws.

    Dated: April 24, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-09083 Filed 4-28-20; 8:45 am]
BILLING CODE 8011-01-P
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