Proposed Priorities, Requirements, and Definitions-Rehabilitation Training: Vocational Rehabilitation Technical Assistance Center-Quality Management; and Vocational Rehabilitation Technical Assistance Center-Quality Employment, 19908-19919 [2020-07402]
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NCUA’s law library at 1775 Duke Street,
Alexandria, Virginia 22314, by
appointment weekdays between 9:00
a.m. and 3:00 p.m. To make an
appointment, call (703) 518–6546, or
send an email to OGCMail@ncua.gov.
NATIONAL CREDIT UNION
ADMINISTRATION
12 CFR Part 704
RIN 3133–AF13
Corporate Credit Unions; Extension of
Comment Period
National Credit Union
Administration (NCUA).
ACTION: Supplemental notice of
proposed rulemaking; extension of
comment period.
AGENCY:
On March 27, 2020, the
NCUA Board (Board) published a Notice
of Proposed Rulemaking in the Federal
Register requesting comment on the
Board’s proposal to amend the NCUA’s
corporate credit union regulation
(proposed rule). The proposed rule
would update, clarify, and simplify
several provisions of the NCUA’s
corporate credit union regulation. The
proposed rule provided a 60-day
comment period that was set to close on
May 26, 2020. To allow interested
persons more time to consider and
submit their comments, the Board has
determined that an extension of the
comment period for an additional 60
days is appropriate.
DATES: The comment period for the
proposed rule published March 27,
2020, at 85 FR 17288, is extended.
Responses to the proposed rule must
now be received on or before June 8,
2020.
SUMMARY:
You may submit written
comments, identified by RIN 3133–
AF13, by any of the following methods
(Please send comments by one method
only):
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: (703) 518–6319. Include
‘‘[Your Name]—Comments on Proposed
Rule: Corporate Credit Unions’’ in the
transmittal.
• Mail: Address to Gerard Poliquin,
Secretary of the Board, National Credit
Union Administration, 1775 Duke
Street, Alexandria, Virginia 22314–
3428.
• Hand Delivery/Courier: Same as
mail address.
Public Inspection: You may view all
public comments on the Federal
eRulemaking Portal at https://
www.regulations.gov as submitted,
except for those we cannot post for
technical reasons. The NCUA will not
edit or remove any identifying or
contact information from the public
comments submitted. You may inspect
paper copies of comments in the
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ADDRESSES:
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FOR FURTHER INFORMATION CONTACT:
Policy and Analysis: Robert Dean,
National Supervision Analyst, Office of
National Examinations and Supervision,
(703) 518–6652; Legal: Rachel
Ackmann, Senior Staff Attorney, Office
of General Counsel, (703) 548–2601; or
by mail at National Credit Union
Administration, 1775 Duke Street,
Alexandria, VA 22314.
On
February 20, 2020, the Board issued a
proposed rule to amend the NCUA’s
corporate credit union regulation. The
proposed rule was published in the
Federal Register on March 27, 2020.1
The proposed rule would update,
clarify, and simplify several provisions
of the NCUA’s corporate credit union
regulation, including: Permitting a
corporate credit union to make a
minimal investment in a credit union
service organization (CUSO) without the
CUSO being classified as a corporate
CUSO under the NCUA’s rules;
expanding the categories of senior staff
positions at member credit unions
eligible to serve on a corporate credit
union’s board; amending the minimum
experience and independence
requirement for a corporate credit
union’s enterprise risk management
expert; and requiring a corporate credit
union to deduct certain investments in
subordinated debt instruments issued
by natural person credit unions.
The proposed rule provided a 60-day
public comment period that was set to
close on May 26, 2020. Given the
challenges posed by the COVID–19
(coronavirus infection) pandemic, the
Board believes it is necessary to give
interested parties more time to properly
address the proposed changes and
questions presented in the proposed
rule. The Board believes that an
extension of the proposed comment
period for an additional 60 days is
appropriate. This extension should
allow interested parties more time to
prepare responses to the proposed rule
without delaying the rulemaking.
SUPPLEMENTARY INFORMATION:
By the National Credit Union
Administration Board on April 1, 2020.
Gerard Poliquin,
Secretary of the Board.
[FR Doc. 2020–07159 Filed 4–8–20; 8:45 am]
BILLING CODE 7535–01–P
1 85
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DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED–2020–OSERS–0011]
Proposed Priorities, Requirements,
and Definitions—Rehabilitation
Training: Vocational Rehabilitation
Technical Assistance Center—Quality
Management; and Vocational
Rehabilitation Technical Assistance
Center—Quality Employment
Office of Special Education and
Rehabilitative Services (OSERS),
Department of Education.
ACTION: Proposed priorities,
requirements, and definitions.
AGENCY:
The Assistant Secretary for
Special Education and Rehabilitative
Services proposes priorities,
requirements, and definitions to fund a
Vocational Rehabilitation Technical
Assistance Center for Quality
Management (VRTAC–QM) and a
Vocational Rehabilitation Technical
Assistance Center for Quality
Employment (VRTAC–QE), Catalog of
Federal Domestic Assistance (CFDA)
numbers 84.264J and 84.264K. The
Assistant Secretary may use these
priorities, requirements, and definitions
for competitions in fiscal year (FY) 2020
and later years. We take this action to
focus Federal financial assistance on
identified national needs and to
improve employment outcomes under
the Vocational Rehabilitation (VR)
program and raise expectations for all
people with disabilities. We intend the
VRTAC–QM to provide training and
technical assistance to State VR agencies
that will better enable VR personnel to
manage available resources, improve
effective service delivery, and increase
the number and quality of employment
outcomes for individuals with
disabilities. We intend the VRTAC–QE
to provide training and technical
assistance to State VR agencies that will
better enable VR personnel, especially
VR counselors, to implement innovative
and effective VR and employment
strategies and practices to increase the
number and quality of employment
outcomes for individuals with
disabilities.
SUMMARY:
We must receive your comments
on or before May 11, 2020.
ADDRESSES: Submit your comments
through the Federal eRulemaking portal
or via postal mail, commercial delivery,
or hand delivery. We will not accept
comments submitted by fax or by email
or those submitted after the comment
period. To ensure that we do not receive
duplicate copies, please submit your
DATES:
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comments only once. In addition, please
include the Docket ID at the top of your
comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your
comments electronically. Information
on using Regulations.gov, including
instructions for accessing agency
documents, submitting comments, and
viewing the docket, is available on the
site under ‘‘Help.’’
• Postal Mail, Commercial Delivery,
or Hand Delivery: If you mail or deliver
your comments for 84.264J, address
them to Douglas Zhu, U.S. Department
of Education, 400 Maryland Avenue
SW, Room 5095, Potomac Center Plaza,
Washington, DC 20202–2800. If you
mail or deliver your comments for
84.264K, address them to Felipe Lulli,
U.S. Department of Education, 400
Maryland Avenue SW, Room 5101,
Potomac Center Plaza, Washington, DC
20202–2800. Privacy Note: The
Department’s policy is to make all
comments received from members of the
public available for public viewing in
their entirety on the Federal
eRulemaking Portal at
www.regulations.gov. Therefore,
commenters should be careful to
include in their comments only
information that they wish to make
publicly available.
FOR FURTHER INFORMATION CONTACT: For
84.264J: Douglas Zhu, U.S. Department
of Education, 400 Maryland Avenue
SW, Room 5095, Potomac Center Plaza,
Washington, DC 20202–2800.
Telephone: (202) 245–6037. Email:
84.264J@ed.gov. For 84.264K: Felipe
Lulli, U.S. Department of Education,
400 Maryland Avenue SW, Room 5101,
Potomac Center Plaza, Washington, DC
20202–2800. Telephone: (202) 245–
7425. Email: 84.264K@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you
to submit comments regarding these
proposed priorities, requirements, and
definitions. To ensure that your
comments have maximum effect in
developing the notice of final priorities,
requirements, and definitions, we urge
you to identify clearly the specific
priority, requirement, or definition that
each comment addresses.
We invite you to assist us in
complying with the specific
requirements of Executive Orders
12866, 13563, and 13771 and their
overall requirement of reducing
regulatory burden that might result from
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these proposed priorities, requirements,
and definitions. Please let us know of
any ways we could reduce potential
costs or increase potential benefits
while preserving the effective and
efficient administration of the program.
During and after the comment period,
you may inspect all public comments
about these proposed priorities,
requirements, and definitions by
accessing Regulations.gov. You may also
inspect the comments in person in
Room 5059, 550 12th Street SW,
Washington, DC, between the hours of
9:30 a.m. and 4:00 p.m., Eastern time,
Monday through Friday of each week
except Federal holidays.
Assistance to Individuals With
Disabilities in Reviewing the
Rulemaking Record: On request we will
provide an appropriate accommodation
or auxiliary aid to an individual with a
disability who needs assistance to
review the comments or other
documents in the public rulemaking
record for these proposed priorities,
requirements, and definitions. If you
want to schedule an appointment for
this type of accommodation or auxiliary
aid, please contact the person listed
under FOR FURTHER INFORMATION
CONTACT.
Purpose of Program: Under the
Rehabilitation Act of 1973
(Rehabilitation Act), as amended by the
Workforce Innovation and Opportunity
Act (WIOA), the Rehabilitation Services
Administration (RSA) makes grants to
States and public or nonprofit agencies
and organizations (including
institutions of higher education) to
support projects that provide training
and technical assistance designed to
assist in increasing the numbers of, and
upgrading the skills of, qualified
personnel (especially rehabilitation
counselors) who are trained to—
(1) Provide vocational, medical,
social, and psychological rehabilitation
services to individuals with disabilities;
(2) Assist individuals with
communication and related disorders;
and
(3) Provide other services authorized
under the Rehabilitation Act.
Program Authority: 29 U.S.C.
772(a)(1).
Applicable Program Regulations: 34
CFR part 385.
Proposed Priorities
This notice contains two proposed
priorities.
Background: Amendments to the
Rehabilitation Act made by WIOA place
heightened emphasis on expanding
quality employment and career
advancement opportunities for
individuals with disabilities, with a
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focus on competitive integrated
employment as defined in the
Rehabilitation Act. Consistent with
WIOA’s amendments to the
Rehabilitation Act, the State Vocational
Rehabilitation Services program (VR
program) operates under the principle
that individuals with disabilities,
including those with significant and the
most significant disabilities, are capable
of quality employment outcomes when
provided appropriate services, skills,
and supports. WIOA places certain
limitations on subminimum wage
employment. WIOA also emphasizes
pre-employment transition services for
students with disabilities, supported
employment for individuals with the
most significant disabilities, customized
employment, and coordinated strategies
such as career pathways to help
individuals with disabilities realize
employment goals consistent with their
strengths, resources, priorities,
concerns, abilities, capabilities,
interests, and informed choice. The
VRTAC–QM and the VRTAC–QE will
assist State VR agencies in equipping,
and increasing the number of, personnel
with the necessary skills and training to
implement these expanded provisions
in the Rehabilitation Act made by
WIOA.
State VR agency personnel have
experienced several challenges in
implementing these expanded
provisions. As of October 2019, 31 of 78
VR agencies were unable to serve all
eligible individuals due to a lack of
financial and staff resources and have
thus introduced orders of selection,
closed one or more priority categories,
and limited the provision of services to
eligible individuals based on the
significance of their disabilities. Eight of
these VR agencies have closed all
priority categories, meaning that they
are not providing services to new
applicants for the VR program.
VR agencies are implementing orders
of selection for two main reasons, one
being the inability to provide the nonFederal share required as match for the
VR program, which prevents them from
accessing all available Federal VR
program funds, and the other being the
requirement to reserve at least 15
percent of Federal VR program funds for
providing pre-employment transition
services to eligible and potentially
eligible students with disabilities,
which restricts the amount of VR
program funds available to serve all
other eligible individuals with
disabilities. Consequently, fewer eligible
individuals are being served, and the
number of employment outcomes has
declined.
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Based on data reported by VR
agencies through the VR program Case
Service Report (RSA–911) for program
year (PY) 2017 (July 1, 2017–June 30,
2018) and PY 2018 (July 1, 2018–June
30, 2019), the number of individuals
with disabilities determined eligible for
the VR program decreased from 414,531
to 398,205. Additionally, the number of
participants in the VR program (those
eligible individuals who received VR
services under an Individualized Plan
for Employment) decreased from
932,835 to 916,083.
While the employment rate or
rehabilitation rate is not one of the
WIOA primary indicators of
performance, it may nevertheless inform
an assessment of the performance of the
VR program because it indicates
whether participants are employed at
the time, they exit the VR program. The
VR program’s employment rate
decreased from 49.3 percent in PY 2017
to 47.6 percent in PY 2018. In the same
period, the number of participants
exiting with employment outcomes fell
from 152,425 to 142,722. Relatedly, the
number of participants who exited the
VR program for any reason decreased
from 311,748 to 300,794 in the same
timeframe.
Given all of this, VR agency personnel
need program and resource management
strategies and skills to efficiently and
effectively balance the provision of VR
services, including pre-employment
transition services to potentially eligible
students with disabilities and eligible
individuals with disabilities, to ensure
that individuals with disabilities are
served appropriately and without delay.
Absent the commitment and ability of
VR staff to use resources effectively and
efficiently, VR agencies will not have
the funds or staff resources to provide
individuals with disabilities with timely
services of high quality, and the number
of individuals who turn to the VR
program in their search for services
leading to quality employment will
decline further. VR personnel need to
learn strategies to balance the needs of
all populations seeking services,
including students, youth, and adults
with disabilities, and to provide timely
and relevant services to meet their
unique needs.
The focus on serving individuals with
significant and the most significant
disabilities, coupled with the
expectations under the Rehabilitation
Act to achieve quality competitive
employment outcomes and career
advancement, also require VR agency
personnel, especially VR counselors, to
learn and employ innovative service
strategies and practices.
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For example, recent data for PYs 2017
and 2018 provided by VR agencies
through the RSA–911 indicate that
fewer than one-quarter (21.1 percent
and 23.1 percent, respectively) of
participants who were enrolled in an
education or training program leading to
a recognized postsecondary credential
or employment achieved a measurable
skill gain (MSG). An MSG is
documented academic, technical,
occupational, or other form of progress
that participants achieve towards a
recognized postsecondary credential or
employment. The MSG rate is one of the
primary indicators of performance
under section 116 of WIOA. The VR
program’s performance, in the first two
years of data collection and reporting,
suggests that strategies and services
aimed at assisting individuals with
disabilities in achieving MSGs as they
pursue recognized postsecondary
credentials or employment may be
underutilized or underreported.
Next, in PY 2018, State VR agencies
collected and reported available data
through the RSA–911 for two additional
indicators of performance: Employment
Rate in the Second Quarter after Exit
and Median Earnings in the Second
Quarter after Exit. The national
employment rate for the VR program
was 49.2 percent in the second quarter
after exit (i.e., fewer than half of VR
program participants were employed in
the second quarter after exiting the VR
program with an employment outcome).
These individuals achieved median
earnings of $3,714 for the quarter, which
translates into annual median earnings
of roughly $14,856. These data appear to
indicate that the employment outlook
for individuals with disabilities served
by the program are not significantly
improving and that there is a need for
greater utilization of more effective
interventions by VR personnel.
Further, through its monitoring of VR
agencies, RSA has made numerous
observations and findings related to VR
program performance.
Despite updates in VR agency policies
that reflect the expanded provisions of
the Rehabilitation Act, some VR
counselors reported during RSA
monitoring that they have struggled to
implement policies and strategies that
lead to the intended quality
employment outcomes for those they
serve.
Under section 302 of the
Rehabilitation Act, the RSA
Commissioner may make grants or enter
into contracts to provide training and
technical assistance designed to
increase the numbers of, and upgrade
the skills of, qualified VR counselors
and other VR service providers. In
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coordination and collaboration with
other RSA-funded technical assistance
centers, the VRTAC–QM will provide
training and technical assistance to
State VR agencies that will better enable
VR personnel to manage the VR program
and available resources and thus
improve service delivery to individuals
with disabilities.
The VRTAC–QE will bring together
the broad range of existing quality
employment strategies and supporting
practices, identify and implement new
ones, and incorporate them into an
integrated training and technical
assistance plan, consistent with the
circumstances and priorities of each
State that requests technical assistance.
This will enable State VR personnel to
implement innovative and effective VR
employment strategies and better serve
individuals with disabilities.
Both the VRTAC–QM and the
VRTAC–QE will generate additional
resources, create new information and
tools, and expand collaborative
partnerships.
Projects must be awarded and
operated in a manner consistent with
the nondiscrimination requirements
mandated by the U.S. Constitution and
Federal civil rights laws.
Specific Requests for Comment: The
Department is particularly interested in
comments on Proposed Priority 1
regarding the best way to prioritize
among VR agencies needing intensive
TA. We are also interested in comments
regarding whether the activities
identified reflect the greatest needs in
the field.
Proposed Priority 1: Vocational
Rehabilitation Technical Assistance
Center for Quality Management.
The Assistant Secretary for Special
Education and Rehabilitative Services
proposes to fund a cooperative
agreement to establish a Vocational
Rehabilitation Technical Assistance
Center for Quality Management
(VRTAC–QM).
The VRTAC–QM will provide
intensive training and technical
assistance, targeted training and
technical assistance, and universal
training and technical assistance to
State VR agencies on quality
management strategies that will enable
VR agencies to improve service delivery
to, and employment outcomes achieved
by, individuals with disabilities. For
States that request intensive training
and technical assistance, the training
and technical assistance will upgrade
and increase the competencies, skills,
and knowledge of VR personnel,
enabling them to assess current VR
program performance and to identify the
strengths, weaknesses, opportunities for
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improvement, and threats (SWOT) that
impact the effectiveness of VR agency
service delivery and the quality of
employment outcomes. This SWOT
assessment will be based on a review of
a wide variety of information sources,
including, but not limited to, RSA’s
monitoring findings and
recommendations; State audit reports;
consumer feedback provided in public
hearings and through consumer
satisfaction surveys; results of
comprehensive statewide needs
assessments; and input from workforce
partners, community rehabilitation
programs, and other VR stakeholders.
Based on SWOT assessments, the center
and VR agency personnel will develop
individualized intensive training and
technical assistance agreements
designed to provide personnel with
skills and strategies they need to
address the weaknesses identified in the
SWOT assessments to improve service
delivery and employment outcomes for
individuals with disabilities. The center
will also provide VR agency personnel
with technical assistance on evaluating
whether the quality management
strategies they adopt lead to increasing
the percentage of participants who
achieve an MSG and exit the program
with an employment outcome and to
modify those strategies, if necessary, to
achieve continuous program
improvement. In addition to the
intensive training and technical
assistance, the VRTAC–QM also will
provide targeted training and technical
assistance and universal training and
technical assistance to State VR agencies
on a broad range of quality management
strategies and practices, both
programmatic and fiscal, to address
needs common to many agencies.
With regard to program management
and performance, the VRTAC–QM’s
training and technical assistance will
support the assessment, development,
and enhancement of staff knowledge,
skills, and abilities to perform the
following functions in order to improve
service delivery and employment
outcomes for individuals with
disabilities:
• Analyzing the State VR agency’s
comprehensive system of personnel
development to identify strengths and
weaknesses in staff’s ability to
understand and address factors affecting
program performance, and designing
management strategies to address these
deficits.
• Analyzing case service data to
identify trends and inconsistencies in
program performance, and developing
strategies to improve the effectiveness
and timeliness of services provided,
including addressing inconsistencies in
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the quality and quantity of employment
outcomes achieved by various groups of
individuals with disabilities served by
the program.
• Understanding statutory and
regulatory requirements related to
performance management, including
calculations for the common
performance measures required under
WIOA and factors that may be affecting
the agency’s performance on these
measures.
• Conducting quality assurance and
performance improvement, including
the use of data for performance
management systems and the
implementation of the common
performance measures required by
WIOA.
• Strategic planning to address
aspects of the SWOT assessment that
pose challenges and barriers to
improving service delivery and
employment outcomes for individuals
with disabilities, particularly students
and youth with disabilities and
individuals with significant and the
most significant disabilities.
• Implementing effective and efficient
policies for delivering pre-employment
transition services under section 113,
VR services under section 103(a), and
supported employment services under
title VI of the Rehabilitation Act.
• Understanding the relationship to
important outcomes of various cost
containment measures, such as
implementing an order of selection
giving priority for services to
individuals with the most significant
disabilities, establishing a financial
needs test for various services,
implementing policies for consumer
participation in the cost of services, and
implementing the requirement to seek
comparable services and benefits for
certain services, among others.
Under the VR program, agencies must
comply with several complex Federal
fiscal requirements related to
maintenance of effort, reallotment,
reservation of funds for pre-employment
transition services, and match, among
others. VR agencies must understand,
track, assess, and adjust, when
necessary, program activities to meet
these requirements while maximizing
program outcomes. Additionally, the
lack of knowledge and skills in fiscal
and resource management can
negatively affect the ability of VR
agency personnel to meet consumer
needs, for example, necessitating the
implementation of orders of selection
limiting the numbers of eligible
individuals served in the VR program.
With regard to effective resource
management, the training and technical
assistance will support the assessment,
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development, and enhancement of staff
knowledge, skills, and abilities to
ensure that—
• Resources, including program funds
and personnel, are being used for
allowable purposes and innovative
employment strategies and supports that
maximize employment outcomes for
individuals with disabilities, including
students and youth with disabilities and
individuals with significant and the
most significant disabilities;
• Programs have sound internal
controls and reliable reporting systems
upon which to base fiscal and
programmatic decision-making to
support attainment of program goals and
objectives, including those related to
increasing the numbers and
qualifications of service delivery
personnel; and
• Resources, including program funds
and personnel, are maximized for
program needs.
The following are examples of
activities the VRTAC–QM may
undertake to address weaknesses in
resource management:
• Assess grantee financial
management processes used to support
attainment of fiscal and programmatic
outcomes (for example, whether an
agency’s fiscal processes support the
accurate tracking and reporting of nonFederal funds to maximize the
drawdown of Federal award funds to
support attainment of employment
outcomes). The assessment will be used
to identify areas for improvement in
fiscal processes that will assist the
agency in meeting program goals.
• Assess personnel training and
technical assistance needs to identify
gaps in fiscal knowledge, skills, and
abilities that prevent the agency from
effective and efficient resource
utilization necessary to achieve
employment outcomes.
• Provide intensive training and
technical assistance on financial
planning to maximize program
resources and attainment of program
goals and objectives, maximizing
opportunities for funds matching,
avoiding potential maintenance of effort
and match penalties, and meeting the
reservation of funds requirement for
pre-employment transition services in
order to increase resources available for
service delivery.
• Provide technical assistance on
implementing Federal, State, and
program fiscal requirements, including
internal controls, in an efficient and
effective manner to reduce unnecessary
burden and to focus efforts on program
outcomes.
• Provide technical assistance on the
identification, collection, and analysis
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of program and fiscal data necessary for
program management and maximizing
available resources to support consumer
services.
Proposed Project Requirements: To
meet the requirements of this priority,
the VRTAC–QM must, at a minimum,
conduct one or more of the following
activities:
(1) Establish a committee on quality
management of State VR programs that
meets at least semi-annually to obtain
individual advice and recommendations
for the project.
The committee must include, but is
not limited to, individuals with
disabilities, representatives from State
VR agencies, stakeholders, and
individuals with subject matter
expertise in improving outcomes
through effective program and resource
management and in employment
strategies for people with disabilities. At
a minimum, the committee members
will provide individual input and
recommendations pertaining to the
implementation of the project and the
project evaluation and quality assurance
plan.
(2) Establish a state-of-the-art website
and information technology (IT)
platform for communicating with State
VR agencies and ensure that all
products produced by the VRTAC–QM
and posted on the website meet
government and industry-recognized
standards for accessibility.
The website will become a key
training and technical assistance
delivery vehicle; a major
communication center for the VRTAC–
QM and State VR agencies; and the
central repository of information about
quality management strategies and
practices that will form the basis for
intensive training and technical
assistance, targeted training and
technical assistance, and universal
training and technical assistance.
(3) Complete a comprehensive review
of programmatic and fiscal quality
management strategies and practices for
VR services for individuals with
disabilities to achieve employment
outcomes and develop an overarching
training and technical assistance plan
for the project. Both the review and the
plan must be made available to the
public, as appropriate.
The purpose of the review is to
identify those strategies and practices
for inclusion in VRTAC–QM’s
overarching training and technical
assistance plan. The center will develop
an analytical framework and selection
criteria against which to evaluate
potential strategies and practices. The
analysis will focus on: State VR agency
needs and priorities, up-to-date
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information on quality management
strategies and practices that have proven
to be effective in the field of
rehabilitation as well as other public
and private sectors of the economy that
may have applicability to the
management of VR agencies, and
quantitative and qualitative research on
the effectiveness of the identified
strategies and practices in order to
improve service delivery and
employment outcomes for individuals
with disabilities.
Sources of information used for this
review may include: State VR agency
interviews and consultations;
information from such sources as the
RSA–911 Case Service Report aggregate
data, general labor market data and
information, Unified or Combined State
Plans, and RSA monitoring reports; and
information and resources generated by
technical assistance centers funded by
the U.S. Departments of Education,
Labor, and Health and Human Services.
The overarching training and
technical assistance plan must include,
at a minimum—
(a) Quality management strategies and
practices that result in improved service
delivery and employment outcomes for
individuals with disabilities, including
the rationale for their selection;
(b) Conceptual framework for the
selected strategies and practices,
including key assumptions,
expectations, and presumed
relationships or linkages among
strategies and practices;
(c) Nature and scope of the intensive
training and technical assistance,
targeted training and technical
assistance, and universal training and
technical assistance to be provided in
support of the selected strategies and
practices; and
(d) Protocols and timelines for
requesting and obtaining training and
technical assistance.
(4) Provide intensive training and
technical assistance to State VR
agencies.
Intensive training and technical
assistance will be provided to increase
State VR agencies’ capacity to adopt,
expand, or sustain programmatic and
fiscal quality management strategies and
practices that improve the quality of
service delivery and employment
outcomes. Intensive training and
technical assistance will be provided
on-site, over an extended period, under
the terms of signed intensive training
and technical assistance agreements
between the VRTAC–QM and the
participating State VR agencies.
Numerical targets for the number of
intensive training and technical
assistance agreements will be included
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in the cooperative agreement between
RSA and the VRTAC–QM. Agreements
will reflect the participating VR
agencies’ needs and priorities, goals,
and objectives. They must include the
following components:
(a) Quality management strategies and
practices to be implemented by the State
VR agency and that result in improved
service delivery and employment
outcomes.
(b) Nature and scope of the training
and technical assistance to be provided
by the VRTAC–QM.
(c) Roles and responsibilities of the
VRTAC–QM, State VR agency, and other
workforce development partners,
including the commitment of resources.
(d) Logic model 1 that includes:
Performance outcomes, targets, and
baselines; project activities, inputs, and
outputs; and data collection and
analysis commitments.
The intensive training and technical
assistance agreements will be developed
based on the VRTAC–QM and
participating VR agency’s review and
analysis of such information sources as
Unified or Combined State Plans; RSA–
911 and other performance data; general
labor market data and information; RSA
monitoring reports; State audit reports;
and a review of pertinent Federal, State,
and local resources in the State,
including existing employment and
training programs.
(5) Provide targeted training and
technical assistance and universal
training and technical assistance on
programmatic and fiscal quality
management strategies and practices
that lead to effective and efficient
service delivery and quality
employment outcomes.
(6) Coordinate training and technical
assistance with other technical
assistance centers.
The VRTAC–QM must coordinate the
provision of training and technical
assistance with the Vocational
Rehabilitation Technical Assistance
Center for Quality Employment and
other RSA-funded technical assistance
and training centers. This coordination
is particularly critical when developing
intensive training and technical
assistance agreements with the VR
agencies to avoid confusion and
duplication of efforts. The VRTAC–QM
must also coordinate with other
technical assistance centers funded by
1 ‘‘Logic model’’ (also referred to as a theory of
action) means a framework that identifies key
project components of the proposed project (i.e., the
active ‘‘ingredients’’ that are hypothesized to be
critical to achieving the relevant outcomes) and
describes the theoretical and operational
relationships among the key project components
and relevant outcomes.
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the U.S. Departments of Education,
Labor, and Health and Human Services.
(7) Present at a national conference or
regional forums or specialized meetings
in the fifth year of the grant to
disseminate the VRTAC–QM’s
summative findings and results.
The primary objectives are to help
State VR agencies to expand and sustain
their VRTAC–QM programmatic and
fiscal management strategies and
practices that result in improved service
delivery and employment outcomes by
promoting an exchange of ideas and
experiences with other participating VR
agencies and to encourage other State
VR agencies to consider adopting
VRTAC–QM strategies and practices. In
addition, the VRTAC–QM will explore
cost-effective approaches such as virtual
convenings to engage VR agencies and
partners who may be unable to attend
in-person meetings.
(8) Develop a plan for an evaluation,
including a timeline for the evaluation
and measurement benchmarks, that will
determine the relationship between the
center’s training and technical
assistance on the service delivery and
employment outcomes achieved by the
VR agencies that received the center’s
services. This should be done through
an analysis of the quality, relevance,
and usefulness of VRTAC–QM training
and technical assistance activities
designed to improve State VR agencies’
program and resource management and
lead to improved service delivery and
achievement of high-quality
employment outcomes and career
advancement.
Specific Requests for Comment: The
Department is particularly interested in
comments on Proposed Priority 2
regarding whether the employment
strategies and supporting practices
identified reflect the greatest needs in
the field. We are also interested in
comments on whether the list of
activities reflects the greatest needs in
the field.
Proposed Priority 2: Vocational
Rehabilitation Technical Assistance
Center for Quality Employment.
The Assistant Secretary for Special
Education and Rehabilitative Services
proposes to fund a cooperative
agreement to establish a Vocational
Rehabilitation Technical Assistance
Center for Quality Employment
(VRTAC–QE).
The purpose of the VRTAC–QE is to
upgrade and increase the competencies,
skills, and knowledge of VR personnel
to implement and sustain employment
strategies and supporting practices that
enable individuals with disabilities to
achieve quality employment and career
advancement, particularly competitive
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integrated employment as defined in the
Rehabilitation Act. The center will
include strategies and practices that
meet the needs and promote the quality
employment of individuals with
significant and the most significant
disabilities, students and youth with
disabilities, and traditionally
underserved populations. The VRTAC–
QE will implement a coordinated plan
to provide intensive training and
technical assistance, targeted training
and technical assistance, and universal
training and technical assistance to
State VR agencies on a broad range of
employment strategies and supporting
practices.
Employment strategies for
consideration include, but are not
limited to, the following:
(a) Career pathways education,
training, and supports in high-demand
occupations, including those in science,
technology, engineering, and
mathematics (STEM) fields.
(b) Registered and industryrecognized apprenticeships, preapprenticeships, and on-the-job
training.
(c) Supported employment and
customized employment.
(d) Customized training and
credential programs to meet employer
demand.
(e) Self-employment and
entrepreneurship, including services
available under the Randolph-Sheppard
Vending Facility Program.
(f) Business engagement and employer
supports, including dual customer
models such as Progressive
Employment.
Supporting practices for consideration
include, but are not limited to, the
following:
(1) Practices to enhance the
employment capacity of individuals
with the most significant disabilities
receiving supported employment
services, such as the Individual
Placement and Support model.
(2) Pre-employment transition
services that prepare students with
disabilities and transition services that
prepare youth with disabilities to
identify career interests through workbased learning and early career
exploration opportunities, including
internships and job shadowing, with a
focus on high-demand and STEM
careers.
(3) Career counseling techniques and
resources, including labor market
information tools such as Career Index
Plus.
(4) Strategies involving workforce
development partners, community
rehabilitation programs, and other
community-based organizations to
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19913
provide the comprehensive support
services that individuals with
significant and the most significant
disabilities need to succeed, such as the
Integrated Resource Teams model.
(5) Approaches that encourage VR
clients to enter and remain engaged in
the VR process, such as rapid
engagement, motivational interviewing,
benefits counseling, and financial
empowerment training, and vehicles
such as the Achieving a Better Life
Experience (ABLE) tax-free accounts for
individuals with disabilities.
(6) Community outreach strategies to
expand the pool of potential VR
applicants and referral sources,
including traditionally underserved
populations.
Proposed Project Requirements: To
meet the requirements of this priority,
the VRTAC–QE must, at a minimum,
conduct one or more of the following
activities:
(1) Establish a state-of-the-art website
and IT platform for communicating with
State VR agencies and ensure that all
products produced by the VRTAC–QE
and posted on the website meet
government and industry-recognized
standards for accessibility.
The website will become a key
training and technical assistance
delivery vehicle; a major
communication center for the VRTAC–
QE, State VR agencies, workforce
partners, and other professionals; and
the central repository of information
about employment strategies and
practices that will form the basis for
intensive training and technical
assistance, targeted training and
technical assistance, and universal
training and technical assistance.
(2) Complete a comprehensive review
of effective strategies and practices
leading to quality employment for
individuals with disabilities and
develop an overarching training and
technical assistance plan for the project.
Both the review and the plan must be
made available to the public, as
appropriate.
The purpose of the review is to
identify employment strategies and
supporting practices for inclusion in
VRTAC–QE’s overarching training and
technical assistance plan. The center
will develop an analytical framework
and selection criteria against which to
evaluate potential strategies and
practices. The analysis will focus on:
State VR agency needs and priorities;
up-to-date information on national
trends, barriers, challenges, and
opportunities regarding quality
employment for individuals with
disabilities, including factors leading to
successful employment of individuals
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with significant and the most significant
disabilities, students and youth with
disabilities, and traditionally
underserved populations; and
quantitative and qualitative research on
the effectiveness of the identified
strategies and practices.
Sources of information for this review
may include, but are not limited to,
State VR agency interviews and
consultations; analyses of aggregate
RSA–911 Case Service Report data,
Unified or Combined State Plans, and
RSA monitoring reports; information
and tools generated by RSA’s vocational
rehabilitation technical assistance
centers and special demonstration
projects, available on the National
Clearinghouse of Rehabilitation
Training Materials website; and other
resources funded by the U.S.
Departments of Education, Labor, and
Health and Human Services, and
institutions of higher education.
The overarching training and
technical assistance plan must include,
at a minimum—
(a) Employment strategies and
supporting practices, including the
rationale for their selection;
(b) Conceptual framework for the
selected strategies and practices,
including key assumptions,
expectations, and presumed
relationships or linkages among
strategies and practices;
(c) Nature and scope of the intensive
training and technical assistance,
targeted training and technical
assistance, and universal training and
technical assistance to be provided in
support of the selected strategies and
practices; and
(d) Protocols and timelines for
requesting and obtaining training and
technical assistance.
(3) Provide intensive training and
technical assistance to State VR
agencies.
Intensive training and technical
assistance will be provided to increase
the capacity of State VR agencies to
adopt, expand, or sustain employment
strategies and supporting practices that
improve the quality of employment
outcomes. Intensive training and
technical assistance will be provided
on-site, over an extended period, under
the terms of signed intensive training
and technical assistance agreements
between the VRTAC–QE and the
participating State VR agencies.
Numerical targets for the number of
intensive training and technical
assistance agreements will be included
in the cooperative agreement between
RSA and the VRTAC–QE. Agreements
will reflect the participating VR
agencies’ needs and priorities, goals,
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and objectives. They must include the
following components:
(a) Employment strategies and
supporting practices to be implemented
by the State VR agency.
(b) Nature and scope of the training
and technical assistance to be provided
by the VRTAC–QE.
(c) Roles and responsibilities of the
VRTAC–QE, State VR agency, and other
workforce development partners,
including the commitment of resources.
(d) Logic model 2 that includes: Statespecific performance outcomes, targets,
and baselines; project activities, inputs,
and outputs; and data collection and
analysis commitments.
The intensive training and technical
assistance agreements will be developed
based on the VRTAC–QE and
participating VR agency’s review and
analysis of such information sources as
Unified or Combined State Plans; RSA–
911 and other performance data; RSA
monitoring reports; relevant labor
market information; and a review of
pertinent Federal, State, and local
resources in the State, including
existing employment and training
programs.
Intensive training and technical
assistance will be implemented in
coordination with, and leveraging the
resources of, State and local workforce
and other partners.
(4) Provide targeted training and
technical assistance meeting the
identified needs of a limited number of
State VR agencies, as well as universal
training and technical assistance
broadly available to all State VR
agencies and their partners.
(5) Coordinate training and technical
assistance with other technical
assistance centers.
The VRTAC–QE must coordinate the
provision of training and technical
assistance with the Vocational
Rehabilitation Technical Assistance
Center for Quality Management and
other RSA-funded training and
technical assistance investments. This
coordination is particularly critical
when developing intensive training and
technical assistance agreements with the
VR agencies to avoid confusion and
duplication of efforts. The VRTAC–QE
must also coordinate with other training
and technical assistance resources
funded by the U.S. Departments of
Education, Labor, and Health and
2 ‘‘Logic model’’ (also referred to as a theory of
action) means a framework that identifies key
project components of the proposed project (i.e., the
active ‘‘ingredients’’ that are hypothesized to be
critical to achieving the relevant outcomes) and
describes the theoretical and operational
relationships among the key project components
and relevant outcomes.
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Human Services, and other pertinent
Federal or State organizations, as
appropriate.
(6) Disseminate VRTAC–QE
summative findings and results through
a national conference or regional forums
or specialized meetings in the fifth year
of the grant. The primary objectives are
to help State VR agencies to expand and
sustain their VRTAC–QE strategies and
practices and to encourage other State
VR agencies to consider adopting some
VRTAC–QE strategies and practices by
promoting an exchange of ideas and
experiences with other participating VR
agencies. To maximize the
dissemination of project findings and
results in the fifth year, the VRTAC–QE
will explore cost-effective approaches
such as virtual convenings to engage VR
agencies and partners who may be
unable to attend in-person meetings.
(7) Develop a plan for an evaluation,
including a timeline for the evaluation
and measurement benchmarks, that will
assess VRTAC–QE employment
strategies and supporting activities’
relationship to VR participants’
employment outcomes and career
advancement. The evaluation will also
assess the quality, relevance, and
usefulness of the VRTAC–QE’s training
and technical assistance in improving
State VR agencies’ ability to identify and
implement the appropriate strategies
and practices.
Proposed Application Requirements:
The following proposed application
requirements apply to both priority 1
and priority 2. RSA encourages
innovative approaches to meet these
requirements. Applicants must—
(a) Demonstrate, in the narrative
section of the application under
‘‘Quality of the Evaluation Plan,’’ how
the proposed project will meet the
evaluation requirements of the priority.
Applicants must describe the
anticipated implementation steps,
milestones, and timelines for the
development of a logic model for the
project. The logic model must include
data elements, inputs, activities,
outputs, and short-term and long-term
performance indicators regarding—
(1) Quantitative outcomes resulting
from the program management or
employment strategies and practices,
including—
(i) Quality and timeliness of the VR
processes and services;
(ii) Number and quality of
employment outcomes;
(iii) VR participants’ employment or
career-readiness;
(iv) Cost-effectiveness; and
(v) Sustainability;
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(2) Quality, relevance, and usefulness
of the project’s training and technical
assistance activities;
(3) Quantitative or qualitative insights
about the relationship between
strategies, practices, and training and
technical assistance activities on critical
outcomes for VR personnel, VR clients,
and key partners, including through—
(i) Pre- and post-training assessments;
(ii) Comparison groups;
(iii) Focus groups; or
(iv) Success stories.
(b) Demonstrate, in the narrative
section of the application under
‘‘Adequacy of Project Resources,’’ how
the applicant will ensure that—
(1) The proposed project will
encourage applications for employment
from persons who are members of
groups that have historically been
underrepresented based on race, color,
national origin, gender, age, or
disability, as appropriate;
(2) Projects will be operated in a
manner consistent with
nondiscrimination requirements
contained in the U.S. Constitution and
the Federal civil rights laws;
(3) Key project personnel, consultants,
and subcontractors have the
qualifications and experience to meet all
the requirements of the priority,
including expertise in—
(i) Programmatic areas addressed in
the Project Requirements section of the
priority;
(ii) Program and resource
management and oversight;
(iii) Knowledge translation and
dissemination, including the effective
use of communication technologies; and
(iv) Project evaluation leading to
continuous improvement, including
qualitative and quantitative
assessments;
(4) The applicant and key partners
have adequate resources to carry out the
proposed project activities, and achieve
anticipated project outcomes and
impact on the VR services to individuals
with disabilities, including assurances
that the proposed allocation of human
and financial resources for project
evaluation will be enough to meet the
requirements in section (a) of the
application requirement regarding the
‘‘Quality of the Evaluation Plan,’’ above;
and
(5) The proposed costs are reasonable
in relation to the anticipated results and
benefits.
(c) Demonstrate, in the narrative
section of the application under
‘‘Quality of the Management Plan,’’ how
the applicant will ensure that—
(1) The project’s intended outcomes,
including implementation of the
evaluation plan, will be achieved on
time and within budget, through—
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(i) Clearly defined responsibilities of
key project personnel, consultants, and
contractors, as applicable;
(ii) Procedures to track and ensure
completion of the action steps,
timelines, and milestones established
for key project activities, requirements,
and deliverables, in accordance with the
cooperative agreement between RSA
and the applicant;
(iii) Internal monitoring processes to
ensure that the project is being
implemented in accordance with an
established project performance plan,
including timelines and milestones; and
(iv) Financial and budgetary oversight
processes to ensure timely obligations
and reporting of grant funds, in
accordance with the Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards at 2 CFR part 200 and
the terms and conditions of the Federal
award;
(2) The allocation of key project
personnel, consultants, and
contractors—including levels of effort of
key personnel—will be appropriate and
adequate to achieve the project’s
intended outcomes, including an
assurance that key personnel will have
enough availability to ensure timely
communications with stakeholders and
RSA;
(3) The proposed management plan
will ensure that the products and
services are of high quality, relevance,
and usefulness, in both content and
delivery; and
(4) The proposed project will benefit
from a diversity of perspectives,
including those of State and local
personnel, providers, researchers, and
policy makers, among others, in its
development and operation.
Additional Proposed Application
Requirements for Proposed Priority 1:
The following proposed application
requirements apply only to proposed
priority 1. RSA encourages innovative
approaches to meet these requirements.
Applicants must—
(a) Demonstrate, in the narrative
section of the application under
‘‘Significance of the Project,’’ how the
proposed project will increase State VR
agencies’ capacity to improve the
quality of VR services and employment
outcomes for individuals with
disabilities by enabling VR agencies to
develop and implement efficient and
effective program and resource
management techniques leading to
increases in the numbers and improved
skills of VR counselors and other service
delivery personnel. To meet this
requirement, the applicant must
demonstrate knowledge about—
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19915
(1) State VR program challenges,
opportunities, barriers, and trends
regarding program and resource
management or quality employment
outcomes for individuals with
disabilities including those with
significant and the most significant
disabilities, students and youth with
disabilities, and traditionally
underserved populations; and
(2) Federal, State, and nongovernment
initiatives to promote program and
resource management and quality
employment outcomes for individuals
with disabilities, particularly in
response to requirements under WIOA.
The applicants must demonstrate—
(i) The proposed project’s potential to
contribute to these Federal, State, and
nongovernment initiatives by assisting
State VR agencies in equipping
personnel with the necessary skills and
training to implement the substantive
provisions of the Rehabilitation Act
introduced by WIOA that are designed
to improve the quality of employment
outcomes for individuals with
disabilities; and
(ii) How the proposed project will
increase State VR agencies’ capacity to
implement program and resource
management strategies leading to
improved VR services, employment
outcomes, and career advancement
opportunities for individuals with
disabilities.
(b) Demonstrate, in the narrative
section of the application, under
‘‘Quality of Project Services,’’ how the
proposed project will achieve the goals,
objectives, and intended outcomes of
this priority. To meet this requirement,
the applicant must describe its plan for
implementing the project, including
major implementation activities,
timelines, and milestones (particularly
for the initial fiscal year), as well as key
assumptions and expectations,
presumed relationships or linkages
among variables, and underlying
rationale and empirical support, for the
following Project Requirements of the
priority:
(1) State-of-the-art website.
Applicants must describe how the
website will serve as an effective
communication center, training and
technical assistance delivery vehicle,
and repository of information about
quality management or employment
strategies and practices, including—
(i) Expected features and capabilities,
including information-delivery and
stakeholder-convening technologies;
and
(ii) Anticipated uses of such features
and capabilities in support of the project
goals and objectives.
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(2) Comprehensive review. Applicants
must describe how the comprehensive
review will provide the factual basis for
the project training and technical
assistance plan. At a minimum, the
comprehensive review must include—
(i) Input from State VR agencies about
their needs, priorities, and innovative
approaches to program and resource
management that lead to improved
service delivery;
(ii) Information regarding the latest—
(A) National trends, barriers,
challenges, and opportunities;
(B) Effective and efficient program
and resource management strategies,
techniques, and practices that may be
applicable to State VR agencies; and
(C) Additional information that the
applicant deems relevant;
(iii) An analytical framework for
assessing the collected information and
selecting the program and resource
management strategies and practices for
inclusion in the training and technical
assistance plans.
(3) Provision of intensive training and
technical assistance. Applicants must
describe how the intensive training and
technical assistance agreements will
increase State VR agencies’ capacity to
improve the State VR agencies’
performance and quality employment
outcomes for individuals with
disabilities, through State-appropriate—
(i) Program and resource management;
(ii) Federal, State, and local
partnerships; and
(iii) Performance outcomes, outputs,
inputs, targets, baselines, and data
collection requirements.
(4) Provision of targeted training and
technical assistance and universal
training and technical assistance.
Applicants must describe how each
training and technical assistance
modality (targeted or universal) will
help State VR agencies to adopt,
expand, and sustain program and
resource management practices. For
each training and technical assistance
modality, describe—
(i) Topics, activities, and products;
(ii) Intended audience and outreach
strategies;
(iii) Content delivery and
dissemination methods; and
(iv) Steps to ensure quality, relevance,
and usefulness.
(5) Coordination. The applicant must
describe how it will maximize
coordination between the VRTAC–QE
and the VRTAC–QM and seek
opportunities to coordinate with other
training and technical assistance
investments, including those funded by
the U.S. Departments of Education,
Labor, and Health and Human Services,
in the provision of training and
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technical assistance to State VR
agencies.
(6) National conference, regional
forums, or specialized meetings in the
fifth year of the grant performance
period. Applicants must describe how
the project will disseminate its
summative findings and results,
including cost-effective approaches
such as virtual convenings to engage
State VR agencies and other potential
Federal, State, local, and
nongovernment partners, including—
(i) Types of events (e.g., conferences,
forums, specialized meetings);
(ii) Target audience (e.g., by event
type); and
(iii) Convening modes (in-person,
virtual); and
(c) Demonstrate, in the narrative
section of the application under
‘‘Quality of the Evaluation Plan,’’ the
applicant’s capacity and experience in
addressing the State VR agencies’
training and technical assistance needs
in the areas of program and resource
management, including but not limited
to strategic planning and performance
improvement leading to performance
improvement, including SWOT
assessment related to implementing
strategies that ensure education funds
are spent in a way that increases their
efficiency and cost-effectiveness,
including by reducing waste or
achieving better outcomes.
Additional Proposed Application
Requirements for Proposed Priority 2:
The following proposed application
requirements apply only to proposed
priority 2. RSA encourages innovative
approaches to meet these requirements.
Applicants must—
(a) Demonstrate, in the narrative
section of the application under
‘‘Significance of the Project,’’ how the
proposed project will increase State VR
agencies’ capacity to improve the
quality of VR services and employment
outcomes for individuals with
disabilities by enabling VR agencies to
develop and implement innovative
employment and support strategies that
are designed to improve employment
outcomes and career advancement for
individuals with disabilities. To meet
this requirement, the applicant must
demonstrate knowledge about—
(1) State VR program challenges,
opportunities, barriers, and trends
regarding program and resource
management or quality employment
outcomes for individuals with
disabilities including those with
significant and the most significant
disabilities, students and youth with
disabilities, and traditionally
underserved populations; and
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(2) Federal, State, and nongovernment
initiatives to promote program and
resource management and quality
employment outcomes for individuals
with disabilities, particularly in
response to requirements under WIOA.
The applicants must demonstrate—
(i) The proposed project’s potential to
contribute to these Federal, State, and
nongovernment initiatives by assisting
State VR agencies in equipping
personnel with the necessary skills and
training to implement the substantive
provisions of the Rehabilitation Act
introduced by WIOA that are designed
to improve the quality of employment
outcomes for individuals with
disabilities; and
(ii) How the proposed project will
increase State VR agencies’ capacity to
implement employment strategies and
supporting practices leading to
improved VR services, employment
outcomes, and career advancement
opportunities for individuals with
disabilities
(b) Demonstrate, in the narrative
section of the application, under
‘‘Quality of Project Services,’’ how the
proposed project will achieve the goals,
objectives, and intended outcomes of
this priority. To meet this requirement,
the applicant must describe its plan for
implementing the project, including
major implementation activities,
timelines, and milestones (particularly
for the initial fiscal year), as well as key
assumptions and expectations,
presumed relationships or linkages
among variables, and underlying
rationale and empirical support, for the
following Project Requirements of the
priority:
(1) State-of-the-art website.
Applicants must describe how the
website will serve as an effective
communication center, training and
technical assistance delivery vehicle,
and repository of information about
quality management or employment
strategies and practices, including—
(i) Expected features and capabilities,
including information-delivery and
stakeholder-convening technologies;
and
(ii) Anticipated uses of such features
and capabilities in support of the project
goals and objectives.
(2) Comprehensive review. Applicants
must describe how the comprehensive
review will provide the factual basis for
the project training and technical
assistance plan. At a minimum, the
comprehensive review must include—
(i) Input from State VR agencies about
their needs, priorities, and innovative
approaches to program and resource
management that lead to quality
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employment and career-readiness that
lead to quality employment outcomes;
(ii) Information regarding the latest—
(A) National trends, barriers,
challenges, and opportunities;
(B) Effective employment strategies
and practices that prepare individuals
with disabilities to compete in the
global economy and designed to create
or expand innovative and affordable
paths to relevant careers through
postsecondary credentials or job-ready
skills; and
(C) Additional information that the
applicant deems relevant; and
(iii) An analytical framework for
assessing the collected information and
selecting the employment and careerreadiness strategies and practices for
inclusion in the training and technical
assistance plans.
(3) Provision of intensive training and
technical assistance. Applicants must
describe how the intensive training and
technical assistance agreements will
increase State VR agencies’ capacity to
improve the State VR agencies’
performance and quality employment
outcomes for individuals with
disabilities, through State-appropriate—
(i) Employment strategies and
supporting practices;
(ii) Federal, State, and local
partnerships; and
(iii) Performance outcomes, outputs,
inputs, targets, baselines, and data
collection requirements.
(4) Provision of targeted training and
technical assistance and universal
training and technical assistance.
Applicants must describe how each
training and technical assistance
modality (targeted or universal) will
help State VR agencies to adopt,
expand, and sustain employment
strategies and practices that improve
employment outcomes and career
advancement opportunities for eligible
VR participants. For each training and
technical assistance modality,
describe—
(i) Topics, activities, and products;
(ii) Intended audience and outreach
strategies;
(iii) Content delivery and
dissemination methods; and
(iv) Steps to ensure quality, relevance,
and usefulness.
(5) Coordination. The applicant must
describe how it will maximize
coordination between the VRTAC–QE
and the VRTAC–QM and seek
opportunities to coordinate with other
technical assistance centers, including
those funded by the U.S. Departments of
Education, Labor, and Health and
Human Services, in the provision of
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training and technical assistance to
State VR agencies.
(6) National conference, regional
forums, or specialized meetings in the
fifth year of the grant performance
period. Applicants must describe how
the project will disseminate its
summative findings and results,
including cost-effective approaches
such as virtual convenings to engage
State VR agencies and other potential
Federal, State, local, and
nongovernment partners, including—
(i) Types of events (e.g., conferences,
forums, specialized meetings);
(ii) Target audience (e.g., by event
type); and
(iii) Convening modes (in-person,
virtual).
Types of Priorities: When inviting
applications for a competition using one
or more priorities, we designate the type
of each priority as absolute, competitive
preference, or invitational through a
notice in the Federal Register. The
effect of each type of priority follows:
Absolute priority: Under an absolute
priority, we consider only applications
that meet the priority (34 CFR
75.105(c)(3)).
Competitive preference priority:
Under a competitive preference priority,
we give competitive preference to an
application by (1) awarding additional
points, depending on the extent to
which the application meets the priority
(34 CFR 75.105(c)(2)(a)); or (2) selecting
an application that meets the priority
over an application of comparable merit
that does not meet the priority (34 CFR
75.105(c)(2)(ii)).
Invitational priority: Under an
invitational priority, we are particularly
interested in applications that meet the
priority. However, we do not give an
application that meets the priority a
preference over other applications (34
CFR 75.105(c)(1)).
Proposed Definitions
Background: We propose the
following definitions for use with these
proposed priorities. We propose these
definitions to ensure that applicants
have a clear understanding of how we
are using these terms.
Intensive training and technical
assistance means training and technical
assistance provided to State VR agencies
and State VR agency personnel
primarily on-site over an extended
period. Intensive training and technical
assistance is based on an ongoing
relationship between the training and
technical assistance center staff and
State VR agencies and State VR agency
personnel under the terms of a signed
intensive training and technical
assistance agreement.
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Targeted training and technical
assistance means training and technical
assistance based on needs common to
one or more State VR agencies and State
VR agency personnel on a time-limited
basis and with limited commitment of
training and technical assistance center
resources. Targeted training and
technical assistance are delivered
through virtual or in-person methods
tailored to the identified needs of the
participating State VR agencies and
State VR agency personnel.
Universal training and technical
assistance means training and technical
assistance broadly available to State VR
agencies and State VR agency personnel
and other interested parties through
their own initiative, resulting in
minimal interaction with training and
technical assistance center staff.
Universal training and technical
assistance includes generalized
presentations, products, and related
activities available through a website or
through brief contacts with the training
and technical assistance center staff.
Final Priorities, Requirements, and
Definitions: We will announce the final
priorities, requirements, and definitions
in a notice in the Federal Register. We
will determine the final priorities,
requirements, and definitions after
considering responses to the proposed
priorities, requirements, and definitions
and other information available to the
Department. This document does not
preclude us from proposing additional
priorities, requirements, definitions, or
selection criteria, subject to meeting
applicable rulemaking requirements.
Note: This notice does not solicit
applications. In any year in which we
choose to use these priorities,
requirements, or definitions, we invite
applications through a notice in the
Federal Register.
Executive Orders 12866, 13563, and
13771
Regulatory Impact Analysis
Under Executive Order 12866, the
Office of Management and Budget
(OMB) determines whether this
regulatory action is ‘‘significant’’ and,
therefore, subject to the requirements of
the Executive order and subject to
review by OMB. Section 3(f) of
Executive Order 12866 defines a
‘‘significant regulatory action’’ as an
action likely to result in a rule that
may—
(1) Have an annual effect on the
economy of $100 million or more, or
adversely affect a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
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communities in a material way (also
referred to as an ‘‘economically
significant’’ rule);
(2) Create serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impacts of entitlement grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
stated in the Executive order.
OMB has determined that this
proposed regulatory action is not a
significant regulatory action subject to
review by OMB under section 3(f) of
Executive Order 12866.
Under Executive Order 13771, for
each new rule that the Department
proposes for notice and comment or
otherwise promulgates that is a
significant regulatory action under
Executive Order 12866 and that imposes
total costs greater than zero, it must
identify two deregulatory actions. For
FY 2020, any new incremental costs
associated with a new rule must be fully
offset by the elimination of existing
costs through deregulatory actions.
However, Executive Order 13771 does
not apply to ‘‘transfer rules’’ that cause
only income transfers between
taxpayers and program beneficiaries,
such as those regarding discretionary
grant programs. Because the proposed
priorities, requirements, and definitions
would be utilized in connection with a
discretionary grant program, Executive
Order 13771 does not apply.
We have also reviewed this proposed
regulatory action under Executive Order
13563, which supplements and
explicitly reaffirms the principles,
structures, and definitions governing
regulatory review established in
Executive Order 12866. To the extent
permitted by law, Executive Order
13563 requires that an agency—
(1) Propose or adopt regulations only
upon a reasoned determination that
their benefits justify their costs
(recognizing that some benefits and
costs are difficult to quantify);
(2) Tailor its regulations to impose the
least burden on society, consistent with
obtaining regulatory objectives and
taking into account—among other things
and to the extent practicable—the costs
of cumulative regulations;
(3) In choosing among alternative
regulatory approaches, select those
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity);
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(4) To the extent feasible, specify
performance objectives, rather than the
behavior or manner of compliance a
regulated entity must adopt; and
(5) Identify and assess available
alternatives to direct regulation,
including economic incentives—such as
user fees or marketable permits—to
encourage the desired behavior, or
provide information that enables the
public to make choices.
Executive Order 13563 also requires
an agency ‘‘to use the best available
techniques to quantify anticipated
present and future benefits and costs as
accurately as possible.’’ The Office of
Information and Regulatory Affairs of
OMB has emphasized that these
techniques may include ‘‘identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes.’’
We are issuing the proposed
priorities, requirements, and definitions
only on a reasoned determination that
their benefits justify their costs. In
choosing among alternative regulatory
approaches, we selected those
approaches that maximize net benefits.
Based on the analysis that follows, the
Department believes that this regulatory
action is consistent with the principles
in Executive Order 13563.
We have also determined that this
regulatory action does not unduly
interfere with State, local, and Tribal
governments in the exercise of their
governmental functions.
In accordance with these Executive
orders, the Department has assessed the
potential costs and benefits, both
quantitative and qualitative, of this
regulatory action. The potential costs
are those resulting from statutory
requirements and those we have
determined as necessary for
administering the Department’s
programs and activities. The costs
would include the time and effort in
responding to the priority for entities
that choose to respond.
In addition, we have considered the
potential benefits of this regulatory
action and have noted these benefits in
the background section of this
document. The benefits include
receiving comments regarding the best
way to prioritize among VR agencies
needing intensive TA and whether the
activities identified reflect the greatest
needs in the field.
Clarity of the Regulations
Executive Order 12866 and the
Presidential memorandum ‘‘Plain
Language in Government Writing’’
require each agency to write regulations
that are easy to understand. The
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Secretary invites comments on how to
make these proposed priorities,
requirements, and definitions easier to
understand, including answers to
questions such as the following:
• Are the requirements in the
proposed regulations clearly stated?
• Do the proposed regulations contain
technical terms or other wording that
interferes with their clarity?
• Does the format of the proposed
regulations (grouping and order of
sections, use of headings, paragraphing,
etc.) aid or reduce their clarity?
• Would the proposed regulations be
easier to understand if we divided them
into more (but shorter) sections?
• Could the description of the
proposed regulations in the
SUPPLEMENTARY INFORMATION section of
the preamble be more helpful in making
the proposed regulations easier to
understand? If so, how?
• What else could we do to make the
proposed regulations easier to
understand?
To send any comments that concern
how the Department could make these
proposed regulations easier to
understand, see the instructions in the
ADDRESSES section.
Regulatory Flexibility Act
Certification: The Secretary certifies that
this proposed regulatory action would
not have a significant economic impact
on a substantial number of small
entities. The U.S. Small Business
Administration Size Standards define
proprietary institutions as small
businesses if they are independently
owned and operated, are not dominant
in their field of operation, and have total
annual revenue below $7,000,000.
Nonprofit institutions are defined as
small entities if they are independently
owned and operated and not dominant
in their field of operation. Public
institutions are defined as small
organizations if they are operated by a
government overseeing a population
below 50,000.
The small entities that this proposed
regulatory action would affect are public
or private nonprofit agencies and
organizations, including Indian Tribes
and institutions of higher education that
may apply. We believe that the costs
imposed on an applicant by the
proposed priorities, requirements, and
definitions would be limited to
paperwork burden related to preparing
an application and that the benefits of
these proposed priorities, requirements,
and definitions would outweigh any
costs incurred by the applicant. There
are very few entities who could provide
the type of technical assistance required
under the proposed priorities. For these
reasons these proposed priorities,
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Mark Schultz,
Commissioner, Rehabilitation Services
Administration. Delegated the authority to
perform the functions and duties of the
Assistant Secretary for the Office of Special
Education and Rehabilitative Services.
Assessment of Educational Impact
[Docket No. 2019–7]
In accordance with section 411 of the
General Education Provisions Act, 20
U.S.C. 1221e–4, the Secretary
particularly requests comments on
whether these proposed regulations
would require transmission of
information that any other agency or
authority of the United States gathers or
makes available.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the program contact person
listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations at
www.govinfo.gov. At this site you can
view this document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF, you must have
Adobe Acrobat Reader, which is
available free at the site. You may also
khammond on DSKJM1Z7X2PROD with PROPOSALS
access documents of the Department
published in the Federal Register by
using the article search feature at:
www.federalregister.gov. Specifically,
through the advanced search feature at
this site, you can limit your search to
documents published by the
Department.
requirements, and definitions would not
impose a burden on a significant
number of small entities.
Paperwork Reduction Act of 1995:
The proposed priorities, requirements,
and definitions contain information
collection requirements that are
approved by OMB under OMB control
number 1820–0018.
Intergovernmental Review: This
program is subject to Executive Order
12372 and the regulations in 34 CFR
part 385. One of the objectives of the
Executive order is to foster an
intergovernmental partnership and a
strengthened federalism. The Executive
order relies on processes developed by
State and local governments for
coordination and review of proposed
Federal financial assistance.
This document provides early
notification of our specific plans and
actions for this program.
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19919
www.copyright.gov/rulemaking/onlinepublication/. If electronic submission of
comments is not feasible due to lack of
access to a computer and/or the
internet, please contact the Office using
the contact information below for
special instructions.
FOR FURTHER INFORMATION CONTACT:
LIBRARY OF CONGRESS
Regan A. Smith, General Counsel and
Associate Register of Copyrights, by
email at regans@copyright.gov, Robert J.
Kasunic, Associate Register of
Copyrights and Director of Registration
Policy and Practice, by email at rkas@
copyright.gov, or Jordana Rubel,
Associate General Counsel, by email at
jrubel@copyright.gov. Each can be
contacted by telephone by calling (202)
707–3000.
Copyright Office
SUPPLEMENTARY INFORMATION:
[FR Doc. 2020–07402 Filed 4–8–20; 8:45 am]
BILLING CODE 4000–01–P
37 CFR Chapter II
Online Publication; Extension of
Comment Period
U.S. Copyright Office, Library
of Congress.
ACTION: Notification of inquiry;
extension of reply comment period.
AGENCY:
The U.S. Copyright Office is
extending the deadline for the
submission of written reply comments
in response to its December 4, 2019
notification of inquiry regarding online
publication.
DATES: The reply comment period for
the notification of inquiry published
December 4, 2019, at 84 FR 66328, is
extended. Written reply comments must
be submitted no later than 11:59 p.m.
Eastern Time on June 15, 2020.
ADDRESSES: For reasons of government
efficiency, the Copyright Office is using
the regulations.gov system for the
submission and posting of public
comments in this proceeding. All
comments are therefore to be submitted
electronically through regulations.gov.
Specific instructions for submitting
comments are available on the
Copyright Office’s website at https://
SUMMARY:
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On
December 4, 2019, the U.S. Copyright
Office issued a notification of inquiry
regarding online publication. 84 FR
66328 (Dec. 4, 2019). The Office
solicited public comments on a broad
range of issues concerning the
application of the statutory definition of
publication to the online context. The
Office subsequently extended the
deadline for the submission of
comments to March 19, 2020 and the
deadline for the submission of reply
comments to April 16, 2020. 85 FR 3303
(Jan. 21, 2020).
Given the large number of substantive
comments the Office received and the
widespread disruption caused by the
coronavirus, the Office believes it would
be beneficial to provide additional time
for reply comments to ensure that
members of the public have sufficient
time to comment and that the Office has
the benefit of a complete record. The
Office is therefore extending the
deadline for the submission of reply
comments to no later than 11:59 p.m.
Eastern Time on June 15, 2020.
Dated: March 30, 2020.
Regan A. Smith,
General Counsel and Associate Register of
Copyrights.
[FR Doc. 2020–06979 Filed 4–8–20; 8:45 am]
BILLING CODE 1410–30–P
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Agencies
[Federal Register Volume 85, Number 69 (Thursday, April 9, 2020)]
[Proposed Rules]
[Pages 19908-19919]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-07402]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED-2020-OSERS-0011]
Proposed Priorities, Requirements, and Definitions--
Rehabilitation Training: Vocational Rehabilitation Technical Assistance
Center--Quality Management; and Vocational Rehabilitation Technical
Assistance Center--Quality Employment
AGENCY: Office of Special Education and Rehabilitative Services
(OSERS), Department of Education.
ACTION: Proposed priorities, requirements, and definitions.
-----------------------------------------------------------------------
SUMMARY: The Assistant Secretary for Special Education and
Rehabilitative Services proposes priorities, requirements, and
definitions to fund a Vocational Rehabilitation Technical Assistance
Center for Quality Management (VRTAC-QM) and a Vocational
Rehabilitation Technical Assistance Center for Quality Employment
(VRTAC-QE), Catalog of Federal Domestic Assistance (CFDA) numbers
84.264J and 84.264K. The Assistant Secretary may use these priorities,
requirements, and definitions for competitions in fiscal year (FY) 2020
and later years. We take this action to focus Federal financial
assistance on identified national needs and to improve employment
outcomes under the Vocational Rehabilitation (VR) program and raise
expectations for all people with disabilities. We intend the VRTAC-QM
to provide training and technical assistance to State VR agencies that
will better enable VR personnel to manage available resources, improve
effective service delivery, and increase the number and quality of
employment outcomes for individuals with disabilities. We intend the
VRTAC-QE to provide training and technical assistance to State VR
agencies that will better enable VR personnel, especially VR
counselors, to implement innovative and effective VR and employment
strategies and practices to increase the number and quality of
employment outcomes for individuals with disabilities.
DATES: We must receive your comments on or before May 11, 2020.
ADDRESSES: Submit your comments through the Federal eRulemaking portal
or via postal mail, commercial delivery, or hand delivery. We will not
accept comments submitted by fax or by email or those submitted after
the comment period. To ensure that we do not receive duplicate copies,
please submit your
[[Page 19909]]
comments only once. In addition, please include the Docket ID at the
top of your comments.
Federal eRulemaking Portal: Go to www.regulations.gov to
submit your comments electronically. Information on using
Regulations.gov, including instructions for accessing agency documents,
submitting comments, and viewing the docket, is available on the site
under ``Help.''
Postal Mail, Commercial Delivery, or Hand Delivery: If you
mail or deliver your comments for 84.264J, address them to Douglas Zhu,
U.S. Department of Education, 400 Maryland Avenue SW, Room 5095,
Potomac Center Plaza, Washington, DC 20202-2800. If you mail or deliver
your comments for 84.264K, address them to Felipe Lulli, U.S.
Department of Education, 400 Maryland Avenue SW, Room 5101, Potomac
Center Plaza, Washington, DC 20202-2800. Privacy Note: The Department's
policy is to make all comments received from members of the public
available for public viewing in their entirety on the Federal
eRulemaking Portal at www.regulations.gov. Therefore, commenters should
be careful to include in their comments only information that they wish
to make publicly available.
FOR FURTHER INFORMATION CONTACT: For 84.264J: Douglas Zhu, U.S.
Department of Education, 400 Maryland Avenue SW, Room 5095, Potomac
Center Plaza, Washington, DC 20202-2800. Telephone: (202) 245-6037.
Email: [email protected]. For 84.264K: Felipe Lulli, U.S. Department of
Education, 400 Maryland Avenue SW, Room 5101, Potomac Center Plaza,
Washington, DC 20202-2800. Telephone: (202) 245-7425. Email:
[email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you to submit comments regarding
these proposed priorities, requirements, and definitions. To ensure
that your comments have maximum effect in developing the notice of
final priorities, requirements, and definitions, we urge you to
identify clearly the specific priority, requirement, or definition that
each comment addresses.
We invite you to assist us in complying with the specific
requirements of Executive Orders 12866, 13563, and 13771 and their
overall requirement of reducing regulatory burden that might result
from these proposed priorities, requirements, and definitions. Please
let us know of any ways we could reduce potential costs or increase
potential benefits while preserving the effective and efficient
administration of the program.
During and after the comment period, you may inspect all public
comments about these proposed priorities, requirements, and definitions
by accessing Regulations.gov. You may also inspect the comments in
person in Room 5059, 550 12th Street SW, Washington, DC, between the
hours of 9:30 a.m. and 4:00 p.m., Eastern time, Monday through Friday
of each week except Federal holidays.
Assistance to Individuals With Disabilities in Reviewing the
Rulemaking Record: On request we will provide an appropriate
accommodation or auxiliary aid to an individual with a disability who
needs assistance to review the comments or other documents in the
public rulemaking record for these proposed priorities, requirements,
and definitions. If you want to schedule an appointment for this type
of accommodation or auxiliary aid, please contact the person listed
under FOR FURTHER INFORMATION CONTACT.
Purpose of Program: Under the Rehabilitation Act of 1973
(Rehabilitation Act), as amended by the Workforce Innovation and
Opportunity Act (WIOA), the Rehabilitation Services Administration
(RSA) makes grants to States and public or nonprofit agencies and
organizations (including institutions of higher education) to support
projects that provide training and technical assistance designed to
assist in increasing the numbers of, and upgrading the skills of,
qualified personnel (especially rehabilitation counselors) who are
trained to--
(1) Provide vocational, medical, social, and psychological
rehabilitation services to individuals with disabilities;
(2) Assist individuals with communication and related disorders;
and
(3) Provide other services authorized under the Rehabilitation Act.
Program Authority: 29 U.S.C. 772(a)(1).
Applicable Program Regulations: 34 CFR part 385.
Proposed Priorities
This notice contains two proposed priorities.
Background: Amendments to the Rehabilitation Act made by WIOA place
heightened emphasis on expanding quality employment and career
advancement opportunities for individuals with disabilities, with a
focus on competitive integrated employment as defined in the
Rehabilitation Act. Consistent with WIOA's amendments to the
Rehabilitation Act, the State Vocational Rehabilitation Services
program (VR program) operates under the principle that individuals with
disabilities, including those with significant and the most significant
disabilities, are capable of quality employment outcomes when provided
appropriate services, skills, and supports. WIOA places certain
limitations on subminimum wage employment. WIOA also emphasizes pre-
employment transition services for students with disabilities,
supported employment for individuals with the most significant
disabilities, customized employment, and coordinated strategies such as
career pathways to help individuals with disabilities realize
employment goals consistent with their strengths, resources,
priorities, concerns, abilities, capabilities, interests, and informed
choice. The VRTAC-QM and the VRTAC-QE will assist State VR agencies in
equipping, and increasing the number of, personnel with the necessary
skills and training to implement these expanded provisions in the
Rehabilitation Act made by WIOA.
State VR agency personnel have experienced several challenges in
implementing these expanded provisions. As of October 2019, 31 of 78 VR
agencies were unable to serve all eligible individuals due to a lack of
financial and staff resources and have thus introduced orders of
selection, closed one or more priority categories, and limited the
provision of services to eligible individuals based on the significance
of their disabilities. Eight of these VR agencies have closed all
priority categories, meaning that they are not providing services to
new applicants for the VR program.
VR agencies are implementing orders of selection for two main
reasons, one being the inability to provide the non-Federal share
required as match for the VR program, which prevents them from
accessing all available Federal VR program funds, and the other being
the requirement to reserve at least 15 percent of Federal VR program
funds for providing pre-employment transition services to eligible and
potentially eligible students with disabilities, which restricts the
amount of VR program funds available to serve all other eligible
individuals with disabilities. Consequently, fewer eligible individuals
are being served, and the number of employment outcomes has declined.
[[Page 19910]]
Based on data reported by VR agencies through the VR program Case
Service Report (RSA-911) for program year (PY) 2017 (July 1, 2017-June
30, 2018) and PY 2018 (July 1, 2018-June 30, 2019), the number of
individuals with disabilities determined eligible for the VR program
decreased from 414,531 to 398,205. Additionally, the number of
participants in the VR program (those eligible individuals who received
VR services under an Individualized Plan for Employment) decreased from
932,835 to 916,083.
While the employment rate or rehabilitation rate is not one of the
WIOA primary indicators of performance, it may nevertheless inform an
assessment of the performance of the VR program because it indicates
whether participants are employed at the time, they exit the VR
program. The VR program's employment rate decreased from 49.3 percent
in PY 2017 to 47.6 percent in PY 2018. In the same period, the number
of participants exiting with employment outcomes fell from 152,425 to
142,722. Relatedly, the number of participants who exited the VR
program for any reason decreased from 311,748 to 300,794 in the same
timeframe.
Given all of this, VR agency personnel need program and resource
management strategies and skills to efficiently and effectively balance
the provision of VR services, including pre-employment transition
services to potentially eligible students with disabilities and
eligible individuals with disabilities, to ensure that individuals with
disabilities are served appropriately and without delay. Absent the
commitment and ability of VR staff to use resources effectively and
efficiently, VR agencies will not have the funds or staff resources to
provide individuals with disabilities with timely services of high
quality, and the number of individuals who turn to the VR program in
their search for services leading to quality employment will decline
further. VR personnel need to learn strategies to balance the needs of
all populations seeking services, including students, youth, and adults
with disabilities, and to provide timely and relevant services to meet
their unique needs.
The focus on serving individuals with significant and the most
significant disabilities, coupled with the expectations under the
Rehabilitation Act to achieve quality competitive employment outcomes
and career advancement, also require VR agency personnel, especially VR
counselors, to learn and employ innovative service strategies and
practices.
For example, recent data for PYs 2017 and 2018 provided by VR
agencies through the RSA-911 indicate that fewer than one-quarter (21.1
percent and 23.1 percent, respectively) of participants who were
enrolled in an education or training program leading to a recognized
postsecondary credential or employment achieved a measurable skill gain
(MSG). An MSG is documented academic, technical, occupational, or other
form of progress that participants achieve towards a recognized
postsecondary credential or employment. The MSG rate is one of the
primary indicators of performance under section 116 of WIOA. The VR
program's performance, in the first two years of data collection and
reporting, suggests that strategies and services aimed at assisting
individuals with disabilities in achieving MSGs as they pursue
recognized postsecondary credentials or employment may be underutilized
or underreported.
Next, in PY 2018, State VR agencies collected and reported
available data through the RSA-911 for two additional indicators of
performance: Employment Rate in the Second Quarter after Exit and
Median Earnings in the Second Quarter after Exit. The national
employment rate for the VR program was 49.2 percent in the second
quarter after exit (i.e., fewer than half of VR program participants
were employed in the second quarter after exiting the VR program with
an employment outcome). These individuals achieved median earnings of
$3,714 for the quarter, which translates into annual median earnings of
roughly $14,856. These data appear to indicate that the employment
outlook for individuals with disabilities served by the program are not
significantly improving and that there is a need for greater
utilization of more effective interventions by VR personnel.
Further, through its monitoring of VR agencies, RSA has made
numerous observations and findings related to VR program performance.
Despite updates in VR agency policies that reflect the expanded
provisions of the Rehabilitation Act, some VR counselors reported
during RSA monitoring that they have struggled to implement policies
and strategies that lead to the intended quality employment outcomes
for those they serve.
Under section 302 of the Rehabilitation Act, the RSA Commissioner
may make grants or enter into contracts to provide training and
technical assistance designed to increase the numbers of, and upgrade
the skills of, qualified VR counselors and other VR service providers.
In coordination and collaboration with other RSA-funded technical
assistance centers, the VRTAC-QM will provide training and technical
assistance to State VR agencies that will better enable VR personnel to
manage the VR program and available resources and thus improve service
delivery to individuals with disabilities.
The VRTAC-QE will bring together the broad range of existing
quality employment strategies and supporting practices, identify and
implement new ones, and incorporate them into an integrated training
and technical assistance plan, consistent with the circumstances and
priorities of each State that requests technical assistance. This will
enable State VR personnel to implement innovative and effective VR
employment strategies and better serve individuals with disabilities.
Both the VRTAC-QM and the VRTAC-QE will generate additional
resources, create new information and tools, and expand collaborative
partnerships.
Projects must be awarded and operated in a manner consistent with
the nondiscrimination requirements mandated by the U.S. Constitution
and Federal civil rights laws.
Specific Requests for Comment: The Department is particularly
interested in comments on Proposed Priority 1 regarding the best way to
prioritize among VR agencies needing intensive TA. We are also
interested in comments regarding whether the activities identified
reflect the greatest needs in the field.
Proposed Priority 1: Vocational Rehabilitation Technical Assistance
Center for Quality Management.
The Assistant Secretary for Special Education and Rehabilitative
Services proposes to fund a cooperative agreement to establish a
Vocational Rehabilitation Technical Assistance Center for Quality
Management (VRTAC-QM).
The VRTAC-QM will provide intensive training and technical
assistance, targeted training and technical assistance, and universal
training and technical assistance to State VR agencies on quality
management strategies that will enable VR agencies to improve service
delivery to, and employment outcomes achieved by, individuals with
disabilities. For States that request intensive training and technical
assistance, the training and technical assistance will upgrade and
increase the competencies, skills, and knowledge of VR personnel,
enabling them to assess current VR program performance and to identify
the strengths, weaknesses, opportunities for
[[Page 19911]]
improvement, and threats (SWOT) that impact the effectiveness of VR
agency service delivery and the quality of employment outcomes. This
SWOT assessment will be based on a review of a wide variety of
information sources, including, but not limited to, RSA's monitoring
findings and recommendations; State audit reports; consumer feedback
provided in public hearings and through consumer satisfaction surveys;
results of comprehensive statewide needs assessments; and input from
workforce partners, community rehabilitation programs, and other VR
stakeholders. Based on SWOT assessments, the center and VR agency
personnel will develop individualized intensive training and technical
assistance agreements designed to provide personnel with skills and
strategies they need to address the weaknesses identified in the SWOT
assessments to improve service delivery and employment outcomes for
individuals with disabilities. The center will also provide VR agency
personnel with technical assistance on evaluating whether the quality
management strategies they adopt lead to increasing the percentage of
participants who achieve an MSG and exit the program with an employment
outcome and to modify those strategies, if necessary, to achieve
continuous program improvement. In addition to the intensive training
and technical assistance, the VRTAC-QM also will provide targeted
training and technical assistance and universal training and technical
assistance to State VR agencies on a broad range of quality management
strategies and practices, both programmatic and fiscal, to address
needs common to many agencies.
With regard to program management and performance, the VRTAC-QM's
training and technical assistance will support the assessment,
development, and enhancement of staff knowledge, skills, and abilities
to perform the following functions in order to improve service delivery
and employment outcomes for individuals with disabilities:
Analyzing the State VR agency's comprehensive system of
personnel development to identify strengths and weaknesses in staff's
ability to understand and address factors affecting program
performance, and designing management strategies to address these
deficits.
Analyzing case service data to identify trends and
inconsistencies in program performance, and developing strategies to
improve the effectiveness and timeliness of services provided,
including addressing inconsistencies in the quality and quantity of
employment outcomes achieved by various groups of individuals with
disabilities served by the program.
Understanding statutory and regulatory requirements
related to performance management, including calculations for the
common performance measures required under WIOA and factors that may be
affecting the agency's performance on these measures.
Conducting quality assurance and performance improvement,
including the use of data for performance management systems and the
implementation of the common performance measures required by WIOA.
Strategic planning to address aspects of the SWOT
assessment that pose challenges and barriers to improving service
delivery and employment outcomes for individuals with disabilities,
particularly students and youth with disabilities and individuals with
significant and the most significant disabilities.
Implementing effective and efficient policies for
delivering pre-employment transition services under section 113, VR
services under section 103(a), and supported employment services under
title VI of the Rehabilitation Act.
Understanding the relationship to important outcomes of
various cost containment measures, such as implementing an order of
selection giving priority for services to individuals with the most
significant disabilities, establishing a financial needs test for
various services, implementing policies for consumer participation in
the cost of services, and implementing the requirement to seek
comparable services and benefits for certain services, among others.
Under the VR program, agencies must comply with several complex
Federal fiscal requirements related to maintenance of effort,
reallotment, reservation of funds for pre-employment transition
services, and match, among others. VR agencies must understand, track,
assess, and adjust, when necessary, program activities to meet these
requirements while maximizing program outcomes. Additionally, the lack
of knowledge and skills in fiscal and resource management can
negatively affect the ability of VR agency personnel to meet consumer
needs, for example, necessitating the implementation of orders of
selection limiting the numbers of eligible individuals served in the VR
program. With regard to effective resource management, the training and
technical assistance will support the assessment, development, and
enhancement of staff knowledge, skills, and abilities to ensure that--
Resources, including program funds and personnel, are
being used for allowable purposes and innovative employment strategies
and supports that maximize employment outcomes for individuals with
disabilities, including students and youth with disabilities and
individuals with significant and the most significant disabilities;
Programs have sound internal controls and reliable
reporting systems upon which to base fiscal and programmatic decision-
making to support attainment of program goals and objectives, including
those related to increasing the numbers and qualifications of service
delivery personnel; and
Resources, including program funds and personnel, are
maximized for program needs.
The following are examples of activities the VRTAC-QM may undertake
to address weaknesses in resource management:
Assess grantee financial management processes used to
support attainment of fiscal and programmatic outcomes (for example,
whether an agency's fiscal processes support the accurate tracking and
reporting of non-Federal funds to maximize the drawdown of Federal
award funds to support attainment of employment outcomes). The
assessment will be used to identify areas for improvement in fiscal
processes that will assist the agency in meeting program goals.
Assess personnel training and technical assistance needs
to identify gaps in fiscal knowledge, skills, and abilities that
prevent the agency from effective and efficient resource utilization
necessary to achieve employment outcomes.
Provide intensive training and technical assistance on
financial planning to maximize program resources and attainment of
program goals and objectives, maximizing opportunities for funds
matching, avoiding potential maintenance of effort and match penalties,
and meeting the reservation of funds requirement for pre-employment
transition services in order to increase resources available for
service delivery.
Provide technical assistance on implementing Federal,
State, and program fiscal requirements, including internal controls, in
an efficient and effective manner to reduce unnecessary burden and to
focus efforts on program outcomes.
Provide technical assistance on the identification,
collection, and analysis
[[Page 19912]]
of program and fiscal data necessary for program management and
maximizing available resources to support consumer services.
Proposed Project Requirements: To meet the requirements of this
priority, the VRTAC-QM must, at a minimum, conduct one or more of the
following activities:
(1) Establish a committee on quality management of State VR
programs that meets at least semi-annually to obtain individual advice
and recommendations for the project.
The committee must include, but is not limited to, individuals with
disabilities, representatives from State VR agencies, stakeholders, and
individuals with subject matter expertise in improving outcomes through
effective program and resource management and in employment strategies
for people with disabilities. At a minimum, the committee members will
provide individual input and recommendations pertaining to the
implementation of the project and the project evaluation and quality
assurance plan.
(2) Establish a state-of-the-art website and information technology
(IT) platform for communicating with State VR agencies and ensure that
all products produced by the VRTAC-QM and posted on the website meet
government and industry-recognized standards for accessibility.
The website will become a key training and technical assistance
delivery vehicle; a major communication center for the VRTAC-QM and
State VR agencies; and the central repository of information about
quality management strategies and practices that will form the basis
for intensive training and technical assistance, targeted training and
technical assistance, and universal training and technical assistance.
(3) Complete a comprehensive review of programmatic and fiscal
quality management strategies and practices for VR services for
individuals with disabilities to achieve employment outcomes and
develop an overarching training and technical assistance plan for the
project. Both the review and the plan must be made available to the
public, as appropriate.
The purpose of the review is to identify those strategies and
practices for inclusion in VRTAC-QM's overarching training and
technical assistance plan. The center will develop an analytical
framework and selection criteria against which to evaluate potential
strategies and practices. The analysis will focus on: State VR agency
needs and priorities, up-to-date information on quality management
strategies and practices that have proven to be effective in the field
of rehabilitation as well as other public and private sectors of the
economy that may have applicability to the management of VR agencies,
and quantitative and qualitative research on the effectiveness of the
identified strategies and practices in order to improve service
delivery and employment outcomes for individuals with disabilities.
Sources of information used for this review may include: State VR
agency interviews and consultations; information from such sources as
the RSA-911 Case Service Report aggregate data, general labor market
data and information, Unified or Combined State Plans, and RSA
monitoring reports; and information and resources generated by
technical assistance centers funded by the U.S. Departments of
Education, Labor, and Health and Human Services.
The overarching training and technical assistance plan must
include, at a minimum--
(a) Quality management strategies and practices that result in
improved service delivery and employment outcomes for individuals with
disabilities, including the rationale for their selection;
(b) Conceptual framework for the selected strategies and practices,
including key assumptions, expectations, and presumed relationships or
linkages among strategies and practices;
(c) Nature and scope of the intensive training and technical
assistance, targeted training and technical assistance, and universal
training and technical assistance to be provided in support of the
selected strategies and practices; and
(d) Protocols and timelines for requesting and obtaining training
and technical assistance.
(4) Provide intensive training and technical assistance to State VR
agencies.
Intensive training and technical assistance will be provided to
increase State VR agencies' capacity to adopt, expand, or sustain
programmatic and fiscal quality management strategies and practices
that improve the quality of service delivery and employment outcomes.
Intensive training and technical assistance will be provided on-site,
over an extended period, under the terms of signed intensive training
and technical assistance agreements between the VRTAC-QM and the
participating State VR agencies. Numerical targets for the number of
intensive training and technical assistance agreements will be included
in the cooperative agreement between RSA and the VRTAC-QM. Agreements
will reflect the participating VR agencies' needs and priorities,
goals, and objectives. They must include the following components:
(a) Quality management strategies and practices to be implemented
by the State VR agency and that result in improved service delivery and
employment outcomes.
(b) Nature and scope of the training and technical assistance to be
provided by the VRTAC-QM.
(c) Roles and responsibilities of the VRTAC-QM, State VR agency,
and other workforce development partners, including the commitment of
resources.
(d) Logic model \1\ that includes: Performance outcomes, targets,
and baselines; project activities, inputs, and outputs; and data
collection and analysis commitments.
---------------------------------------------------------------------------
\1\ ``Logic model'' (also referred to as a theory of action)
means a framework that identifies key project components of the
proposed project (i.e., the active ``ingredients'' that are
hypothesized to be critical to achieving the relevant outcomes) and
describes the theoretical and operational relationships among the
key project components and relevant outcomes.
---------------------------------------------------------------------------
The intensive training and technical assistance agreements will be
developed based on the VRTAC-QM and participating VR agency's review
and analysis of such information sources as Unified or Combined State
Plans; RSA-911 and other performance data; general labor market data
and information; RSA monitoring reports; State audit reports; and a
review of pertinent Federal, State, and local resources in the State,
including existing employment and training programs.
(5) Provide targeted training and technical assistance and
universal training and technical assistance on programmatic and fiscal
quality management strategies and practices that lead to effective and
efficient service delivery and quality employment outcomes.
(6) Coordinate training and technical assistance with other
technical assistance centers.
The VRTAC-QM must coordinate the provision of training and
technical assistance with the Vocational Rehabilitation Technical
Assistance Center for Quality Employment and other RSA-funded technical
assistance and training centers. This coordination is particularly
critical when developing intensive training and technical assistance
agreements with the VR agencies to avoid confusion and duplication of
efforts. The VRTAC-QM must also coordinate with other technical
assistance centers funded by
[[Page 19913]]
the U.S. Departments of Education, Labor, and Health and Human
Services.
(7) Present at a national conference or regional forums or
specialized meetings in the fifth year of the grant to disseminate the
VRTAC-QM's summative findings and results.
The primary objectives are to help State VR agencies to expand and
sustain their VRTAC-QM programmatic and fiscal management strategies
and practices that result in improved service delivery and employment
outcomes by promoting an exchange of ideas and experiences with other
participating VR agencies and to encourage other State VR agencies to
consider adopting VRTAC-QM strategies and practices. In addition, the
VRTAC-QM will explore cost-effective approaches such as virtual
convenings to engage VR agencies and partners who may be unable to
attend in-person meetings.
(8) Develop a plan for an evaluation, including a timeline for the
evaluation and measurement benchmarks, that will determine the
relationship between the center's training and technical assistance on
the service delivery and employment outcomes achieved by the VR
agencies that received the center's services. This should be done
through an analysis of the quality, relevance, and usefulness of VRTAC-
QM training and technical assistance activities designed to improve
State VR agencies' program and resource management and lead to improved
service delivery and achievement of high-quality employment outcomes
and career advancement.
Specific Requests for Comment: The Department is particularly
interested in comments on Proposed Priority 2 regarding whether the
employment strategies and supporting practices identified reflect the
greatest needs in the field. We are also interested in comments on
whether the list of activities reflects the greatest needs in the
field.
Proposed Priority 2: Vocational Rehabilitation Technical Assistance
Center for Quality Employment.
The Assistant Secretary for Special Education and Rehabilitative
Services proposes to fund a cooperative agreement to establish a
Vocational Rehabilitation Technical Assistance Center for Quality
Employment (VRTAC-QE).
The purpose of the VRTAC-QE is to upgrade and increase the
competencies, skills, and knowledge of VR personnel to implement and
sustain employment strategies and supporting practices that enable
individuals with disabilities to achieve quality employment and career
advancement, particularly competitive integrated employment as defined
in the Rehabilitation Act. The center will include strategies and
practices that meet the needs and promote the quality employment of
individuals with significant and the most significant disabilities,
students and youth with disabilities, and traditionally underserved
populations. The VRTAC-QE will implement a coordinated plan to provide
intensive training and technical assistance, targeted training and
technical assistance, and universal training and technical assistance
to State VR agencies on a broad range of employment strategies and
supporting practices.
Employment strategies for consideration include, but are not
limited to, the following:
(a) Career pathways education, training, and supports in high-
demand occupations, including those in science, technology,
engineering, and mathematics (STEM) fields.
(b) Registered and industry-recognized apprenticeships, pre-
apprenticeships, and on-the-job training.
(c) Supported employment and customized employment.
(d) Customized training and credential programs to meet employer
demand.
(e) Self-employment and entrepreneurship, including services
available under the Randolph-Sheppard Vending Facility Program.
(f) Business engagement and employer supports, including dual
customer models such as Progressive Employment.
Supporting practices for consideration include, but are not limited
to, the following:
(1) Practices to enhance the employment capacity of individuals
with the most significant disabilities receiving supported employment
services, such as the Individual Placement and Support model.
(2) Pre-employment transition services that prepare students with
disabilities and transition services that prepare youth with
disabilities to identify career interests through work-based learning
and early career exploration opportunities, including internships and
job shadowing, with a focus on high-demand and STEM careers.
(3) Career counseling techniques and resources, including labor
market information tools such as Career Index Plus.
(4) Strategies involving workforce development partners, community
rehabilitation programs, and other community-based organizations to
provide the comprehensive support services that individuals with
significant and the most significant disabilities need to succeed, such
as the Integrated Resource Teams model.
(5) Approaches that encourage VR clients to enter and remain
engaged in the VR process, such as rapid engagement, motivational
interviewing, benefits counseling, and financial empowerment training,
and vehicles such as the Achieving a Better Life Experience (ABLE) tax-
free accounts for individuals with disabilities.
(6) Community outreach strategies to expand the pool of potential
VR applicants and referral sources, including traditionally underserved
populations.
Proposed Project Requirements: To meet the requirements of this
priority, the VRTAC-QE must, at a minimum, conduct one or more of the
following activities:
(1) Establish a state-of-the-art website and IT platform for
communicating with State VR agencies and ensure that all products
produced by the VRTAC-QE and posted on the website meet government and
industry-recognized standards for accessibility.
The website will become a key training and technical assistance
delivery vehicle; a major communication center for the VRTAC-QE, State
VR agencies, workforce partners, and other professionals; and the
central repository of information about employment strategies and
practices that will form the basis for intensive training and technical
assistance, targeted training and technical assistance, and universal
training and technical assistance.
(2) Complete a comprehensive review of effective strategies and
practices leading to quality employment for individuals with
disabilities and develop an overarching training and technical
assistance plan for the project. Both the review and the plan must be
made available to the public, as appropriate.
The purpose of the review is to identify employment strategies and
supporting practices for inclusion in VRTAC-QE's overarching training
and technical assistance plan. The center will develop an analytical
framework and selection criteria against which to evaluate potential
strategies and practices. The analysis will focus on: State VR agency
needs and priorities; up-to-date information on national trends,
barriers, challenges, and opportunities regarding quality employment
for individuals with disabilities, including factors leading to
successful employment of individuals
[[Page 19914]]
with significant and the most significant disabilities, students and
youth with disabilities, and traditionally underserved populations; and
quantitative and qualitative research on the effectiveness of the
identified strategies and practices.
Sources of information for this review may include, but are not
limited to, State VR agency interviews and consultations; analyses of
aggregate RSA-911 Case Service Report data, Unified or Combined State
Plans, and RSA monitoring reports; information and tools generated by
RSA's vocational rehabilitation technical assistance centers and
special demonstration projects, available on the National Clearinghouse
of Rehabilitation Training Materials website; and other resources
funded by the U.S. Departments of Education, Labor, and Health and
Human Services, and institutions of higher education.
The overarching training and technical assistance plan must
include, at a minimum--
(a) Employment strategies and supporting practices, including the
rationale for their selection;
(b) Conceptual framework for the selected strategies and practices,
including key assumptions, expectations, and presumed relationships or
linkages among strategies and practices;
(c) Nature and scope of the intensive training and technical
assistance, targeted training and technical assistance, and universal
training and technical assistance to be provided in support of the
selected strategies and practices; and
(d) Protocols and timelines for requesting and obtaining training
and technical assistance.
(3) Provide intensive training and technical assistance to State VR
agencies.
Intensive training and technical assistance will be provided to
increase the capacity of State VR agencies to adopt, expand, or sustain
employment strategies and supporting practices that improve the quality
of employment outcomes. Intensive training and technical assistance
will be provided on-site, over an extended period, under the terms of
signed intensive training and technical assistance agreements between
the VRTAC-QE and the participating State VR agencies. Numerical targets
for the number of intensive training and technical assistance
agreements will be included in the cooperative agreement between RSA
and the VRTAC-QE. Agreements will reflect the participating VR
agencies' needs and priorities, goals, and objectives. They must
include the following components:
(a) Employment strategies and supporting practices to be
implemented by the State VR agency.
(b) Nature and scope of the training and technical assistance to be
provided by the VRTAC-QE.
(c) Roles and responsibilities of the VRTAC-QE, State VR agency,
and other workforce development partners, including the commitment of
resources.
(d) Logic model \2\ that includes: State-specific performance
outcomes, targets, and baselines; project activities, inputs, and
outputs; and data collection and analysis commitments.
---------------------------------------------------------------------------
\2\ ``Logic model'' (also referred to as a theory of action)
means a framework that identifies key project components of the
proposed project (i.e., the active ``ingredients'' that are
hypothesized to be critical to achieving the relevant outcomes) and
describes the theoretical and operational relationships among the
key project components and relevant outcomes.
---------------------------------------------------------------------------
The intensive training and technical assistance agreements will be
developed based on the VRTAC-QE and participating VR agency's review
and analysis of such information sources as Unified or Combined State
Plans; RSA-911 and other performance data; RSA monitoring reports;
relevant labor market information; and a review of pertinent Federal,
State, and local resources in the State, including existing employment
and training programs.
Intensive training and technical assistance will be implemented in
coordination with, and leveraging the resources of, State and local
workforce and other partners.
(4) Provide targeted training and technical assistance meeting the
identified needs of a limited number of State VR agencies, as well as
universal training and technical assistance broadly available to all
State VR agencies and their partners.
(5) Coordinate training and technical assistance with other
technical assistance centers.
The VRTAC-QE must coordinate the provision of training and
technical assistance with the Vocational Rehabilitation Technical
Assistance Center for Quality Management and other RSA-funded training
and technical assistance investments. This coordination is particularly
critical when developing intensive training and technical assistance
agreements with the VR agencies to avoid confusion and duplication of
efforts. The VRTAC-QE must also coordinate with other training and
technical assistance resources funded by the U.S. Departments of
Education, Labor, and Health and Human Services, and other pertinent
Federal or State organizations, as appropriate.
(6) Disseminate VRTAC-QE summative findings and results through a
national conference or regional forums or specialized meetings in the
fifth year of the grant. The primary objectives are to help State VR
agencies to expand and sustain their VRTAC-QE strategies and practices
and to encourage other State VR agencies to consider adopting some
VRTAC-QE strategies and practices by promoting an exchange of ideas and
experiences with other participating VR agencies. To maximize the
dissemination of project findings and results in the fifth year, the
VRTAC-QE will explore cost-effective approaches such as virtual
convenings to engage VR agencies and partners who may be unable to
attend in-person meetings.
(7) Develop a plan for an evaluation, including a timeline for the
evaluation and measurement benchmarks, that will assess VRTAC-QE
employment strategies and supporting activities' relationship to VR
participants' employment outcomes and career advancement. The
evaluation will also assess the quality, relevance, and usefulness of
the VRTAC-QE's training and technical assistance in improving State VR
agencies' ability to identify and implement the appropriate strategies
and practices.
Proposed Application Requirements: The following proposed
application requirements apply to both priority 1 and priority 2. RSA
encourages innovative approaches to meet these requirements. Applicants
must--
(a) Demonstrate, in the narrative section of the application under
``Quality of the Evaluation Plan,'' how the proposed project will meet
the evaluation requirements of the priority. Applicants must describe
the anticipated implementation steps, milestones, and timelines for the
development of a logic model for the project. The logic model must
include data elements, inputs, activities, outputs, and short-term and
long-term performance indicators regarding--
(1) Quantitative outcomes resulting from the program management or
employment strategies and practices, including--
(i) Quality and timeliness of the VR processes and services;
(ii) Number and quality of employment outcomes;
(iii) VR participants' employment or career-readiness;
(iv) Cost-effectiveness; and
(v) Sustainability;
[[Page 19915]]
(2) Quality, relevance, and usefulness of the project's training
and technical assistance activities;
(3) Quantitative or qualitative insights about the relationship
between strategies, practices, and training and technical assistance
activities on critical outcomes for VR personnel, VR clients, and key
partners, including through--
(i) Pre- and post-training assessments;
(ii) Comparison groups;
(iii) Focus groups; or
(iv) Success stories.
(b) Demonstrate, in the narrative section of the application under
``Adequacy of Project Resources,'' how the applicant will ensure that--
(1) The proposed project will encourage applications for employment
from persons who are members of groups that have historically been
underrepresented based on race, color, national origin, gender, age, or
disability, as appropriate;
(2) Projects will be operated in a manner consistent with
nondiscrimination requirements contained in the U.S. Constitution and
the Federal civil rights laws;
(3) Key project personnel, consultants, and subcontractors have the
qualifications and experience to meet all the requirements of the
priority, including expertise in--
(i) Programmatic areas addressed in the Project Requirements
section of the priority;
(ii) Program and resource management and oversight;
(iii) Knowledge translation and dissemination, including the
effective use of communication technologies; and
(iv) Project evaluation leading to continuous improvement,
including qualitative and quantitative assessments;
(4) The applicant and key partners have adequate resources to carry
out the proposed project activities, and achieve anticipated project
outcomes and impact on the VR services to individuals with
disabilities, including assurances that the proposed allocation of
human and financial resources for project evaluation will be enough to
meet the requirements in section (a) of the application requirement
regarding the ``Quality of the Evaluation Plan,'' above; and
(5) The proposed costs are reasonable in relation to the
anticipated results and benefits.
(c) Demonstrate, in the narrative section of the application under
``Quality of the Management Plan,'' how the applicant will ensure
that--
(1) The project's intended outcomes, including implementation of
the evaluation plan, will be achieved on time and within budget,
through--
(i) Clearly defined responsibilities of key project personnel,
consultants, and contractors, as applicable;
(ii) Procedures to track and ensure completion of the action steps,
timelines, and milestones established for key project activities,
requirements, and deliverables, in accordance with the cooperative
agreement between RSA and the applicant;
(iii) Internal monitoring processes to ensure that the project is
being implemented in accordance with an established project performance
plan, including timelines and milestones; and
(iv) Financial and budgetary oversight processes to ensure timely
obligations and reporting of grant funds, in accordance with the
Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards at 2 CFR part 200 and the terms and
conditions of the Federal award;
(2) The allocation of key project personnel, consultants, and
contractors--including levels of effort of key personnel--will be
appropriate and adequate to achieve the project's intended outcomes,
including an assurance that key personnel will have enough availability
to ensure timely communications with stakeholders and RSA;
(3) The proposed management plan will ensure that the products and
services are of high quality, relevance, and usefulness, in both
content and delivery; and
(4) The proposed project will benefit from a diversity of
perspectives, including those of State and local personnel, providers,
researchers, and policy makers, among others, in its development and
operation.
Additional Proposed Application Requirements for Proposed Priority
1: The following proposed application requirements apply only to
proposed priority 1. RSA encourages innovative approaches to meet these
requirements. Applicants must--
(a) Demonstrate, in the narrative section of the application under
``Significance of the Project,'' how the proposed project will increase
State VR agencies' capacity to improve the quality of VR services and
employment outcomes for individuals with disabilities by enabling VR
agencies to develop and implement efficient and effective program and
resource management techniques leading to increases in the numbers and
improved skills of VR counselors and other service delivery personnel.
To meet this requirement, the applicant must demonstrate knowledge
about--
(1) State VR program challenges, opportunities, barriers, and
trends regarding program and resource management or quality employment
outcomes for individuals with disabilities including those with
significant and the most significant disabilities, students and youth
with disabilities, and traditionally underserved populations; and
(2) Federal, State, and nongovernment initiatives to promote
program and resource management and quality employment outcomes for
individuals with disabilities, particularly in response to requirements
under WIOA. The applicants must demonstrate--
(i) The proposed project's potential to contribute to these
Federal, State, and nongovernment initiatives by assisting State VR
agencies in equipping personnel with the necessary skills and training
to implement the substantive provisions of the Rehabilitation Act
introduced by WIOA that are designed to improve the quality of
employment outcomes for individuals with disabilities; and
(ii) How the proposed project will increase State VR agencies'
capacity to implement program and resource management strategies
leading to improved VR services, employment outcomes, and career
advancement opportunities for individuals with disabilities.
(b) Demonstrate, in the narrative section of the application, under
``Quality of Project Services,'' how the proposed project will achieve
the goals, objectives, and intended outcomes of this priority. To meet
this requirement, the applicant must describe its plan for implementing
the project, including major implementation activities, timelines, and
milestones (particularly for the initial fiscal year), as well as key
assumptions and expectations, presumed relationships or linkages among
variables, and underlying rationale and empirical support, for the
following Project Requirements of the priority:
(1) State-of-the-art website. Applicants must describe how the
website will serve as an effective communication center, training and
technical assistance delivery vehicle, and repository of information
about quality management or employment strategies and practices,
including--
(i) Expected features and capabilities, including information-
delivery and stakeholder-convening technologies; and
(ii) Anticipated uses of such features and capabilities in support
of the project goals and objectives.
[[Page 19916]]
(2) Comprehensive review. Applicants must describe how the
comprehensive review will provide the factual basis for the project
training and technical assistance plan. At a minimum, the comprehensive
review must include--
(i) Input from State VR agencies about their needs, priorities, and
innovative approaches to program and resource management that lead to
improved service delivery;
(ii) Information regarding the latest--
(A) National trends, barriers, challenges, and opportunities;
(B) Effective and efficient program and resource management
strategies, techniques, and practices that may be applicable to State
VR agencies; and
(C) Additional information that the applicant deems relevant;
(iii) An analytical framework for assessing the collected
information and selecting the program and resource management
strategies and practices for inclusion in the training and technical
assistance plans.
(3) Provision of intensive training and technical assistance.
Applicants must describe how the intensive training and technical
assistance agreements will increase State VR agencies' capacity to
improve the State VR agencies' performance and quality employment
outcomes for individuals with disabilities, through State-appropriate--
(i) Program and resource management;
(ii) Federal, State, and local partnerships; and
(iii) Performance outcomes, outputs, inputs, targets, baselines,
and data collection requirements.
(4) Provision of targeted training and technical assistance and
universal training and technical assistance. Applicants must describe
how each training and technical assistance modality (targeted or
universal) will help State VR agencies to adopt, expand, and sustain
program and resource management practices. For each training and
technical assistance modality, describe--
(i) Topics, activities, and products;
(ii) Intended audience and outreach strategies;
(iii) Content delivery and dissemination methods; and
(iv) Steps to ensure quality, relevance, and usefulness.
(5) Coordination. The applicant must describe how it will maximize
coordination between the VRTAC-QE and the VRTAC-QM and seek
opportunities to coordinate with other training and technical
assistance investments, including those funded by the U.S. Departments
of Education, Labor, and Health and Human Services, in the provision of
training and technical assistance to State VR agencies.
(6) National conference, regional forums, or specialized meetings
in the fifth year of the grant performance period. Applicants must
describe how the project will disseminate its summative findings and
results, including cost-effective approaches such as virtual convenings
to engage State VR agencies and other potential Federal, State, local,
and nongovernment partners, including--
(i) Types of events (e.g., conferences, forums, specialized
meetings);
(ii) Target audience (e.g., by event type); and
(iii) Convening modes (in-person, virtual); and
(c) Demonstrate, in the narrative section of the application under
``Quality of the Evaluation Plan,'' the applicant's capacity and
experience in addressing the State VR agencies' training and technical
assistance needs in the areas of program and resource management,
including but not limited to strategic planning and performance
improvement leading to performance improvement, including SWOT
assessment related to implementing strategies that ensure education
funds are spent in a way that increases their efficiency and cost-
effectiveness, including by reducing waste or achieving better
outcomes.
Additional Proposed Application Requirements for Proposed Priority
2: The following proposed application requirements apply only to
proposed priority 2. RSA encourages innovative approaches to meet these
requirements. Applicants must--
(a) Demonstrate, in the narrative section of the application under
``Significance of the Project,'' how the proposed project will increase
State VR agencies' capacity to improve the quality of VR services and
employment outcomes for individuals with disabilities by enabling VR
agencies to develop and implement innovative employment and support
strategies that are designed to improve employment outcomes and career
advancement for individuals with disabilities. To meet this
requirement, the applicant must demonstrate knowledge about--
(1) State VR program challenges, opportunities, barriers, and
trends regarding program and resource management or quality employment
outcomes for individuals with disabilities including those with
significant and the most significant disabilities, students and youth
with disabilities, and traditionally underserved populations; and
(2) Federal, State, and nongovernment initiatives to promote
program and resource management and quality employment outcomes for
individuals with disabilities, particularly in response to requirements
under WIOA. The applicants must demonstrate--
(i) The proposed project's potential to contribute to these
Federal, State, and nongovernment initiatives by assisting State VR
agencies in equipping personnel with the necessary skills and training
to implement the substantive provisions of the Rehabilitation Act
introduced by WIOA that are designed to improve the quality of
employment outcomes for individuals with disabilities; and
(ii) How the proposed project will increase State VR agencies'
capacity to implement employment strategies and supporting practices
leading to improved VR services, employment outcomes, and career
advancement opportunities for individuals with disabilities
(b) Demonstrate, in the narrative section of the application, under
``Quality of Project Services,'' how the proposed project will achieve
the goals, objectives, and intended outcomes of this priority. To meet
this requirement, the applicant must describe its plan for implementing
the project, including major implementation activities, timelines, and
milestones (particularly for the initial fiscal year), as well as key
assumptions and expectations, presumed relationships or linkages among
variables, and underlying rationale and empirical support, for the
following Project Requirements of the priority:
(1) State-of-the-art website. Applicants must describe how the
website will serve as an effective communication center, training and
technical assistance delivery vehicle, and repository of information
about quality management or employment strategies and practices,
including--
(i) Expected features and capabilities, including information-
delivery and stakeholder-convening technologies; and
(ii) Anticipated uses of such features and capabilities in support
of the project goals and objectives.
(2) Comprehensive review. Applicants must describe how the
comprehensive review will provide the factual basis for the project
training and technical assistance plan. At a minimum, the comprehensive
review must include--
(i) Input from State VR agencies about their needs, priorities, and
innovative approaches to program and resource management that lead to
quality
[[Page 19917]]
employment and career-readiness that lead to quality employment
outcomes;
(ii) Information regarding the latest--
(A) National trends, barriers, challenges, and opportunities;
(B) Effective employment strategies and practices that prepare
individuals with disabilities to compete in the global economy and
designed to create or expand innovative and affordable paths to
relevant careers through postsecondary credentials or job-ready skills;
and
(C) Additional information that the applicant deems relevant; and
(iii) An analytical framework for assessing the collected
information and selecting the employment and career-readiness
strategies and practices for inclusion in the training and technical
assistance plans.
(3) Provision of intensive training and technical assistance.
Applicants must describe how the intensive training and technical
assistance agreements will increase State VR agencies' capacity to
improve the State VR agencies' performance and quality employment
outcomes for individuals with disabilities, through State-appropriate--
(i) Employment strategies and supporting practices;
(ii) Federal, State, and local partnerships; and
(iii) Performance outcomes, outputs, inputs, targets, baselines,
and data collection requirements.
(4) Provision of targeted training and technical assistance and
universal training and technical assistance. Applicants must describe
how each training and technical assistance modality (targeted or
universal) will help State VR agencies to adopt, expand, and sustain
employment strategies and practices that improve employment outcomes
and career advancement opportunities for eligible VR participants. For
each training and technical assistance modality, describe--
(i) Topics, activities, and products;
(ii) Intended audience and outreach strategies;
(iii) Content delivery and dissemination methods; and
(iv) Steps to ensure quality, relevance, and usefulness.
(5) Coordination. The applicant must describe how it will maximize
coordination between the VRTAC-QE and the VRTAC-QM and seek
opportunities to coordinate with other technical assistance centers,
including those funded by the U.S. Departments of Education, Labor, and
Health and Human Services, in the provision of training and technical
assistance to State VR agencies.
(6) National conference, regional forums, or specialized meetings
in the fifth year of the grant performance period. Applicants must
describe how the project will disseminate its summative findings and
results, including cost-effective approaches such as virtual convenings
to engage State VR agencies and other potential Federal, State, local,
and nongovernment partners, including--
(i) Types of events (e.g., conferences, forums, specialized
meetings);
(ii) Target audience (e.g., by event type); and
(iii) Convening modes (in-person, virtual).
Types of Priorities: When inviting applications for a competition
using one or more priorities, we designate the type of each priority as
absolute, competitive preference, or invitational through a notice in
the Federal Register. The effect of each type of priority follows:
Absolute priority: Under an absolute priority, we consider only
applications that meet the priority (34 CFR 75.105(c)(3)).
Competitive preference priority: Under a competitive preference
priority, we give competitive preference to an application by (1)
awarding additional points, depending on the extent to which the
application meets the priority (34 CFR 75.105(c)(2)(a)); or (2)
selecting an application that meets the priority over an application of
comparable merit that does not meet the priority (34 CFR
75.105(c)(2)(ii)).
Invitational priority: Under an invitational priority, we are
particularly interested in applications that meet the priority.
However, we do not give an application that meets the priority a
preference over other applications (34 CFR 75.105(c)(1)).
Proposed Definitions
Background: We propose the following definitions for use with these
proposed priorities. We propose these definitions to ensure that
applicants have a clear understanding of how we are using these terms.
Intensive training and technical assistance means training and
technical assistance provided to State VR agencies and State VR agency
personnel primarily on-site over an extended period. Intensive training
and technical assistance is based on an ongoing relationship between
the training and technical assistance center staff and State VR
agencies and State VR agency personnel under the terms of a signed
intensive training and technical assistance agreement.
Targeted training and technical assistance means training and
technical assistance based on needs common to one or more State VR
agencies and State VR agency personnel on a time-limited basis and with
limited commitment of training and technical assistance center
resources. Targeted training and technical assistance are delivered
through virtual or in-person methods tailored to the identified needs
of the participating State VR agencies and State VR agency personnel.
Universal training and technical assistance means training and
technical assistance broadly available to State VR agencies and State
VR agency personnel and other interested parties through their own
initiative, resulting in minimal interaction with training and
technical assistance center staff. Universal training and technical
assistance includes generalized presentations, products, and related
activities available through a website or through brief contacts with
the training and technical assistance center staff.
Final Priorities, Requirements, and Definitions: We will announce
the final priorities, requirements, and definitions in a notice in the
Federal Register. We will determine the final priorities, requirements,
and definitions after considering responses to the proposed priorities,
requirements, and definitions and other information available to the
Department. This document does not preclude us from proposing
additional priorities, requirements, definitions, or selection
criteria, subject to meeting applicable rulemaking requirements.
Note: This notice does not solicit applications. In any year in
which we choose to use these priorities, requirements, or definitions,
we invite applications through a notice in the Federal Register.
Executive Orders 12866, 13563, and 13771
Regulatory Impact Analysis
Under Executive Order 12866, the Office of Management and Budget
(OMB) determines whether this regulatory action is ``significant'' and,
therefore, subject to the requirements of the Executive order and
subject to review by OMB. Section 3(f) of Executive Order 12866 defines
a ``significant regulatory action'' as an action likely to result in a
rule that may--
(1) Have an annual effect on the economy of $100 million or more,
or adversely affect a sector of the economy, productivity, competition,
jobs, the environment, public health or safety, or State, local, or
Tribal governments or
[[Page 19918]]
communities in a material way (also referred to as an ``economically
significant'' rule);
(2) Create serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impacts of entitlement grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles stated in the
Executive order.
OMB has determined that this proposed regulatory action is not a
significant regulatory action subject to review by OMB under section
3(f) of Executive Order 12866.
Under Executive Order 13771, for each new rule that the Department
proposes for notice and comment or otherwise promulgates that is a
significant regulatory action under Executive Order 12866 and that
imposes total costs greater than zero, it must identify two
deregulatory actions. For FY 2020, any new incremental costs associated
with a new rule must be fully offset by the elimination of existing
costs through deregulatory actions. However, Executive Order 13771 does
not apply to ``transfer rules'' that cause only income transfers
between taxpayers and program beneficiaries, such as those regarding
discretionary grant programs. Because the proposed priorities,
requirements, and definitions would be utilized in connection with a
discretionary grant program, Executive Order 13771 does not apply.
We have also reviewed this proposed regulatory action under
Executive Order 13563, which supplements and explicitly reaffirms the
principles, structures, and definitions governing regulatory review
established in Executive Order 12866. To the extent permitted by law,
Executive Order 13563 requires that an agency--
(1) Propose or adopt regulations only upon a reasoned determination
that their benefits justify their costs (recognizing that some benefits
and costs are difficult to quantify);
(2) Tailor its regulations to impose the least burden on society,
consistent with obtaining regulatory objectives and taking into
account--among other things and to the extent practicable--the costs of
cumulative regulations;
(3) In choosing among alternative regulatory approaches, select
those approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity);
(4) To the extent feasible, specify performance objectives, rather
than the behavior or manner of compliance a regulated entity must
adopt; and
(5) Identify and assess available alternatives to direct
regulation, including economic incentives--such as user fees or
marketable permits--to encourage the desired behavior, or provide
information that enables the public to make choices.
Executive Order 13563 also requires an agency ``to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible.'' The Office of
Information and Regulatory Affairs of OMB has emphasized that these
techniques may include ``identifying changing future compliance costs
that might result from technological innovation or anticipated
behavioral changes.''
We are issuing the proposed priorities, requirements, and
definitions only on a reasoned determination that their benefits
justify their costs. In choosing among alternative regulatory
approaches, we selected those approaches that maximize net benefits.
Based on the analysis that follows, the Department believes that this
regulatory action is consistent with the principles in Executive Order
13563.
We have also determined that this regulatory action does not unduly
interfere with State, local, and Tribal governments in the exercise of
their governmental functions.
In accordance with these Executive orders, the Department has
assessed the potential costs and benefits, both quantitative and
qualitative, of this regulatory action. The potential costs are those
resulting from statutory requirements and those we have determined as
necessary for administering the Department's programs and activities.
The costs would include the time and effort in responding to the
priority for entities that choose to respond.
In addition, we have considered the potential benefits of this
regulatory action and have noted these benefits in the background
section of this document. The benefits include receiving comments
regarding the best way to prioritize among VR agencies needing
intensive TA and whether the activities identified reflect the greatest
needs in the field.
Clarity of the Regulations
Executive Order 12866 and the Presidential memorandum ``Plain
Language in Government Writing'' require each agency to write
regulations that are easy to understand. The Secretary invites comments
on how to make these proposed priorities, requirements, and definitions
easier to understand, including answers to questions such as the
following:
Are the requirements in the proposed regulations clearly
stated?
Do the proposed regulations contain technical terms or
other wording that interferes with their clarity?
Does the format of the proposed regulations (grouping and
order of sections, use of headings, paragraphing, etc.) aid or reduce
their clarity?
Would the proposed regulations be easier to understand if
we divided them into more (but shorter) sections?
Could the description of the proposed regulations in the
SUPPLEMENTARY INFORMATION section of the preamble be more helpful in
making the proposed regulations easier to understand? If so, how?
What else could we do to make the proposed regulations
easier to understand?
To send any comments that concern how the Department could make
these proposed regulations easier to understand, see the instructions
in the ADDRESSES section.
Regulatory Flexibility Act Certification: The Secretary certifies
that this proposed regulatory action would not have a significant
economic impact on a substantial number of small entities. The U.S.
Small Business Administration Size Standards define proprietary
institutions as small businesses if they are independently owned and
operated, are not dominant in their field of operation, and have total
annual revenue below $7,000,000. Nonprofit institutions are defined as
small entities if they are independently owned and operated and not
dominant in their field of operation. Public institutions are defined
as small organizations if they are operated by a government overseeing
a population below 50,000.
The small entities that this proposed regulatory action would
affect are public or private nonprofit agencies and organizations,
including Indian Tribes and institutions of higher education that may
apply. We believe that the costs imposed on an applicant by the
proposed priorities, requirements, and definitions would be limited to
paperwork burden related to preparing an application and that the
benefits of these proposed priorities, requirements, and definitions
would outweigh any costs incurred by the applicant. There are very few
entities who could provide the type of technical assistance required
under the proposed priorities. For these reasons these proposed
priorities,
[[Page 19919]]
requirements, and definitions would not impose a burden on a
significant number of small entities.
Paperwork Reduction Act of 1995: The proposed priorities,
requirements, and definitions contain information collection
requirements that are approved by OMB under OMB control number 1820-
0018.
Intergovernmental Review: This program is subject to Executive
Order 12372 and the regulations in 34 CFR part 385. One of the
objectives of the Executive order is to foster an intergovernmental
partnership and a strengthened federalism. The Executive order relies
on processes developed by State and local governments for coordination
and review of proposed Federal financial assistance.
This document provides early notification of our specific plans and
actions for this program.
Assessment of Educational Impact
In accordance with section 411 of the General Education Provisions
Act, 20 U.S.C. 1221e-4, the Secretary particularly requests comments on
whether these proposed regulations would require transmission of
information that any other agency or authority of the United States
gathers or makes available.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the program contact person
listed under FOR FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov. At this site you can view this
document, as well as all other documents of this Department published
in the Federal Register, in text or Portable Document Format (PDF). To
use PDF, you must have Adobe Acrobat Reader, which is available free at
the site. You may also access documents of the Department published in
the Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Mark Schultz,
Commissioner, Rehabilitation Services Administration. Delegated the
authority to perform the functions and duties of the Assistant
Secretary for the Office of Special Education and Rehabilitative
Services.
[FR Doc. 2020-07402 Filed 4-8-20; 8:45 am]
BILLING CODE 4000-01-P