Investor Advisory Committee Meeting, 534-535 [2019-28499]

Download as PDF 534 Federal Register / Vol. 85, No. 3 / Monday, January 6, 2020 / Notices POSTAL REGULATORY COMMISSION [Docket Nos. MC2020–84 and CP2020–83; MC2020–85 and CP2020–84; MC2020–86 and CP2020–85] New Postal Products Postal Regulatory Commission. ACTION: Notice. AGENCY: The Commission is noticing a recent Postal Service filing for the Commission’s consideration concerning negotiated service agreements. This notice informs the public of the filing, invites public comment, and takes other administrative steps. DATES: Comments are due: January 7, 2020. SUMMARY: Submit comments electronically via the Commission’s Filing Online system at https:// www.prc.gov. Those who cannot submit comments electronically should contact the person identified in the FOR FURTHER INFORMATION CONTACT section by telephone for advice on filing alternatives. ADDRESSES: FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at 202–789–6820. SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction II. Docketed Proceeding(s) lotter on DSKBCFDHB2PROD with NOTICES I. Introduction The Commission gives notice that the Postal Service filed request(s) for the Commission to consider matters related to negotiated service agreement(s). The request(s) may propose the addition or removal of a negotiated service agreement from the market dominant or the competitive product list, or the modification of an existing product currently appearing on the market dominant or the competitive product list. Section II identifies the docket number(s) associated with each Postal Service request, the title of each Postal Service request, the request’s acceptance date, and the authority cited by the Postal Service for each request. For each request, the Commission appoints an officer of the Commission to represent the interests of the general public in the proceeding, pursuant to 39 U.S.C. 505 (Public Representative). Section II also establishes comment deadline(s) pertaining to each request. The public portions of the Postal Service’s request(s) can be accessed via the Commission’s website (https:// www.prc.gov). Non-public portions of the Postal Service’s request(s), if any, VerDate Sep<11>2014 17:53 Jan 03, 2020 Jkt 250001 can be accessed through compliance with the requirements of 39 CFR 3007.301.1 The Commission invites comments on whether the Postal Service’s request(s) in the captioned docket(s) are consistent with the policies of title 39. For request(s) that the Postal Service states concern market dominant product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3622, 39 U.S.C. 3642, 39 CFR part 3010, and 39 CFR part 3020, subpart B. For request(s) that the Postal Service states concern competitive product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3015, and 39 CFR part 3020, subpart B. Comment deadline(s) for each request appear in section II. II. Docketed Proceeding(s) 1. Docket No(s).: MC2020–84 and CP2020–83; Filing Title: USPS Request to Add Parcel Select Contract 37 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: December 27, 2019; Filing Authority: 39 U.S.C. 3642, 39 CFR 3020.30 et seq., and 39 CFR 3015.5; Public Representative: Curtis E. Kidd; Comments Due: January 7, 2020. 2. Docket No(s).: MC2020–85 and CP2020–84; Filing Title: USPS Request to Add Priority Mail Express & Priority Mail Contract 111 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: December 27, 2019; Filing Authority: 39 U.S.C. 3642, 39 CFR 3020.30 et seq., and 39 CFR 3015.5; Public Representative: Curtis E. Kidd; Comments Due: January 7, 2020. 3. Docket No(s).: MC2020–86 and CP2020–85; Filing Title: USPS Request to Add Priority Mail Express, Priority Mail & First-Class Package Service Contract 68 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: December 27, 2019; Filing Authority: 39 U.S.C. 3642, 39 CFR 3020.30 et seq., and 39 CFR 3015.5; Public Representative: Curtis E. Kidd; Comments Due: January 7, 2020. This Notice will be published in the Federal Register. Ruth Ann Abrams, Acting Secretary. [FR Doc. 2019–28458 Filed 1–3–20; 8:45 am] BILLING CODE 7710–FW–P 1 See Docket No. RM2018–3, Order Adopting Final Rules Relating to Non-Public Information, June 27, 2018, Attachment A at 19–22 (Order No. 4679). PO 00000 Frm 00042 Fmt 4703 Sfmt 4703 RAILROAD RETIREMENT BOARD Sunshine Act Meetings TIME AND DATE: 10:00 a.m., January 15, 2020. 8th Floor Board Conference Room, 844 North Rush Street, Chicago, Illinois, 60611. STATUS: The initial part of this meeting will be open to the public. The rest of the meeting will be closed to the public. MATTERS TO BE CONSIDERED: PLACE: Portions Open to the Public 1. Report from Director of Programs (Plan for Implementation of SCOTUS decision) 2. Report from Director of Programs and Director of Disability on possible updates and improvements to the disability process 3. NRRIT consultant follow up Portions Closed to the Public 4. Personnel matters CONTACT PERSON FOR MORE INFORMATION: Stephanie Hillyard, Secretary to the Board, Phone No. 312–751–4920. Authority: 5 U.S.C. 552b. Dated: January 2, 2020. Stephanie Hillyard, Secretary to the Board. [FR Doc. 2020–00056 Filed 1–2–20; 4:15 pm] BILLING CODE 7905–01–P SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–10739; 34–87874; File No. 265–28] Investor Advisory Committee Meeting Securities and Exchange Commission. ACTION: Notice of telephonic meeting of Securities and Exchange Commission Investor Advisory Committee. AGENCY: The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a telephonic public meeting. The public is invited to submit written statements to the Committee. DATES: The meeting will be held on Friday, January 24, 2020, from 11:30 a.m. until 1:15 p.m. (ET) and will be open to the public via telephone at 1– 844–721–7239 in the United States or (409) 207–6953 outside the United States, participant code 4443950. Written statements should be received on or before January 24, 2020. SUMMARY: E:\FR\FM\06JAN1.SGM 06JAN1 Federal Register / Vol. 85, No. 3 / Monday, January 6, 2020 / Notices Written statements may be submitted by any of the following methods: ADDRESSES: Electronic Statements • Use the Commission’s internet submission form (https://www.sec.gov/ rules/other.shtml); or • Send an email message to rulescomments@sec.gov. Please include File No. 265–28 on the subject line; or lotter on DSKBCFDHB2PROD with NOTICES Paper Statements • Send paper statements to Vanessa A. Countryman, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File No. 265–28. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. Statements also will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Room 1503, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All statements received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at (202) 551–3302, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION: The meeting will be open to the public via telephone. Persons needing special accommodations to take part because of a disability should notify the contact person listed in the section above entitled FOR FURTHER INFORMATION CONTACT. The agenda for the meeting includes: Welcome remarks; a discussion of the SEC’s proxy voting advice and Rule 14a–8 proposed rulemakings (which may include a recommendation from the Investor as Owner Subcommittee); and a discussion of exchange rebate tier disclosure (which may include a recommendation of the Market Structure Subcommittee). Dated: December 31, 2019. Vanessa A. Countryman, Secretary. [FR Doc. 2019–28499 Filed 1–3–20; 8:45 am] BILLING CODE 8011–01–P VerDate Sep<11>2014 17:53 Jan 03, 2020 Jkt 250001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–87871; File No. SR–MIAX– 2019–52] Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 315, Anti-Money Laundering Compliance Program, To Reflect the Financial Crimes Enforcement Network’s Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions December 30, 2019. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on December 20, 2019, Miami International Securities Exchange, LLC (‘‘MIAX Options’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 3 and Rule 19b–4(f)(6) thereunder.4 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange is filing with the Securities and Exchange Commission (the ‘‘Commission’’), the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange, to reflect the Financial Crimes Enforcement Network’s (‘‘FinCEN’’) adoption of a final rule on Customer Due Diligence Requirements for Financial Institutions (‘‘CDD Rule’’). Specifically, the proposed amendments would conform MIAX Rule 315 to the CDD Rule’s amendments to the minimum regulatory requirements for Members’ 5 anti-money laundering (‘‘AML’’) compliance programs by requiring such programs to include risk-based procedures for 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A)(iii). 4 17 CFR 240.19b–4(f)(6). 5 The term ‘‘Member’’ means an individual or organization approved to exercise the trading rights associated with a Trading Permit. Members are deemed ‘‘members’’ under the Exchange Act. See Exchange Rule 100. 2 17 PO 00000 Frm 00043 Fmt 4703 Sfmt 4703 535 conducting ongoing customer due diligence. This ongoing customer due diligence element for AML programs includes: (1) Understanding the nature and purpose of customer relationships for the purpose of developing a customer risk profile; and (2) conducting ongoing monitoring to identify and report suspicious transactions and, on a risk basis, to maintain and update customer information. The Exchange has designated this proposal as ‘‘noncontroversial’’ under paragraph (f)(6) of Rule 19b–4 under the Act,6 and provided the Commission with the notice required by Rule 19b–4(f)(6)(iii) under the Act. The text of the proposed rule change is available on the Exchange’s website at https://www.miaxoptions.com/rulefilings/ at MIAX Options’ principal office, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose I. Background The Bank Secrecy Act 7 (‘‘BSA’’), among other things, requires financial institutions,8 including broker-dealers, to develop and implement AML programs that, at a minimum, meet the statutorily enumerated ‘‘four pillars.’’ 9 These four pillars currently require broker-dealers to have written AML programs that include, at a minimum: • The establishment and implementation of policies, procedures and internal controls reasonably designed to achieve compliance with the applicable provisions of the BSA and implementing regulations; 6 17 CFR 240.19b–4(f)(6). U.S.C. 5311, et seq. 8 See U.S.C. 5312(a)(2) (defining ‘‘financial institution’’). 9 31 U.S.C. 5318(h)(1). 7 31 E:\FR\FM\06JAN1.SGM 06JAN1

Agencies

[Federal Register Volume 85, Number 3 (Monday, January 6, 2020)]
[Notices]
[Pages 534-535]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-28499]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10739; 34-87874; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of telephonic meeting of Securities and Exchange 
Commission Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a telephonic public meeting. The public is invited to 
submit written statements to the Committee.

DATES: The meeting will be held on Friday, January 24, 2020, from 11:30 
a.m. until 1:15 p.m. (ET) and will be open to the public via telephone 
at 1-844-721-7239 in the United States or (409) 207-6953 outside the 
United States, participant code 4443950. Written statements should be 
received on or before January 24, 2020.

[[Page 535]]


ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Statements

     Use the Commission's internet submission form (https://www.sec.gov/rules/other.shtml); or
     Send an email message to [email protected]. Please 
include File No. 265-28 on the subject line; or

Paper Statements

     Send paper statements to Vanessa A. Countryman, Secretary, 
Securities and Exchange Commission, 100 F Street NE, Washington, DC 
20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for website viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE, Room 1503, 
Washington, DC 20549, on official business days between the hours of 10 
a.m. and 3 p.m. All statements received will be posted without change. 
Persons submitting comments are cautioned that we do not redact or edit 
personal identifying information from comment submissions. You should 
submit only information that you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel, 
Office of the Investor Advocate, at (202) 551-3302, Securities and 
Exchange Commission, 100 F Street NE, Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public via 
telephone. Persons needing special accommodations to take part because 
of a disability should notify the contact person listed in the section 
above entitled FOR FURTHER INFORMATION CONTACT.
    The agenda for the meeting includes: Welcome remarks; a discussion 
of the SEC's proxy voting advice and Rule 14a-8 proposed rulemakings 
(which may include a recommendation from the Investor as Owner 
Subcommittee); and a discussion of exchange rebate tier disclosure 
(which may include a recommendation of the Market Structure 
Subcommittee).

    Dated: December 31, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019-28499 Filed 1-3-20; 8:45 am]
 BILLING CODE 8011-01-P
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