Sunshine Act Meetings, 12368 [2020-04295]
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12368
Federal Register / Vol. 85, No. 41 / Monday, March 2, 2020 / Notices
Additionally, the proposed rule change
regarding opening constituent series
with unexecuted sell market orders may
also provide unexecuted sell market
orders in low-value series with
additional execution opportunities,
which may be limited in such series.
The Exchange believes the benefit of
opening these series earlier to permit
calculation of the exercise or settlement
value, as applicable, of expiring VIX
derivatives outweighs the minimal risk
(if any) of executing sell market orders
at anomalous execution prices following
the opening rotation given the low-value
of these series. By continuing to not
open series with higher Composite
Market offers if there would be
unexecuted sell market orders, the
Exchange believes the modified opening
auction process will continue to protect
these orders from executing at
potentially erroneous prices following
the opening rotation in series that are
not truly low-value/no-bid. As noted
above, the proposed rule change is
consistent with current Exchange
functionality regarding the handling of
sell market orders in no-bid series.36
Additionally, other options exchanges
will open series if there are unexecuted
sell market orders.37
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the proposed rule change
does not: (i) Significantly affect the
protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 38 and
subparagraph (f)(6) of Rule 19b–4
thereunder.39
At any time within 60 days of the
filing of the proposed rule change, the
36 See
Rule 5.34(a)(1)(A).
e.g., Arca Rule 6.64–O.
38 15 U.S.C. 78s(b)(3)(A).
39 17 CFR 240.19b–4(f)(6). In addition, Rule19b–
4(f)(6)(iii) requires a self-regulatory organization to
give the Commission written notice of its intent to
file the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
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37 See,
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Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CBOE–2020–013 and
should be submitted on or before March
23, 2020.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.40
J. Matthew DeLesDernier,
Assistant Secretary.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
[FR Doc. 2020–04183 Filed 2–28–20; 8:45 am]
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CBOE–2020–013 on the subject line.
TIME AND DATE:
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CBOE–2020–013. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
PLACE:
PO 00000
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BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, the Securities and
Exchange Commission will hold an
Open Meeting on Wednesday, March 4,
2020 at 10:00 a.m.
The meeting will be held in
Auditorium LL–002 at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
This meeting will begin at 10:00
a.m. (ET) and will be open to the public.
Seating will be on a first-come, firstserved basis. Visitors will be subject to
security checks. The meeting will be
webcast on the Commission’s website at
www.sec.gov.
STATUS:
The
Commission will consider whether to
propose rule amendments that would
simplify, harmonize, and improve
certain aspects of the framework for
exemptions from registration under the
Securities Act of 1933 to promote
capital formation while preserving or
enhancing important investor
protections.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
MATTER TO BE CONSIDERED:
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman, Office of the
Secretary, at (202) 551–5400.
Dated: February 26, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020–04295 Filed 2–27–20; 11:15 am]
BILLING CODE 8011–01–P
40 17
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CFR 200.30–3(a)(12).
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Agencies
[Federal Register Volume 85, Number 41 (Monday, March 2, 2020)]
[Notices]
[Page 12368]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-04295]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, the Securities
and Exchange Commission will hold an Open Meeting on Wednesday, March
4, 2020 at 10:00 a.m.
PLACE: The meeting will be held in Auditorium LL-002 at the
Commission's headquarters, 100 F Street NE, Washington, DC 20549.
STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to
the public. Seating will be on a first-come, first-served basis.
Visitors will be subject to security checks. The meeting will be
webcast on the Commission's website at www.sec.gov.
MATTER TO BE CONSIDERED: The Commission will consider whether to
propose rule amendments that would simplify, harmonize, and improve
certain aspects of the framework for exemptions from registration under
the Securities Act of 1933 to promote capital formation while
preserving or enhancing important investor protections.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman, Office of the Secretary, at (202)
551-5400.
Dated: February 26, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-04295 Filed 2-27-20; 11:15 am]
BILLING CODE 8011-01-P