Sunshine Act Meetings, 5742 [2020-02017]

Download as PDF 5742 Federal Register / Vol. 85, No. 21 / Friday, January 31, 2020 / Notices All submissions should refer to File Number SR–NASDAQ–2020–005. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NASDAQ–2020–005 and should be submitted on or before February 21, 2020. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.49 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–01783 Filed 1–30–20; 8:45 am] BILLING CODE 8011–01–P Commission’s headquarters, 100 F Street NE, Washington, DC. STATUS: The meeting will begin at 9:30 a.m. and will be open to the public. Seating will be on a first-come, firstserved basis. Doors will open at 9:00 a.m. Visitors will be subject to security checks. The meeting will be webcast on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: On January 13, 2020, the Commission published notice of the Committee meeting (Release No. 34–87956), indicating that the meeting is open to the public and inviting the public to submit written comments to the Committee. This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. The agenda for the meeting will include panel discussions and potential recommendations from the Municipal Securities Transparency, Credit Ratings, and Technology and Electronic Trading subcommittees. CONTACT PERSON FOR MORE INFORMATION: For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Dated: January 29, 2020. Vanessa A. Countryman, Secretary. [FR Doc. 2020–02017 Filed 1–29–20; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–88055; File No. SR–MIAX– 2020–03] Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule January 27, 2020. SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94–409, that the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee (‘‘FIMSAC’’) will hold a public meeting on Monday, February 10, 2020 at 9:30 a.m. PLACE: The meeting will be held in Multi-Purpose Room LL–006 at the jbell on DSKJLSW7X2PROD with NOTICES TIME AND DATE: Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on January 14, 2020, Miami International Securities Exchange LLC (‘‘MIAX Options’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 1 15 49 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 17:16 Jan 30, 2020 2 17 Jkt 250001 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00132 Fmt 4703 Sfmt 4703 I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange is filing a proposal to amend the MIAX Options Fee Schedule (‘‘Fee Schedule’’) to make minor, nonsubstantive corrective edits and clarifying changes. The text of the proposed rule change is available on the Exchange’s website at https://www.miaxoptions.com/rulefilings, at MIAX’s principal office, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend the Fee Schedule to make minor, nonsubstantive corrective edits and clarifying changes. First, the Exchange proposes to amend Section 2)c) of the Fee Schedule, Web CRD Fees, to make non-substantives edits to the sentence in parentheses following the FINRA Disclosure Processing Fee under the section titled ‘‘GENERAL REGISTRATION FEES.’’ Currently, the FINRA Disclosure Processing Fee includes the following in parentheses ‘‘(Form U4, Form U5, Form BD & amendments)’’. The Exchange now proposes to delete the ampersand in that sentence and replace it with the word ‘‘and’’. The purpose of this proposed change is for clarity and uniformity with the fee schedules of the Exchange’s affiliates, MIAX PEARL, LLC (‘‘MIAX PEARL’’) and MIAX Emerald, LLC (‘‘MIAX Emerald’’). Next, the Exchange proposes to amend the cross-reference in footnote 18 of the Fee Schedule. Footnote 18 currently states ‘‘The session fee will be assessed to each individual who is required to complete the Regulatory Element of the Continuing Education Requirements pursuant to MIAX Rule E:\FR\FM\31JAN1.SGM 31JAN1

Agencies

[Federal Register Volume 85, Number 21 (Friday, January 31, 2020)]
[Notices]
[Page 5742]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-02017]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Pub. L. 94-409, that the Securities 
and Exchange Commission Fixed Income Market Structure Advisory 
Committee (``FIMSAC'') will hold a public meeting on Monday, February 
10, 2020 at 9:30 a.m.

PLACE: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE, Washington, DC.

STATUS: The meeting will begin at 9:30 a.m. and will be open to the 
public. Seating will be on a first-come, first-served basis. Doors will 
open at 9:00 a.m. Visitors will be subject to security checks. The 
meeting will be webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: On January 13, 2020, the Commission published 
notice of the Committee meeting (Release No. 34-87956), indicating that 
the meeting is open to the public and inviting the public to submit 
written comments to the Committee. This Sunshine Act notice is being 
issued because a majority of the Commission may attend the meeting.
    The agenda for the meeting will include panel discussions and 
potential recommendations from the Municipal Securities Transparency, 
Credit Ratings, and Technology and Electronic Trading subcommittees.

CONTACT PERSON FOR MORE INFORMATION: For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: January 29, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-02017 Filed 1-29-20; 4:15 pm]
 BILLING CODE 8011-01-P
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