Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt Flexible Exchange Options (“FLEX Options”) With a Contract Multiplier of One (“FLEX Micro Options”), 17123 [2020-06391]

Download as PDF Federal Register / Vol. 85, No. 59 / Thursday, March 26, 2020 / Notices is unable to comply with such Exempted Provisions; and (3) If a transfer agent knows or believes that it has been unable to maintain the books and records it is required to maintain pursuant to Section 17A and the rules thereunder, a complete and accurate description of the type of books and records that were not maintained, the names of the issuers for whom such books and records were not maintained, the extent of the failure to maintain such books and records, and the steps taken to ameliorate any such failure to maintain such books and records. (b) The Exempted Provisions do not include, and this order does not provide relief from, Rule 17Ad–12 under the Exchange Act. Transfer agents affected by COVID–19 that have custody or possession of any security holder or issuer funds or securities shall continue to comply with the requirements of Rule 17Ad–12 under the Exchange Act. If a transfer agent’s operations, facilities, or systems are significantly affected as a result of COVID–19 such that the transfer agent believes its compliance with Rule 17Ad–12 could be negatively affected, to the extent possible, all security holder or issuer funds that remain in the custody of the transfer agent should be maintained in a separate bank account held for the exclusive benefit of security holders until such funds are properly processed, transferred, or remitted. The notification required under (a) above shall be emailed to: tradingandmarkets@sec.gov. The Commission encourages registered transfer agents and the issuers for whom they act to inform affected security holders whom they should contact concerning their accounts, their access to funds or securities, and other shareholder concerns. If feasible, issuers and their transfer agents should place a notice on their websites or provide toll free numbers to respond to inquiries. By the Commission. J. Matthew DeLesDernier, Assistant Secretary. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–88459; File No. SR–CBOE– 2020–010] Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt Flexible Exchange Options (‘‘FLEX Options’’) With a Contract Multiplier of One (‘‘FLEX Micro Options’’) March 23, 2020. On February 4, 2020, Cboe Exchange, Inc. (‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to adopt flexible exchange options (‘‘FLEX options’’) with a contract multiplier of one (‘‘FLEX Micro Options’’). The proposed rule change was published for comment in the Federal Register on February 24, 2020.3 The Commission has received no comments on the proposed rule change. On March 11, 2020, the Exchange withdrew the proposed rule change (SR–CBOE–2020– 010). In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–88443; File No. SR–ISE– 2020–12] Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Pricing Schedule at Options 7, Section 4, Titled Complex Order Fees and Rebates March 20, 2020. U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 88232 (Feb. 18, 2020), 85 FR 10491. 4 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. lotter on DSKBCFDHB2PROD with NOTICES PO 00000 Frm 00083 Fmt 4703 A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose 1 15 Jkt 250001 The Exchange proposes to amend the Exchange’s Pricing Schedule at Options 7, Section 4, titled ‘‘Complex Order Fees and Rebates.’’ The Exchange originally filed the proposed pricing changes on March 2, 2020 (SR–ISE–2020–09). On March 10, 2020, the Exchange withdrew that filing and submitted this filing. The text of the proposed rule change is available on the Exchange’s website at http://ise.cchwallstreet.com/, at the principal office of the Exchange, and at the Commission’s Public Reference Room. [FR Doc. 2020–06391 Filed 3–25–20; 8:45 am] 2 17 17:20 Mar 25, 2020 I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change [FR Doc. 2020–06292 Filed 3–25–20; 8:45 am] VerDate Sep<11>2014 notice is hereby given that on March 10, 2020, Nasdaq ISE, LLC (‘‘ISE’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.4 J. Matthew DeLesDernier, Assistant Secretary. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 BILLING CODE 8011–01–P 17123 Sfmt 4703 The Exchange proposes to amend the Exchange’s Pricing Schedule at Options 7, Section 4, titled ‘‘Complex Order Fees and Rebates’’ to decrease certain rebate tiers to attract Priority Customer Complex Order flow to ISE. Today, ISE offers a nine tier Priority Customer Complex Order rebate structure as follows: E:\FR\FM\26MRN1.SGM 26MRN1

Agencies

[Federal Register Volume 85, Number 59 (Thursday, March 26, 2020)]
[Notices]
[Page 17123]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-06391]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-88459; File No. SR-CBOE-2020-010]


Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of 
Withdrawal of Proposed Rule Change To Adopt Flexible Exchange Options 
(``FLEX Options'') With a Contract Multiplier of One (``FLEX Micro 
Options'')

March 23, 2020.
    On February 4, 2020, Cboe Exchange, Inc. (``Exchange'') filed with 
the Securities and Exchange Commission (``Commission''), pursuant to 
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange 
Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to 
adopt flexible exchange options (``FLEX options'') with a contract 
multiplier of one (``FLEX Micro Options'').
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
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    The proposed rule change was published for comment in the Federal 
Register on February 24, 2020.\3\ The Commission has received no 
comments on the proposed rule change. On March 11, 2020, the Exchange 
withdrew the proposed rule change (SR-CBOE-2020-010).
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    \3\ See Securities Exchange Act Release No. 88232 (Feb. 18, 
2020), 85 FR 10491.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\4\
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    \4\ 17 CFR 200.30-3(a)(12).
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J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020-06391 Filed 3-25-20; 8:45 am]
 BILLING CODE 8011-01-P