Sunshine Act Meetings, 20309 [2020-07750]

Download as PDF Federal Register / Vol. 85, No. 70 / Friday, April 10, 2020 / Notices the new time, date, and/or place of the meeting will be posted on the Commission’s website at https:// www.sec.gov. The General Counsel of the Commission, or his designee, has Dated: April 7, 2020. certified that, in his opinion, one or For the Nuclear Regulatory Commission. more of the exemptions set forth in 5 David C. Cullison, U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) NRC Clearance Officer, Office of the Chief and (10) and 17 CFR 200.402(a)(3), Information Officer. (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and [FR Doc. 2020–07615 Filed 4–9–20; 8:45 am] (a)(10), permit consideration of the BILLING CODE 7590–01–P scheduled matters at the closed meeting. The subject matter of the closed meeting will consist of the following RAILROAD RETIREMENT BOARD topic: Institution and settlement of Sunshine Act Meetings injunctive actions; Institution and settlement of TIME AND DATE: 10:00 a.m., April 21, administrative proceedings; 2020. Resolution of litigation claims; and PLACE: This meeting will be held by Other matters relating to enforcement teleconference. Members of the public proceedings. wishing to attend must submit a written At times, changes in Commission request at least 24 hours prior to the priorities require alterations in the teleconference to receive dial-in scheduling of meeting agenda items that information. All requests must be sent may consist of adjudicatory, to SecretarytotheBoard@rrb.gov. examination, litigation, or regulatory STATUS: This meeting will be open to the matters. public. CONTACT PERSON FOR MORE INFORMATION: MATTERS TO BE CONSIDERED: For further information; please contact 1. Old Business Vanessa A. Countryman from the Office 2. Agency Operations of the Secretary at (202) 551–5400. CONTACT PERSON FOR MORE INFORMATION: Dated: April 8, 2020. Stephanie Hillyard, Secretary to the Vanessa A. Countryman, Board, (312) 751–4920. 4. How can the burden of the information collection on respondents be minimized, including the use of automated collection techniques or other forms of information technology? Secretary. Authority: 5 U.S.C. 552b. [FR Doc. 2020–07750 Filed 4–8–20; 4:15 pm] Dated: April 8, 2020. Stephanie Hillyard, Secretary to the Board. BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [FR Doc. 2020–07735 Filed 4–8–20; 4:15 pm] BILLING CODE 7905–01–P [Release No. 34–88568; File No. SR– NASDAQ–2020–014] SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings 3:00 p.m. on Wednesday, April 15, 2020. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will be closed to the public. MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present. In the event that the time, date, or location of this meeting changes, an announcement of the change, along with lotter on DSKBCFDHB2PROD with NOTICES TIME AND DATE: VerDate Sep<11>2014 18:00 Apr 09, 2020 Jkt 250001 Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the First Trust California Municipal High Income ETF and the First Trust Municipal High Income ETF April 6, 2020. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 27, 2020, The Nasdaq Stock Market LLC (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is 1 15 2 17 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00071 Fmt 4703 20309 publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes a rule change relating to the First Trust California Municipal High Income ETF (the ‘‘California Fund’’) and the First Trust Municipal High Income ETF (the ‘‘Municipal Fund’’), each a series of First Trust Exchange-Traded Fund III (the ‘‘Trust’’), the shares of which have been approved by the Commission for listing and trading under Nasdaq Rule 5735 (‘‘Managed Fund Shares’’). The California Fund and the Municipal Fund are each, a ‘‘Fund’’ and collectively, the ‘‘Funds.’’ The shares of the Funds are collectively referred to herein as the ‘‘Shares.’’ The text of the proposed rule change is available on the Exchange’s website at https://nasdaq.cchwallstreet.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Commission has approved the listing and trading of Shares under Nasdaq Rule 5735, which governs the listing and trading of Managed Fund Shares on the Exchange.3 The Exchange 3 The Commission approved Nasdaq Rule 5735 in Securities Exchange Act Release No. 57962 (June 13, 2008), 73 FR 35175 (June 20, 2008) (SR– NASDAQ–2008–039). The Commission previously approved the listing and trading of the Shares of each Fund. With respect to the California Fund, see Securities Exchange Act Release No. 80745 (May 23, 2017), 82 FR 24755 (May 30, 2017) (SR– NASDAQ–2017–033) (Order Granting Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the First Trust California Municipal High Income Continued Sfmt 4703 E:\FR\FM\10APN1.SGM 10APN1

Agencies

[Federal Register Volume 85, Number 70 (Friday, April 10, 2020)]
[Notices]
[Page 20309]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-07750]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 3:00 p.m. on Wednesday, April 15, 2020.

PLACE: The meeting will be held via remote means and/or at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    In the event that the time, date, or location of this meeting 
changes, an announcement of the change, along with the new time, date, 
and/or place of the meeting will be posted on the Commission's website 
at https://www.sec.gov.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    The subject matter of the closed meeting will consist of the 
following topic:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting agenda items that may consist of 
adjudicatory, examination, litigation, or regulatory matters.

CONTACT PERSON FOR MORE INFORMATION: For further information; please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: April 8, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-07750 Filed 4-8-20; 4:15 pm]
 BILLING CODE 8011-01-P
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