Certain Footwear Products; Commission Determination To Review in Part a Remand Initial Determination and To Extend the Target Date; Request for Written Submissions on the Issues Under Review and on Remedy, Bonding, and the Public Interest, 8322-8324 [2020-02853]
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8322
Federal Register / Vol. 85, No. 30 / Thursday, February 13, 2020 / Notices
of at the scheduled meeting, may be
carried over to the agenda of the
following meeting.
By order of the Commission.
Issued: February 10, 2020.
William Bishop,
Supervisory Hearings and Information
Officer.
[FR Doc. 2020–02989 Filed 2–11–20; 11:15 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[Investigation No. 337–TA–936 (Remand)]
Certain Footwear Products;
Commission Determination To Review
in Part a Remand Initial Determination
and To Extend the Target Date;
Request for Written Submissions on
the Issues Under Review and on
Remedy, Bonding, and the Public
Interest
U.S. International Trade
Commission.
ACTION: Notice.
AGENCY:
Notice is hereby given that
the U.S. International Trade
Commission has determined to review a
remand initial determination (‘‘RID’’) of
the presiding administrative law judge
(‘‘ALJ’’) in part. The Commission
requests briefing from the parties on
certain issues under review, as
indicated in this notice. The
Commission also requests briefing from
the parties, government agencies, and
interested persons on the issues of
remedy, the public interest, and
bonding. The Commission has also
determined to extend the target date for
the completion of the above-captioned
investigation to May 28, 2020.
FOR FURTHER INFORMATION CONTACT:
Clint Gerdine, Esq., Office of the
General Counsel, U.S. International
Trade Commission, 500 E Street SW,
Washington, DC 20436, telephone (202)
708–2310. Copies of non-confidential
documents filed in connection with this
investigation are or will be available for
inspection during official business
hours (8:45 a.m. to 5:15 p.m.) in the
Office of the Secretary, U.S.
International Trade Commission, 500 E
Street SW, Washington, DC 20436,
telephone (202) 205–2000. General
information concerning the Commission
may also be obtained by accessing its
internet server at https://www.usitc.gov.
The public record for this
investigation may be viewed on the
Commission’s electronic docket (EDIS)
at https://edis.usitc.gov. Hearingimpaired persons are advised that
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SUMMARY:
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information on this matter can be
obtained by contacting the
Commission’s TDD terminal on (202)
205–1810.
SUPPLEMENTARY INFORMATION: The
Commission instituted this investigation
on November 17, 2014, based on a
complaint filed on behalf of Converse
Inc. of North Andover, Massachusetts.
79 FR 68482 (Nov. 17, 2014). The
complaint alleges, inter alia, violations
of section 337 of the Tariff Act of 1930,
as amended, 19 U.S.C. 1337, based upon
the importation into the United States,
the sale for importation, and the sale
within the United States after
importation of certain footwear products
by reason of infringement of U.S.
Trademark Registration No. 4,398,753
(‘‘the ’753 Registration’’), registered on
September 10, 2013, and the common
law trademark rights for the same mark
(the ‘‘Converse Midsole Trademark’’ or
‘‘CMT’’). See id. The Commission’s
notice of investigation names numerous
respondents including Skechers U.S.A.,
Inc. (‘‘Skechers’’) of Manhattan Beach,
California, and Highline United LLC d/
b/a Ash Footwear USA (‘‘Highline’’),
now of Hyde Park, Massachusetts. Id. at
68482–483. New Balance Athletic Shoe,
Inc. (‘‘New Balance’’) of Boston,
Massachusetts, was subsequently added
to the investigation as a respondentintervenor. 80 FR 9748 (Feb. 24, 2015).
These three respondents remain active
in the investigation. The following five
respondents were found in default:
Dioniso SRL of Perugia, Italy; Shenzhen
Foreversun Industrial Co., Ltd. (a/k/a
Shenzhen Foreversun Shoes Co., Ltd.) of
Shenzhen, China; Fujian Xinya I&E
Trading Co. Ltd. of Jinjiang, China; and
Zhejiang Ouhai International Trade Co.
Ltd. and Wenzhou Cereals Oils &
Foodstuffs Foreign Trade Co. Ltd., both
of Wenzhou, China. Every other
respondent was terminated from the
investigation or settled with
Complainant after the Commission’s
final determination. The Office of Unfair
Import Investigations (‘‘OUII’’) is also a
party to the investigation. 79 FR 68483.
The investigation was remanded to the
Commission by the Federal Circuit in
Converse, Inc. v. International Trade
Commission, 909 F.3d 1110 (Fed. Cir.
2018). On April 9, 2019, the
Commission, in turn, remanded the
matter to the ALJ who adjudicated the
original investigation.
On October 9, 2019, The ALJ issued
his RID finding no violation of section
337 as to all accused products of each
active respondent. Specifically, the RID
found that Converse had not established
secondary meaning of the CMT prior to
the time of first infringement for any
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active respondent and, therefore, there
were no valid common law trademark
rights in the CMT. The RID also found
that the active respondents’ accused
products do not infringe even if the
CMT were found to have acquired
secondary meaning, except for one
Skechers product found to infringe. The
RID further found a violation as to the
accused products of the defaulting
respondents because they infringe the
CMT after the registration date of the
‘753 Registration.
On October 22, 2019, Converse, the
active respondents, and OUII each filed
a petition for review of the RID. On
October 30, 2019, each of these parties
filed responses to the other petitions for
review.
Having reviewed the record of the
investigation, including the parties’
briefing, the Commission has
determined to review the RID in part.
Specifically, the Commission has
determined to review the RID’s
infringement, validity, and injury
analyses with respect to the asserted
common law and federal registration
rights in the CMT. See RID at 8–86, 87.
The Commission now requests briefing
from the parties on the following
questions:
(1) For each of the six (6) secondarymeaning factors in Converse, 909 F.3d at
1120, please identify and discuss the
evidence in the record you assert is
relevant to whether the CMT has
acquired secondary meaning prior to the
first infringing use by each active
respondent. Pay special attention to
evidence that falls within five years
before the relevant first use dates and to
the questions below. Provide a summary
of your evidence in a table including the
specific factor (or subpart thereof) to
which each piece of evidence is
relevant, the date of the evidence, and
the impact of the evidence on consumer
perceptions. Any evidence not included
in your submission will be deemed
waived and will not be considered.
a. Factor 2—For each relevant time
frame, identify which third-party’s
shoes, having designs substantially
similar to the CMT design, were in use
in the United States. Explain (1) why
each shoe’s design is substantially
similar to the CMT; (2) the extent of that
third-party use; and (3) the impact of
that use on the consuming public
(through the extent or volume of sales,
etc.). Explain whether third-party uses
can be considered if there is no
evidence of the impact of that use on the
consuming public. Include a table
summarizing the third-party use upon
which you rely, why the use is
substantially similar, and the extent and
impact of the third-party use. For the
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same time periods, identify the extent,
degree, and impact of Converse’s use of
the CMT design. Please explain how the
Commission should analyze the amount
of Converse’s sales in relation to the
amount of third-party sales and note
where this information is in the record.
b. Factor 5—Identify all evidence of
intentional copying of the CMT.
Indicate if there is evidence supporting
any explanation for this copying other
than to pass off the copied product as
the CMT design owner’s. Is evidence of
intentional copying by Skechers
relevant to this factor at least with
respect to Highline and New Balance?
c. Factor 6—Please explain whether
factor (6) is the same as the factor
previously relied upon by the
Commission (i.e., effectiveness of the
effort to create secondary meaning).
Assuming it is not the same, please
identify what evidence pertains to factor
(6), unsolicited media coverage of the
product embodying the mark.
(2) Explain how the evidence
pertaining to the six factors should be
weighed in determining whether the
CMT has acquired secondary meaning.
Is it appropriate to accord some factors
more weight than others in this
investigation, and if so why? Is a simple
tally of factors the proper method of
weighing them?
(3) Explain whether New Balance’s PF
Flyers shoes that are accused of
infringement are identical to the PF
Flyers shoes in use during 1995–2007 at
least with regard to the midsole, toe cap,
and bumper. Are the designs of the
accused New Balance shoes and the
1995–2007 PF Flyers substantially
similar to the CMT? If they are not
substantially similar, do the differences
justify the different outcomes between
the finding of third-party use by PF
Flyers and the finding of no
infringement by New Balance?
(4) Explain who is the purchaser of
shoes bearing the CMT (or any relevant
shoe, if the answer differs). Is it the
general public or a sophisticated buyer?
What are the circumstances of their
sales, prices, stores, display conditions,
etc.? Cite to evidence in the record.
(5) For this investigation in which the
complainant has alleged infringement of
its trade dress:
a. Explain whether the Commission
should employ the Dupont factors, a
modified version of the DuPont factors,
or another framework to assess
infringement. Discuss relevant case law
(e.g., Versa Prods. Co. v. Bifold Co.
(Mfg.), 50 F.3d 189, 202 (3d Cir. 1995)
Eng’g Dynamics, Inc. v. Structural
Software, Inc., 26 F.3d 1335, 1350 (5th
Cir. 1994) (modified on other grounds,
46 F.3d 408 (5th Cir. 1995)); Egyptian
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Goddess, Inc. v. Swisa, Inc., 543 F.3d
665, 670 (Fed. Cir. 2008); Converse, 909
F.3d at 1124).
b. Analyze the evidence in the record
that is relevant to whether there is a
likelihood of confusion under the
Dupont factors or the framework you
identify in part (a) above for each
accused shoe. Factors that are the same
for each shoe can be discussed once and
do not need to be repeated for each
shoe. Include a table summarizing
which shoes remain accused of
infringement.
c. Explain the effect, if any, that a heel
label, or other relevant branding, has
with respect to infringement. Explain
whether and how the location of the
label or other branding relative to the
mark is relevant. Explain whether and
how the survey evidence related to the
Skechers’ shoe, Daddy’$ Money, should
inform the Commission’s determination
about the relevance of heel label
branding for other accused shoes.
d. For Respondents: if you rely on a
heel label or other relevant branding for
non-infringement, cite the best available
image(s) of the evidence.
(6) For the ’753 Registration:
a. Briefly identify where Converse has
asserted its rights arising from the ’753
Registration against the active
respondents. Did Converse’s complaint
or pre- and post-hearing briefs, circa
2015, allege that the active respondents
infringed Converse’s rights arising from
the federal registration?
b. If Converse asserted its rights
arising from the federal registration
against the active respondents, has
Converse withdrawn these allegations?
If so, how has Converse withdrawn
them?
c. Is there any practical distinction
between finding that Converse’s CMT
lacks secondary meaning and finding
the ’753 Registration invalid for lack of
secondary meaning?
(7) For Converse and OUII:
a. For each defaulting respondent,
please identify the date of the first
infringing use. See, e.g., Converse, 909
F.3d at 1116–17. Cite to evidence in the
record.
b. Explain whether the Commission
should address validity of the ’753
Registration when no defaulting
respondent has raised validity as a
defense.
The Commission has determined not
to review the remainder of the RID,
including the RID’s analysis of the
equitable defenses. See RID at 86–87.
In connection with the final
disposition of this investigation, the
statute authorizes issuance of (1) an
order that could result in the exclusion
of the subject articles from entry into the
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8323
United States, and/or (2) one or more
cease and desist orders that could result
in the respondents being required to
cease and desist from engaging in unfair
acts in the importation and sale of such
articles. Accordingly, the Commission is
interested in receiving written
submissions that address the form of
remedy, if any, that should be ordered.
If a party seeks exclusion of an article
from entry into the United States for
purposes other than entry for
consumption, the party should so
indicate and provide information
establishing that activities involving
other types of entry either are adversely
affecting it or likely to do so. For
background, see Certain Devices for
Connecting Computers via Telephone
Lines, Inv. No. 337–TA–360, USITC
Pub. No. 2843, Comm’n Op. at 7–10
(December 1994). In addition, if a party
seeks issuance of any cease and desist
orders, the written submissions should
address that request in the context of
recent Commission opinions, including
those in Certain Arrowheads with
Deploying Blades and Components
Thereof and Packaging Therefor, Inv.
No. 337–TA–977, Comm’n Op. (Apr. 28,
2017) and Certain Electric Skin Care
Devices, Brushes and Chargers Therefor,
and Kits Containing the Same, Inv. No.
337–TA–959, Comm’n Op. (Feb. 13,
2017). Specifically, if Complainant
seeks a cease and desist order against a
respondent, the written submissions
should respond to the following
requests:
1. Please identify with citations to the
record any information regarding
commercially significant inventory in
the United States as to each respondent
against whom a cease and desist order
is sought. If Complainant also relies on
other significant domestic operations
that could undercut the remedy
provided by an exclusion order, please
identify with citations to the record
such information as to each respondent
against whom a cease and desist order
is sought.
2. ln relation to the infringing
products, please identify any
information in the record, including
allegations in the pleadings, that
addresses the existence of any domestic
inventory, any domestic operations, or
any sales-related activity directed at the
United States for each respondent
against whom a cease and desist order
is sought.
3. Please discuss any other basis upon
which the Commission could enter a
cease and desist order.
The statute requires the Commission
to consider the effects of any remedy
upon the public interest. The public
interest factors the Commission will
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consider include the effect that an
exclusion order and/or cease and desist
orders would have on (1) the public
health and welfare, (2) competitive
conditions in the U.S. economy, (3) U.S.
production of articles that are like or
directly competitive with those that are
subject to investigation, and (4) U.S.
consumers. The Commission is
therefore interested in receiving written
submissions that address the
aforementioned public interest factors
in the context of this investigation.
If the Commission orders some form
of remedy, the U.S. Trade
Representative, as delegated by the
President, has 60 days to approve,
disapprove, or take no action on the
Commission’s determination. See
Presidential Memorandum of July 21,
2005. 70 FR 43251 (July 26, 2005).
During this period, the subject articles
would be entitled to enter the United
States under bond, in an amount
determined by the Commission and
prescribed by the Secretary of the
Treasury. The Commission is therefore
interested in receiving submissions
concerning the amount of the bond that
should be imposed if a remedy is
ordered.
Written Submissions: The parties to
the investigation are requested to file
written submissions on the issues
identified in this notice. Parties to the
investigation, interested government
agencies, and any other interested
parties are encouraged to file written
submissions on the issues of remedy,
the public interest, and bonding. Such
initial written submissions should
include views on the recommended
determination by the ALJ on remedy
and bonding. Complainant and OUII are
also requested to identify the form of the
remedy sought and to submit proposed
remedial orders for the Commission’s
consideration in their initial written
submissions. Complainant is also
requested to state the HTSUS numbers
under which the accused products are
imported. Complainant is further
requested to supply the names of known
importers of infringing products at issue
in this investigation.
The initial written submissions and
proposed remedial orders must be filed
no later than close of business on
Friday, February 28, 2020. Reply
submissions must be filed no later than
the close of business on Monday, March
9, 2020. Initial submissions are limited
to 100 pages. Reply submissions are
limited to 75 pages. These page limits
do not apply to submissions on the
issues of remedy, the public interest,
and bonding. No further submissions on
any of these issues will be permitted
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18:34 Feb 12, 2020
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unless otherwise ordered by the
Commission.
In view of the briefing requested, the
Commission has also determined to
extend the target date of this
investigation to May 28, 2020.
Persons filing written submissions
must file the original document
electronically on or before the deadlines
stated above and submit eight true paper
copies to the Office of the Secretary by
noon the next day pursuant to section
210.4(f) Of the Commission’s Rules of
Practice and Procedure (19 CFR
2.10.4(f)). Submissions should refer to
the investigation number (‘‘Inv. No.
337–TA–936’’) in a prominent place on
the cover page and/or the first page. (See
Handbook for Electronic Filing
Procedures, https://www.usitc.gov/
secretary/documents/handbook_on_
electronic_filing.pdf). Persons with
questions regarding filing should
contact the Secretary (202–205–2000).
Any person desiring to submit a
document to the Commission in
confidence must request confidential
treatment. All such requests should be
directed to the Secretary to the
Commission and must include a full
statement of the reasons why the
Commission should grant such
treatment. See 19 CFR 201.6. Documents
for which confidential treatment by the
Commission is properly sought will be
treated accordingly. A redacted-nonconfidential version of the document
must also be filed simultaneously with
any confidential filing. All information,
including confidential business
information and documents for which
confidential treatment is properly
sought, submitted to the Commission for
purposes of this Investigation may be
disclosed to and used: (i) By the
Commission, its employees and Offices,
and contract personnel (a) for
developing or maintaining the records
of this or a related proceeding, or (b) in
internal investigations, audits, reviews,
and evaluations relating to the
programs, personnel, and operations of
the Commission including under 5
U.S.C. Appendix 3; or (ii) by U.S.
government employees and contract
personnel, solely for cybersecurity
purposes (all contract personnel will
sign appropriate nondisclosure
agreements). All nonconfidential
written submissions will be available for
public inspection at the Office of the
Secretary and on EDIS.
The authority for the Commission’s
determination is contained in section
337 of the Tariff Act of 1930, as
amended, 19 U.S.C. 1337, and in part
210 of the Commission’s Rules of
Practice and Procedure, 19 CFR part
210.
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By order of the Commission.
Issued: February 7, 2020.
Lisa Barton,
Secretary to the Commission.
[FR Doc. 2020–02853 Filed 2–12–20; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[USITC SE–20–004]
Sunshine Act Meetings
Agency Holding the Meeting: United
States International Trade Commission.
TIME AND DATE:
February 21, 2020 at
11:00 a.m.
Room 101, 500 E Street SW,
Washington, DC 20436, Telephone:
(202) 205–2000.
PLACE:
STATUS:
Open to the public.
MATTERS TO BE CONSIDERED:
1. Agendas for future meetings: None.
2. Minutes.
3. Ratification List.
4. Vote on Inv. Nos. 701–TA–636 and
731–TA–1469–1470 (Preliminary)
(Wood Mouldings and Millwork
Products from Brazil and China). The
Commission is currently scheduled to
complete and file its determinations on
February 24, 2020; views of the
Commission are currently scheduled to
be completed and filed on March 2,
2020.
5. Outstanding action jackets: None.
CONTACT PERSON FOR MORE INFORMATION:
William Bishop, Supervisory Hearings
and Information Officer, 202–205–2595.
The Commission is holding the
meeting under the Government in the
Sunshine Act, 5 U.S.C. 552(b). In
accordance with Commission policy,
subject matter listed above, not disposed
of at the scheduled meeting, may be
carried over to the agenda of the
following meeting.
By order of the Commission.
Issued: February 11, 2020.
William Bishop,
Supervisory Hearings and Information
Officer.
[FR Doc. 2020–02988 Filed 2–11–20; 11:15 am]
BILLING CODE 7020–02–P
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Agencies
[Federal Register Volume 85, Number 30 (Thursday, February 13, 2020)]
[Notices]
[Pages 8322-8324]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-02853]
-----------------------------------------------------------------------
INTERNATIONAL TRADE COMMISSION
[Investigation No. 337-TA-936 (Remand)]
Certain Footwear Products; Commission Determination To Review in
Part a Remand Initial Determination and To Extend the Target Date;
Request for Written Submissions on the Issues Under Review and on
Remedy, Bonding, and the Public Interest
AGENCY: U.S. International Trade Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: Notice is hereby given that the U.S. International Trade
Commission has determined to review a remand initial determination
(``RID'') of the presiding administrative law judge (``ALJ'') in part.
The Commission requests briefing from the parties on certain issues
under review, as indicated in this notice. The Commission also requests
briefing from the parties, government agencies, and interested persons
on the issues of remedy, the public interest, and bonding. The
Commission has also determined to extend the target date for the
completion of the above-captioned investigation to May 28, 2020.
FOR FURTHER INFORMATION CONTACT: Clint Gerdine, Esq., Office of the
General Counsel, U.S. International Trade Commission, 500 E Street SW,
Washington, DC 20436, telephone (202) 708-2310. Copies of non-
confidential documents filed in connection with this investigation are
or will be available for inspection during official business hours
(8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW, Washington, DC 20436,
telephone (202) 205-2000. General information concerning the Commission
may also be obtained by accessing its internet server at https://www.usitc.gov.
The public record for this investigation may be viewed on the
Commission's electronic docket (EDIS) at https://edis.usitc.gov.
Hearing-impaired persons are advised that information on this matter
can be obtained by contacting the Commission's TDD terminal on (202)
205-1810.
SUPPLEMENTARY INFORMATION: The Commission instituted this investigation
on November 17, 2014, based on a complaint filed on behalf of Converse
Inc. of North Andover, Massachusetts. 79 FR 68482 (Nov. 17, 2014). The
complaint alleges, inter alia, violations of section 337 of the Tariff
Act of 1930, as amended, 19 U.S.C. 1337, based upon the importation
into the United States, the sale for importation, and the sale within
the United States after importation of certain footwear products by
reason of infringement of U.S. Trademark Registration No. 4,398,753
(``the '753 Registration''), registered on September 10, 2013, and the
common law trademark rights for the same mark (the ``Converse Midsole
Trademark'' or ``CMT''). See id. The Commission's notice of
investigation names numerous respondents including Skechers U.S.A.,
Inc. (``Skechers'') of Manhattan Beach, California, and Highline United
LLC d/b/a Ash Footwear USA (``Highline''), now of Hyde Park,
Massachusetts. Id. at 68482-483. New Balance Athletic Shoe, Inc. (``New
Balance'') of Boston, Massachusetts, was subsequently added to the
investigation as a respondent-intervenor. 80 FR 9748 (Feb. 24, 2015).
These three respondents remain active in the investigation. The
following five respondents were found in default: Dioniso SRL of
Perugia, Italy; Shenzhen Foreversun Industrial Co., Ltd. (a/k/a
Shenzhen Foreversun Shoes Co., Ltd.) of Shenzhen, China; Fujian Xinya
I&E Trading Co. Ltd. of Jinjiang, China; and Zhejiang Ouhai
International Trade Co. Ltd. and Wenzhou Cereals Oils & Foodstuffs
Foreign Trade Co. Ltd., both of Wenzhou, China. Every other respondent
was terminated from the investigation or settled with Complainant after
the Commission's final determination. The Office of Unfair Import
Investigations (``OUII'') is also a party to the investigation. 79 FR
68483. The investigation was remanded to the Commission by the Federal
Circuit in Converse, Inc. v. International Trade Commission, 909 F.3d
1110 (Fed. Cir. 2018). On April 9, 2019, the Commission, in turn,
remanded the matter to the ALJ who adjudicated the original
investigation.
On October 9, 2019, The ALJ issued his RID finding no violation of
section 337 as to all accused products of each active respondent.
Specifically, the RID found that Converse had not established secondary
meaning of the CMT prior to the time of first infringement for any
active respondent and, therefore, there were no valid common law
trademark rights in the CMT. The RID also found that the active
respondents' accused products do not infringe even if the CMT were
found to have acquired secondary meaning, except for one Skechers
product found to infringe. The RID further found a violation as to the
accused products of the defaulting respondents because they infringe
the CMT after the registration date of the `753 Registration.
On October 22, 2019, Converse, the active respondents, and OUII
each filed a petition for review of the RID. On October 30, 2019, each
of these parties filed responses to the other petitions for review.
Having reviewed the record of the investigation, including the
parties' briefing, the Commission has determined to review the RID in
part. Specifically, the Commission has determined to review the RID's
infringement, validity, and injury analyses with respect to the
asserted common law and federal registration rights in the CMT. See RID
at 8-86, 87. The Commission now requests briefing from the parties on
the following questions:
(1) For each of the six (6) secondary-meaning factors in Converse,
909 F.3d at 1120, please identify and discuss the evidence in the
record you assert is relevant to whether the CMT has acquired secondary
meaning prior to the first infringing use by each active respondent.
Pay special attention to evidence that falls within five years before
the relevant first use dates and to the questions below. Provide a
summary of your evidence in a table including the specific factor (or
subpart thereof) to which each piece of evidence is relevant, the date
of the evidence, and the impact of the evidence on consumer
perceptions. Any evidence not included in your submission will be
deemed waived and will not be considered.
a. Factor 2--For each relevant time frame, identify which third-
party's shoes, having designs substantially similar to the CMT design,
were in use in the United States. Explain (1) why each shoe's design is
substantially similar to the CMT; (2) the extent of that third-party
use; and (3) the impact of that use on the consuming public (through
the extent or volume of sales, etc.). Explain whether third-party uses
can be considered if there is no evidence of the impact of that use on
the consuming public. Include a table summarizing the third-party use
upon which you rely, why the use is substantially similar, and the
extent and impact of the third-party use. For the
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same time periods, identify the extent, degree, and impact of
Converse's use of the CMT design. Please explain how the Commission
should analyze the amount of Converse's sales in relation to the amount
of third-party sales and note where this information is in the record.
b. Factor 5--Identify all evidence of intentional copying of the
CMT. Indicate if there is evidence supporting any explanation for this
copying other than to pass off the copied product as the CMT design
owner's. Is evidence of intentional copying by Skechers relevant to
this factor at least with respect to Highline and New Balance?
c. Factor 6--Please explain whether factor (6) is the same as the
factor previously relied upon by the Commission (i.e., effectiveness of
the effort to create secondary meaning). Assuming it is not the same,
please identify what evidence pertains to factor (6), unsolicited media
coverage of the product embodying the mark.
(2) Explain how the evidence pertaining to the six factors should
be weighed in determining whether the CMT has acquired secondary
meaning. Is it appropriate to accord some factors more weight than
others in this investigation, and if so why? Is a simple tally of
factors the proper method of weighing them?
(3) Explain whether New Balance's PF Flyers shoes that are accused
of infringement are identical to the PF Flyers shoes in use during
1995-2007 at least with regard to the midsole, toe cap, and bumper. Are
the designs of the accused New Balance shoes and the 1995-2007 PF
Flyers substantially similar to the CMT? If they are not substantially
similar, do the differences justify the different outcomes between the
finding of third-party use by PF Flyers and the finding of no
infringement by New Balance?
(4) Explain who is the purchaser of shoes bearing the CMT (or any
relevant shoe, if the answer differs). Is it the general public or a
sophisticated buyer? What are the circumstances of their sales, prices,
stores, display conditions, etc.? Cite to evidence in the record.
(5) For this investigation in which the complainant has alleged
infringement of its trade dress:
a. Explain whether the Commission should employ the Dupont factors,
a modified version of the DuPont factors, or another framework to
assess infringement. Discuss relevant case law (e.g., Versa Prods. Co.
v. Bifold Co. (Mfg.), 50 F.3d 189, 202 (3d Cir. 1995) Eng'g Dynamics,
Inc. v. Structural Software, Inc., 26 F.3d 1335, 1350 (5th Cir. 1994)
(modified on other grounds, 46 F.3d 408 (5th Cir. 1995)); Egyptian
Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 670 (Fed. Cir. 2008);
Converse, 909 F.3d at 1124).
b. Analyze the evidence in the record that is relevant to whether
there is a likelihood of confusion under the Dupont factors or the
framework you identify in part (a) above for each accused shoe. Factors
that are the same for each shoe can be discussed once and do not need
to be repeated for each shoe. Include a table summarizing which shoes
remain accused of infringement.
c. Explain the effect, if any, that a heel label, or other relevant
branding, has with respect to infringement. Explain whether and how the
location of the label or other branding relative to the mark is
relevant. Explain whether and how the survey evidence related to the
Skechers' shoe, Daddy'$ Money, should inform the Commission's
determination about the relevance of heel label branding for other
accused shoes.
d. For Respondents: if you rely on a heel label or other relevant
branding for non-infringement, cite the best available image(s) of the
evidence.
(6) For the '753 Registration:
a. Briefly identify where Converse has asserted its rights arising
from the '753 Registration against the active respondents. Did
Converse's complaint or pre- and post-hearing briefs, circa 2015,
allege that the active respondents infringed Converse's rights arising
from the federal registration?
b. If Converse asserted its rights arising from the federal
registration against the active respondents, has Converse withdrawn
these allegations? If so, how has Converse withdrawn them?
c. Is there any practical distinction between finding that
Converse's CMT lacks secondary meaning and finding the '753
Registration invalid for lack of secondary meaning?
(7) For Converse and OUII:
a. For each defaulting respondent, please identify the date of the
first infringing use. See, e.g., Converse, 909 F.3d at 1116-17. Cite to
evidence in the record.
b. Explain whether the Commission should address validity of the
'753 Registration when no defaulting respondent has raised validity as
a defense.
The Commission has determined not to review the remainder of the
RID, including the RID's analysis of the equitable defenses. See RID at
86-87.
In connection with the final disposition of this investigation, the
statute authorizes issuance of (1) an order that could result in the
exclusion of the subject articles from entry into the United States,
and/or (2) one or more cease and desist orders that could result in the
respondents being required to cease and desist from engaging in unfair
acts in the importation and sale of such articles. Accordingly, the
Commission is interested in receiving written submissions that address
the form of remedy, if any, that should be ordered. If a party seeks
exclusion of an article from entry into the United States for purposes
other than entry for consumption, the party should so indicate and
provide information establishing that activities involving other types
of entry either are adversely affecting it or likely to do so. For
background, see Certain Devices for Connecting Computers via Telephone
Lines, Inv. No. 337-TA-360, USITC Pub. No. 2843, Comm'n Op. at 7-10
(December 1994). In addition, if a party seeks issuance of any cease
and desist orders, the written submissions should address that request
in the context of recent Commission opinions, including those in
Certain Arrowheads with Deploying Blades and Components Thereof and
Packaging Therefor, Inv. No. 337-TA-977, Comm'n Op. (Apr. 28, 2017) and
Certain Electric Skin Care Devices, Brushes and Chargers Therefor, and
Kits Containing the Same, Inv. No. 337-TA-959, Comm'n Op. (Feb. 13,
2017). Specifically, if Complainant seeks a cease and desist order
against a respondent, the written submissions should respond to the
following requests:
1. Please identify with citations to the record any information
regarding commercially significant inventory in the United States as to
each respondent against whom a cease and desist order is sought. If
Complainant also relies on other significant domestic operations that
could undercut the remedy provided by an exclusion order, please
identify with citations to the record such information as to each
respondent against whom a cease and desist order is sought.
2. ln relation to the infringing products, please identify any
information in the record, including allegations in the pleadings, that
addresses the existence of any domestic inventory, any domestic
operations, or any sales-related activity directed at the United States
for each respondent against whom a cease and desist order is sought.
3. Please discuss any other basis upon which the Commission could
enter a cease and desist order.
The statute requires the Commission to consider the effects of any
remedy upon the public interest. The public interest factors the
Commission will
[[Page 8324]]
consider include the effect that an exclusion order and/or cease and
desist orders would have on (1) the public health and welfare, (2)
competitive conditions in the U.S. economy, (3) U.S. production of
articles that are like or directly competitive with those that are
subject to investigation, and (4) U.S. consumers. The Commission is
therefore interested in receiving written submissions that address the
aforementioned public interest factors in the context of this
investigation.
If the Commission orders some form of remedy, the U.S. Trade
Representative, as delegated by the President, has 60 days to approve,
disapprove, or take no action on the Commission's determination. See
Presidential Memorandum of July 21, 2005. 70 FR 43251 (July 26, 2005).
During this period, the subject articles would be entitled to enter the
United States under bond, in an amount determined by the Commission and
prescribed by the Secretary of the Treasury. The Commission is
therefore interested in receiving submissions concerning the amount of
the bond that should be imposed if a remedy is ordered.
Written Submissions: The parties to the investigation are requested
to file written submissions on the issues identified in this notice.
Parties to the investigation, interested government agencies, and any
other interested parties are encouraged to file written submissions on
the issues of remedy, the public interest, and bonding. Such initial
written submissions should include views on the recommended
determination by the ALJ on remedy and bonding. Complainant and OUII
are also requested to identify the form of the remedy sought and to
submit proposed remedial orders for the Commission's consideration in
their initial written submissions. Complainant is also requested to
state the HTSUS numbers under which the accused products are imported.
Complainant is further requested to supply the names of known importers
of infringing products at issue in this investigation.
The initial written submissions and proposed remedial orders must
be filed no later than close of business on Friday, February 28, 2020.
Reply submissions must be filed no later than the close of business on
Monday, March 9, 2020. Initial submissions are limited to 100 pages.
Reply submissions are limited to 75 pages. These page limits do not
apply to submissions on the issues of remedy, the public interest, and
bonding. No further submissions on any of these issues will be
permitted unless otherwise ordered by the Commission.
In view of the briefing requested, the Commission has also
determined to extend the target date of this investigation to May 28,
2020.
Persons filing written submissions must file the original document
electronically on or before the deadlines stated above and submit eight
true paper copies to the Office of the Secretary by noon the next day
pursuant to section 210.4(f) Of the Commission's Rules of Practice and
Procedure (19 CFR 2.10.4(f)). Submissions should refer to the
investigation number (``Inv. No. 337-TA-936'') in a prominent place on
the cover page and/or the first page. (See Handbook for Electronic
Filing Procedures, https://www.usitc.gov/secretary/documents/handbook_on_electronic_filing.pdf). Persons with questions regarding
filing should contact the Secretary (202-205-2000).
Any person desiring to submit a document to the Commission in
confidence must request confidential treatment. All such requests
should be directed to the Secretary to the Commission and must include
a full statement of the reasons why the Commission should grant such
treatment. See 19 CFR 201.6. Documents for which confidential treatment
by the Commission is properly sought will be treated accordingly. A
redacted-non-confidential version of the document must also be filed
simultaneously with any confidential filing. All information, including
confidential business information and documents for which confidential
treatment is properly sought, submitted to the Commission for purposes
of this Investigation may be disclosed to and used: (i) By the
Commission, its employees and Offices, and contract personnel (a) for
developing or maintaining the records of this or a related proceeding,
or (b) in internal investigations, audits, reviews, and evaluations
relating to the programs, personnel, and operations of the Commission
including under 5 U.S.C. Appendix 3; or (ii) by U.S. government
employees and contract personnel, solely for cybersecurity purposes
(all contract personnel will sign appropriate nondisclosure
agreements). All nonconfidential written submissions will be available
for public inspection at the Office of the Secretary and on EDIS.
The authority for the Commission's determination is contained in
section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, and
in part 210 of the Commission's Rules of Practice and Procedure, 19 CFR
part 210.
By order of the Commission.
Issued: February 7, 2020.
Lisa Barton,
Secretary to the Commission.
[FR Doc. 2020-02853 Filed 2-12-20; 8:45 am]
BILLING CODE 7020-02-P