Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee, 63689 [2019-24869]

Download as PDF Federal Register / Vol. 84, No. 222 / Monday, November 18, 2019 / Notices of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 a proposed rule change to amend the EDGA fee schedule to establish a monthly Trading Rights Fee to be assessed on Members. The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act.3 The proposed rule change was published for comment in the Federal Register on May 16, 2019.4 On June 28, 2019, the Commission temporarily suspended the proposed rule change and instituted proceedings to determine whether to approve or disapprove the proposed rule change.5 In response to the OIP, the Commission received three comment letters, including a response letter from the Exchange.6 Section 19(b)(2) of the Act 7 provides that, after initiating proceedings, the Commission shall issue an order approving or disapproving the proposed rule change not later than 180 days after the date of publication of notice of filing of the proposed rule change. The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate and publishes the reasons for such determination. The proposed rule change was published for notice and comment in the Federal Register on May 16, 2019.8 November 12, 2019 is 180 days from that date, and January 11, 2020 is 240 days from that date. The Commission finds it appropriate to designate a longer period within which to issue an order approving or disapproving the proposed rule change so that it has sufficient time to consider the proposed rule change, the issues raised in the comment letters that have been submitted in connection therewith, and the Exchange’s response to comments.9 Accordingly, the 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 See Securities Exchange Act Release No. 85842 (May 10, 2019), 84 FR 22212 (‘‘Notice’’). 5 See Securities Exchange Act Release No. 86236, 84 FR 32235 (July 05, 2019) (‘‘OIP’’). 6 See Letters from Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA, dated July 26, 2019 (‘‘SIFMA Letter’’); Tyler Gellasch, Executive Director, Healthy Markets, dated July 26, 2019 (‘‘Healthy Markets Letter’’); and Rebecca Tenuta, Counsel, Cboe Global Markets, dated August 9, 2019 (‘‘Exchange Response’’). 7 15 U.S.C. 78s(b)(2). 8 See Notice, supra note 4. 9 The Commission notes that the Exchange subsequently filed a proposed rule change to institute an identical trading rights fee which contained additional information and analysis with regard to the proposed fee. See Securities Exchange 2 17 VerDate Sep<11>2014 17:41 Nov 15, 2019 Jkt 250001 Commission, pursuant to Section 19(b)(2) of the Act,10 designates January 11, 2020 as the date by which the Commission should either approve or disapprove the proposed rule change (File No. SR–CboeEDGA–2019–011). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–24864 Filed 11–15–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–87506; File No. SR–C2– 2019–018] Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee November 12, 2019. On August 1, 2019, Cboe C2 Exchange, Inc. (‘‘C2’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change (File No. SR–C2– 2019–018) to modify the amount of its Options Regulatory Fee (‘‘ORF’’).3 The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act.4 The proposed rule change was published for comment in the Federal Register on August 14, 2019.5 The Commission received one comment letter on the proposal.6 On Act Release No. 86684 (August 14, 2019), 84 FR 43242 (August 20, 2019) (SR–CboeEDGA–2019– 014). The Commission suspended and instituted proceedings for that filing to allow for additional analysis of the proposed rule change. See Securities Exchange Act Release No. 87143 (September 27, 2019), 84 FR 52922 (October 03, 2019) (SR– CboeEDGA–2019–014). 10 15 U.S.C. 78s(b)(2). 11 17 CFR 200.30–3(a)(57). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 86605 (August 8, 2019), 84 FR 40452 (August 14, 2019) (‘‘Notice’’). 4 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as ‘‘establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii). 5 See Notice, supra note 3. 6 See Letter to Vanessa Countryman, Secretary, Commission, from Ellen Greene, Managing Director, PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 63689 September 30, 2019, pursuant to Section 19(b)(3)(C) of the Act, the Commission temporarily suspended the proposed rule change and instituted proceedings under Section 19(b)(2)(B) of the Act to determine whether to approve or disapprove the proposed rule change.7 On November 7, 2019, the Exchange withdrew the proposed rule change (SR–C2–2019–018). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–24869 Filed 11–15–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–87511; File No. SR–NYSE– 2019–60] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Content of the NYSE Best Quote & Trades Data Feed To Include Data Feeds From NYSE Chicago BBO and Trades November 12, 2019. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (‘‘Act’’) 2 and Rule 19b–4 thereunder, 3 notice is hereby given that on November 4, 2019, New York Stock Exchange LLC (‘‘NYSE’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the content of the NYSE Best Quote & Trades (‘‘NYSE BQT’’) data feed. The proposed rule change is available on the Exchange’s website at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. Securities Industry and Financial Markets Association (‘‘SIFMA’’), dated August 27, 2019 (‘‘SIFMA Letter’’). 7 See Securities Exchange Act Release No. 87171, 84 FR 53200 (October 4, 2019). 8 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 15 U.S.C. 78a. 3 17 CFR 240.19b–4. E:\FR\FM\18NON1.SGM 18NON1

Agencies

[Federal Register Volume 84, Number 222 (Monday, November 18, 2019)]
[Notices]
[Page 63689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24869]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-87506; File No. SR-C2-2019-018]


Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of 
Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. 
Fee Schedule To Modify the Options Regulatory Fee

November 12, 2019.
    On August 1, 2019, Cboe C2 Exchange, Inc. (``C2'' or ``Exchange'') 
filed with the Securities and Exchange Commission (the ``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change 
(File No. SR-C2-2019-018) to modify the amount of its Options 
Regulatory Fee (``ORF'').\3\ The proposed rule change was immediately 
effective upon filing with the Commission pursuant to Section 
19(b)(3)(A) of the Act.\4\ The proposed rule change was published for 
comment in the Federal Register on August 14, 2019.\5\ The Commission 
received one comment letter on the proposal.\6\ On September 30, 2019, 
pursuant to Section 19(b)(3)(C) of the Act, the Commission temporarily 
suspended the proposed rule change and instituted proceedings under 
Section 19(b)(2)(B) of the Act to determine whether to approve or 
disapprove the proposed rule change.\7\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 86605 (August 8, 
2019), 84 FR 40452 (August 14, 2019) (``Notice'').
    \4\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take 
effect upon filing with the Commission if it is designated by the 
exchange as ``establishing or changing a due, fee, or other charge 
imposed by the self-regulatory organization on any person, whether 
or not the person is a member of the self-regulatory organization.'' 
15 U.S.C. 78s(b)(3)(A)(ii).
    \5\ See Notice, supra note 3.
    \6\ See Letter to Vanessa Countryman, Secretary, Commission, 
from Ellen Greene, Managing Director, Securities Industry and 
Financial Markets Association (``SIFMA''), dated August 27, 2019 
(``SIFMA Letter'').
    \7\ See Securities Exchange Act Release No. 87171, 84 FR 53200 
(October 4, 2019).
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    On November 7, 2019, the Exchange withdrew the proposed rule change 
(SR-C2-2019-018).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\8\
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    \8\ 17 CFR 200.30-3(a)(12).
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Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-24869 Filed 11-15-19; 8:45 am]
BILLING CODE 8011-01-P
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