Discretionary Review by the Secretary, 13024-13041 [2020-04017]
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these products and perpetuate their
fraud by moving to different companies
or participating in more than one RTO
or ISO. And, perhaps most egregiously,
the Commission’s current regulations do
not impose a duty of candor on Virtual/
FTR Participants, meaning that bad
actors can lie with impunity, at least
insofar as the Commission is
concerned.5 The abandoned aspects of
the NOPR would have addressed all
three deficiencies, among others.
4. The Commission ‘‘declines to
adopt’’ this Connected Entity
Information aspect of the NOPR based
only on its ‘‘appreciat[ion]’’ of the
‘‘difficulties of and burdens imposed by
this aspect of the NOPR.’’ 6 That is
hardly a reasoned explanation for why
an unspecified burden outweighs the
boon that Connected Entities
Information would provide to the
Commission’s ability to carry out its
enforcement responsibilities. The
Commission does note that it has
transferred the record to a new docket
for ‘‘possible consideration in the future
as the Commission may deem
appropriate.’’ 7 Unfortunately, there is
every indication that it will languish
there for the foreseeable future.
5. That is a shame. Without the
Connected Entity Information, we are
forcing the Commission’s Office of
Enforcement to police the markets for
manipulation with one arm tied behind
its back. And despite the Office’s valiant
efforts, that means that market
participants are more likely to find
themselves subject to a manipulative
scheme than if we had proceeded to a
final rule on these aspects of the NOPR.
For these reasons, I respectfully
dissent in part.
lllllllllllllllllll
Richard Glick,
Commissioner.
[FR Doc. 2020–03927 Filed 3–5–20; 8:45 am]
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BILLING CODE 6717–01–P
5 In contrast, section 35.41(b) of the Commission’s
regulations requires a Seller to ‘‘provide accurate
and factual information and not submit false or
misleading information, or omit material
information, in any communication with the
Commission,’’ market monitors, RTOs/ISOs, or
jurisdictional transmission providers, unless the
‘‘Seller exercises due diligence to prevent such
occurrences. Virtual/FTR Participants are not
subject to this duty of candor. The Connected Entity
portion of the NOPR proposed to add a new section
35.50(d) to the Commission’s regulations that
would require the same candor from Virtual/FTR
Participants in all of their communications with the
Commission, Commission-approved market
monitors, RTOs, ISOs, and jurisdictional
transmission providers. NOPR, 156 FERC ¶ 61,045
at P 20.
6 Data Collection for Analytics and Surveillance
and Market-Based Rate Purposes, 170 FERC
¶ 61,129, at P 44 (2020).
7 Id. P 45.
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DEPARTMENT OF LABOR
Employment and Training
Administration
20 CFR Parts 641, 655, 656, 658, 667,
683, and 702
Office of the Secretary of Labor
29 CFR Parts 2, 7, 8, 10, 13, 18, 24, 29,
38, and 96
Office of Labor-Management
Standards
29 CFR Parts 417 and 471
Wage and Hour Division
29 CFR Parts 501 and 580
Occupational Health and Safety
Administration
29 CFR Parts 1978 through 1988
Office of Federal Contract Compliance
Programs
41 CFR Parts 50–203 and 60–30
RIN 1290–AA39
Discretionary Review by the Secretary
Office of the Secretary
Direct final rule.
AGENCY:
ACTION:
The Department of Labor is
issuing this direct final rule (DFR) to
establish a system of discretionary
secretarial review over cases pending
before or decided by the Board of Alien
Labor Certification Appeals and to make
technical changes to Departmental
regulations governing the timing and
finality of decisions of the
Administrative Review Board and the
Board of Alien Labor Certification
Appeals to ensure consistency with the
new discretionary review processes
proposed in this rule and established in
Secretary’s Order 01–2020.
DATES: This direct final rule is effective
April 20, 2020 unless significant
adverse comment is submitted
(transmitted, postmarked, or delivered)
by April 6, 2020. If DOL receives
significant adverse comment, the
Agency will publish a timely
withdrawal in the Federal Register
informing the public that this DFR will
not take effect (see Section III, direct
final rulemaking, for more details on
this process). Comments to this DFR and
other information must be submitted
(transmitted, postmarked, or delivered)
by April 6, 2020. All submissions must
SUMMARY:
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bear a postmark or provide other
evidence of the submission date.
ADDRESSES: You may send comments,
identified by Regulatory Identification
Number (RIN) 1290–AA39, by either
one of the following methods:
• Federal e-Rulemaking Portal: https://
www.regulations.gov. Follow the
website instructions for submitting
comments. To facilitate receipt and
processing of comments, the
Department encourages interested
parties to submit their comments
electronically.
• Mail, hand delivery, express mail,
courier service, or email. You may
submit your comments and attachments
to Mr. Thomas Shepherd, Clerk of the
Appellate Boards, Room S–5220, 200
Constitution Avenue NW, Washington,
DC 20210, or you may submit them by
email to Shepherd.Thomas@dol.gov.
The Office of the Clerk is open during
business hours on all days except
Saturdays, Sundays, and federal
holidays, from 8:30 a.m. to 5:00 p.m.,
Eastern Time.
Instructions: All submissions received
must include the agency name and
Regulatory Information Number (RIN)
for this rulemaking. All comments
received will generally be posted
without change to https://
www.regulations.gov, including any
personal information provided.
FOR FURTHER INFORMATION CONTACT: Mr.
Thomas Shepherd, Clerk of the
Appellate Boards, at 202–693–6319 or
Shepherd.Thomas@dol.gov.
SUPPLEMENTARY INFORMATION:
I. Background
Two of the four review boards within
the Department of Labor were created by
voluntary delegations of authority by
previous Secretaries of Labor.
Specifically, the Administrative Review
Board (ARB)—which has authority to
hear appeals from the decisions of the
Department’s Office of Administrative
Law Judges (OALJ) about certain
immigration, child labor, employment
discrimination, federal construction/
service contracts, and other issues—and
the Board of Alien Labor Certification
Appeals (BALCA)—which has authority
over appeals from the decisions of the
Employment and Training
Administration’s adjudication of foreign
labor certification applications—were
created, respectively, by a Secretary’s
Order and by regulation. Their existence
is neither compelled nor governed by
statute. Notably, before the ARB was
created in 1996, many of the types of
cases now subject to its jurisdiction
were decided directly by the Secretary.
Each board was also entrusted with the
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power to issue final agency decisions in
the name of the Secretary. Currently, the
Secretary’s Order and regulations
establishing the ARB and BALCA
provide no mechanism by which the
Secretary can review, where necessary,
the decisions of the officers who
exercise power on his behalf.
To ensure that the Secretary has the
ability to properly supervise and direct
the actions of the Department, the
Department proposes to establish
systems of discretionary secretarial
review over the decisions of the ARB
and decisions of and appeals before
BALCA, which will be accomplished
through the proposed rule contained
herein and the simultaneous issuance of
a Secretary’s Order governing the ARB.
The Department’s authority to effect
these reforms derives from 5 U.S.C. 301,
which authorizes the heads of agencies
to regulate the internal operations of
their departments, 5 U.S.C. 305, which
provides for continuing review of
agency operations, and the Secretary’s
authority to administer the statutes and
programs at issue in ARB and BALCA
proceedings. In combination, these
statutes establish many of the powers of
the Department within the Office of the
Secretary, and give the Secretary wide
latitude to delegate those powers to his
subordinates on the terms he deems
appropriate. Thus, the Secretary has the
power to delegate his authority to
appropriately supervise the adjudicatory
process within the Department, and is
now exercising that same authority to
assert his decision-making prerogatives
duly assigned to him by Congress by
modifying the terms on which the
members of the ARB and BALCA
exercise his delegated authority.
The reforms to BALCA (and
conforming edits to various
Departmental regulations governing the
ARB, BALCA, and the OALJ) preserve
the existing structures by which the
Department processes adjudications
while giving the Secretary the option, in
his sole discretion, to initiate review
directly in a case where the Secretary’s
involvement is necessary and
appropriate. Again, Congress has
assigned the administration of various
statutes to the Secretary of Labor,
meaning that the Secretary is obligated
to ensure that those laws are
administered, executed, interpreted, and
enforced according to law and Executive
Branch priorities and policies. Under
these reforms, the Secretary will rely on
the ARB and BALCA to assist in
identifying cases where secretarial
review may be warranted. Consistent
with the practice of other agencies, the
Department does not anticipate that the
power of secretarial review will be used
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often. The Department similarly
anticipates that secretarial review—
while completely within the Secretary’s
discretion as the officer assigned to
administer the laws in the first place—
will typically be reserved for matters of
significant importance. Finally, the
Department will ensure that the
secretarial review process will be
accomplished in a manner that complies
with any applicable legal requirements.
Because of significant differences
between how the ARB and BALCA
operate, the proposed systems of review
for each board are designed somewhat
differently. Most importantly, whereas
with respect to the ARB the Secretary
will not exercise review over cases until
after a decision has been rendered, the
proposed regulations modifying
BALCA’s authority would allow the
Secretary to assume jurisdiction over
most cases even before a decision has
been issued. This is because BALCA
processes significantly more cases each
year than does the ARB, and, due to the
nature of the temporary visa programs
and DOL’s role in administering these
programs, does so much more quickly
than does the ARB. As a result, under
the BALCA regulations, the Secretary
will be able to initiate review of a case
even before BALCA has issued a
decision.
The Department appreciates the
expeditious nature of many types of
BALCA proceedings, such as those
involving temporary labor certification,
and does not anticipate that the new
system of secretarial review established
over such cases will significantly
disrupt or otherwise impede the way
such cases are currently processed. As
noted above, the Department expects
that secretarial review over BALCA
decisions will, as with agency head
review at other departments, likely not
be exercised often. Further, the
proposed changes to 29 CFR 18.95
provide that a BALCA decision is the
Secretary’s final administrative decision
unless the Secretary assumes
jurisdiction over the case. For example,
once the BALCA issues a decision that
grants a labor certification or remands
for further processing, the private party
in the case will be able to proceed
immediately to the next step of the
application process, and will only be
delayed in doing so if the Secretary later
decides to undertake review. Moreover,
the revised 29 CFR 18.95 limits any
potential uncertainty that may exist
because of the possibility of secretarial
review by placing strict time limits on
when the Secretary will have the option
of assuming jurisdiction over a case.
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II. Consideration of Comments
The Department will consider
comment on issues related to this
action. If the Department receives no
significant adverse comment, the
Department will publish a Federal
Register document confirming the
effective date of the DFR and
withdrawing the companion Notice of
Proposed Rulemaking (NPRM). Such
confirmation may include minor
stylistic or technical changes to the
DFR. For the purpose of judicial review,
the Department views the date of
confirmation of the effective date of the
DFR as the date of promulgation.
III. Direct Final Rulemaking
In direct final rulemaking, an agency
publishes a DFR in the Federal Register,
with a statement that the rule will go
into effect unless the agency receives
significant adverse comment within a
specified period. The agency may
publish an identical concurrent NPRM.
If the agency receives no significant
adverse comment in response to the
DFR, the rule goes into effect. The
Department plans to confirm the
effective date of a DFR through a
separate Federal Register document. If
the agency receives a significant adverse
comment, the agency will withdraw the
DFR and treats such comment as a
response to the NPRM. An agency
typically uses direct final rulemaking
when an agency anticipates that a rule
will not be controversial.
For purposes of this rulemaking, a
significant adverse comment is one that
explains: (1) Why the rule is
inappropriate, including challenges to
the rule’s underlying premise or
approach; or (2) Why the direct final
rule will be ineffective or unacceptable
without a change.
In addition to publishing this DFR,
the Department is publishing an NPRM
in the Federal Register. The comment
period for the NPRM runs concurrently
with that of the DFR. The Department
will treat comments received on the
companion NPRM as comments also
regarding the DFR. Similarly, the
Department will consider comments
submitted to the DFR as comment to the
companion NPRM. Therefore, if the
Department receives a significant
adverse comment on either this DFR or
the NPRM, it will withdraw this DFR
and proceed with the companion
NPRM. In the event the Department
withdraws the DFR because of
significant adverse comment, the
Department will consider all timely
comments received in response to the
DFR when it continues with the NPRM.
After carefully considering all
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comments to the DFR and the NPRM,
the Department will decide whether to
publish a new final rule.
The Department has determined that
this rule is suitable for direct final
rulemaking. The proposed revisions to
the Department’s internal adjudicatory
processes would establish a mechanism
by which the Secretary can review cases
pending before or decided by BALCA,
and make other conforming
amendments to Departmental
regulations to align with this new
system of discretionary review as well
as the similar system of discretionary
review established in Secretary’s Order
01–2020 over decisions of the ARB.
These are rules of agency management
and personnel and are entirely
procedural changes to how officers
within the Department of Labor exercise
delegated authority on behalf of the
Secretary; therefore, the Department is
not required to engage in a notice and
comment process to issue them. See 5
U.S.C. 553(a)(2), (b)(A). Indeed, the vast
majority of the proposed changes are
merely technical amendments to rules
governing the manner in which the ARB
issues decisions that are designed to
eliminate any potential for confusion or
ambiguity in light of the issuance of
Secretary’s Order 01–2020. Further,
discretionary review by an agency head
over adjudicatory decisions exists in
many other executive branch agencies,
including at the Department of Justice,
the Department of the Interior, and the
Department of Education. The proposed
rules are therefore consistent with wellknown and well-established models of
internal agency review. In consequence,
the proposed changes to the
Department’s internal adjudicatory
processes should not be controversial.
IV. Discussion of Changes
The Department proposes to revise
several sections of the Code of Federal
Regulations including 20 CFR parts 641,
655, 656, 658, 667, 683, and 702; 29 CFR
parts 2, 7, 8, 10, 13, 18, 24, 29, 38, and
96; 29 CFR part 471; 29 CFR parts 501
and 580; 29 CFR parts 1978–1988; and
41 CFR parts 50–203 and 60–30 to
harmonize the manner in which the
ARB issues decisions on behalf of the
Secretary under the Department’s
regulations with the scope of the final
decision-making authority delegated to
the ARB by the Secretary in Secretary’s
Order 01–2020. Specifically, references
to final decisions of the ARB have been
modified or removed to ensure that no
regulation contradicts the terms on
which an ARB decision becomes final
under the Secretary’s Order. Certain
provisions governing the timing of
petitions for review to the ARB and
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when the ARB is required to issue
decisions have also been amended to
eliminate potential ambiguity or
confusion over the distinction between
when the ARB is required to issue a
decision and when such decision
becomes the final action of the
Department pursuant to the Secretary’s
Order.
The Department also proposes to
revise 29 CFR part 18 by modifying the
conditions under which a decision of
BALCA becomes the final decision of
the Department and by creating a
process by which the Secretary of Labor
can exercise discretionary review over
cases pending before or decided by the
BALCA. Technical amendments are also
proposed to 20 CFR parts 655 and 656
to harmonize the manner in which
BALCA issues decisions on behalf of the
Secretary with the new system of
discretionary review established in 29
CFR part 18.
The Department of Labor and the
Department of Homeland Security
(DHS) have determined that it is
appropriate to issue a separate rule
regarding the Secretary of Labor’s
review authority over H–2B cases under
29 CFR 18.95 to address the same issues
addressed by this rule in the H–2B
context. It is the Departments’ intent to
promulgate this separate rule after the
publication of this rule. This
determination follows conflicting court
decisions concerning DOL’s authority to
issue legislative rules on its own to
carry out its duties in the H–2B
program. Although DOL and DHS each
have authority to issue rules
implementing their respective duties in
the H–2B program, the Departments
plan to make the amendments to the
applicable regulations jointly to ensure
that there can be no question about the
authority underlying such technical
amendments. This approach is
consistent with the joint rulemaking
governing the Temporary NonAgricultural Employment of H–2B
Aliens in the United States, 80 FR 24042
(Apr. 29, 2015) (codified at 8 CFR part
214, 20 CFR part 655, and 29 CFR part
503).
In order to ensure that all parties
appearing before the ARB and BALCA
have fair notice of the new systems of
discretionary review established in this
rulemaking and in Secretary’s Order 01–
2020, the Secretary will not exercise his
review authority over any decision of
either Board issued before the passage of
30 calendar days from the date on
which the rule becomes effective.
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V. Rulemaking Analyses and Notices
Executive Orders 12866, Regulatory
Planning and Review, and 13563,
Improving Regulation and Regulatory
Review
Executive Orders 12866 and 13563
direct agencies to assess the costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This proposed rule has been drafted
and reviewed in accordance with
Executive Order 12866. The Department
of Labor, in coordination with the Office
of Management and Budget (OMB),
determined that this proposed rule is
not a significant regulatory action under
section 3(f) of Executive Order 12866
because the rule will not have an annual
effect on the economy of $100 million
or more; will not create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; and will not materially
alter the budgetary impact of
entitlements, grants, user fees, or loan
programs or the rights and obligations of
recipients thereof. Furthermore, the rule
does not raise a novel legal or policy
issue arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Accordingly, OMB has waived
review.
Regulatory Flexibility Act of 1980
Because no notice of proposed
rulemaking is required for this rule
under section 553 of the Administrative
Procedure Act, the regulatory flexibility
analysis requirements of the Regulatory
Flexibility Act, 5 U.S.C. 603, 604, do not
apply to this rule. See 5 U.S.C. 601(2).
Paperwork Reduction Act
The Department has determined that
this proposed rule is not subject to the
requirements of the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.,
as this rulemaking does not involve any
collections of information. See 5 CFR
1320.3(c).
Unfunded Mandates Reform Act of 1995
and Executive Order 13132, Federalism
The Department has reviewed this
proposed rule in accordance with the
requirements of Executive Order 13132
and the Unfunded Mandates Reform Act
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of 1995, 2 U.S.C. 1501 et seq., and has
found no potential or substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. As there
is no Federal mandate contained herein
that could result in increased
expenditures by State, local, and tribal
governments, or by the private sector,
the Department has not prepared a
budgetary impact statement.
Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
The Department has reviewed this
proposed rule in accordance with
Executive Order 13175 and has
determined that it does not have ‘‘tribal
implications.’’ The proposed rule does
not ‘‘have substantial direct effects on
one or more Indian tribes, on the
relationship between the Federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
government and Indian tribes.’’
Dated: February 21, 2020.
Eugene Scalia,
Secretary of Labor.
Labor standards, State apprenticeship
agencies.
20 CFR Part 683
29 CFR Part 38
Administrative practice and
procedure, Compliance procedures,
Obligations of recipients and governors,
Workforce Innovation and Opportunity
Act.
Adjudication and judicial review,
Administrative practice and procedure,
Funding and closeout, Grievance
procedures, complaints, and State
appeal processes; Oversight and
resolution of findings, Pay-forperformance contract strategies,
Reporting and recordkeeping
requirements, Rules, costs, and
limitations, Sanctions, corrective
actions, and waiver of liability,
Workforce Innovation And Opportunity
Act.
20 CFR Part 702
Administrative practice and
procedure, Claims, Penalties, Reporting
and recordkeeping requirements,
Whistleblowing, Workers’
compensation.
29 CFR Part 2
Administrative practice and
procedure, Claims, Courts, Government
employees.
List of Subjects
Administrative practice and
procedure, Government contracts,
Minimum wages.
20 CFR Part 641
29 CFR Part 8
Administrative practice and
procedure, Grievance procedure and
appeals process, Senior Community
Service Employment Program, Services
to participants.
Administrative practice and
procedure, Government contracts,
Minimum wages.
29 CFR Part 10
Administrative practice and
procedure, Labor certification processes
for temporary employment.
Administrative practice and
procedure, Construction industry,
Government procurement, Law
enforcement, Reporting and
recordkeeping requirements, Wages.
20 CFR Part 656
29 CFR Part 13
Administrative practice and
procedure, Fraud, Reporting and
recordkeeping requirements, Wages.
Administrative practice and
procedure, Government contracts, Law
enforcement, Reporting and
recordkeeping requirements, Wages.
20 CFR Part 658
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requirements, Resolution of findings,
Workforce Investment Act.
29 CFR Part 7
20 CFR Part 655
Administrative practice and
procedure, Complaint system;
Discontinuation of services, State
workforce agency compliance, Federal
application of remedial action to state
workforce agencies, Wagner-Peyser Act
Employment Service.
29 CFR Part 18
20 CFR Part 667
Administrative practice and
procedure, Review of other proceedings
and related matters, Review of wage
determinations.
Adjudication and Judicial Review,
Administrative practice and procedure;
Oversight and monitoring, Grievance
procedures, complaints, and state
appeal processes, Sanctions, corrective
actions, and waiver of liability,
Reporting and recordkeeping
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Administrative practice and
procedure, Grievance procedure and
appeals process, Senior Community
Service Employment Program, Services
to participants.
29 CFR Part 24
29 CFR Part 29
Administrative practice and
procedure, Apprenticeship programs,
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29 CFR Part 96
Administrative practice and
procedure, Audit requirements, Grants,
contracts, and other agreements.
29 CFR Part 417
Labor management standards,
Procedures for removal of local labor
organization officers.
29 CFR Part 471
Administrative practice and
procedure, Complaint procedures,
Compliance review, Contractor
obligations, Federal labor law.
29 CFR Part 501
Administrative practice and
procedure, Contract obligations;
Enforcement, Immigration and
Nationality Act, Temporary alien
agricultural workers.
29 CFR Part 580
Administrative practice and
procedure, Assessing and contesting,
Civil money penalties.
29 CFR Part 1978
Administrative practice and
procedure; Employee protection;
Findings, Investigations, Litigation,
Retaliation complaints, Surface
Transportation Assistance Act of 1982.
29 CFR Part 1979
Administrative practice and
procedure, Employee protection,
Findings, Litigation, Investigations,
Retaliation complaints, Wendell H. Ford
Aviation Investment and Reform Act for
the 21st Century.
29 CFR Part 1980
Administrative practice and
procedure, Employee protection,
Findings, Investigations, Litigation,
Retaliation complaints, Sarbanes-Oxley
Act of 2002.
29 CFR Part 1981
Administrative practice and
procedure, Employee protection,
Findings, Litigation, Investigations,
Pipeline Safety Improvement Act of
2002, Retaliation complaints.
29 CFR Part 1982
Administrative practice and
procedure, Employee protection,
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Federal Railroad Safety Act, Findings,
Investigations, Litigation, National
Transit Systems Security Act,
Retaliation complaints.
Title 20: Employees’ Benefits
Employment and Training
Administration
PART 641—PROVISIONS GOVERNING
THE SENIOR COMMUNITY SERVICE
EMPLOYMENT PROGRAM
29 CFR Part 1983
Administrative practice and
procedure, Consumer Product Safety
Improvement Act of 2008, Employee
protection, Findings, Investigations,
Litigation, Retaliation complaints.
1. The authority citation for part 641
continues to read as follows:
■
Authority: 42 U.S.C. 3056 et seq.; Pub. L.
114–144, 130 Stat. 334 (Apr. 19, 2016).
2. In § 641.900, revise paragraph (e) to
read as follows:
29 CFR Part 1984
■
Administrative practice and
procedure, Affordable Care Act,
Employee protection, Findings,
Investigations, Litigation, Retaliation
complaints.
§ 641.900 What appeal process is available
to an applicant that does not receive a
grant?
*
29 CFR Part 1985
Administrative practice and
procedure, Consumer Financial
Protection Act of 2010, Employee
protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1986
Administrative practice and
procedure, Employee protection,
Findings, Investigations, Litigation,
Retaliation complaints, Seaman’s
Protection Act.
29 CFR Part 1987
Administrative practice and
procedure, Employee protection, FDA
Food Safety Modernization Act,
Findings, Investigations, Litigation,
Retaliation complaints.
29 CFR Part 1988
Administrative practice and
procedure, Employee protection,
Findings, Investigations, Litigation,
Moving Ahead for Progress in the 21st
Century Act, Retaliation complaints.
41 CFR Part 50–203
§ 641.920 What actions of the Department
may a grantee appeal and what procedures
apply to those appeals?
Administrative practice and
procedure, Government procurement,
Minimum wages, Occupational safety
and health.
*
41 CFR Part 60–30
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Administrative practice and
procedure, Equal opportunity, Executive
Order 11246, Property management,
Public contracts.
For the reasons set forth in the
preamble, the Department of Labor
amends 20 CFR chapters V and VI, 29
CFR subtitle A and chapters IV, V, and
XVII, and 41 CFR parts 50–203 and 60–
30 as follows:
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*
*
*
*
(e) The decision of the ALJ constitutes
final agency action unless, within 21
days of the decision, a party dissatisfied
with the ALJ’s decision, in whole or in
part, has filed a petition for review with
the Administrative Review Board (ARB)
(established under Secretary’s Order No.
01–2020), specifically identifying the
procedure, fact, law, or policy to which
exception is taken. The mailing address
for the ARB is 200 Constitution Ave.
NW, Room N5404, Washington, DC
20210. The Department will deem any
exception not specifically urged to have
been waived. A copy of the petition for
review must be sent to the grant officer
at that time. If, within 30 days of the
filing of the petition for review, the ARB
does not notify the parties that the case
has been accepted for review, then the
decision of the ALJ constitutes final
agency action. In any case accepted by
the ARB, a decision must be issued by
the ARB within 180 days of acceptance.
If a decision is not so issued, the
decision of the ALJ constitutes final
agency action.
*
*
*
*
*
■ 3. In § 641.920, revise paragraph (d)(5)
to read as follows:
*
*
*
*
(d) * * *
(5) The decision of the ALJ constitutes
final agency action unless, within 21
days of the decision, a party dissatisfied
with the ALJ’s decision, in whole or in
part, has filed a petition for review with
the ARB (established under Secretary’s
Order No. 01–2020), specifically
identifying the procedure, fact, law, or
policy to which exception is taken. The
mailing address for the ARB is 200
Constitution Ave. NW, Room N5404,
Washington, DC 20210. The Department
will deem any exception not specifically
argued to have been waived. A copy of
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the petition for review must be sent to
the grant officer at that time. If, within
30 days of the filing of the petition for
review, the ARB does not notify the
parties that the case has been accepted
for review, then the decision of the ALJ
constitutes final agency action. In any
case accepted by the ARB, a decision
must be issued by the ARB within 180
days of acceptance. If a decision is not
so issued, the decision of the ALJ
constitutes final agency action.
PART 655—TEMPORARY
EMPLOYMENT OF FOREIGN
WORKERS IN THE UNITED STATES
4. The authority citation for part 655
continues to read as follows:
■
Authority: Section 655.0 issued under 8
U.S.C. 1101(a)(15)(E)(iii), 1101(a)(15)(H)(i)
and (ii), 8 U.S.C. 1103(a)(6), 1182(m), (n), and
(t), 1184(c), (g), and (j), 1188, and 1288(c) and
(d); sec. 3(c)(1), Pub. L. 101–238, 103 Stat.
2099, 2102 (8 U.S.C. 1182 note); sec. 221(a),
Pub. L. 101–649, 104 Stat. 4978, 5027 (8
U.S.C. 1184 note); sec. 303(a)(8), Pub. L. 102–
232, 105 Stat. 1733, 1748 (8 U.S.C. 1101
note); sec. 323(c), Pub. L. 103–206, 107 Stat.
2428; sec. 412(e), Pub. L. 105–277, 112 Stat.
2681 (8 U.S.C. 1182 note); sec. 2(d), Pub. L.
106–95, 113 Stat. 1312, 1316 (8 U.S.C. 1182
note); 29 U.S.C. 49k; Pub. L. 107–296, 116
Stat. 2135, as amended; Pub. L. 109–423, 120
Stat. 2900; 8 CFR 214.2(h)(4)(i); 8 CFR
214.2(h)(6)(iii); and sec. 6, Pub. L. 115–218,
132 Stat. 1547 (48 U.S.C. 1806).
Subpart A issued under 8 CFR 214.2(h).
Subpart B issued under 8 U.S.C.
1101(a)(15)(H)(ii)(a), 1184(c), and 1188; and 8
CFR 214.2(h).
Subpart E issued under 48 U.S.C. 1806.
Subparts F and G issued under 8 U.S.C.
1288(c) and (d); sec. 323(c), Pub. L. 103–206,
107 Stat. 2428; and 28 U.S.C. 2461 note, Pub.
L. 114–74 at section 701.
Subparts H and I issued under 8 U.S.C.
1101(a)(15)(H)(i)(b) and (b)(1), 1182(n) and
(t), and 1184(g) and (j); sec. 303(a)(8), Pub. L.
102–232, 105 Stat. 1733, 1748 (8 U.S.C. 1101
note); sec. 412(e), Pub. L. 105–277, 112 Stat.
2681; 8 CFR 214.2(h); and 28 U.S.C. 2461
note, Pub. L. 114–74 at section 701.
Subparts L and M issued under 8 U.S.C.
1101(a)(15)(H)(i)(c) and 1182(m); sec. 2(d),
Pub. L. 106–95, 113 Stat. 1312, 1316 (8 U.S.C.
1182 note); Pub. L. 109–423, 120 Stat. 2900;
and 8 CFR 214.2(h).
5. In § 655.171, revise paragraphs (a)
and (b)(2) to read as follows:
■
§ 655.171
Appeals.
*
*
*
*
*
(a) Administrative review. Where the
employer has requested administrative
review, within 5 business days after
receipt of the ETA administrative file
the ALJ will, on the basis of the written
record and after due consideration of
any written submissions (which may
not include new evidence) from the
parties involved or amici curiae, either
affirm, reverse, or modify the CO’s
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decision, or remand to the CO for
further action. The decision of the ALJ
must specify the reasons for the action
taken and must be immediately
provided to the employer, the CO, the
OFLC Administrator and DHS by means
normally assuring next-day delivery.
(b) * * *
(2) Decision. After a de novo hearing,
the ALJ must affirm, reverse, or modify
the CO’s determination, or remand to
the CO for further action, except in
cases over which the Secretary has
assumed jurisdiction pursuant to 29
CFR 18.95. The decision of the ALJ must
specify the reasons for the action taken
and must be immediately provided to
the employer, CO, OFLC Administrator,
and DHS by means normally assuring
next-day delivery.
■ 6. In § 655.181, revise paragraph (b)(3)
to read as follows:
§ 655.181
Revocation.
*
*
*
*
*
(b) * * *
(3) Appeal. An employer may appeal
a Notice of Revocation, or a final
determination of the OFLC
Administrator after the review of
rebuttal evidence, according to the
appeal procedures of § 655.171.
*
*
*
*
*
■ 7. In § 655.182, revise paragraph (f)(6)
to read as follows:
§ 655.182
Debarment.
*
*
*
*
*
(f) * * *
(6) ARB decision. The ARB’s decision
must be issued within 90 days from the
notice granting the petition and served
upon all parties and the ALJ. If the ARB
fails to issue a decision within 90 days
from the notice granting the petition, the
ALJ’s decision will be the final agency
decision.
*
*
*
*
*
■ 8. In § 655.183, revise paragraph (c) to
read as follows:
§ 655.183
Less than substantial violations.
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*
*
*
*
(c) Failure to comply with special
procedures. If the OFLC Administrator
determines that the employer has failed
to comply with special procedures
required pursuant to paragraph (a) of
this section, the OFLC Administrator
will send a written notice to the
employer, stating that the employer’s
otherwise affirmative H–2A certification
determination will be reduced by 25
percent of the total number of H–2A
workers requested (which cannot be
more than those requested in the
previous year) for a period of 1 year.
Notice of such a reduction in the
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number of workers requested will be
conveyed to the employer by the OFLC
Administrator in the OFLC
Administrator’s written certification
determination. The notice will offer the
employer an opportunity to request
administrative review or a de novo
hearing before an ALJ. If administrative
review or a de novo hearing is
requested, the procedures prescribed in
§ 655.171 will apply, provided that if
the ALJ or the Secretary affirms the
OFLC Administrator’s determination
that the employer has failed to comply
with special procedures required by
paragraph (a) of this section, the
reduction in the number of workers
requested will be 25 percent of the total
number of H–2A workers requested
(which cannot be more than those
requested in the previous year) for a
period of 1 year.
■ 9. In § 655.461, revise paragraph (e) to
read as follows:
§ 655.461
Administrative review.
*
*
*
*
*
(e) Scope of review. BALCA will,
except in cases over which the Secretary
has assumed jurisdiction pursuant to 29
CFR 18.95, affirm, reverse, or modify the
CO’s determination, or remand to the
CO for further action. BALCA will reach
this decision after due consideration of
the documents in the Appeal File that
were before the CO at the time of the
CO’s determination, the request for
review, and any legal briefs submitted.
BALCA may not consider evidence not
before the CO at the time of the CO’s
determination, even if such evidence is
in the Appeal File, request for review,
or legal briefs.
*
*
*
*
*
■ 10. In § 655.472, revise paragraph
(b)(3) to read as follows:
§ 655.472
Revocation.
*
*
*
*
*
(b) * * *
(3) Request for review. An employer
may appeal a Notice of Revocation or a
final determination of the OFLC
Administrator after the review of
rebuttal evidence to BALCA, according
to the appeal procedures of § 655.461.
*
*
*
*
*
■ 11. In § 655.473, revise paragraph
(f)(6) to read as follows:
§ 655.473
Debarment.
*
*
*
*
*
(f) * * *
(6) ARB Decision. The ARB’s decision
must be issued within 90 calendar days
from the notice granting the petition and
served upon all parties and the ALJ.
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13029
12. In § 655.845, revise paragraphs (h)
and (i) to read as follows:
■
§ 655.845 What rules apply to appeal of the
decision of the administrative law judge?
*
*
*
*
*
(h) The Board’s decision shall be
issued within 180 calendar days from
the date of the notice of intent to review.
The Board’s decision shall be served
upon all parties and the administrative
law judge.
(i) After the Board’s decision becomes
final, the Board shall transmit the entire
record to the Chief Administrative Law
Judge for custody pursuant to § 655.850.
PART 656—LABOR CERTIFICATION
PROCESS FOR PERMANENT
EMPLOYMENT OF ALIENS IN THE
UNITED STATES
13. The authority citation for part 656
continues to read as follows:
■
Authority: 8 U.S.C. 1182(a)(5)(A),
1182(p)(1); sec.122, Public Law 101–649, 109
Stat. 4978; and Title IV, Public Law 105–277,
112 Stat. 2681.
14. In § 656.27, revise paragraph (c) to
read as follows:
■
§ 656.27 Consideration by and decisions
of the Board of Alien Labor Certification
Appeals.
*
*
*
*
*
(c) Review on the record. The Board
of Alien Labor Certification Appeals
must review a denial of labor
certification under § 656.24, a
revocation of a certification under
§ 656.32, or an affirmation of a
prevailing wage determination under
§ 656.41 on the basis of the record upon
which the decision was made, the
request for review, and any Statements
of Position or legal briefs submitted and,
except in cases over which the Secretary
has assumed jurisdiction pursuant to 29
CFR 18.95, must:
(1) Affirm the denial of the labor
certification, the revocation of
certification, or the affirmation of the
PWD; or
(2) Direct the Certifying Officer to
grant the certification, overrule the
revocation of certification, or overrule
the affirmation of the PWD; or
(3) Direct that a hearing on the case
be held under paragraph (e) of this
section.
*
*
*
*
*
PART 658—ADMINISTRATIVE
PROVISIONS GOVERNING THE
WAGNER-PEYSER ACT EMPLOYMENT
SERVICE
15. The authority citation for part 658
continues to read as follows:
■
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Authority: Secs. 189, 503, Pub. L. 113–128,
128 Stat. 1425 (Jul. 22, 2014); 29 U.S.C.
chapter 4B.
16. In § 658.711, revise paragraph (b)
to read as follows:
■
§ 658.711 Decision of the Administrative
Review Board.
*
*
*
*
*
(b) The decision of the Administrative
Review Board must be in writing, and
must set forth the factual and legal basis
for the decision. After the Board’s
decision becomes final, notice of the
decision must be published in the
Federal Register, and copies must be
made available for public inspection
and copying.
PART 667—ADMINISTRATIVE
PROVISIONS UNDER TITLE I OF THE
WORKFORCE INVESTMENT ACT
17. The authority citation for part 667
continues to read as follows:
■
Authority: Subtitle C of Title I, Sec. 506(c),
Pub. L. 105–220, 112 Stat. 936 (20 U.S.C.
9276(c)); Executive Order 13198, 66 FR 8497,
3 CFR 2001 Comp., p. 750; Executive Order
13279, 67 FR 77141, 3 CFR 2002 Comp., p.
258.
18. In § 667.830, revise paragraph (b)
to read as follows:
■
§ 667.830 When will the Administrative
Law Judge issue a decision?
*
*
*
*
(b) The decision of the ALJ constitutes
final agency action unless, within 20
days of the decision, a party dissatisfied
with the ALJ’s decision has filed a
petition for review with the
Administrative Review Board (ARB)
(established under Secretary’s Order No.
01–2020), specifically identifying the
procedure, fact, law, or policy to which
exception is taken. Any exception not
specifically urged is deemed to have
been waived. A copy of the petition for
review must be sent to the opposing
party at that time. Thereafter, the
decision of the ALJ constitutes final
agency action unless the ARB, within 30
days of the filing of the petition for
review, notifies the parties that the case
has been accepted for review. In any
case accepted by the ARB, a decision
must be issued by the ARB within 180
days of acceptance. If a decision is not
so issued, the decision of the ALJ
constitutes final agency action.
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*
PART 683—ADMINISTRATIVE
PROVISIONS UNDER TITLE I OF THE
WORKFORCE INNOVATION AND
OPPORTUNITY ACT
19. The authority citation for part 683
continues to read as follows:
■
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Authority: Secs. 102, 116, 121, 127, 128,
132, 133, 147, 167, 169, 171, 181, 185, 189,
195, 503, Public Law 113–128, 128 Stat. 1425
(Jul. 22, 2014).
20. In § 683.830, revise paragraph (b)
to read as follows:
■
§ 683.830 When will the Administrative
Law Judge issue a decision?
*
*
*
*
*
(b) The decision of the ALJ constitutes
final agency action unless, within 20
days of the decision, a party dissatisfied
with the ALJ’s decision has filed a
petition for review with the
Administrative Review Board (ARB)
(established under Secretary’s Order No.
01–2020), specifically identifying the
procedure, fact, law, or policy to which
exception is taken. Any exception not
specifically raised in the petition is
deemed to have been waived. A copy of
the petition for review also must be sent
to the opposing party and if an
applicant or recipient, to the Grant
Officer and the Grant Officer’s Counsel
at the time of filing. Unless the ARB,
within 30 days of the filing of the
petition for review, notifies the parties
that the case has been accepted for
review, the decision of the ALJ
constitutes final agency action. In any
case accepted by the ARB, a decision
must be issued by the ARB within 180
days of acceptance. If a decision is not
so issued, the decision of the ALJ
constitutes final agency action.
Office of Workers’ Compensation
Programs Longshoremen’s and Harbor
Workers’ Compensation Act and
Related Statutes
must be served upon all parties to the
proceeding.
(f) Based upon a review of the record
and the recommended decision of the
administrative law judge, the
Administrative Review Board will issue
a decision.
■ 23. Revise § 702.434 to read as
follows:
§ 702.434
Judicial review.
(a) Any physician, health care
provider, or claims representative who
participated as a party in the hearing
may obtain review of the Department’s
final decision made by the
Administrative Review Board or the
Secretary, as appropriate, regardless of
the amount of controversy, by
commencing a civil action within sixty
(60) days after the decision is
transmitted to him or her. The pendency
of such review will not stay the effect
of the decision. Such action must be
brought in the Court of Appeals of the
United States for the judicial circuit in
which the plaintiff resides or has his or
her principal place of business, or the
Court of Appeals for the District of
Columbia pursuant to section 7(j)(4) of
the Act, 33 U.S.C. 907(j)(4).
(b) As part of the Department’s
answer, the Administrative Review
Board must file a certified copy of the
transcript of the record of the hearing,
including all evidence submitted in
connection therewith.
(c) The findings of fact contained in
the Department’s final decision, if based
on substantial evidence in the record as
a whole, shall be conclusive.
PART 702—ADMINISTRATION AND
PROCEDURE
Title 29: Labor
21. The authority citation for part 702
continues to read as follows:
PART 2—GENERAL REGULATIONS
■
Authority: 5 U.S.C. 301, and 8171 et seq.;
33 U.S.C. 901 et seq.; 42 U.S.C. 1651 et seq.;
43 U.S.C. 1333; 28 U.S.C. 2461 note (Federal
Civil Penalties Inflation Adjustment Act of
1990); Pub. L. 114–74 at sec. 701;
Reorganization Plan No. 6 of 1950, 15 FR
3174, 64 Stat. 1263; Secretary’s Order 10–
2009, 74 FR 58834.
Office of the Secretary of Labor
24. The authority citation for part 2
continues to read as:
■
Authority: 5 U.S.C. 301; Executive Order
13198, 66 FR 8497, 3 CFR 2001 Comp., p.
750; Executive Order 13279, 67 FR 77141, 3
CFR 2002 Comp., p. 258; Executive Order
13559, 75 FR 71319, 3 CFR 2011 Comp., p.
273.
22. In § 702.433, revise paragraphs (e)
and (f) to read as follows:
■
§ 702.433
Final agency decisions issued under
the statutory authority of the U.S.
Department of Labor may be issued by
the Secretary of Labor, or by his or her
designee under a written delegation of
authority. The Administrative Review
Board, an organizational entity within
the Office of the Secretary, has been
delegated authority to issue final agency
decisions under the statutes, executive
orders, and regulations according to,
■
Requests for hearing.
*
*
*
*
*
(e) The administrative law judge will
issue a recommended decision after the
termination of the hearing. The
recommended decision must contain
appropriate findings, conclusions, and a
recommended order and be forwarded,
together with the record of the hearing,
to the Administrative Review Board for
a decision. The recommended decision
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25. Revise § 2.8 to read as follows:
§ 2.8
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Final agency decisions.
06MRR1
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§ 10.57 Administrative Review Board
proceedings.
and except as provided in Secretary’s
Order 01–2020.
PART 7—PRACTICE BEFORE THE
ADMINISTRATIVE REVIEW BOARD
WITH REGARD TO FEDERAL AND
FEDERALLY ASSISTED
CONSTRUCTION CONTRACTS
26. The authority citation for part 7
continues to read as:
■
Authority: Reorg. Plan No. 14 of 1950, 64
Stat. 1267; 5 U.S.C. 301; 3 CFR, 1949–1953
Comp., p. 1007; sec. 2, 48 Stat. 948 as
amended; 40 U.S.C. 276c; secs. 104, 105, 76
Stat. 358, 359; 40 U.S.C. 330, 331; 65 Stat.
290; 36 FR 306, 8755.
27. In § 7.1, revise paragraph (d) to
read as follows:
■
§ 7.1
Purpose and scope.
*
*
*
*
*
(d) In considering the matters within
the scope of its jurisdiction the Board
shall act as the authorized
representative of the Secretary of Labor.
The Board shall act as fully and finally
as might the Secretary of Labor
concerning such matters, except as
provided in Secretary’s Order 01–2020.
*
*
*
*
*
PART 8—PRACTICE BEFORE THE
ADMINISTRATIVE REVIEW BOARD
WITH REGARD TO FEDERAL SERVICE
CONTRACTS
28. The authority citation for part 8
continues to read as:
■
Authority: Secs. 4 and 5, 79 Stat. 1034,
1035, as amended by 86 Stat. 789, 790, 41
U.S.C. 353, 354; 5 U.S.C. 301; Reorg. Plan No.
14 of 1950, 64 Stat. 1267, 5 U.S.C. Appendix;
76 Stat. 357–359, 40 U.S.C. 327–332.
29. In § 8.1, revise paragraph (c) to
read as follows:
■
§ 8.1
Purpose and scope.
*
*
*
*
*
(c) In considering the matters within
the scope of its jurisdiction the Board
shall act as the authorized
representative of the Secretary of Labor
and shall act as fully and finally as
might the Secretary of Labor concerning
such matters, except as provided in
Secretary’s Order 01–2020.
*
*
*
*
*
PART 10—ESTABLISHING A MINIMUM
WAGE FOR CONTRACTORS
30. The authority citation for part 10
continues to read as follows:
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■
Authority: 5 U.S.C. 301; section 2, E.O.
13838, 83 FR 25341; section 4, E.O. 13658,
79 FR 9851; Secretary’s Order 01–2014, 79
FR 77527.
■
31. Revise § 10.57 to read as follows:
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(a) Authority—(1) General. The
Administrative Review Board has
jurisdiction to hear and decide in its
discretion appeals concerning questions
of law and fact from investigative
findings letters of the Administrator
issued under § 10.51(c)(1) or (2),
Administrator’s rulings issued under
§ 10.58, and decisions of Administrative
Law Judges issued under § 10.55.
(2) Limit on scope of review. (i) The
Board shall not have jurisdiction to pass
on the validity of any provision of this
part. The Board is an appellate body and
shall decide cases properly before it on
the basis of substantial evidence
contained in the entire record before it.
The Board shall not receive new
evidence into the record.
(ii) The Equal Access to Justice Act,
as amended, does not apply to
proceedings under this part.
Accordingly, the Administrative Review
Board shall have no authority to award
attorney’s fees and/or other litigation
expenses pursuant to the provisions of
the Equal Access to Justice Act for any
proceeding under this part.
(b) Decisions. The Board’s decision
shall be issued within a reasonable
period of time following receipt of the
petition for review and shall be served
upon all parties by mail to the last
known address and on the Chief
Administrative Law Judge (in cases
involving an appeal from an
Administrative Law Judge’s decision).
(c) Orders. If the Board concludes a
violation occurred, an order shall be
issued mandating action to remedy the
violation, including, but not limited to,
monetary relief for unpaid wages.
Where the Administrator has sought
imposition of debarment, the Board
shall determine whether an order
imposing debarment is appropriate. The
ARB’s order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
PART 13—ESTABLISHING PAID SICK
LEAVE FOR FEDERAL
CONTRACTORS
13031
of law and fact from investigative
findings letters of the Administrator
issued under § 13.51(c)(1) or the final
sentence of § 13.51(c)(2)(ii),
Administrator’s rulings issued under
§ 13.58, and decisions of Administrative
Law Judges issued under § 13.55.
(2) Limit on scope of review. (i) The
Administrative Review Board shall not
have jurisdiction to pass on the validity
of any provision of this part. The
Administrative Review Board is an
appellate body and shall decide cases
properly before it on the basis of
substantial evidence contained in the
entire record before it. The
Administrative Review Board shall not
receive new evidence into the record.
(ii) The Equal Access to Justice Act,
as amended, does not apply to
proceedings under this part.
Accordingly, the Administrative Review
Board shall have no authority to award
attorney’s fees and/or other litigation
expenses pursuant to the provisions of
the Equal Access to Justice Act for any
proceeding under this part.
(b) Decisions. The Administrative
Review Board’s decision shall be issued
within a reasonable period of time
following receipt of the petition for
review and shall be served upon all
parties by mail to the last known
address and on the Chief Administrative
Law Judge (in cases involving an appeal
from an Administrative Law Judge’s
decision).
(c) Orders. If the Board concludes a
violation occurred, an order shall be
issued mandating action to remedy the
violation, including, but not limited to,
any monetary or equitable relief
described in § 13.44. Where the
Administrator has sought imposition of
debarment, the Administrative Review
Board shall determine whether an order
imposing debarment is appropriate. The
ARB’s order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
PART 18—RULES OF PRACTICE AND
PROCEDURE FOR ADMINISTRATIVE
HEARINGS BEFORE THE OFFICE OF
ADMINISTRATIVE LAW JUDGES
34. The authority citation for part 18
continues to read as follows:
■
32. The authority citation for part 13
continues to read as follow:
■
Authority: 5 U.S.C. 301; E.O. 13706, 80 FR
54697, 3 CFR, 2016 Comp., p. 367;
Secretary’s Order 01–2014, 79 FR 77527.
Authority: 5 U.S.C. 301; 5 U.S.C. 551–553;
5 U.S.C. 571 note; E.O. 12778; 57 FR 7292.
■
33. Revise § 13.57 to read as follows:
§ 13.57 Administrative Review Board
proceedings.
(a) Authority—(1) General. The
Administrative Review Board has
jurisdiction to hear and decide in its
discretion appeals concerning questions
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■
35. Revise § 18.95 to read as follows:
§ 18.95 Review of decision and review by
the Secretary.
(a) Review. The statute or regulation
that conferred hearing jurisdiction
provides the procedure for review of a
judge’s decision. If the statute or
regulation does not provide a procedure,
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the judge’s decision becomes the
Secretary’s final administrative
decision, except as provided in
paragraph (b) of this section.
(b) Finality. A decision of the Board
of Alien Labor Certification Appeals
(BALCA) shall constitute the Secretary’s
final administrative decision except in
those cases over which the Secretary
has, in accordance with this paragraph
(b) and paragraph (c) of this section,
assumed jurisdiction:
(1) In any case for which
administrative review is sought or
handled in accordance with 20 CFR
655.171(a) or 20 CFR 655.461, at any
point from when the BALCA receives a
request for review until the passage of
10 business days after the date on which
BALCA has issued its decision.
(2) In any case for which a de novo
hearing is sought or handled under 20
CFR 655.171(b), at any point within 15
business days after the date on which
the BALCA has issued its decision.
(3) In any case for which review is
sought or handled in accordance with
20 CFR 656.26 and 20 CFR 656.27, at
any point from when the BALCA
receives a request for review until the
passage of 30 business days after the
BALCA has issued its decision.
(c) Review by the Secretary—(1)
Transmission of information. (i)
Whenever the BALCA receives a request
for review, it shall immediately transmit
a copy of such request to the Deputy
Secretary.
(ii) Within 3 business days of when
the BALCA issues a decision, the Chair
of the BALCA, or his or her designee,
shall transmit to the Deputy Secretary a
copy of the decision and a concise
recommendation as to whether the
decision involves an issue or issues of
such exceptional importance that
review by the Secretary is warranted.
(2) Review. (i) The Secretary may, at
any point within the time periods
provided for in paragraph (b) of this
section, and in his or her sole
discretion, assume jurisdiction to
review the decision or determination of
the Certifying Officer, the Office of
Foreign Labor Certification
Administrator, the National Prevailing
Wage Center Director, or the BALCA, as
the case may be.
(ii) When the Secretary assumes
jurisdiction over a case, the Secretary
shall promptly notify the BALCA. The
BALCA shall promptly notify the parties
to the case of such action and shall
submit the Appeal File and any briefs
filed to the Secretary.
(iii) In any case the Secretary decides,
the Secretary’s decision shall be stated
in writing and transmitted to the
BALCA, which shall promptly transmit
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it to the parties to the case. Such
decision shall constitute final action by
the Department and shall serve as
binding precedent on all Department
employees and in all Department
proceedings involving the same issue or
issues.
(iv) The Solicitor of Labor, or his or
her designee, shall have the
responsibility for providing legal advice
to the Secretary with respect to the
Secretary’s exercise of review under this
section, except that no individual
involved in the investigation or
prosecution of a case shall advise the
Secretary on the exercise of review with
respect to such case or a case involving
a common nucleus of operative fact.
PART 24—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISIONS OF SIX
ENVIRONMENTAL STATUTES AND
SECTION 211 OF THE ENERGY
REORGANIZATION ACT OF 1974, AS
AMENDED
36. The authority citation for part 24
is revised to read as follows:
■
Authority: 15 U.S.C. 2622; 33 U.S.C. 1367;
42 U.S.C. 300j–9(i)BVG, 5851, 6971, 7622,
9610; Secretary’s Order No. 5–2007, 72 FR
31160 (June 5, 2007); Secretary’s Order No.
01–2020.
37. In § 24.110, revise paragraphs (a),
(c), and (d) to read as follows:
■
§ 24.110 Decisions and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ must file a written petition
for review with the ARB, U.S.
Department of Labor, 200 Constitution
Ave. NW, Washington, DC 20210. The
decision of the ALJ will become the
final order of the Secretary unless,
pursuant to this section, a timely
petition for review is filed with the ARB
and the ARB accepts the case for review.
The parties should identify in their
petitions for review the legal
conclusions or orders to which they
object, or the objections will ordinarily
be deemed waived. A petition must be
filed within 10 business days of the date
of the decision of the ALJ. The date of
the postmark, facsimile transmittal, or
email communication will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
and all briefs must be served on the
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Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 90 days of the filing of the
complaint. The decision will be served
upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
order will order the respondent to take
appropriate affirmative action to abate
the violation, including reinstatement of
the complainant to that person’s former
position, together with the
compensation (including back pay),
terms, conditions, and privileges of
employment, and compensatory
damages. In cases arising under the Safe
Drinking Water Act or the Toxic
Substances Control Act, exemplary
damages may also be awarded when
appropriate. At the request of the
complainant, the ARB will assess
against the respondent all costs and
expenses (including attorney’s fees)
reasonably incurred.
*
*
*
*
*
■ 38. Revise § 24.112 to read as follows:
§ 24.112
Judicial Review.
(a) Except as provided under
paragraphs (b) through (d) of this
section, within 60 days after the
issuance of a final order (including a
decision issued by the Secretary upon
his or her discretionary review) for
which judicial review is available, any
person adversely affected or aggrieved
by the order may file a petition for
review of the order in the United States
Court of Appeals for the circuit in
which the violation allegedly occurred
or the circuit in which the complainant
resided on the date of the violation. A
final order of the ARB (or a decision
issued by the Secretary upon his or her
discretionary review) is not subject to
judicial review in any criminal or other
civil proceeding.
(b) Under the Federal Water Pollution
Control Act, within 120 days after the
issuance of a final order (including a
decision issued by the Secretary upon
his or her discretionary review) for
which judicial review is available, any
person adversely affected or aggrieved
by the order may file a petition for
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review of the order in the United States
Court of Appeals for the circuit in
which the violation allegedly occurred
or the circuit in which the complainant
resided on the date of the violation.
(c) Under the Solid Waste Disposal
Act, within 90 days after the issuance of
a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
(d) Under the Comprehensive
Environmental Response, Compensation
and Liability Act, after the issuance of
a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States district
court in which the violation allegedly
occurred. For purposes of judicial
economy and consistency, when a final
order under the Comprehensive
Environmental Response, Compensation
and Liability Act also is issued under
any other statute listed in § 24.100(a),
the adversely affected or aggrieved
person may file a petition for review of
the entire order in the United States
Court of Appeals for the circuit in
which the violation allegedly occurred
or the circuit in which the complainant
resided on the date of the violation. The
time for filing a petition for review of an
order issued under the Comprehensive
Environmental Response, Compensation
and Liability Act and any other statute
listed in § 24.100(a) is determined by
the time period applicable under the
other statute(s).
(e) If a timely petition for review is
filed, the record of a case, including the
record of proceedings before the
administrative law judge, will be
transmitted by the ARB or the ALJ, as
appropriate, to the appropriate court
pursuant to the Federal Rules of
Appellate Procedure and the local rules
of the court.
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PART 29—LABOR STANDARDS FOR
THE REGISTRATION OF
APPRENTICESHIP PROGRAMS
39. The authority citation for part 29
continues to read as follows:
■
Authority: Section 1, 50 Stat. 664, as
amended (29 U.S.C. 50; 40 U.S.C. 276c; 5
U.S.C. 301); Reorganization Plan No. 14 of
1950, 64 Stat. 1267 (5 U.S.C. App. P. 534).
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40. In § 29.10, revise paragraph (c) to
read as follows:
■
§ 29.10
Hearings for deregistration.
*
*
*
*
*
(c) The Administrative Law Judge
should issue a written decision within
90 days of the close of the hearing
record. The Administrative Law Judge’s
decision constitutes final agency action
unless, within 15 days from receipt of
the decision, a party dissatisfied with
the decision files a petition for review
with the Administrative Review Board,
specifically identifying the procedure,
fact, law, or policy to which exception
is taken. Any exception not specifically
urged is deemed to have been waived.
A copy of the petition for review must
be sent to the opposing party at the
same time. Thereafter, the decision of
the Administrative Law Judge remains
final agency action unless the
Administrative Review Board, within 30
days of the filing of the petition for
review, notifies the parties that it has
accepted the case for review. The
Administrative Review Board may set a
briefing schedule or decide the matter
on the record. The Administrative
Review Board must issue a decision in
any case it accepts for review within
180 days of the close of the record. If a
decision is not so issued, the
Administrative Law Judge’s decision
constitutes final agency action.
■ 41. In § 29.13, revise paragraph (g)(4)
to read as follows:
§ 29.13 Recognition of State
Apprenticeship Agencies.
*
*
*
*
*
(g) * * *
(4) After the close of the period for
filing exceptions and responses, the
Administrative Review Board may issue
a briefing schedule or may decide the
matter on the record before it. The
Administrative Review Board must
decide any case it accepts for review
within 180 days of the close of the
record. If a decision is not so issued, the
Administrative Law Judge’s decision
constitutes final agency action.
*
*
*
*
*
■ 42. In § 29.14, revise paragraph (c)(3)
to read as follows:
13033
Administrative Review Board. The
Administrative Review Board must
issue a decision in any case it accepts
for review within 180 days of the close
of the record. If a decision is not so
issued, the Administrative Law Judge’s
decision constitutes final agency action.
*
*
*
*
*
PART 38—IMPLEMENTATION OF THE
NONDISCRIMINATION AND EQUAL
OPPORTUNITY PROVISIONS OF THE
WORKFORCE INNOVATION AND
OPPORTUNITY ACT
43. The authority citation for part 38
continues to read as follows:
■
Authority: 29 U.S.C. 3101 et seq.; 42 U.S.C.
2000d et seq.; 29 U.S.C. 794; 42 U.S.C. 6101
et seq.; and 20 U.S.C. 1681 et seq.
44. In § 38.112, revise paragraph
(b)(1)(viii) and remove paragraph (b)(3).
The revision reads as follows:
■
§ 38.112 Initial and final decision
procedures.
*
*
*
*
*
(b) * * *
(1) * * *
(viii) Decision and Order after review
by Administrative Review Board. In any
case reviewed by the Administrative
Review Board under this paragraph, a
decision must be issued within 180 days
of the notification of such review. If the
Administrative Review Board fails to
issue a decision and order within the
180–day period, the initial decision and
order of the Administrative Law Judge
becomes the Final Decision and Order.
*
*
*
*
*
■ 45. In § 38.113, revise paragraph (c) to
read as follows:
§ 38.113
Post-termination proceedings.
§ 29.14 Derecognition of State
Apprenticeship Agencies.
*
*
*
*
(c) A decision issued by the
Administrative Review Board has
become final, the Administrative Law
Judge’s decision and order has become
the Final Agency Decision, or the Final
Determination or Notification of
Conciliation Agreement has been
deemed the Final Agency Decision,
under § 38.112(b); and
*
*
*
*
*
■ 46. In § 38.115, revise paragraph (c)(5)
to read as follows:
*
§ 38.115
*
*
*
*
(c) * * *
(3) Requests a hearing. The
Administrator shall refer the matter to
the Office of Administrative Law Judges.
An Administrative Law Judge will
convene a hearing in accordance with
§ 29.13(g) and submit proposed findings
and a recommended decision to the
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*
Post-termination proceedings.
*
*
*
*
*
(c) * * *
(5) The Administrative Review Board
must issue a decision denying or
granting the recipient’s or grant
applicant’s request for restoration to
eligibility.
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PART 96—AUDIT REQUIREMENTS
FOR GRANTS, CONTRACTS, AND
OTHER AGREEMENTS
47. The authority citation for part 96
continues to read as follows:
■
Authority: 31 U.S.C. 7501 et seq. and OMB
Circular No. A–133, as amended.
48. In § 96.63, revise paragraph (b)(5)
to read as follows:
■
§ 96.63
Federal financial assistance.
*
*
*
*
*
(b) * * *
(5) Review by the Administrative
Review Board. In any case accepted for
review by the Administrative Review
Board, a decision shall be issued within
180 days of such acceptance. If a
decision is not so issued, the decision
of the Administrative Law Judge shall
become the final decision of the
Secretary.
Office of Labor-Management Standards
PART 417—OBLIGATIONS OF
FEDERAL CONTRACTORS AND
SUBCONTRACTORS; NOTIFICATION
OF EMPLOYEE RIGHTS UNDER
FEDERAL LABOR LAWS
49. The authority citation for part 417
is revised to read as follows:
■
Authority: Secs. 401, 402, 73 Stat. 533,
534 (29 U.S.C. 481, 482); Secretary’s Order
No. 03–2012, 77 FR 69376, November 16,
2012; Secretary’s Order No. 01–2020.
PART 471—OBLIGATIONS OF
FEDERAL CONTRACTORS AND
SUBCONTRACTORS; NOTIFICATION
OF EMPLOYEE RIGHTS UNDER
FEDERAL LABOR LAWS
50. The authority citation for part 471
is revised to read as follows:
■
Authority: 40 U.S.C. 101 et seq.; Executive
Order 13496, 74 FR 6107, February 4, 2009;
Secretary’s Order No. 7–2009, 74 FR 58834,
November 13, 2009; Secretary’s Order No.
01–2020.
51. In § 471.13, revise paragraph (b)(4)
to read as follows:
■
§ 471.13 Under what circumstances, and
how, will enforcement proceedings under
Executive Order 13496 be conducted?
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*
*
*
*
*
(b) * * *
(4) After the expiration of time for
filing exceptions, the Administrative
Review Board may issue an
administrative order, or may otherwise
appropriately dispose of the matter. In
an expedited proceeding, unless the
Administrative Review Board issues an
administrative order within 30 days
after the expiration of time for filing
exceptions, the Administrative Law
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Judge’s recommended decision will
become the final administrative order. If
the Administrative Review Board
determines that the contractor has
violated the Executive Order or the
regulations in this part, the
administrative order will order the
contractor to cease and desist from the
violations, require the contractor to
provide appropriate remedies, or,
subject to the procedures in § 471.14,
impose appropriate sanctions and
penalties, or any combination thereof.
Wage and Hour Division
PART 501—ENFORCEMENT OF
CONTRACTUAL OBLIGATIONS FOR
TEMPORARY ALIEN AGRICULTURAL
WORKERS ADMITTED UNDER
SECTION 218 OF THE IMMIGRATION
AND NATIONALITY ACT
52. The authority citation for part 501
continues to read as follows:
■
Authority: 8 U.S.C. 1101(a)(15)(H)(ii)(a),
1184(c), and 1188; 28 U.S.C. 2461 Note
(Federal Civil Penalties Inflation Adjustment
Act of 1990); and Pub. L. 114–74 at § 701.
■
53. Revise § 501.45 to read as follows:
§ 501.45 Decision of the Administrative
Review Board.
The ARB’s decision shall be issued
within 90 days from the notice granting
the petition and served upon all parties
and the ALJ.
PART 580 CIVIL MONEY PENALTIES—
PROCEDURES FOR ASSESSING AND
CONTESTING PENALTIES
54. The authority citation for part 580
continues to read as follows:
■
Authority: 29 U.S.C. 9a, 203, 209, 211, 212,
213(c), 216; Reorg. Plan No. 6 of 1950, 64
Stat. 1263, 5 U.S.C. App; secs. 25, 29, 88 Stat.
72, 76; Secretary’s Order 01–2014 (Dec. 19,
2014), 79 FR 77527 (Dec. 24, 2014); 5 U.S.C.
500, 503, 551, 559; 103 Stat. 938.
■
55. Revise § 580.16 to read as follows:
§ 580.16 Decision of the Administrative
Review Board.
The Board’s decision shall be served
upon all parties and the Chief
Administrative Law Judge, in person or
by mail to the last known address.
Occupational Safety and Health
Administration
PART 1978—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISION OF THE
SURFACE TRANSPORTATION
ASSISTANCE ACT OF 1982 (STAA), AS
AMENDED
56. The authority citation for part
1978 is revised to read as follows:
■
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Authority: 49 U.S.C. 31101 and 31105;
Secretary’s Order 1–2012 (Jan. 18, 2012), 77
FR 3912 (Jan. 25, 2012); Secretary’s Order
01–2020.
57. In § 1978.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1978.110 Decisions and orders of the
Administrative Review Board.
(a) The Assistant Secretary or any
other party desiring to seek review,
including judicial review, of a decision
of the ALJ must file a written petition
for review with the ARB. The parties
should identify in their petitions for
review the legal conclusions or orders to
which they object, or the objections may
be deemed waived. A petition must be
filed within 14 days of the date of the
decision of the ALJ. The date of the
postmark, facsimile transmittal, or
electronic communication transmittal
will be considered to be the date of
filing; if the petition is filed in person,
by hand delivery or other means, the
petition is considered filed upon
receipt. The petition must be served on
all parties and on the Chief
Administrative Law Judge at the time it
is filed with the ARB. Copies of the
petition for review and all briefs must
be served on the Assistant Secretary
and, in cases in which the Assistant
Secretary is a party, on the Associate
Solicitor, Division of Occupational
Safety and Health, U.S. Department of
Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision also will be served on the
Assistant Secretary, and on the
Associate Solicitor, Division of
Occupational Safety and Health, U.S,
Department of Labor, even if the
Assistant Secretary is not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order, which
will be subject to discretionary review
by the Secretary as provided in
Secretary’s Order 01–2020, will require,
where appropriate: Affirmative action to
abate the violation; reinstatement of the
complainant to his or her former
position with the same compensation,
terms, conditions, and privileges of the
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complainant’s employment; payment of
compensatory damages (back pay with
interest and compensation for any
special damages sustained as a result of
the retaliation, including any litigation
costs, expert witness fees, and
reasonable attorney fees the
complainant may have incurred); and
payment of punitive damages up to
$250,000. Interest on back pay will be
calculated using the interest rate
applicable to underpayment of taxes
under 26 U.S.C. 6621 and will be
compounded daily.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. Such order will be subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
*
*
*
*
*
■ 58. In § 1978.112, revise paragraph (a)
to read as follows:
§ 1978.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the person resided on
the date of the violation.
*
*
*
*
*
PART 1979—PROCEDURES FOR THE
HANDLING OF DISCRIMINATION
COMPLAINTS UNDER SECTION 519
OF THE WENDELL H. FORD AVIATION
INVESTMENT AND REFORM ACT FOR
THE 21ST CENTURY
59. The authority citation for part
1979 continues to read as follows:
■
Authority: 49 U.S.C. 42121; Secretary’s
Order No. 01–2020.
60. In § 1979.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
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§ 1979.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the administrative law judge, or a
named person alleging that the
complaint was frivolous or brought in
bad faith who seeks an award of
attorney’s fees, must file a written
petition for review with the
Administrative Review Board (‘‘the
Board’’). The decision of the
Administrative Law Judge shall become
the final order of the Secretary unless,
pursuant to this section, a petition for
review is timely filed with the Board.
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The petition for review must
specifically identify the findings,
conclusions, or orders to which
exception is taken. Any exception not
specifically urged ordinarily shall be
deemed to have been waived by the
parties. To be effective, a petition must
be filed within ten business days of the
date of the decision of the
Administrative Law Judge. The date of
the postmark, facsimile transmittal, or
email communication will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
Board. Copies of the petition for review
and all briefs must be served on the
Assistant Secretary, Occupational Safety
and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210.
*
*
*
*
*
(c) The decision of the Board shall be
issued within 120 days of the
conclusion of the hearing, which shall
be deemed to be the conclusion of all
proceedings before the Administrative
Law Judge—i.e., 10 business days after
the date of the decision of the
Administrative Law Judge unless a
motion for reconsideration has been
filed with the Administrative Law Judge
in the interim. The decision will be
served upon all parties and the Chief
Administrative Law Judge by mail to the
last known address. The decision will
also be served on the Assistant
Secretary, Occupational Safety and
Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210, even if
the Assistant Secretary is not a party.
(d) If the ARB concludes that the
party charged has violated the law, the
ARB shall order the party charged to
take appropriate affirmative action to
abate the violation, including, where
appropriate, reinstatement of the
complainant to that person’s former
position, together with the
compensation (including back pay),
terms, conditions, and privileges of that
employment, and compensatory
damages. At the request of the
complainant, the Board shall assess
against the named person all costs and
expenses (including attorney and expert
witness fees) reasonably incurred. The
ARB’s order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
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13035
(e) If the ARB concludes that the party
charged has not violated the law, the
ARB shall issue an order denying the
complaint. If, upon the request of the
named person, the Board determines
that a complaint was frivolous or was
brought in bad faith, the Board may
award to the named person reasonable
attorney fees, not exceeding $1,000. An
order under this section is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
■ 61. In § 1979.112, revise paragraph (a)
to read as follows:
§ 1979.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation. A
final order of the Secretary is not subject
to judicial review in any criminal or
other civil proceeding.
*
*
*
*
*
PART 1980—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER SECTION 806
OF THE SARBANES-OXLEY ACT OF
2002, AS AMENDED
62. The authority citation for part
1980 is revised to read as follows:
■
Authority: 18 U.S.C. 1514A, as amended
by the Dodd-Frank Wall Street Reform and
Consumer Protection Act of 2010, Pub. L.
111–203 (July 21, 2010); Secretary’s Order
No. 01–2012 (Jan. 18, 2012), 77 FR 3912 (Jan.
25, 2012); Secretary’s Order No. 01–2020.
63. In § 1980.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1980.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
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petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB shall be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing all
relief necessary to make the
complainant whole, including
reinstatement with the same seniority
status that the complainant would have
had but for the retaliation; back pay
with interest; and compensation for any
special damages sustained as a result of
the retaliation, including litigation
costs, expert witness fees, and
reasonable attorney fees. Interest on
back pay will be calculated using the
interest rate applicable to underpayment
of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will
also require the respondent to submit
appropriate documentation to the Social
Security Administration allocating any
back pay award to the appropriate
calendar quarters. Such order is subject
to discretionary review by the Secretary
as provided in Secretary’s Order 01–
2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
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64. In § 1980.112, revise paragraph (a)
to read as follows:
■
§ 1980.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1981—PROCEDURES FOR THE
HANDLING OF DISCRIMINATION
COMPLAINTS UNDER SECTION 6 OF
THE PIPELINE SAFETY
IMPROVEMENT ACT OF 2002
65. The authority citation for part
1981 continues to read as follows:
■
Authority: 49 U.S.C. 60129; Secretary’s
Order No. 01–2020.
66. In § 1981.110, revise paragraphs
(a), (c), (d), and (e) as follows:
■
§ 1981.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the Administrative Law Judge, or a
named person alleging that the
complaint was frivolous or brought in
bad faith who seeks an award of
attorney’s fees, must file a written
petition for review with the
Administrative Review Board (‘‘the
Board’’). The decision of the
Administrative Law Judge will become
the final order of the Secretary unless,
pursuant to this section, a petition for
review is timely filed with the Board.
The petition for review must
specifically identify the findings,
conclusions, or orders to which
exception is taken. Any exception not
specifically urged ordinarily will be
deemed to have been waived by the
parties. To be effective, a petition must
be filed within 10 business days of the
date of the decision of the
Administrative Law Judge. The date of
the postmark, facsimile transmittal, or
email communication will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
Board. Copies of the petition for review
and all briefs must be served on the
Assistant Secretary, Occupational Safety
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and Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210.
*
*
*
*
*
(c) The decision of the Board shall be
issued within 90 days of the conclusion
of the hearing, which will be deemed to
be the conclusion of all proceedings
before the Administrative Law Judge—
i.e., 10 business days after the date of
the decision of the Administrative Law
Judge unless a motion for
reconsideration has been filed with the
Administrative Law Judge in the
interim. The decision will be served
upon all parties and the Chief
Administrative Law Judge by mail to the
last known address. The decision will
also be served on the Assistant
Secretary, Occupational Safety and
Health Administration, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, Washington, DC 20210, even if
the Assistant Secretary is not a party.
(d) If the ARB concludes that the
party charged has violated the law, the
ARB shall order the party charged to
take appropriate affirmative action to
abate the violation, including, where
appropriate, reinstatement of the
complainant to that person’s former
position, together with the
compensation (including back pay),
terms, conditions, and privileges of that
employment, and compensatory
damages. At the request of the
complainant, the Board shall assess
against the named person all costs and
expenses (including attorney and expert
witness fees) reasonably incurred. Such
order is subject to discretionary review
by the Secretary as provided in
Secretary’s Order 01–2020.
(e) If the ARB concludes that the party
charged has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
named person, the Board determines
that a complaint was frivolous or was
brought in bad faith, the Board may
award to the named person reasonable
attorney fees, not exceeding $1,000. An
order under this section is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
■ 67. In § 1981.112, revise paragraph (a)
to read as follows:
§ 1981.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
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the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation. A
final order of the Secretary is not subject
to judicial review in any criminal or
other civil proceeding.
*
*
*
*
*
PART 1982—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE NATIONAL
TRANSIT SYSTEMS SECURITY ACT
AND THE FEDERAL RAILROAD
SAFETY ACT
68. The authority citation for part
1982 is revised to read as follows:
■
Authority: 6 U.S.C. 1142 and 49 U.S.C.
20109; Secretary’s Order 01–2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary’s
Order No. 01–2020.
69. In § 1982.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
lotter on DSKBCFDHB2PROD with RULES
§ 1982.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint under NTSSA was
frivolous or brought in bad faith who
seeks an award of attorney fees, must
file a written petition for review with
the ARB. The parties should identify in
their petitions for review the legal
conclusions or orders to which they
object, or the objections may be deemed
waived. A petition must be filed within
14 days of the date of the decision of the
ALJ. The date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary, and on the Associate
Solicitor, Division of Fair Labor
Standards.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is denied or
14 days after a new decision is issued.
The ARB’s decision will be served upon
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all parties and the Chief Administrative
Law Judge by mail. The decision also
will be served on the Assistant
Secretary, and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
include, where appropriate, affirmative
action to abate the violation;
reinstatement with the same seniority
status that the employee would have
had but for the retaliation; any back pay
with interest; and payment of
compensatory damages, including
compensation for any special damages
sustained as a result of the retaliation,
including litigation costs, expert witness
fees, and reasonable attorney fees.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit documentation to
the Social Security Administration or
the Railroad Retirement Board, as
appropriate, allocating any back pay
award to the appropriate months or
calendar quarters. The order may also
require the respondent to pay punitive
damages up to $250,000. Such order is
subject to discretionary review by the
Secretary as provided in Secretary’s
Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint under NTSSA was frivolous
or was brought in bad faith, the ARB
may award to the respondent reasonable
attorney fees, not exceeding $1,000. An
order under this section is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
■ 70. In § 1982.112, revise paragraph (a)
to read as follows:
§ 1982.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PO 00000
Frm 00053
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13037
PART 1983—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER SECTION 219
OF THE CONSUMER PRODUCT
SAFETY IMPROVEMENT ACT OF 2008
71. The authority citation for part
1983 is revised to read as follows:
■
Authority: 15 U.S.C. 2087; Secretary’s
Order 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order 01–2020.
72. In § 1983.110, revise paragraphs
(a), (c), (d), and (e) as follows:
■
§ 1983.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney’s fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
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require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
Such order is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent a reasonable attorney’s fee,
not exceeding $1,000. An order under
this section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
■ 73. In § 1983.112, revise paragraph (a)
to read as follows:
§ 1983.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
PART 1984—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER SECTION 1558
OF THE AFFORDABLE CARE ACT
74. The authority citation for part
1984 is revised to read as follows:
■
Authority: 29 U.S.C. 218C; Secretary’s
Order 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
75. In § 1984.110, revise paragraphs
(a), (c), (d), and (e) as follows:
lotter on DSKBCFDHB2PROD with RULES
■
§ 1984.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
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in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the
Administrative Review Board (ARB).
The parties should identify in their
petitions for review the legal
conclusions or orders to which they
object, or the objections may be deemed
waived. A petition must be filed within
14 days of the date of the decision of the
ALJ. The date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary, and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary, and on the
Associate Solicitor, Division of Fair
Labor Standards, U.S. Department of
Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to the
complainant’s former position, together
with the compensation (including back
pay and interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
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Fmt 4700
Sfmt 4700
documentation to the Social Security
Administration allocating any back pay
award to the appropriate period. Such
order is subject to discretionary review
by the Secretary as provided in
Secretary’s Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
■ 76. In § 1984.112, revise paragraph (a)
to read as follows:
§ 1984.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1985—PROCEDURES FOR
HANDLING RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISION OF THE
CONSUMER FINANCIAL PROTECTION
ACT OF 2010
77. The authority citation for part
1985 is revised to read as follows:
■
Authority: 12 U.S.C. 5567; Secretary’s
Order No. 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
78. In § 1985.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1985.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
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communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the decision
of the ALJ, unless a motion for
reconsideration has been filed with the
ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate calendar
quarters. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
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17:52 Mar 05, 2020
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in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
■ 79. In § 1985.112, revise paragraph (a)
to read as follows:
§ 1985.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1986—PROCEDURES FOR THE
HANDLING OF RETALIATION
COMPLAINTS UNDER THE EMPLOYEE
PROTECTION PROVISION OF THE
SEAMAN’S PROTECTION ACT (SPA),
AS AMENDED
80. The authority citation for part
1986 is revised to read as follows:
■
Authority: 46 U.S.C. 2114; 49 U.S.C.
31105; Secretary’s Order 1–2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary’s
Order No. 01–2020.
81. In § 1986.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1986.110 Decisions and orders of the
Administrative Review Board.
(a) The Assistant Secretary or any
other party desiring to seek review,
including judicial review, of a decision
of the ALJ must file a written petition
for review with the ARB. The parties
should identify in their petitions for
review the legal conclusions or orders to
which they object, or the objections may
be deemed waived. A petition must be
filed within 14 days of the date of the
decision of the ALJ. The date of the
postmark, facsimile transmittal, or
electronic communication transmittal
will be considered to be the date of
filing; if the petition is filed in person,
by hand delivery or other means, the
petition is considered filed upon
receipt. The petition must be served on
all parties and on the Chief
Administrative Law Judge at the time it
is filed with the ARB. Copies of the
petition for review and all briefs must
be served on the Assistant Secretary
and, in cases in which the Assistant
Secretary is a party, on the Associate
Solicitor, Division of Occupational
PO 00000
Frm 00055
Fmt 4700
Sfmt 4700
13039
Safety and Health, U.S. Department of
Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision also will be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Occupational
Safety and Health, U.S. Department of
Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, with the same
compensation, terms, conditions, and
privileges of the complainant’s
employment; payment of compensatory
damages (back pay with interest and
compensation for any special damages
sustained as a result of the retaliation,
including any litigation costs, expert
witness fees, and reasonable attorney
fees the complainant may have
incurred); and payment of punitive
damages up to $250,000. Interest on
back pay will be calculated using the
interest rate applicable to underpayment
of taxes under 26 U.S.C. 6621 and will
be compounded daily. Such order is
subject to discretionary review by the
Secretary as provided in Secretary’s
Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
■ 82. In § 1986.112, revise paragraph (a)
to read as follows:
§ 1986.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the court of appeals of the
United States for the circuit in which
the violation allegedly occurred or the
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circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1987—PROCEDURES FOR
HANDLING RETALIATION
COMPLAINTS UNDER SECTION 402
OF THE FDA FOOD SAFETY
MODERNIZATION ACT
83. The authority citation for part
1987 is revised to read as follows:
■
Authority: 21 U.S.C. 399d; Secretary’s
Order No. 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
84. In § 1987.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
lotter on DSKBCFDHB2PROD with RULES
§ 1987.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the date of
the decision of the ALJ, unless a motion
for reconsideration has been filed with
the ALJ in the interim. In such case the
conclusion of the hearing is the date the
motion for reconsideration is denied or
14 days after a new decision is issued.
The ARB’s decision will be served upon
all parties and the Chief Administrative
Law Judge by mail. The decision will
also be served on the Assistant Secretary
and on the Associate Solicitor, Division
of Fair Labor Standards, U.S.
Department of Labor, even if the
Assistant Secretary is not a party.
VerDate Sep<11>2014
17:52 Mar 05, 2020
Jkt 250001
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate calendar
quarters. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
■ 85. In § 1987.112, revise paragraph (a)
to read as follows:
§ 1987.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
PART 1988—PROCEDURES FOR
HANDLING RETALIATION
COMPLAINTS UNDER SECTION 31307
OF THE MOVING AHEAD FOR
PROGRESS IN THE 21ST CENTURY
ACT (MAP–21)
86. The authority citation for part
1988 is revised to read as follows:
■
PO 00000
Frm 00056
Fmt 4700
Sfmt 4700
Authority: 49 U.S.C. 30171; Secretary’s
Order No. 1–2012 (Jan. 18, 2012), 77 FR 3912
(Jan. 25, 2012); Secretary’s Order No. 01–
2020.
87. In § 1988.110, revise paragraphs
(a), (c), (d), and (e) to read as follows:
■
§ 1988.110 Decision and orders of the
Administrative Review Board.
(a) Any party desiring to seek review,
including judicial review, of a decision
of the ALJ, or a respondent alleging that
the complaint was frivolous or brought
in bad faith who seeks an award of
attorney fees, must file a written
petition for review with the ARB. The
parties should identify in their petitions
for review the legal conclusions or
orders to which they object, or the
objections may be deemed waived. A
petition must be filed within 14 days of
the date of the decision of the ALJ. The
date of the postmark, facsimile
transmittal, or electronic
communication transmittal will be
considered to be the date of filing; if the
petition is filed in person, by hand
delivery or other means, the petition is
considered filed upon receipt. The
petition must be served on all parties
and on the Chief Administrative Law
Judge at the time it is filed with the
ARB. Copies of the petition for review
must be served on the Assistant
Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S.
Department of Labor.
*
*
*
*
*
(c) The decision of the ARB will be
issued within 120 days of the
conclusion of the hearing, which will be
deemed to be 14 days after the decision
of the ALJ, unless a motion for
reconsideration has been filed with the
ALJ in the interim. In such case, the
conclusion of the hearing is the date the
motion for reconsideration is ruled
upon or 14 days after a new decision is
issued. The ARB’s decision will be
served upon all parties and the Chief
Administrative Law Judge by mail. The
decision will also be served on the
Assistant Secretary and on the Associate
Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor,
even if the Assistant Secretary is not a
party.
(d) If the ARB concludes that the
respondent has violated the law, the
ARB will issue an order providing relief
to the complainant. The order will
require, where appropriate, affirmative
action to abate the violation;
reinstatement of the complainant to his
or her former position, together with the
compensation (including back pay and
interest), terms, conditions, and
privileges of the complainant’s
employment; and payment of
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compensatory damages, including, at
the request of the complainant, the
aggregate amount of all costs and
expenses (including attorney and expert
witness fees) reasonably incurred.
Interest on back pay will be calculated
using the interest rate applicable to
underpayment of taxes under 26 U.S.C.
6621 and will be compounded daily.
The order will also require the
respondent to submit appropriate
documentation to the Social Security
Administration allocating any back pay
award to the appropriate calendar
quarters. Such order is subject to
discretionary review by the Secretary as
provided in Secretary’s Order 01–2020.
(e) If the ARB concludes that the
respondent has not violated the law, the
ARB will issue an order denying the
complaint. If, upon the request of the
respondent, the ARB determines that a
complaint was frivolous or was brought
in bad faith, the ARB may award to the
respondent reasonable attorney fees, not
exceeding $1,000. An order under this
section is subject to discretionary
review by the Secretary as provided in
Secretary’s Order 01–2020.
■ 88. In § 1988.112, revise paragraph (a)
to read as follows:
§ 1988.112
Judicial review.
(a) Within 60 days after the issuance
of a final order (including a decision
issued by the Secretary upon his or her
discretionary review) for which judicial
review is available, any person
adversely affected or aggrieved by the
order may file a petition for review of
the order in the United States Court of
Appeals for the circuit in which the
violation allegedly occurred or the
circuit in which the complainant
resided on the date of the violation.
*
*
*
*
*
Title 41: Public Contracts and Property
Management
Office of Federal Contract Compliance
Programs
PART 50–203—RULES OF PRACTICE
89. The authority citation for part 50–
203 continues to read as follows:
■
Authority: Sec. 4, 49 Stat. 2038; 41 U.S.C.
38, unless otherwise noted.
90. In § 50–203.21, revise paragraph
(d) to read as follows:
lotter on DSKBCFDHB2PROD with RULES
■
§ 50–203.21
*
*
*
*
(d) Thereafter, the Administrative
Review Board may issue a decision
ruling upon each exception filed and
including any appropriate wage
determination. Any such decision shall
VerDate Sep<11>2014
17:52 Mar 05, 2020
Jkt 250001
PART 60–30—RULES OF PRACTICE
FOR ADMINISTRATIVE PROCEEDINGS
TO ENFORCE EQUAL OPPORTUNITY
UNDER EXECUTIVE ORDER 11246
91. The authority citation for part 60–
30 continues to read as follows:
■
Authority: Executive Order 11246, as
amended, 30 FR 12319, 32 FR 14303, as
amended by E.O. 12086; 29 U.S.C. 793, as
amended, and 38 U.S.C. 4212, as amended.
92. Revise § 60–30.29 to read as
follows:
■
§ 60–30.29
§ 60–30.30
Administrative Order.
After expiration of the time for filing,
the Administrative Review Board,
United States Department of Labor, shall
make a decision which shall be served
on all parties. If the Administrative
Review Board, United States
Department of Labor, concludes that the
defendant has violated the Executive
Order, the equal opportunity clause, or
the regulations, an Administrative Order
shall be issued enjoining the violations,
and requiring the contractor to provide
whatever remedies are appropriate, and
imposing whatever sanctions are
appropriate, or any of the above. In any
event, failure to comply with the
Administrative Order shall result in the
immediate cancellation, termination,
and suspension of the respondent’s
contracts and/or debarment of the
respondent from further contracts.
■ 94. Revise § 60–30.37 to read as
follows:
Final Administrative Order.
After expiration of the time for filing
exceptions, the Administrative Review
Board, United States Department of
Labor, shall issue an Administrative
Order which shall be served on all
parties. Unless the Administrative
Review Board, United States
Department of Labor, issues an
PO 00000
Administrative Order within 30 days
after the expiration of the time for filing
exceptions, the Administrative Law
Judge’s recommended decision shall
become a final Administrative Order
which shall become effective on the 31st
day after expiration of the time for filing
exceptions. Except as to specific time
periods required in this subsection, 41
CFR 60–30.30 shall be applicable to this
section.
[FR Doc. 2020–04017 Filed 3–5–20; 8:45 am]
BILLING CODE 4510–FN–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
Record.
After expiration of the time for filing
briefs and exceptions, the
Administrative Review Board, United
States Department of Labor, shall make
a decision, which shall be the
Administrative order, on the basis of the
record. The record shall consist of the
record for recommended decision, the
rulings and recommended decision of
the Administrative Law Judge and the
exceptions and briefs filed subsequent
to the Administrative Law Judge’s
decision.
■ 93. Revise § 60–30.30 to read as
follows:
§ 60–30.37
Decisions.
*
be published in the Federal Register
after it becomes the final action of the
Department.
13041
Frm 00057
Fmt 4700
Sfmt 4700
24 CFR Parts 28, 30, 87, 180, and 3282
[FR–6196–F–01]
Adjustment of Civil Monetary Penalty
Amounts for 2020
AGENCY:
Office of the General Counsel,
HUD.
ACTION:
Final rule.
This rule provides for 2020
inflation adjustments of civil monetary
penalty amounts required by the Federal
Civil Penalties Inflation Adjustment Act
of 1990, as amended by the Federal
Civil Penalties Inflation Adjustment Act
Improvements Act of 2015.
DATES: Effective date for 2020 inflation
adjustment: April 6, 2020.
FOR FURTHER INFORMATION CONTACT:
Aaron Santa Anna, Acting Associate
General Counsel, Office of Legislation
and Regulations, Office of General
Counsel, Department of Housing and
Urban Development, 451 7th Street SW,
Room 10276, Washington, DC 20024;
telephone number 202–402–5300 (this
is not a toll-free number). Hearing- or
speech-impaired individuals may access
this number via TTY by calling the
Information Relay Service at 800–877–
8339 (this is a toll-free number).
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Background
The Federal Civil Penalties Inflation
Adjustment Act Improvements Act of
2015 (the 2015 Act) (Pub. L. 114–74,
Sec. 701), which further amended the
Federal Civil Penalties Inflation
Adjustment Act of 1990 (Pub. L. 101–
410), requires agencies to make annual
adjustments to civil monetary penalty
(CMP) amounts for inflation
‘‘notwithstanding section 553 of title 5,
United States Code.’’ Section 553 refers
to the Administrative Procedure Act,
which provides for advance notice and
public comment on rules. However, as
explained in Section III below, HUD has
E:\FR\FM\06MRR1.SGM
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Agencies
[Federal Register Volume 85, Number 45 (Friday, March 6, 2020)]
[Rules and Regulations]
[Pages 13024-13041]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-04017]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Employment and Training Administration
20 CFR Parts 641, 655, 656, 658, 667, 683, and 702
Office of the Secretary of Labor
29 CFR Parts 2, 7, 8, 10, 13, 18, 24, 29, 38, and 96
Office of Labor-Management Standards
29 CFR Parts 417 and 471
Wage and Hour Division
29 CFR Parts 501 and 580
Occupational Health and Safety Administration
29 CFR Parts 1978 through 1988
Office of Federal Contract Compliance Programs
41 CFR Parts 50-203 and 60-30
RIN 1290-AA39
Discretionary Review by the Secretary
AGENCY: Office of the Secretary
ACTION: Direct final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Labor is issuing this direct final rule
(DFR) to establish a system of discretionary secretarial review over
cases pending before or decided by the Board of Alien Labor
Certification Appeals and to make technical changes to Departmental
regulations governing the timing and finality of decisions of the
Administrative Review Board and the Board of Alien Labor Certification
Appeals to ensure consistency with the new discretionary review
processes proposed in this rule and established in Secretary's Order
01-2020.
DATES: This direct final rule is effective April 20, 2020 unless
significant adverse comment is submitted (transmitted, postmarked, or
delivered) by April 6, 2020. If DOL receives significant adverse
comment, the Agency will publish a timely withdrawal in the Federal
Register informing the public that this DFR will not take effect (see
Section III, direct final rulemaking, for more details on this
process). Comments to this DFR and other information must be submitted
(transmitted, postmarked, or delivered) by April 6, 2020. All
submissions must bear a postmark or provide other evidence of the
submission date.
ADDRESSES: You may send comments, identified by Regulatory
Identification Number (RIN) 1290-AA39, by either one of the following
methods:
Federal e-Rulemaking Portal: https://www.regulations.gov.
Follow the website instructions for submitting comments. To facilitate
receipt and processing of comments, the Department encourages
interested parties to submit their comments electronically.
Mail, hand delivery, express mail, courier service, or
email. You may submit your comments and attachments to Mr. Thomas
Shepherd, Clerk of the Appellate Boards, Room S-5220, 200 Constitution
Avenue NW, Washington, DC 20210, or you may submit them by email to
[email protected]. The Office of the Clerk is open during
business hours on all days except Saturdays, Sundays, and federal
holidays, from 8:30 a.m. to 5:00 p.m., Eastern Time.
Instructions: All submissions received must include the agency name
and Regulatory Information Number (RIN) for this rulemaking. All
comments received will generally be posted without change to https://www.regulations.gov, including any personal information provided.
FOR FURTHER INFORMATION CONTACT: Mr. Thomas Shepherd, Clerk of the
Appellate Boards, at 202-693-6319 or [email protected].
SUPPLEMENTARY INFORMATION:
I. Background
Two of the four review boards within the Department of Labor were
created by voluntary delegations of authority by previous Secretaries
of Labor. Specifically, the Administrative Review Board (ARB)--which
has authority to hear appeals from the decisions of the Department's
Office of Administrative Law Judges (OALJ) about certain immigration,
child labor, employment discrimination, federal construction/service
contracts, and other issues--and the Board of Alien Labor Certification
Appeals (BALCA)--which has authority over appeals from the decisions of
the Employment and Training Administration's adjudication of foreign
labor certification applications--were created, respectively, by a
Secretary's Order and by regulation. Their existence is neither
compelled nor governed by statute. Notably, before the ARB was created
in 1996, many of the types of cases now subject to its jurisdiction
were decided directly by the Secretary. Each board was also entrusted
with the
[[Page 13025]]
power to issue final agency decisions in the name of the Secretary.
Currently, the Secretary's Order and regulations establishing the ARB
and BALCA provide no mechanism by which the Secretary can review, where
necessary, the decisions of the officers who exercise power on his
behalf.
To ensure that the Secretary has the ability to properly supervise
and direct the actions of the Department, the Department proposes to
establish systems of discretionary secretarial review over the
decisions of the ARB and decisions of and appeals before BALCA, which
will be accomplished through the proposed rule contained herein and the
simultaneous issuance of a Secretary's Order governing the ARB. The
Department's authority to effect these reforms derives from 5 U.S.C.
301, which authorizes the heads of agencies to regulate the internal
operations of their departments, 5 U.S.C. 305, which provides for
continuing review of agency operations, and the Secretary's authority
to administer the statutes and programs at issue in ARB and BALCA
proceedings. In combination, these statutes establish many of the
powers of the Department within the Office of the Secretary, and give
the Secretary wide latitude to delegate those powers to his
subordinates on the terms he deems appropriate. Thus, the Secretary has
the power to delegate his authority to appropriately supervise the
adjudicatory process within the Department, and is now exercising that
same authority to assert his decision-making prerogatives duly assigned
to him by Congress by modifying the terms on which the members of the
ARB and BALCA exercise his delegated authority.
The reforms to BALCA (and conforming edits to various Departmental
regulations governing the ARB, BALCA, and the OALJ) preserve the
existing structures by which the Department processes adjudications
while giving the Secretary the option, in his sole discretion, to
initiate review directly in a case where the Secretary's involvement is
necessary and appropriate. Again, Congress has assigned the
administration of various statutes to the Secretary of Labor, meaning
that the Secretary is obligated to ensure that those laws are
administered, executed, interpreted, and enforced according to law and
Executive Branch priorities and policies. Under these reforms, the
Secretary will rely on the ARB and BALCA to assist in identifying cases
where secretarial review may be warranted. Consistent with the practice
of other agencies, the Department does not anticipate that the power of
secretarial review will be used often. The Department similarly
anticipates that secretarial review--while completely within the
Secretary's discretion as the officer assigned to administer the laws
in the first place--will typically be reserved for matters of
significant importance. Finally, the Department will ensure that the
secretarial review process will be accomplished in a manner that
complies with any applicable legal requirements.
Because of significant differences between how the ARB and BALCA
operate, the proposed systems of review for each board are designed
somewhat differently. Most importantly, whereas with respect to the ARB
the Secretary will not exercise review over cases until after a
decision has been rendered, the proposed regulations modifying BALCA's
authority would allow the Secretary to assume jurisdiction over most
cases even before a decision has been issued. This is because BALCA
processes significantly more cases each year than does the ARB, and,
due to the nature of the temporary visa programs and DOL's role in
administering these programs, does so much more quickly than does the
ARB. As a result, under the BALCA regulations, the Secretary will be
able to initiate review of a case even before BALCA has issued a
decision.
The Department appreciates the expeditious nature of many types of
BALCA proceedings, such as those involving temporary labor
certification, and does not anticipate that the new system of
secretarial review established over such cases will significantly
disrupt or otherwise impede the way such cases are currently processed.
As noted above, the Department expects that secretarial review over
BALCA decisions will, as with agency head review at other departments,
likely not be exercised often. Further, the proposed changes to 29 CFR
18.95 provide that a BALCA decision is the Secretary's final
administrative decision unless the Secretary assumes jurisdiction over
the case. For example, once the BALCA issues a decision that grants a
labor certification or remands for further processing, the private
party in the case will be able to proceed immediately to the next step
of the application process, and will only be delayed in doing so if the
Secretary later decides to undertake review. Moreover, the revised 29
CFR 18.95 limits any potential uncertainty that may exist because of
the possibility of secretarial review by placing strict time limits on
when the Secretary will have the option of assuming jurisdiction over a
case.
II. Consideration of Comments
The Department will consider comment on issues related to this
action. If the Department receives no significant adverse comment, the
Department will publish a Federal Register document confirming the
effective date of the DFR and withdrawing the companion Notice of
Proposed Rulemaking (NPRM). Such confirmation may include minor
stylistic or technical changes to the DFR. For the purpose of judicial
review, the Department views the date of confirmation of the effective
date of the DFR as the date of promulgation.
III. Direct Final Rulemaking
In direct final rulemaking, an agency publishes a DFR in the
Federal Register, with a statement that the rule will go into effect
unless the agency receives significant adverse comment within a
specified period. The agency may publish an identical concurrent NPRM.
If the agency receives no significant adverse comment in response to
the DFR, the rule goes into effect. The Department plans to confirm the
effective date of a DFR through a separate Federal Register document.
If the agency receives a significant adverse comment, the agency will
withdraw the DFR and treats such comment as a response to the NPRM. An
agency typically uses direct final rulemaking when an agency
anticipates that a rule will not be controversial.
For purposes of this rulemaking, a significant adverse comment is
one that explains: (1) Why the rule is inappropriate, including
challenges to the rule's underlying premise or approach; or (2) Why the
direct final rule will be ineffective or unacceptable without a change.
In addition to publishing this DFR, the Department is publishing an
NPRM in the Federal Register. The comment period for the NPRM runs
concurrently with that of the DFR. The Department will treat comments
received on the companion NPRM as comments also regarding the DFR.
Similarly, the Department will consider comments submitted to the DFR
as comment to the companion NPRM. Therefore, if the Department receives
a significant adverse comment on either this DFR or the NPRM, it will
withdraw this DFR and proceed with the companion NPRM. In the event the
Department withdraws the DFR because of significant adverse comment,
the Department will consider all timely comments received in response
to the DFR when it continues with the NPRM. After carefully considering
all
[[Page 13026]]
comments to the DFR and the NPRM, the Department will decide whether to
publish a new final rule.
The Department has determined that this rule is suitable for direct
final rulemaking. The proposed revisions to the Department's internal
adjudicatory processes would establish a mechanism by which the
Secretary can review cases pending before or decided by BALCA, and make
other conforming amendments to Departmental regulations to align with
this new system of discretionary review as well as the similar system
of discretionary review established in Secretary's Order 01-2020 over
decisions of the ARB. These are rules of agency management and
personnel and are entirely procedural changes to how officers within
the Department of Labor exercise delegated authority on behalf of the
Secretary; therefore, the Department is not required to engage in a
notice and comment process to issue them. See 5 U.S.C. 553(a)(2),
(b)(A). Indeed, the vast majority of the proposed changes are merely
technical amendments to rules governing the manner in which the ARB
issues decisions that are designed to eliminate any potential for
confusion or ambiguity in light of the issuance of Secretary's Order
01-2020. Further, discretionary review by an agency head over
adjudicatory decisions exists in many other executive branch agencies,
including at the Department of Justice, the Department of the Interior,
and the Department of Education. The proposed rules are therefore
consistent with well-known and well-established models of internal
agency review. In consequence, the proposed changes to the Department's
internal adjudicatory processes should not be controversial.
IV. Discussion of Changes
The Department proposes to revise several sections of the Code of
Federal Regulations including 20 CFR parts 641, 655, 656, 658, 667,
683, and 702; 29 CFR parts 2, 7, 8, 10, 13, 18, 24, 29, 38, and 96; 29
CFR part 471; 29 CFR parts 501 and 580; 29 CFR parts 1978-1988; and 41
CFR parts 50-203 and 60-30 to harmonize the manner in which the ARB
issues decisions on behalf of the Secretary under the Department's
regulations with the scope of the final decision-making authority
delegated to the ARB by the Secretary in Secretary's Order 01-2020.
Specifically, references to final decisions of the ARB have been
modified or removed to ensure that no regulation contradicts the terms
on which an ARB decision becomes final under the Secretary's Order.
Certain provisions governing the timing of petitions for review to the
ARB and when the ARB is required to issue decisions have also been
amended to eliminate potential ambiguity or confusion over the
distinction between when the ARB is required to issue a decision and
when such decision becomes the final action of the Department pursuant
to the Secretary's Order.
The Department also proposes to revise 29 CFR part 18 by modifying
the conditions under which a decision of BALCA becomes the final
decision of the Department and by creating a process by which the
Secretary of Labor can exercise discretionary review over cases pending
before or decided by the BALCA. Technical amendments are also proposed
to 20 CFR parts 655 and 656 to harmonize the manner in which BALCA
issues decisions on behalf of the Secretary with the new system of
discretionary review established in 29 CFR part 18.
The Department of Labor and the Department of Homeland Security
(DHS) have determined that it is appropriate to issue a separate rule
regarding the Secretary of Labor's review authority over H-2B cases
under 29 CFR 18.95 to address the same issues addressed by this rule in
the H-2B context. It is the Departments' intent to promulgate this
separate rule after the publication of this rule. This determination
follows conflicting court decisions concerning DOL's authority to issue
legislative rules on its own to carry out its duties in the H-2B
program. Although DOL and DHS each have authority to issue rules
implementing their respective duties in the H-2B program, the
Departments plan to make the amendments to the applicable regulations
jointly to ensure that there can be no question about the authority
underlying such technical amendments. This approach is consistent with
the joint rulemaking governing the Temporary Non-Agricultural
Employment of H-2B Aliens in the United States, 80 FR 24042 (Apr. 29,
2015) (codified at 8 CFR part 214, 20 CFR part 655, and 29 CFR part
503).
In order to ensure that all parties appearing before the ARB and
BALCA have fair notice of the new systems of discretionary review
established in this rulemaking and in Secretary's Order 01-2020, the
Secretary will not exercise his review authority over any decision of
either Board issued before the passage of 30 calendar days from the
date on which the rule becomes effective.
V. Rulemaking Analyses and Notices
Executive Orders 12866, Regulatory Planning and Review, and 13563,
Improving Regulation and Regulatory Review
Executive Orders 12866 and 13563 direct agencies to assess the
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility.
This proposed rule has been drafted and reviewed in accordance with
Executive Order 12866. The Department of Labor, in coordination with
the Office of Management and Budget (OMB), determined that this
proposed rule is not a significant regulatory action under section 3(f)
of Executive Order 12866 because the rule will not have an annual
effect on the economy of $100 million or more; will not create a
serious inconsistency or otherwise interfere with an action taken or
planned by another agency; and will not materially alter the budgetary
impact of entitlements, grants, user fees, or loan programs or the
rights and obligations of recipients thereof. Furthermore, the rule
does not raise a novel legal or policy issue arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
Accordingly, OMB has waived review.
Regulatory Flexibility Act of 1980
Because no notice of proposed rulemaking is required for this rule
under section 553 of the Administrative Procedure Act, the regulatory
flexibility analysis requirements of the Regulatory Flexibility Act, 5
U.S.C. 603, 604, do not apply to this rule. See 5 U.S.C. 601(2).
Paperwork Reduction Act
The Department has determined that this proposed rule is not
subject to the requirements of the Paperwork Reduction Act, 44 U.S.C.
3501 et seq., as this rulemaking does not involve any collections of
information. See 5 CFR 1320.3(c).
Unfunded Mandates Reform Act of 1995 and Executive Order 13132,
Federalism
The Department has reviewed this proposed rule in accordance with
the requirements of Executive Order 13132 and the Unfunded Mandates
Reform Act
[[Page 13027]]
of 1995, 2 U.S.C. 1501 et seq., and has found no potential or
substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government. As there
is no Federal mandate contained herein that could result in increased
expenditures by State, local, and tribal governments, or by the private
sector, the Department has not prepared a budgetary impact statement.
Executive Order 13175, Consultation and Coordination With Indian Tribal
Governments
The Department has reviewed this proposed rule in accordance with
Executive Order 13175 and has determined that it does not have ``tribal
implications.'' The proposed rule does not ``have substantial direct
effects on one or more Indian tribes, on the relationship between the
Federal government and Indian tribes, or on the distribution of power
and responsibilities between the Federal government and Indian
tribes.''
Dated: February 21, 2020.
Eugene Scalia,
Secretary of Labor.
List of Subjects
20 CFR Part 641
Administrative practice and procedure, Grievance procedure and
appeals process, Senior Community Service Employment Program, Services
to participants.
20 CFR Part 655
Administrative practice and procedure, Labor certification
processes for temporary employment.
20 CFR Part 656
Administrative practice and procedure, Fraud, Reporting and
recordkeeping requirements, Wages.
20 CFR Part 658
Administrative practice and procedure, Complaint system;
Discontinuation of services, State workforce agency compliance, Federal
application of remedial action to state workforce agencies, Wagner-
Peyser Act Employment Service.
20 CFR Part 667
Adjudication and Judicial Review, Administrative practice and
procedure; Oversight and monitoring, Grievance procedures, complaints,
and state appeal processes, Sanctions, corrective actions, and waiver
of liability, Reporting and recordkeeping requirements, Resolution of
findings, Workforce Investment Act.
20 CFR Part 683
Adjudication and judicial review, Administrative practice and
procedure, Funding and closeout, Grievance procedures, complaints, and
State appeal processes; Oversight and resolution of findings, Pay-for-
performance contract strategies, Reporting and recordkeeping
requirements, Rules, costs, and limitations, Sanctions, corrective
actions, and waiver of liability, Workforce Innovation And Opportunity
Act.
20 CFR Part 702
Administrative practice and procedure, Claims, Penalties, Reporting
and recordkeeping requirements, Whistleblowing, Workers' compensation.
29 CFR Part 2
Administrative practice and procedure, Claims, Courts, Government
employees.
29 CFR Part 7
Administrative practice and procedure, Government contracts,
Minimum wages.
29 CFR Part 8
Administrative practice and procedure, Government contracts,
Minimum wages.
29 CFR Part 10
Administrative practice and procedure, Construction industry,
Government procurement, Law enforcement, Reporting and recordkeeping
requirements, Wages.
29 CFR Part 13
Administrative practice and procedure, Government contracts, Law
enforcement, Reporting and recordkeeping requirements, Wages.
29 CFR Part 18
Administrative practice and procedure, Grievance procedure and
appeals process, Senior Community Service Employment Program, Services
to participants.
29 CFR Part 24
Administrative practice and procedure, Review of other proceedings
and related matters, Review of wage determinations.
29 CFR Part 29
Administrative practice and procedure, Apprenticeship programs,
Labor standards, State apprenticeship agencies.
29 CFR Part 38
Administrative practice and procedure, Compliance procedures,
Obligations of recipients and governors, Workforce Innovation and
Opportunity Act.
29 CFR Part 96
Administrative practice and procedure, Audit requirements, Grants,
contracts, and other agreements.
29 CFR Part 417
Labor management standards, Procedures for removal of local labor
organization officers.
29 CFR Part 471
Administrative practice and procedure, Complaint procedures,
Compliance review, Contractor obligations, Federal labor law.
29 CFR Part 501
Administrative practice and procedure, Contract obligations;
Enforcement, Immigration and Nationality Act, Temporary alien
agricultural workers.
29 CFR Part 580
Administrative practice and procedure, Assessing and contesting,
Civil money penalties.
29 CFR Part 1978
Administrative practice and procedure; Employee protection;
Findings, Investigations, Litigation, Retaliation complaints, Surface
Transportation Assistance Act of 1982.
29 CFR Part 1979
Administrative practice and procedure, Employee protection,
Findings, Litigation, Investigations, Retaliation complaints, Wendell
H. Ford Aviation Investment and Reform Act for the 21st Century.
29 CFR Part 1980
Administrative practice and procedure, Employee protection,
Findings, Investigations, Litigation, Retaliation complaints, Sarbanes-
Oxley Act of 2002.
29 CFR Part 1981
Administrative practice and procedure, Employee protection,
Findings, Litigation, Investigations, Pipeline Safety Improvement Act
of 2002, Retaliation complaints.
29 CFR Part 1982
Administrative practice and procedure, Employee protection,
[[Page 13028]]
Federal Railroad Safety Act, Findings, Investigations, Litigation,
National Transit Systems Security Act, Retaliation complaints.
29 CFR Part 1983
Administrative practice and procedure, Consumer Product Safety
Improvement Act of 2008, Employee protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1984
Administrative practice and procedure, Affordable Care Act,
Employee protection, Findings, Investigations, Litigation, Retaliation
complaints.
29 CFR Part 1985
Administrative practice and procedure, Consumer Financial
Protection Act of 2010, Employee protection, Findings, Investigations,
Litigation, Retaliation complaints.
29 CFR Part 1986
Administrative practice and procedure, Employee protection,
Findings, Investigations, Litigation, Retaliation complaints, Seaman's
Protection Act.
29 CFR Part 1987
Administrative practice and procedure, Employee protection, FDA
Food Safety Modernization Act, Findings, Investigations, Litigation,
Retaliation complaints.
29 CFR Part 1988
Administrative practice and procedure, Employee protection,
Findings, Investigations, Litigation, Moving Ahead for Progress in the
21st Century Act, Retaliation complaints.
41 CFR Part 50-203
Administrative practice and procedure, Government procurement,
Minimum wages, Occupational safety and health.
41 CFR Part 60-30
Administrative practice and procedure, Equal opportunity, Executive
Order 11246, Property management, Public contracts.
For the reasons set forth in the preamble, the Department of Labor
amends 20 CFR chapters V and VI, 29 CFR subtitle A and chapters IV, V,
and XVII, and 41 CFR parts 50-203 and 60-30 as follows:
Title 20: Employees' Benefits
Employment and Training Administration
PART 641--PROVISIONS GOVERNING THE SENIOR COMMUNITY SERVICE
EMPLOYMENT PROGRAM
0
1. The authority citation for part 641 continues to read as follows:
Authority: 42 U.S.C. 3056 et seq.; Pub. L. 114-144, 130 Stat.
334 (Apr. 19, 2016).
0
2. In Sec. 641.900, revise paragraph (e) to read as follows:
Sec. 641.900 What appeal process is available to an applicant that
does not receive a grant?
* * * * *
(e) The decision of the ALJ constitutes final agency action unless,
within 21 days of the decision, a party dissatisfied with the ALJ's
decision, in whole or in part, has filed a petition for review with the
Administrative Review Board (ARB) (established under Secretary's Order
No. 01-2020), specifically identifying the procedure, fact, law, or
policy to which exception is taken. The mailing address for the ARB is
200 Constitution Ave. NW, Room N5404, Washington, DC 20210. The
Department will deem any exception not specifically urged to have been
waived. A copy of the petition for review must be sent to the grant
officer at that time. If, within 30 days of the filing of the petition
for review, the ARB does not notify the parties that the case has been
accepted for review, then the decision of the ALJ constitutes final
agency action. In any case accepted by the ARB, a decision must be
issued by the ARB within 180 days of acceptance. If a decision is not
so issued, the decision of the ALJ constitutes final agency action.
* * * * *
0
3. In Sec. 641.920, revise paragraph (d)(5) to read as follows:
Sec. 641.920 What actions of the Department may a grantee appeal and
what procedures apply to those appeals?
* * * * *
(d) * * *
(5) The decision of the ALJ constitutes final agency action unless,
within 21 days of the decision, a party dissatisfied with the ALJ's
decision, in whole or in part, has filed a petition for review with the
ARB (established under Secretary's Order No. 01-2020), specifically
identifying the procedure, fact, law, or policy to which exception is
taken. The mailing address for the ARB is 200 Constitution Ave. NW,
Room N5404, Washington, DC 20210. The Department will deem any
exception not specifically argued to have been waived. A copy of the
petition for review must be sent to the grant officer at that time. If,
within 30 days of the filing of the petition for review, the ARB does
not notify the parties that the case has been accepted for review, then
the decision of the ALJ constitutes final agency action. In any case
accepted by the ARB, a decision must be issued by the ARB within 180
days of acceptance. If a decision is not so issued, the decision of the
ALJ constitutes final agency action.
PART 655--TEMPORARY EMPLOYMENT OF FOREIGN WORKERS IN THE UNITED
STATES
0
4. The authority citation for part 655 continues to read as follows:
Authority: Section 655.0 issued under 8 U.S.C.
1101(a)(15)(E)(iii), 1101(a)(15)(H)(i) and (ii), 8 U.S.C.
1103(a)(6), 1182(m), (n), and (t), 1184(c), (g), and (j), 1188, and
1288(c) and (d); sec. 3(c)(1), Pub. L. 101-238, 103 Stat. 2099, 2102
(8 U.S.C. 1182 note); sec. 221(a), Pub. L. 101-649, 104 Stat. 4978,
5027 (8 U.S.C. 1184 note); sec. 303(a)(8), Pub. L. 102-232, 105
Stat. 1733, 1748 (8 U.S.C. 1101 note); sec. 323(c), Pub. L. 103-206,
107 Stat. 2428; sec. 412(e), Pub. L. 105-277, 112 Stat. 2681 (8
U.S.C. 1182 note); sec. 2(d), Pub. L. 106-95, 113 Stat. 1312, 1316
(8 U.S.C. 1182 note); 29 U.S.C. 49k; Pub. L. 107-296, 116 Stat.
2135, as amended; Pub. L. 109-423, 120 Stat. 2900; 8 CFR
214.2(h)(4)(i); 8 CFR 214.2(h)(6)(iii); and sec. 6, Pub. L. 115-218,
132 Stat. 1547 (48 U.S.C. 1806).
Subpart A issued under 8 CFR 214.2(h).
Subpart B issued under 8 U.S.C. 1101(a)(15)(H)(ii)(a), 1184(c),
and 1188; and 8 CFR 214.2(h).
Subpart E issued under 48 U.S.C. 1806.
Subparts F and G issued under 8 U.S.C. 1288(c) and (d); sec.
323(c), Pub. L. 103-206, 107 Stat. 2428; and 28 U.S.C. 2461 note,
Pub. L. 114-74 at section 701.
Subparts H and I issued under 8 U.S.C. 1101(a)(15)(H)(i)(b) and
(b)(1), 1182(n) and (t), and 1184(g) and (j); sec. 303(a)(8), Pub.
L. 102-232, 105 Stat. 1733, 1748 (8 U.S.C. 1101 note); sec. 412(e),
Pub. L. 105-277, 112 Stat. 2681; 8 CFR 214.2(h); and 28 U.S.C. 2461
note, Pub. L. 114-74 at section 701.
Subparts L and M issued under 8 U.S.C. 1101(a)(15)(H)(i)(c) and
1182(m); sec. 2(d), Pub. L. 106-95, 113 Stat. 1312, 1316 (8 U.S.C.
1182 note); Pub. L. 109-423, 120 Stat. 2900; and 8 CFR 214.2(h).
0
5. In Sec. 655.171, revise paragraphs (a) and (b)(2) to read as
follows:
Sec. 655.171 Appeals.
* * * * *
(a) Administrative review. Where the employer has requested
administrative review, within 5 business days after receipt of the ETA
administrative file the ALJ will, on the basis of the written record
and after due consideration of any written submissions (which may not
include new evidence) from the parties involved or amici curiae, either
affirm, reverse, or modify the CO's
[[Page 13029]]
decision, or remand to the CO for further action. The decision of the
ALJ must specify the reasons for the action taken and must be
immediately provided to the employer, the CO, the OFLC Administrator
and DHS by means normally assuring next-day delivery.
(b) * * *
(2) Decision. After a de novo hearing, the ALJ must affirm,
reverse, or modify the CO's determination, or remand to the CO for
further action, except in cases over which the Secretary has assumed
jurisdiction pursuant to 29 CFR 18.95. The decision of the ALJ must
specify the reasons for the action taken and must be immediately
provided to the employer, CO, OFLC Administrator, and DHS by means
normally assuring next-day delivery.
0
6. In Sec. 655.181, revise paragraph (b)(3) to read as follows:
Sec. 655.181 Revocation.
* * * * *
(b) * * *
(3) Appeal. An employer may appeal a Notice of Revocation, or a
final determination of the OFLC Administrator after the review of
rebuttal evidence, according to the appeal procedures of Sec. 655.171.
* * * * *
0
7. In Sec. 655.182, revise paragraph (f)(6) to read as follows:
Sec. 655.182 Debarment.
* * * * *
(f) * * *
(6) ARB decision. The ARB's decision must be issued within 90 days
from the notice granting the petition and served upon all parties and
the ALJ. If the ARB fails to issue a decision within 90 days from the
notice granting the petition, the ALJ's decision will be the final
agency decision.
* * * * *
0
8. In Sec. 655.183, revise paragraph (c) to read as follows:
Sec. 655.183 Less than substantial violations.
* * * * *
(c) Failure to comply with special procedures. If the OFLC
Administrator determines that the employer has failed to comply with
special procedures required pursuant to paragraph (a) of this section,
the OFLC Administrator will send a written notice to the employer,
stating that the employer's otherwise affirmative H-2A certification
determination will be reduced by 25 percent of the total number of H-2A
workers requested (which cannot be more than those requested in the
previous year) for a period of 1 year. Notice of such a reduction in
the number of workers requested will be conveyed to the employer by the
OFLC Administrator in the OFLC Administrator's written certification
determination. The notice will offer the employer an opportunity to
request administrative review or a de novo hearing before an ALJ. If
administrative review or a de novo hearing is requested, the procedures
prescribed in Sec. 655.171 will apply, provided that if the ALJ or the
Secretary affirms the OFLC Administrator's determination that the
employer has failed to comply with special procedures required by
paragraph (a) of this section, the reduction in the number of workers
requested will be 25 percent of the total number of H-2A workers
requested (which cannot be more than those requested in the previous
year) for a period of 1 year.
0
9. In Sec. 655.461, revise paragraph (e) to read as follows:
Sec. 655.461 Administrative review.
* * * * *
(e) Scope of review. BALCA will, except in cases over which the
Secretary has assumed jurisdiction pursuant to 29 CFR 18.95, affirm,
reverse, or modify the CO's determination, or remand to the CO for
further action. BALCA will reach this decision after due consideration
of the documents in the Appeal File that were before the CO at the time
of the CO's determination, the request for review, and any legal briefs
submitted. BALCA may not consider evidence not before the CO at the
time of the CO's determination, even if such evidence is in the Appeal
File, request for review, or legal briefs.
* * * * *
0
10. In Sec. 655.472, revise paragraph (b)(3) to read as follows:
Sec. 655.472 Revocation.
* * * * *
(b) * * *
(3) Request for review. An employer may appeal a Notice of
Revocation or a final determination of the OFLC Administrator after the
review of rebuttal evidence to BALCA, according to the appeal
procedures of Sec. 655.461.
* * * * *
0
11. In Sec. 655.473, revise paragraph (f)(6) to read as follows:
Sec. 655.473 Debarment.
* * * * *
(f) * * *
(6) ARB Decision. The ARB's decision must be issued within 90
calendar days from the notice granting the petition and served upon all
parties and the ALJ.
0
12. In Sec. 655.845, revise paragraphs (h) and (i) to read as follows:
Sec. 655.845 What rules apply to appeal of the decision of the
administrative law judge?
* * * * *
(h) The Board's decision shall be issued within 180 calendar days
from the date of the notice of intent to review. The Board's decision
shall be served upon all parties and the administrative law judge.
(i) After the Board's decision becomes final, the Board shall
transmit the entire record to the Chief Administrative Law Judge for
custody pursuant to Sec. 655.850.
PART 656--LABOR CERTIFICATION PROCESS FOR PERMANENT EMPLOYMENT OF
ALIENS IN THE UNITED STATES
0
13. The authority citation for part 656 continues to read as follows:
Authority: 8 U.S.C. 1182(a)(5)(A), 1182(p)(1); sec.122, Public
Law 101-649, 109 Stat. 4978; and Title IV, Public Law 105-277, 112
Stat. 2681.
0
14. In Sec. 656.27, revise paragraph (c) to read as follows:
Sec. 656.27 Consideration by and decisions of the Board of Alien
Labor Certification Appeals.
* * * * *
(c) Review on the record. The Board of Alien Labor Certification
Appeals must review a denial of labor certification under Sec. 656.24,
a revocation of a certification under Sec. 656.32, or an affirmation
of a prevailing wage determination under Sec. 656.41 on the basis of
the record upon which the decision was made, the request for review,
and any Statements of Position or legal briefs submitted and, except in
cases over which the Secretary has assumed jurisdiction pursuant to 29
CFR 18.95, must:
(1) Affirm the denial of the labor certification, the revocation of
certification, or the affirmation of the PWD; or
(2) Direct the Certifying Officer to grant the certification,
overrule the revocation of certification, or overrule the affirmation
of the PWD; or
(3) Direct that a hearing on the case be held under paragraph (e)
of this section.
* * * * *
PART 658--ADMINISTRATIVE PROVISIONS GOVERNING THE WAGNER-PEYSER ACT
EMPLOYMENT SERVICE
0
15. The authority citation for part 658 continues to read as follows:
[[Page 13030]]
Authority: Secs. 189, 503, Pub. L. 113-128, 128 Stat. 1425 (Jul.
22, 2014); 29 U.S.C. chapter 4B.
0
16. In Sec. 658.711, revise paragraph (b) to read as follows:
Sec. 658.711 Decision of the Administrative Review Board.
* * * * *
(b) The decision of the Administrative Review Board must be in
writing, and must set forth the factual and legal basis for the
decision. After the Board's decision becomes final, notice of the
decision must be published in the Federal Register, and copies must be
made available for public inspection and copying.
PART 667--ADMINISTRATIVE PROVISIONS UNDER TITLE I OF THE WORKFORCE
INVESTMENT ACT
0
17. The authority citation for part 667 continues to read as follows:
Authority: Subtitle C of Title I, Sec. 506(c), Pub. L. 105-220,
112 Stat. 936 (20 U.S.C. 9276(c)); Executive Order 13198, 66 FR
8497, 3 CFR 2001 Comp., p. 750; Executive Order 13279, 67 FR 77141,
3 CFR 2002 Comp., p. 258.
0
18. In Sec. 667.830, revise paragraph (b) to read as follows:
Sec. 667.830 When will the Administrative Law Judge issue a decision?
* * * * *
(b) The decision of the ALJ constitutes final agency action unless,
within 20 days of the decision, a party dissatisfied with the ALJ's
decision has filed a petition for review with the Administrative Review
Board (ARB) (established under Secretary's Order No. 01-2020),
specifically identifying the procedure, fact, law, or policy to which
exception is taken. Any exception not specifically urged is deemed to
have been waived. A copy of the petition for review must be sent to the
opposing party at that time. Thereafter, the decision of the ALJ
constitutes final agency action unless the ARB, within 30 days of the
filing of the petition for review, notifies the parties that the case
has been accepted for review. In any case accepted by the ARB, a
decision must be issued by the ARB within 180 days of acceptance. If a
decision is not so issued, the decision of the ALJ constitutes final
agency action.
PART 683--ADMINISTRATIVE PROVISIONS UNDER TITLE I OF THE WORKFORCE
INNOVATION AND OPPORTUNITY ACT
0
19. The authority citation for part 683 continues to read as follows:
Authority: Secs. 102, 116, 121, 127, 128, 132, 133, 147, 167,
169, 171, 181, 185, 189, 195, 503, Public Law 113-128, 128 Stat.
1425 (Jul. 22, 2014).
0
20. In Sec. 683.830, revise paragraph (b) to read as follows:
Sec. 683.830 When will the Administrative Law Judge issue a decision?
* * * * *
(b) The decision of the ALJ constitutes final agency action unless,
within 20 days of the decision, a party dissatisfied with the ALJ's
decision has filed a petition for review with the Administrative Review
Board (ARB) (established under Secretary's Order No. 01-2020),
specifically identifying the procedure, fact, law, or policy to which
exception is taken. Any exception not specifically raised in the
petition is deemed to have been waived. A copy of the petition for
review also must be sent to the opposing party and if an applicant or
recipient, to the Grant Officer and the Grant Officer's Counsel at the
time of filing. Unless the ARB, within 30 days of the filing of the
petition for review, notifies the parties that the case has been
accepted for review, the decision of the ALJ constitutes final agency
action. In any case accepted by the ARB, a decision must be issued by
the ARB within 180 days of acceptance. If a decision is not so issued,
the decision of the ALJ constitutes final agency action.
Office of Workers' Compensation Programs Longshoremen's and Harbor
Workers' Compensation Act and Related Statutes
PART 702--ADMINISTRATION AND PROCEDURE
0
21. The authority citation for part 702 continues to read as follows:
Authority: 5 U.S.C. 301, and 8171 et seq.; 33 U.S.C. 901 et
seq.; 42 U.S.C. 1651 et seq.; 43 U.S.C. 1333; 28 U.S.C. 2461 note
(Federal Civil Penalties Inflation Adjustment Act of 1990); Pub. L.
114-74 at sec. 701; Reorganization Plan No. 6 of 1950, 15 FR 3174,
64 Stat. 1263; Secretary's Order 10-2009, 74 FR 58834.
0
22. In Sec. 702.433, revise paragraphs (e) and (f) to read as follows:
Sec. 702.433 Requests for hearing.
* * * * *
(e) The administrative law judge will issue a recommended decision
after the termination of the hearing. The recommended decision must
contain appropriate findings, conclusions, and a recommended order and
be forwarded, together with the record of the hearing, to the
Administrative Review Board for a decision. The recommended decision
must be served upon all parties to the proceeding.
(f) Based upon a review of the record and the recommended decision
of the administrative law judge, the Administrative Review Board will
issue a decision.
0
23. Revise Sec. 702.434 to read as follows:
Sec. 702.434 Judicial review.
(a) Any physician, health care provider, or claims representative
who participated as a party in the hearing may obtain review of the
Department's final decision made by the Administrative Review Board or
the Secretary, as appropriate, regardless of the amount of controversy,
by commencing a civil action within sixty (60) days after the decision
is transmitted to him or her. The pendency of such review will not stay
the effect of the decision. Such action must be brought in the Court of
Appeals of the United States for the judicial circuit in which the
plaintiff resides or has his or her principal place of business, or the
Court of Appeals for the District of Columbia pursuant to section
7(j)(4) of the Act, 33 U.S.C. 907(j)(4).
(b) As part of the Department's answer, the Administrative Review
Board must file a certified copy of the transcript of the record of the
hearing, including all evidence submitted in connection therewith.
(c) The findings of fact contained in the Department's final
decision, if based on substantial evidence in the record as a whole,
shall be conclusive.
Title 29: Labor
Office of the Secretary of Labor
PART 2--GENERAL REGULATIONS
0
24. The authority citation for part 2 continues to read as:
Authority: 5 U.S.C. 301; Executive Order 13198, 66 FR 8497, 3
CFR 2001 Comp., p. 750; Executive Order 13279, 67 FR 77141, 3 CFR
2002 Comp., p. 258; Executive Order 13559, 75 FR 71319, 3 CFR 2011
Comp., p. 273.
0
25. Revise Sec. 2.8 to read as follows:
Sec. 2.8 Final agency decisions.
Final agency decisions issued under the statutory authority of the
U.S. Department of Labor may be issued by the Secretary of Labor, or by
his or her designee under a written delegation of authority. The
Administrative Review Board, an organizational entity within the Office
of the Secretary, has been delegated authority to issue final agency
decisions under the statutes, executive orders, and regulations
according to,
[[Page 13031]]
and except as provided in Secretary's Order 01-2020.
PART 7--PRACTICE BEFORE THE ADMINISTRATIVE REVIEW BOARD WITH REGARD
TO FEDERAL AND FEDERALLY ASSISTED CONSTRUCTION CONTRACTS
0
26. The authority citation for part 7 continues to read as:
Authority: Reorg. Plan No. 14 of 1950, 64 Stat. 1267; 5 U.S.C.
301; 3 CFR, 1949-1953 Comp., p. 1007; sec. 2, 48 Stat. 948 as
amended; 40 U.S.C. 276c; secs. 104, 105, 76 Stat. 358, 359; 40
U.S.C. 330, 331; 65 Stat. 290; 36 FR 306, 8755.
0
27. In Sec. 7.1, revise paragraph (d) to read as follows:
Sec. 7.1 Purpose and scope.
* * * * *
(d) In considering the matters within the scope of its jurisdiction
the Board shall act as the authorized representative of the Secretary
of Labor. The Board shall act as fully and finally as might the
Secretary of Labor concerning such matters, except as provided in
Secretary's Order 01-2020.
* * * * *
PART 8--PRACTICE BEFORE THE ADMINISTRATIVE REVIEW BOARD WITH REGARD
TO FEDERAL SERVICE CONTRACTS
0
28. The authority citation for part 8 continues to read as:
Authority: Secs. 4 and 5, 79 Stat. 1034, 1035, as amended by 86
Stat. 789, 790, 41 U.S.C. 353, 354; 5 U.S.C. 301; Reorg. Plan No. 14
of 1950, 64 Stat. 1267, 5 U.S.C. Appendix; 76 Stat. 357-359, 40
U.S.C. 327-332.
0
29. In Sec. 8.1, revise paragraph (c) to read as follows:
Sec. 8.1 Purpose and scope.
* * * * *
(c) In considering the matters within the scope of its jurisdiction
the Board shall act as the authorized representative of the Secretary
of Labor and shall act as fully and finally as might the Secretary of
Labor concerning such matters, except as provided in Secretary's Order
01-2020.
* * * * *
PART 10--ESTABLISHING A MINIMUM WAGE FOR CONTRACTORS
0
30. The authority citation for part 10 continues to read as follows:
Authority: 5 U.S.C. 301; section 2, E.O. 13838, 83 FR 25341;
section 4, E.O. 13658, 79 FR 9851; Secretary's Order 01-2014, 79 FR
77527.
0
31. Revise Sec. 10.57 to read as follows:
Sec. 10.57 Administrative Review Board proceedings.
(a) Authority--(1) General. The Administrative Review Board has
jurisdiction to hear and decide in its discretion appeals concerning
questions of law and fact from investigative findings letters of the
Administrator issued under Sec. 10.51(c)(1) or (2), Administrator's
rulings issued under Sec. 10.58, and decisions of Administrative Law
Judges issued under Sec. 10.55.
(2) Limit on scope of review. (i) The Board shall not have
jurisdiction to pass on the validity of any provision of this part. The
Board is an appellate body and shall decide cases properly before it on
the basis of substantial evidence contained in the entire record before
it. The Board shall not receive new evidence into the record.
(ii) The Equal Access to Justice Act, as amended, does not apply to
proceedings under this part. Accordingly, the Administrative Review
Board shall have no authority to award attorney's fees and/or other
litigation expenses pursuant to the provisions of the Equal Access to
Justice Act for any proceeding under this part.
(b) Decisions. The Board's decision shall be issued within a
reasonable period of time following receipt of the petition for review
and shall be served upon all parties by mail to the last known address
and on the Chief Administrative Law Judge (in cases involving an appeal
from an Administrative Law Judge's decision).
(c) Orders. If the Board concludes a violation occurred, an order
shall be issued mandating action to remedy the violation, including,
but not limited to, monetary relief for unpaid wages. Where the
Administrator has sought imposition of debarment, the Board shall
determine whether an order imposing debarment is appropriate. The ARB's
order is subject to discretionary review by the Secretary as provided
in Secretary's Order 01-2020.
PART 13--ESTABLISHING PAID SICK LEAVE FOR FEDERAL CONTRACTORS
0
32. The authority citation for part 13 continues to read as follow:
Authority: 5 U.S.C. 301; E.O. 13706, 80 FR 54697, 3 CFR, 2016
Comp., p. 367; Secretary's Order 01-2014, 79 FR 77527.
0
33. Revise Sec. 13.57 to read as follows:
Sec. 13.57 Administrative Review Board proceedings.
(a) Authority--(1) General. The Administrative Review Board has
jurisdiction to hear and decide in its discretion appeals concerning
questions of law and fact from investigative findings letters of the
Administrator issued under Sec. 13.51(c)(1) or the final sentence of
Sec. 13.51(c)(2)(ii), Administrator's rulings issued under Sec.
13.58, and decisions of Administrative Law Judges issued under Sec.
13.55.
(2) Limit on scope of review. (i) The Administrative Review Board
shall not have jurisdiction to pass on the validity of any provision of
this part. The Administrative Review Board is an appellate body and
shall decide cases properly before it on the basis of substantial
evidence contained in the entire record before it. The Administrative
Review Board shall not receive new evidence into the record.
(ii) The Equal Access to Justice Act, as amended, does not apply to
proceedings under this part. Accordingly, the Administrative Review
Board shall have no authority to award attorney's fees and/or other
litigation expenses pursuant to the provisions of the Equal Access to
Justice Act for any proceeding under this part.
(b) Decisions. The Administrative Review Board's decision shall be
issued within a reasonable period of time following receipt of the
petition for review and shall be served upon all parties by mail to the
last known address and on the Chief Administrative Law Judge (in cases
involving an appeal from an Administrative Law Judge's decision).
(c) Orders. If the Board concludes a violation occurred, an order
shall be issued mandating action to remedy the violation, including,
but not limited to, any monetary or equitable relief described in Sec.
13.44. Where the Administrator has sought imposition of debarment, the
Administrative Review Board shall determine whether an order imposing
debarment is appropriate. The ARB's order is subject to discretionary
review by the Secretary as provided in Secretary's Order 01-2020.
PART 18--RULES OF PRACTICE AND PROCEDURE FOR ADMINISTRATIVE
HEARINGS BEFORE THE OFFICE OF ADMINISTRATIVE LAW JUDGES
0
34. The authority citation for part 18 continues to read as follows:
Authority: 5 U.S.C. 301; 5 U.S.C. 551-553; 5 U.S.C. 571 note;
E.O. 12778; 57 FR 7292.
0
35. Revise Sec. 18.95 to read as follows:
Sec. 18.95 Review of decision and review by the Secretary.
(a) Review. The statute or regulation that conferred hearing
jurisdiction provides the procedure for review of a judge's decision.
If the statute or regulation does not provide a procedure,
[[Page 13032]]
the judge's decision becomes the Secretary's final administrative
decision, except as provided in paragraph (b) of this section.
(b) Finality. A decision of the Board of Alien Labor Certification
Appeals (BALCA) shall constitute the Secretary's final administrative
decision except in those cases over which the Secretary has, in
accordance with this paragraph (b) and paragraph (c) of this section,
assumed jurisdiction:
(1) In any case for which administrative review is sought or
handled in accordance with 20 CFR 655.171(a) or 20 CFR 655.461, at any
point from when the BALCA receives a request for review until the
passage of 10 business days after the date on which BALCA has issued
its decision.
(2) In any case for which a de novo hearing is sought or handled
under 20 CFR 655.171(b), at any point within 15 business days after the
date on which the BALCA has issued its decision.
(3) In any case for which review is sought or handled in accordance
with 20 CFR 656.26 and 20 CFR 656.27, at any point from when the BALCA
receives a request for review until the passage of 30 business days
after the BALCA has issued its decision.
(c) Review by the Secretary--(1) Transmission of information. (i)
Whenever the BALCA receives a request for review, it shall immediately
transmit a copy of such request to the Deputy Secretary.
(ii) Within 3 business days of when the BALCA issues a decision,
the Chair of the BALCA, or his or her designee, shall transmit to the
Deputy Secretary a copy of the decision and a concise recommendation as
to whether the decision involves an issue or issues of such exceptional
importance that review by the Secretary is warranted.
(2) Review. (i) The Secretary may, at any point within the time
periods provided for in paragraph (b) of this section, and in his or
her sole discretion, assume jurisdiction to review the decision or
determination of the Certifying Officer, the Office of Foreign Labor
Certification Administrator, the National Prevailing Wage Center
Director, or the BALCA, as the case may be.
(ii) When the Secretary assumes jurisdiction over a case, the
Secretary shall promptly notify the BALCA. The BALCA shall promptly
notify the parties to the case of such action and shall submit the
Appeal File and any briefs filed to the Secretary.
(iii) In any case the Secretary decides, the Secretary's decision
shall be stated in writing and transmitted to the BALCA, which shall
promptly transmit it to the parties to the case. Such decision shall
constitute final action by the Department and shall serve as binding
precedent on all Department employees and in all Department proceedings
involving the same issue or issues.
(iv) The Solicitor of Labor, or his or her designee, shall have the
responsibility for providing legal advice to the Secretary with respect
to the Secretary's exercise of review under this section, except that
no individual involved in the investigation or prosecution of a case
shall advise the Secretary on the exercise of review with respect to
such case or a case involving a common nucleus of operative fact.
PART 24--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE EMPLOYEE PROTECTION PROVISIONS OF SIX ENVIRONMENTAL
STATUTES AND SECTION 211 OF THE ENERGY REORGANIZATION ACT OF 1974,
AS AMENDED
0
36. The authority citation for part 24 is revised to read as follows:
Authority: 15 U.S.C. 2622; 33 U.S.C. 1367; 42 U.S.C. 300j-
9(i)BVG, 5851, 6971, 7622, 9610; Secretary's Order No. 5-2007, 72 FR
31160 (June 5, 2007); Secretary's Order No. 01-2020.
0
37. In Sec. 24.110, revise paragraphs (a), (c), and (d) to read as
follows:
Sec. 24.110 Decisions and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ must file a written petition for review with
the ARB, U.S. Department of Labor, 200 Constitution Ave. NW,
Washington, DC 20210. The decision of the ALJ will become the final
order of the Secretary unless, pursuant to this section, a timely
petition for review is filed with the ARB and the ARB accepts the case
for review. The parties should identify in their petitions for review
the legal conclusions or orders to which they object, or the objections
will ordinarily be deemed waived. A petition must be filed within 10
business days of the date of the decision of the ALJ. The date of the
postmark, facsimile transmittal, or email communication will be
considered to be the date of filing; if the petition is filed in
person, by hand delivery or other means, the petition is considered
filed upon receipt. The petition must be served on all parties and on
the Chief Administrative Law Judge at the time it is filed with the
ARB. Copies of the petition for review and all briefs must be served on
the Assistant Secretary, Occupational Safety and Health Administration,
and on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 90 days of the
filing of the complaint. The decision will be served upon all parties
and the Chief Administrative Law Judge by mail. The decision will also
be served on the Assistant Secretary, Occupational Safety and Health
Administration, and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the respondent has violated the law,
the order will order the respondent to take appropriate affirmative
action to abate the violation, including reinstatement of the
complainant to that person's former position, together with the
compensation (including back pay), terms, conditions, and privileges of
employment, and compensatory damages. In cases arising under the Safe
Drinking Water Act or the Toxic Substances Control Act, exemplary
damages may also be awarded when appropriate. At the request of the
complainant, the ARB will assess against the respondent all costs and
expenses (including attorney's fees) reasonably incurred.
* * * * *
0
38. Revise Sec. 24.112 to read as follows:
Sec. 24.112 Judicial Review.
(a) Except as provided under paragraphs (b) through (d) of this
section, within 60 days after the issuance of a final order (including
a decision issued by the Secretary upon his or her discretionary
review) for which judicial review is available, any person adversely
affected or aggrieved by the order may file a petition for review of
the order in the United States Court of Appeals for the circuit in
which the violation allegedly occurred or the circuit in which the
complainant resided on the date of the violation. A final order of the
ARB (or a decision issued by the Secretary upon his or her
discretionary review) is not subject to judicial review in any criminal
or other civil proceeding.
(b) Under the Federal Water Pollution Control Act, within 120 days
after the issuance of a final order (including a decision issued by the
Secretary upon his or her discretionary review) for which judicial
review is available, any person adversely affected or aggrieved by the
order may file a petition for
[[Page 13033]]
review of the order in the United States Court of Appeals for the
circuit in which the violation allegedly occurred or the circuit in
which the complainant resided on the date of the violation.
(c) Under the Solid Waste Disposal Act, within 90 days after the
issuance of a final order (including a decision issued by the Secretary
upon his or her discretionary review) for which judicial review is
available, any person adversely affected or aggrieved by the order may
file a petition for review of the order in the United States Court of
Appeals for the circuit in which the violation allegedly occurred or
the circuit in which the complainant resided on the date of the
violation.
(d) Under the Comprehensive Environmental Response, Compensation
and Liability Act, after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States district court in which the violation allegedly
occurred. For purposes of judicial economy and consistency, when a
final order under the Comprehensive Environmental Response,
Compensation and Liability Act also is issued under any other statute
listed in Sec. 24.100(a), the adversely affected or aggrieved person
may file a petition for review of the entire order in the United States
Court of Appeals for the circuit in which the violation allegedly
occurred or the circuit in which the complainant resided on the date of
the violation. The time for filing a petition for review of an order
issued under the Comprehensive Environmental Response, Compensation and
Liability Act and any other statute listed in Sec. 24.100(a) is
determined by the time period applicable under the other statute(s).
(e) If a timely petition for review is filed, the record of a case,
including the record of proceedings before the administrative law
judge, will be transmitted by the ARB or the ALJ, as appropriate, to
the appropriate court pursuant to the Federal Rules of Appellate
Procedure and the local rules of the court.
PART 29--LABOR STANDARDS FOR THE REGISTRATION OF APPRENTICESHIP
PROGRAMS
0
39. The authority citation for part 29 continues to read as follows:
Authority: Section 1, 50 Stat. 664, as amended (29 U.S.C. 50; 40
U.S.C. 276c; 5 U.S.C. 301); Reorganization Plan No. 14 of 1950, 64
Stat. 1267 (5 U.S.C. App. P. 534).
0
40. In Sec. 29.10, revise paragraph (c) to read as follows:
Sec. 29.10 Hearings for deregistration.
* * * * *
(c) The Administrative Law Judge should issue a written decision
within 90 days of the close of the hearing record. The Administrative
Law Judge's decision constitutes final agency action unless, within 15
days from receipt of the decision, a party dissatisfied with the
decision files a petition for review with the Administrative Review
Board, specifically identifying the procedure, fact, law, or policy to
which exception is taken. Any exception not specifically urged is
deemed to have been waived. A copy of the petition for review must be
sent to the opposing party at the same time. Thereafter, the decision
of the Administrative Law Judge remains final agency action unless the
Administrative Review Board, within 30 days of the filing of the
petition for review, notifies the parties that it has accepted the case
for review. The Administrative Review Board may set a briefing schedule
or decide the matter on the record. The Administrative Review Board
must issue a decision in any case it accepts for review within 180 days
of the close of the record. If a decision is not so issued, the
Administrative Law Judge's decision constitutes final agency action.
0
41. In Sec. 29.13, revise paragraph (g)(4) to read as follows:
Sec. 29.13 Recognition of State Apprenticeship Agencies.
* * * * *
(g) * * *
(4) After the close of the period for filing exceptions and
responses, the Administrative Review Board may issue a briefing
schedule or may decide the matter on the record before it. The
Administrative Review Board must decide any case it accepts for review
within 180 days of the close of the record. If a decision is not so
issued, the Administrative Law Judge's decision constitutes final
agency action.
* * * * *
0
42. In Sec. 29.14, revise paragraph (c)(3) to read as follows:
Sec. 29.14 Derecognition of State Apprenticeship Agencies.
* * * * *
(c) * * *
(3) Requests a hearing. The Administrator shall refer the matter to
the Office of Administrative Law Judges. An Administrative Law Judge
will convene a hearing in accordance with Sec. 29.13(g) and submit
proposed findings and a recommended decision to the Administrative
Review Board. The Administrative Review Board must issue a decision in
any case it accepts for review within 180 days of the close of the
record. If a decision is not so issued, the Administrative Law Judge's
decision constitutes final agency action.
* * * * *
PART 38--IMPLEMENTATION OF THE NONDISCRIMINATION AND EQUAL
OPPORTUNITY PROVISIONS OF THE WORKFORCE INNOVATION AND OPPORTUNITY
ACT
0
43. The authority citation for part 38 continues to read as follows:
Authority: 29 U.S.C. 3101 et seq.; 42 U.S.C. 2000d et seq.; 29
U.S.C. 794; 42 U.S.C. 6101 et seq.; and 20 U.S.C. 1681 et seq.
0
44. In Sec. 38.112, revise paragraph (b)(1)(viii) and remove paragraph
(b)(3).
The revision reads as follows:
Sec. 38.112 Initial and final decision procedures.
* * * * *
(b) * * *
(1) * * *
(viii) Decision and Order after review by Administrative Review
Board. In any case reviewed by the Administrative Review Board under
this paragraph, a decision must be issued within 180 days of the
notification of such review. If the Administrative Review Board fails
to issue a decision and order within the 180-day period, the initial
decision and order of the Administrative Law Judge becomes the Final
Decision and Order.
* * * * *
0
45. In Sec. 38.113, revise paragraph (c) to read as follows:
Sec. 38.113 Post-termination proceedings.
* * * * *
(c) A decision issued by the Administrative Review Board has become
final, the Administrative Law Judge's decision and order has become the
Final Agency Decision, or the Final Determination or Notification of
Conciliation Agreement has been deemed the Final Agency Decision, under
Sec. 38.112(b); and
* * * * *
0
46. In Sec. 38.115, revise paragraph (c)(5) to read as follows:
Sec. 38.115 Post-termination proceedings.
* * * * *
(c) * * *
(5) The Administrative Review Board must issue a decision denying
or granting the recipient's or grant applicant's request for
restoration to eligibility.
[[Page 13034]]
PART 96--AUDIT REQUIREMENTS FOR GRANTS, CONTRACTS, AND OTHER
AGREEMENTS
0
47. The authority citation for part 96 continues to read as follows:
Authority: 31 U.S.C. 7501 et seq. and OMB Circular No. A-133,
as amended.
0
48. In Sec. 96.63, revise paragraph (b)(5) to read as follows:
Sec. 96.63 Federal financial assistance.
* * * * *
(b) * * *
(5) Review by the Administrative Review Board. In any case accepted
for review by the Administrative Review Board, a decision shall be
issued within 180 days of such acceptance. If a decision is not so
issued, the decision of the Administrative Law Judge shall become the
final decision of the Secretary.
Office of Labor-Management Standards
PART 417--OBLIGATIONS OF FEDERAL CONTRACTORS AND SUBCONTRACTORS;
NOTIFICATION OF EMPLOYEE RIGHTS UNDER FEDERAL LABOR LAWS
0
49. The authority citation for part 417 is revised to read as follows:
Authority: Secs. 401, 402, 73 Stat. 533, 534 (29 U.S.C. 481,
482); Secretary's Order No. 03-2012, 77 FR 69376, November 16, 2012;
Secretary's Order No. 01-2020.
PART 471--OBLIGATIONS OF FEDERAL CONTRACTORS AND SUBCONTRACTORS;
NOTIFICATION OF EMPLOYEE RIGHTS UNDER FEDERAL LABOR LAWS
0
50. The authority citation for part 471 is revised to read as follows:
Authority: 40 U.S.C. 101 et seq.; Executive Order 13496, 74 FR
6107, February 4, 2009; Secretary's Order No. 7-2009, 74 FR 58834,
November 13, 2009; Secretary's Order No. 01-2020.
0
51. In Sec. 471.13, revise paragraph (b)(4) to read as follows:
Sec. 471.13 Under what circumstances, and how, will enforcement
proceedings under Executive Order 13496 be conducted?
* * * * *
(b) * * *
(4) After the expiration of time for filing exceptions, the
Administrative Review Board may issue an administrative order, or may
otherwise appropriately dispose of the matter. In an expedited
proceeding, unless the Administrative Review Board issues an
administrative order within 30 days after the expiration of time for
filing exceptions, the Administrative Law Judge's recommended decision
will become the final administrative order. If the Administrative
Review Board determines that the contractor has violated the Executive
Order or the regulations in this part, the administrative order will
order the contractor to cease and desist from the violations, require
the contractor to provide appropriate remedies, or, subject to the
procedures in Sec. 471.14, impose appropriate sanctions and penalties,
or any combination thereof.
Wage and Hour Division
PART 501--ENFORCEMENT OF CONTRACTUAL OBLIGATIONS FOR TEMPORARY
ALIEN AGRICULTURAL WORKERS ADMITTED UNDER SECTION 218 OF THE
IMMIGRATION AND NATIONALITY ACT
0
52. The authority citation for part 501 continues to read as follows:
Authority: 8 U.S.C. 1101(a)(15)(H)(ii)(a), 1184(c), and 1188; 28
U.S.C. 2461 Note (Federal Civil Penalties Inflation Adjustment Act
of 1990); and Pub. L. 114-74 at Sec. 701.
0
53. Revise Sec. 501.45 to read as follows:
Sec. 501.45 Decision of the Administrative Review Board.
The ARB's decision shall be issued within 90 days from the notice
granting the petition and served upon all parties and the ALJ.
PART 580 CIVIL MONEY PENALTIES--PROCEDURES FOR ASSESSING AND
CONTESTING PENALTIES
0
54. The authority citation for part 580 continues to read as follows:
Authority: 29 U.S.C. 9a, 203, 209, 211, 212, 213(c), 216; Reorg.
Plan No. 6 of 1950, 64 Stat. 1263, 5 U.S.C. App; secs. 25, 29, 88
Stat. 72, 76; Secretary's Order 01-2014 (Dec. 19, 2014), 79 FR 77527
(Dec. 24, 2014); 5 U.S.C. 500, 503, 551, 559; 103 Stat. 938.
0
55. Revise Sec. 580.16 to read as follows:
Sec. 580.16 Decision of the Administrative Review Board.
The Board's decision shall be served upon all parties and the Chief
Administrative Law Judge, in person or by mail to the last known
address.
Occupational Safety and Health Administration
PART 1978--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE EMPLOYEE PROTECTION PROVISION OF THE SURFACE
TRANSPORTATION ASSISTANCE ACT OF 1982 (STAA), AS AMENDED
0
56. The authority citation for part 1978 is revised to read as follows:
Authority: 49 U.S.C. 31101 and 31105; Secretary's Order 1-2012
(Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order 01-
2020.
0
57. In Sec. 1978.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1978.110 Decisions and orders of the Administrative Review
Board.
(a) The Assistant Secretary or any other party desiring to seek
review, including judicial review, of a decision of the ALJ must file a
written petition for review with the ARB. The parties should identify
in their petitions for review the legal conclusions or orders to which
they object, or the objections may be deemed waived. A petition must be
filed within 14 days of the date of the decision of the ALJ. The date
of the postmark, facsimile transmittal, or electronic communication
transmittal will be considered to be the date of filing; if the
petition is filed in person, by hand delivery or other means, the
petition is considered filed upon receipt. The petition must be served
on all parties and on the Chief Administrative Law Judge at the time it
is filed with the ARB. Copies of the petition for review and all briefs
must be served on the Assistant Secretary and, in cases in which the
Assistant Secretary is a party, on the Associate Solicitor, Division of
Occupational Safety and Health, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision also will be served on the Assistant
Secretary, and on the Associate Solicitor, Division of Occupational
Safety and Health, U.S, Department of Labor, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order, which will be subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020, will require, where
appropriate: Affirmative action to abate the violation; reinstatement
of the complainant to his or her former position with the same
compensation, terms, conditions, and privileges of the
[[Page 13035]]
complainant's employment; payment of compensatory damages (back pay
with interest and compensation for any special damages sustained as a
result of the retaliation, including any litigation costs, expert
witness fees, and reasonable attorney fees the complainant may have
incurred); and payment of punitive damages up to $250,000. Interest on
back pay will be calculated using the interest rate applicable to
underpayment of taxes under 26 U.S.C. 6621 and will be compounded
daily.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. Such order will
be subject to discretionary review by the Secretary as provided in
Secretary's Order 01-2020.
* * * * *
0
58. In Sec. 1978.112, revise paragraph (a) to read as follows:
Sec. 1978.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the person resided
on the date of the violation.
* * * * *
PART 1979--PROCEDURES FOR THE HANDLING OF DISCRIMINATION COMPLAINTS
UNDER SECTION 519 OF THE WENDELL H. FORD AVIATION INVESTMENT AND
REFORM ACT FOR THE 21ST CENTURY
0
59. The authority citation for part 1979 continues to read as follows:
Authority: 49 U.S.C. 42121; Secretary's Order No. 01-2020.
0
60. In Sec. 1979.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1979.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the administrative law judge, or a named person
alleging that the complaint was frivolous or brought in bad faith who
seeks an award of attorney's fees, must file a written petition for
review with the Administrative Review Board (``the Board''). The
decision of the Administrative Law Judge shall become the final order
of the Secretary unless, pursuant to this section, a petition for
review is timely filed with the Board. The petition for review must
specifically identify the findings, conclusions, or orders to which
exception is taken. Any exception not specifically urged ordinarily
shall be deemed to have been waived by the parties. To be effective, a
petition must be filed within ten business days of the date of the
decision of the Administrative Law Judge. The date of the postmark,
facsimile transmittal, or email communication will be considered to be
the date of filing; if the petition is filed in person, by hand
delivery or other means, the petition is considered filed upon receipt.
The petition must be served on all parties and on the Chief
Administrative Law Judge at the time it is filed with the Board. Copies
of the petition for review and all briefs must be served on the
Assistant Secretary, Occupational Safety and Health Administration, and
on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, Washington, DC 20210.
* * * * *
(c) The decision of the Board shall be issued within 120 days of
the conclusion of the hearing, which shall be deemed to be the
conclusion of all proceedings before the Administrative Law Judge--
i.e., 10 business days after the date of the decision of the
Administrative Law Judge unless a motion for reconsideration has been
filed with the Administrative Law Judge in the interim. The decision
will be served upon all parties and the Chief Administrative Law Judge
by mail to the last known address. The decision will also be served on
the Assistant Secretary, Occupational Safety and Health Administration,
and on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, Washington, DC 20210, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the party charged has violated the
law, the ARB shall order the party charged to take appropriate
affirmative action to abate the violation, including, where
appropriate, reinstatement of the complainant to that person's former
position, together with the compensation (including back pay), terms,
conditions, and privileges of that employment, and compensatory
damages. At the request of the complainant, the Board shall assess
against the named person all costs and expenses (including attorney and
expert witness fees) reasonably incurred. The ARB's order is subject to
discretionary review by the Secretary as provided in Secretary's Order
01-2020.
(e) If the ARB concludes that the party charged has not violated
the law, the ARB shall issue an order denying the complaint. If, upon
the request of the named person, the Board determines that a complaint
was frivolous or was brought in bad faith, the Board may award to the
named person reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
61. In Sec. 1979.112, revise paragraph (a) to read as follows:
Sec. 1979.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation. A final order of the Secretary is
not subject to judicial review in any criminal or other civil
proceeding.
* * * * *
PART 1980--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER SECTION 806 OF THE SARBANES-OXLEY ACT OF 2002, AS AMENDED
0
62. The authority citation for part 1980 is revised to read as follows:
Authority: 18 U.S.C. 1514A, as amended by the Dodd-Frank Wall
Street Reform and Consumer Protection Act of 2010, Pub. L. 111-203
(July 21, 2010); Secretary's Order No. 01-2012 (Jan. 18, 2012), 77
FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-2020.
0
63. In Sec. 1980.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1980.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the
[[Page 13036]]
petition is filed in person, by hand delivery or other means, the
petition is considered filed upon receipt. The petition must be served
on all parties and on the Chief Administrative Law Judge at the time it
is filed with the ARB. Copies of the petition for review must be served
on the Assistant Secretary and on the Associate Solicitor, Division of
Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB shall be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ unless a motion for reconsideration has
been filed with the ALJ in the interim. In such case, the conclusion of
the hearing is the date the motion for reconsideration is ruled upon or
14 days after a new decision is issued. The ARB's decision will be
served upon all parties and the Chief Administrative Law Judge by mail.
The decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, even if the
Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing all relief necessary to make the
complainant whole, including reinstatement with the same seniority
status that the complainant would have had but for the retaliation;
back pay with interest; and compensation for any special damages
sustained as a result of the retaliation, including litigation costs,
expert witness fees, and reasonable attorney fees. Interest on back pay
will be calculated using the interest rate applicable to underpayment
of taxes under 26 U.S.C. 6621 and will be compounded daily. The order
will also require the respondent to submit appropriate documentation to
the Social Security Administration allocating any back pay award to the
appropriate calendar quarters. Such order is subject to discretionary
review by the Secretary as provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
64. In Sec. 1980.112, revise paragraph (a) to read as follows:
Sec. 1980.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1981--PROCEDURES FOR THE HANDLING OF DISCRIMINATION COMPLAINTS
UNDER SECTION 6 OF THE PIPELINE SAFETY IMPROVEMENT ACT OF 2002
0
65. The authority citation for part 1981 continues to read as follows:
Authority: 49 U.S.C. 60129; Secretary's Order No. 01-2020.
0
66. In Sec. 1981.110, revise paragraphs (a), (c), (d), and (e) as
follows:
Sec. 1981.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the Administrative Law Judge, or a named person
alleging that the complaint was frivolous or brought in bad faith who
seeks an award of attorney's fees, must file a written petition for
review with the Administrative Review Board (``the Board''). The
decision of the Administrative Law Judge will become the final order of
the Secretary unless, pursuant to this section, a petition for review
is timely filed with the Board. The petition for review must
specifically identify the findings, conclusions, or orders to which
exception is taken. Any exception not specifically urged ordinarily
will be deemed to have been waived by the parties. To be effective, a
petition must be filed within 10 business days of the date of the
decision of the Administrative Law Judge. The date of the postmark,
facsimile transmittal, or email communication will be considered to be
the date of filing; if the petition is filed in person, by hand
delivery or other means, the petition is considered filed upon receipt.
The petition must be served on all parties and on the Chief
Administrative Law Judge at the time it is filed with the Board. Copies
of the petition for review and all briefs must be served on the
Assistant Secretary, Occupational Safety and Health Administration, and
on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, Washington, DC 20210.
* * * * *
(c) The decision of the Board shall be issued within 90 days of the
conclusion of the hearing, which will be deemed to be the conclusion of
all proceedings before the Administrative Law Judge--i.e., 10 business
days after the date of the decision of the Administrative Law Judge
unless a motion for reconsideration has been filed with the
Administrative Law Judge in the interim. The decision will be served
upon all parties and the Chief Administrative Law Judge by mail to the
last known address. The decision will also be served on the Assistant
Secretary, Occupational Safety and Health Administration, and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, Washington, DC 20210, even if the Assistant Secretary is not
a party.
(d) If the ARB concludes that the party charged has violated the
law, the ARB shall order the party charged to take appropriate
affirmative action to abate the violation, including, where
appropriate, reinstatement of the complainant to that person's former
position, together with the compensation (including back pay), terms,
conditions, and privileges of that employment, and compensatory
damages. At the request of the complainant, the Board shall assess
against the named person all costs and expenses (including attorney and
expert witness fees) reasonably incurred. Such order is subject to
discretionary review by the Secretary as provided in Secretary's Order
01-2020.
(e) If the ARB concludes that the party charged has not violated
the law, the ARB will issue an order denying the complaint. If, upon
the request of the named person, the Board determines that a complaint
was frivolous or was brought in bad faith, the Board may award to the
named person reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
67. In Sec. 1981.112, revise paragraph (a) to read as follows:
Sec. 1981.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of
[[Page 13037]]
the order in the United States Court of Appeals for the circuit in
which the violation allegedly occurred or the circuit in which the
complainant resided on the date of the violation. A final order of the
Secretary is not subject to judicial review in any criminal or other
civil proceeding.
* * * * *
PART 1982--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE NATIONAL TRANSIT SYSTEMS SECURITY ACT AND THE FEDERAL
RAILROAD SAFETY ACT
0
68. The authority citation for part 1982 is revised to read as
follows:
Authority: 6 U.S.C. 1142 and 49 U.S.C. 20109; Secretary's Order
01-2012 (Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's
Order No. 01-2020.
0
69. In Sec. 1982.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1982.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
under NTSSA was frivolous or brought in bad faith who seeks an award of
attorney fees, must file a written petition for review with the ARB.
The parties should identify in their petitions for review the legal
conclusions or orders to which they object, or the objections may be
deemed waived. A petition must be filed within 14 days of the date of
the decision of the ALJ. The date of the postmark, facsimile
transmittal, or electronic communication transmittal will be considered
to be the date of filing; if the petition is filed in person, by hand
delivery or other means, the petition is considered filed upon receipt.
The petition must be served on all parties and on the Chief
Administrative Law Judge at the time it is filed with the ARB. Copies
of the petition for review must be served on the Assistant Secretary,
and on the Associate Solicitor, Division of Fair Labor Standards.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
denied or 14 days after a new decision is issued. The ARB's decision
will be served upon all parties and the Chief Administrative Law Judge
by mail. The decision also will be served on the Assistant Secretary,
and on the Associate Solicitor, Division of Fair Labor Standards, U.S.
Department of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will include, where appropriate, affirmative action to abate the
violation; reinstatement with the same seniority status that the
employee would have had but for the retaliation; any back pay with
interest; and payment of compensatory damages, including compensation
for any special damages sustained as a result of the retaliation,
including litigation costs, expert witness fees, and reasonable
attorney fees. Interest on back pay will be calculated using the
interest rate applicable to underpayment of taxes under 26 U.S.C. 6621
and will be compounded daily. The order will also require the
respondent to submit documentation to the Social Security
Administration or the Railroad Retirement Board, as appropriate,
allocating any back pay award to the appropriate months or calendar
quarters. The order may also require the respondent to pay punitive
damages up to $250,000. Such order is subject to discretionary review
by the Secretary as provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint under
NTSSA was frivolous or was brought in bad faith, the ARB may award to
the respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
70. In Sec. 1982.112, revise paragraph (a) to read as follows:
Sec. 1982.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1983--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER SECTION 219 OF THE CONSUMER PRODUCT SAFETY IMPROVEMENT ACT OF
2008
0
71. The authority citation for part 1983 is revised to read as follows:
Authority: 15 U.S.C. 2087; Secretary's Order 1-2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order 01-2020.
0
72. In Sec. 1983.110, revise paragraphs (a), (c), (d), and (e) as
follows:
Sec. 1983.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney's
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision will also be served on the Assistant
Secretary and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will
[[Page 13038]]
require, where appropriate, affirmative action to abate the violation;
reinstatement of the complainant to his or her former position,
together with the compensation (including back pay and interest),
terms, conditions, and privileges of the complainant's employment; and
payment of compensatory damages, including, at the request of the
complainant, the aggregate amount of all costs and expenses (including
attorney and expert witness fees) reasonably incurred. Interest on back
pay will be calculated using the interest rate applicable to
underpayment of taxes under 26 U.S.C. 6621 and will be compounded
daily. Such order is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent a reasonable attorney's fee, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
73. In Sec. 1983.112, revise paragraph (a) to read as follows:
Sec. 1983.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
PART 1984--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER SECTION 1558 OF THE AFFORDABLE CARE ACT
0
74. The authority citation for part 1984 is revised to read as follows:
Authority: 29 U.S.C. 218C; Secretary's Order 1-2012 (Jan. 18,
2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-2020.
0
75. In Sec. 1984.110, revise paragraphs (a), (c), (d), and (e) as
follows:
Sec. 1984.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the Administrative
Review Board (ARB). The parties should identify in their petitions for
review the legal conclusions or orders to which they object, or the
objections may be deemed waived. A petition must be filed within 14
days of the date of the decision of the ALJ. The date of the postmark,
facsimile transmittal, or electronic communication transmittal will be
considered to be the date of filing; if the petition is filed in
person, by hand delivery or other means, the petition is considered
filed upon receipt. The petition must be served on all parties and on
the Chief Administrative Law Judge at the time it is filed with the
ARB. Copies of the petition for review must be served on the Assistant
Secretary, and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision will also be served on the Assistant
Secretary, and on the Associate Solicitor, Division of Fair Labor
Standards, U.S. Department of Labor, even if the Assistant Secretary is
not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to the complainant's former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate period. Such order is
subject to discretionary review by the Secretary as provided in
Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
76. In Sec. 1984.112, revise paragraph (a) to read as follows:
Sec. 1984.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1985--PROCEDURES FOR HANDLING RETALIATION COMPLAINTS UNDER THE
EMPLOYEE PROTECTION PROVISION OF THE CONSUMER FINANCIAL PROTECTION
ACT OF 2010
0
77. The authority citation for part 1985 is revised to read as follows:
Authority: 12 U.S.C. 5567; Secretary's Order No. 1-2012 (Jan.
18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-
2020.
0
78. In Sec. 1985.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1985.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
[[Page 13039]]
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
decision of the ALJ, unless a motion for reconsideration has been filed
with the ALJ in the interim. In such case, the conclusion of the
hearing is the date the motion for reconsideration is ruled upon or 14
days after a new decision is issued. The ARB's decision will be served
upon all parties and the Chief Administrative Law Judge by mail. The
decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate calendar quarters.
Such order is subject to discretionary review by the Secretary as
provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
79. In Sec. 1985.112, revise paragraph (a) to read as follows:
Sec. 1985.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1986--PROCEDURES FOR THE HANDLING OF RETALIATION COMPLAINTS
UNDER THE EMPLOYEE PROTECTION PROVISION OF THE SEAMAN'S PROTECTION
ACT (SPA), AS AMENDED
0
80. The authority citation for part 1986 is revised to read as follows:
Authority: 46 U.S.C. 2114; 49 U.S.C. 31105; Secretary's Order
1-2012 (Jan. 18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's
Order No. 01-2020.
0
81. In Sec. 1986.110, revise paragraphs (a), (c), (d), and (e) to
read as follows:
Sec. 1986.110 Decisions and orders of the Administrative Review
Board.
(a) The Assistant Secretary or any other party desiring to seek
review, including judicial review, of a decision of the ALJ must file a
written petition for review with the ARB. The parties should identify
in their petitions for review the legal conclusions or orders to which
they object, or the objections may be deemed waived. A petition must be
filed within 14 days of the date of the decision of the ALJ. The date
of the postmark, facsimile transmittal, or electronic communication
transmittal will be considered to be the date of filing; if the
petition is filed in person, by hand delivery or other means, the
petition is considered filed upon receipt. The petition must be served
on all parties and on the Chief Administrative Law Judge at the time it
is filed with the ARB. Copies of the petition for review and all briefs
must be served on the Assistant Secretary and, in cases in which the
Assistant Secretary is a party, on the Associate Solicitor, Division of
Occupational Safety and Health, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case, the
conclusion of the hearing is the date the motion for reconsideration is
ruled upon or 14 days after a new decision is issued. The ARB's
decision will be served upon all parties and the Chief Administrative
Law Judge by mail. The decision also will be served on the Assistant
Secretary and on the Associate Solicitor, Division of Occupational
Safety and Health, U.S. Department of Labor, even if the Assistant
Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, with the same compensation, terms, conditions, and privileges
of the complainant's employment; payment of compensatory damages (back
pay with interest and compensation for any special damages sustained as
a result of the retaliation, including any litigation costs, expert
witness fees, and reasonable attorney fees the complainant may have
incurred); and payment of punitive damages up to $250,000. Interest on
back pay will be calculated using the interest rate applicable to
underpayment of taxes under 26 U.S.C. 6621 and will be compounded
daily. Such order is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. Such order is
subject to discretionary review by the Secretary as provided in
Secretary's Order 01-2020.
0
82. In Sec. 1986.112, revise paragraph (a) to read as follows:
Sec. 1986.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the court of appeals of the United States for the circuit in which
the violation allegedly occurred or the
[[Page 13040]]
circuit in which the complainant resided on the date of the violation.
* * * * *
PART 1987--PROCEDURES FOR HANDLING RETALIATION COMPLAINTS UNDER
SECTION 402 OF THE FDA FOOD SAFETY MODERNIZATION ACT
0
83. The authority citation for part 1987 is revised to read as follows:
Authority: 21 U.S.C. 399d; Secretary's Order No. 1-2012 (Jan.
18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-
2020.
0
84. In Sec. 1987.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1987.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
date of the decision of the ALJ, unless a motion for reconsideration
has been filed with the ALJ in the interim. In such case the conclusion
of the hearing is the date the motion for reconsideration is denied or
14 days after a new decision is issued. The ARB's decision will be
served upon all parties and the Chief Administrative Law Judge by mail.
The decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of compensatory damages, including, at the
request of the complainant, the aggregate amount of all costs and
expenses (including attorney and expert witness fees) reasonably
incurred. Interest on back pay will be calculated using the interest
rate applicable to underpayment of taxes under 26 U.S.C. 6621 and will
be compounded daily. The order will also require the respondent to
submit appropriate documentation to the Social Security Administration
allocating any back pay award to the appropriate calendar quarters.
Such order is subject to discretionary review by the Secretary as
provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
85. In Sec. 1987.112, revise paragraph (a) to read as follows:
Sec. 1987.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
PART 1988--PROCEDURES FOR HANDLING RETALIATION COMPLAINTS UNDER
SECTION 31307 OF THE MOVING AHEAD FOR PROGRESS IN THE 21ST CENTURY
ACT (MAP-21)
0
86. The authority citation for part 1988 is revised to read as follows:
Authority: 49 U.S.C. 30171; Secretary's Order No. 1-2012 (Jan.
18, 2012), 77 FR 3912 (Jan. 25, 2012); Secretary's Order No. 01-
2020.
0
87. In Sec. 1988.110, revise paragraphs (a), (c), (d), and (e) to read
as follows:
Sec. 1988.110 Decision and orders of the Administrative Review Board.
(a) Any party desiring to seek review, including judicial review,
of a decision of the ALJ, or a respondent alleging that the complaint
was frivolous or brought in bad faith who seeks an award of attorney
fees, must file a written petition for review with the ARB. The parties
should identify in their petitions for review the legal conclusions or
orders to which they object, or the objections may be deemed waived. A
petition must be filed within 14 days of the date of the decision of
the ALJ. The date of the postmark, facsimile transmittal, or electronic
communication transmittal will be considered to be the date of filing;
if the petition is filed in person, by hand delivery or other means,
the petition is considered filed upon receipt. The petition must be
served on all parties and on the Chief Administrative Law Judge at the
time it is filed with the ARB. Copies of the petition for review must
be served on the Assistant Secretary and on the Associate Solicitor,
Division of Fair Labor Standards, U.S. Department of Labor.
* * * * *
(c) The decision of the ARB will be issued within 120 days of the
conclusion of the hearing, which will be deemed to be 14 days after the
decision of the ALJ, unless a motion for reconsideration has been filed
with the ALJ in the interim. In such case, the conclusion of the
hearing is the date the motion for reconsideration is ruled upon or 14
days after a new decision is issued. The ARB's decision will be served
upon all parties and the Chief Administrative Law Judge by mail. The
decision will also be served on the Assistant Secretary and on the
Associate Solicitor, Division of Fair Labor Standards, U.S. Department
of Labor, even if the Assistant Secretary is not a party.
(d) If the ARB concludes that the respondent has violated the law,
the ARB will issue an order providing relief to the complainant. The
order will require, where appropriate, affirmative action to abate the
violation; reinstatement of the complainant to his or her former
position, together with the compensation (including back pay and
interest), terms, conditions, and privileges of the complainant's
employment; and payment of
[[Page 13041]]
compensatory damages, including, at the request of the complainant, the
aggregate amount of all costs and expenses (including attorney and
expert witness fees) reasonably incurred. Interest on back pay will be
calculated using the interest rate applicable to underpayment of taxes
under 26 U.S.C. 6621 and will be compounded daily. The order will also
require the respondent to submit appropriate documentation to the
Social Security Administration allocating any back pay award to the
appropriate calendar quarters. Such order is subject to discretionary
review by the Secretary as provided in Secretary's Order 01-2020.
(e) If the ARB concludes that the respondent has not violated the
law, the ARB will issue an order denying the complaint. If, upon the
request of the respondent, the ARB determines that a complaint was
frivolous or was brought in bad faith, the ARB may award to the
respondent reasonable attorney fees, not exceeding $1,000. An order
under this section is subject to discretionary review by the Secretary
as provided in Secretary's Order 01-2020.
0
88. In Sec. 1988.112, revise paragraph (a) to read as follows:
Sec. 1988.112 Judicial review.
(a) Within 60 days after the issuance of a final order (including a
decision issued by the Secretary upon his or her discretionary review)
for which judicial review is available, any person adversely affected
or aggrieved by the order may file a petition for review of the order
in the United States Court of Appeals for the circuit in which the
violation allegedly occurred or the circuit in which the complainant
resided on the date of the violation.
* * * * *
Title 41: Public Contracts and Property Management
Office of Federal Contract Compliance Programs
PART 50-203--RULES OF PRACTICE
0
89. The authority citation for part 50-203 continues to read as
follows:
Authority: Sec. 4, 49 Stat. 2038; 41 U.S.C. 38, unless
otherwise noted.
0
90. In Sec. 50-203.21, revise paragraph (d) to read as follows:
Sec. 50-203.21 Decisions.
* * * * *
(d) Thereafter, the Administrative Review Board may issue a
decision ruling upon each exception filed and including any appropriate
wage determination. Any such decision shall be published in the Federal
Register after it becomes the final action of the Department.
PART 60-30--RULES OF PRACTICE FOR ADMINISTRATIVE PROCEEDINGS TO
ENFORCE EQUAL OPPORTUNITY UNDER EXECUTIVE ORDER 11246
0
91. The authority citation for part 60-30 continues to read as follows:
Authority: Executive Order 11246, as amended, 30 FR 12319, 32
FR 14303, as amended by E.O. 12086; 29 U.S.C. 793, as amended, and
38 U.S.C. 4212, as amended.
0
92. Revise Sec. 60-30.29 to read as follows:
Sec. 60-30.29 Record.
After expiration of the time for filing briefs and exceptions, the
Administrative Review Board, United States Department of Labor, shall
make a decision, which shall be the Administrative order, on the basis
of the record. The record shall consist of the record for recommended
decision, the rulings and recommended decision of the Administrative
Law Judge and the exceptions and briefs filed subsequent to the
Administrative Law Judge's decision.
0
93. Revise Sec. 60-30.30 to read as follows:
Sec. 60-30.30 Administrative Order.
After expiration of the time for filing, the Administrative Review
Board, United States Department of Labor, shall make a decision which
shall be served on all parties. If the Administrative Review Board,
United States Department of Labor, concludes that the defendant has
violated the Executive Order, the equal opportunity clause, or the
regulations, an Administrative Order shall be issued enjoining the
violations, and requiring the contractor to provide whatever remedies
are appropriate, and imposing whatever sanctions are appropriate, or
any of the above. In any event, failure to comply with the
Administrative Order shall result in the immediate cancellation,
termination, and suspension of the respondent's contracts and/or
debarment of the respondent from further contracts.
0
94. Revise Sec. 60-30.37 to read as follows:
Sec. 60-30.37 Final Administrative Order.
After expiration of the time for filing exceptions, the
Administrative Review Board, United States Department of Labor, shall
issue an Administrative Order which shall be served on all parties.
Unless the Administrative Review Board, United States Department of
Labor, issues an Administrative Order within 30 days after the
expiration of the time for filing exceptions, the Administrative Law
Judge's recommended decision shall become a final Administrative Order
which shall become effective on the 31st day after expiration of the
time for filing exceptions. Except as to specific time periods required
in this subsection, 41 CFR 60-30.30 shall be applicable to this
section.
[FR Doc. 2020-04017 Filed 3-5-20; 8:45 am]
BILLING CODE 4510-FN-P