Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee, 63688-63689 [2019-24864]
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Federal Register / Vol. 84, No. 222 / Monday, November 18, 2019 / Notices
CHANGES IN THE MEETING:
Open session
agenda items were revised.
SECURITIES AND EXCHANGE
COMMISSION
REVISED MATTERS TO BE CONSIDERED:
[Release No. 34–87498; File No. SR–
CboeEDGX–2019–029]
Thursday, November 14, 2019, at 9 a.m.
(Open)
1. Remarks of the Chairman of the
Board of Governors.
2. Remarks of the Postmaster General
and CEO.
3. Approval of Minutes of Previous
Meetings.
4. Committee Reports.
5. Financial Matters, including
FY2019 10K and Financial Statements,
Annual Reports to Congress and
Comprehensive Statement, and FiveYear Strategic Plan.
6. FY2020 Integrated Financial Plan.
7. FY2021 Congressional
Reimbursement Request.
8. Quarterly Service Performance
Request.
9. Approval of Tentative Agenda for
February Meetings.
10. Board Leadership.
A public comment period will begin
immediately following the adjournment
of the open session on November 14,
2019. During the public comment
period, which shall not exceed 30
minutes, members of the public may
comment on any item or subject listed
on the agenda for the open session
above. Registration of speakers at the
public comment period is required.
Speakers may register online at https://
www.surveymonkey.com/r/BOG-11-1419. Onsite registration will be available
until thirty minutes before the meeting
starts. No more than three minutes shall
be allotted to each speaker. The time
allotted to each speaker will be
determined after registration closes.
Participation in the public comment
period is governed by 39 CFR 232.1(n).
CONTACT PERSON FOR MORE INFORMATION:
Michael J. Elston, Acting Secretary of
the Board, U.S. Postal Service, 475
L’Enfant Plaza SW, Washington, DC
20260–1000. Telephone: (202) 268–
4800.
Michael J. Elston,
Acting Secretary.
[FR Doc. 2019–25000 Filed 11–14–19; 11:15 am]
BILLING CODE 7710–12–P
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Self-Regulatory Organizations; Cboe
EDGX Exchange, Inc.; Notice of
Designation of Longer Period for
Commission Action on Proceedings To
Determine Whether To Approve or
Disapprove a Proposed Rule Change
To Amend the Fee Schedule Assessed
on Members To Establish a Monthly
Trading Rights Fee
November 12, 2019.
On April 29, 2019, Cboe EDGX
Exchange, Inc. (‘‘EDGX’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’),1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend the EDGX fee schedule to
establish a monthly Trading Rights Fee
to be assessed on Members. The
proposed rule change was immediately
effective upon filing with the
Commission pursuant to Section
19(b)(3)(A) of the Act.3 The proposed
rule change was published for comment
in the Federal Register on May 16,
2019.4 On June 28, 2019, the
Commission temporarily suspended the
proposed rule change and instituted
proceedings to determine whether to
approve or disapprove the proposed
rule change.5 In response to the OIP, the
Commission received three comment
letters, including a response letter from
the Exchange.6
Section 19(b)(2) of the Act 7 provides
that, after initiating proceedings, the
Commission shall issue an order
approving or disapproving the proposed
rule change not later than 180 days after
the date of publication of notice of filing
of the proposed rule change. The
Commission may extend the period for
issuing an order approving or
disapproving the proposed rule change,
however, by not more than 60 days if
the Commission determines that a
longer period is appropriate and
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 See Securities Exchange Act Release No. 85838
(May 10, 2019), 84 FR 22174 (‘‘Notice’’).
5 See Securities Exchange Act Release No. 86231,
84 FR 32233 (July 05, 2019) (‘‘OIP’’).
6 See Letters from Theodore R. Lazo, Managing
Director and Associate General Counsel, SIFMA,
dated July 26, 2019 (‘‘SIFMA Letter’’); Tyler
Gellasch, Executive Director, Healthy Markets,
dated July 26, 2019 (‘‘Healthy Markets Letter’’); and
Rebecca Tenuta, Counsel, Cboe Global Markets,
dated August 9, 2019 (‘‘Exchange Response’’).
7 15 U.S.C. 78s(b)(2).
PO 00000
Frm 00084
Fmt 4703
Sfmt 4703
publishes the reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
May 16, 2019.8 November 12, 2019 is
180 days from that date, and January 11,
2020 is 240 days from that date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
the proposed rule change, the issues
raised in the comment letters that have
been submitted in connection therewith,
and the Exchange’s response to
comments.9 Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Act,10 designates January
11, 2020 as the date by which the
Commission should either approve or
disapprove the proposed rule change
(File No. SR–CboeEDGX–2019–029).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–24865 Filed 11–15–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87497; File No. SR–
CboeEDGA–2019–011]
Self-Regulatory Organizations; Cboe
EDGA Exchange, Inc.; Notice of
Designation of Longer Period for
Commission Action on Proceedings To
Determine Whether To Approve or
Disapprove a Proposed Rule Change
To Amend the Fee Schedule Assessed
on Members To Establish a Monthly
Trading Rights Fee
November 12, 2019.
On May 2, 2019, Cboe EDGA
Exchange, Inc. (‘‘EDGA’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
8 See
Notice, supra note 4.
Commission notes that the Exchange
subsequently filed a proposed rule change to
institute an identical trading rights fee which
contained additional information and analysis with
regard to the proposed fee. See Securities Exchange
Act Release No. 86683 (August 14, 2019), 84 FR
43222 (August 20, 2019) (SR–CboeEDGX–2019–
050). The Commission suspended and instituted
proceedings for that filing to allow for additional
analysis of the proposed rule change. See Securities
Exchange Act Release No. 87144 (September 27,
2019), 84 FR 52925 (October 03, 2019) (SR–
CboeEDGX–2019–050).
10 15 U.S.C. 78s(b)(2).
11 17 CFR 200.30–3(a)(57).
9 The
E:\FR\FM\18NON1.SGM
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Federal Register / Vol. 84, No. 222 / Monday, November 18, 2019 / Notices
of 1934 (‘‘Act’’),1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend the EDGA fee schedule to
establish a monthly Trading Rights Fee
to be assessed on Members. The
proposed rule change was immediately
effective upon filing with the
Commission pursuant to Section
19(b)(3)(A) of the Act.3 The proposed
rule change was published for comment
in the Federal Register on May 16,
2019.4 On June 28, 2019, the
Commission temporarily suspended the
proposed rule change and instituted
proceedings to determine whether to
approve or disapprove the proposed
rule change.5 In response to the OIP, the
Commission received three comment
letters, including a response letter from
the Exchange.6
Section 19(b)(2) of the Act 7 provides
that, after initiating proceedings, the
Commission shall issue an order
approving or disapproving the proposed
rule change not later than 180 days after
the date of publication of notice of filing
of the proposed rule change. The
Commission may extend the period for
issuing an order approving or
disapproving the proposed rule change,
however, by not more than 60 days if
the Commission determines that a
longer period is appropriate and
publishes the reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
May 16, 2019.8 November 12, 2019 is
180 days from that date, and January 11,
2020 is 240 days from that date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
the proposed rule change, the issues
raised in the comment letters that have
been submitted in connection therewith,
and the Exchange’s response to
comments.9 Accordingly, the
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 See Securities Exchange Act Release No. 85842
(May 10, 2019), 84 FR 22212 (‘‘Notice’’).
5 See Securities Exchange Act Release No. 86236,
84 FR 32235 (July 05, 2019) (‘‘OIP’’).
6 See Letters from Theodore R. Lazo, Managing
Director and Associate General Counsel, SIFMA,
dated July 26, 2019 (‘‘SIFMA Letter’’); Tyler
Gellasch, Executive Director, Healthy Markets,
dated July 26, 2019 (‘‘Healthy Markets Letter’’); and
Rebecca Tenuta, Counsel, Cboe Global Markets,
dated August 9, 2019 (‘‘Exchange Response’’).
7 15 U.S.C. 78s(b)(2).
8 See Notice, supra note 4.
9 The Commission notes that the Exchange
subsequently filed a proposed rule change to
institute an identical trading rights fee which
contained additional information and analysis with
regard to the proposed fee. See Securities Exchange
2 17
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Commission, pursuant to Section
19(b)(2) of the Act,10 designates January
11, 2020 as the date by which the
Commission should either approve or
disapprove the proposed rule change
(File No. SR–CboeEDGA–2019–011).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–24864 Filed 11–15–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87506; File No. SR–C2–
2019–018]
Self-Regulatory Organizations; Cboe
C2 Exchange, Inc.; Notice of
Withdrawal of Proposed Rule Change
To Amend the Cboe C2 Exchange, Inc.
Fee Schedule To Modify the Options
Regulatory Fee
November 12, 2019.
On August 1, 2019, Cboe C2
Exchange, Inc. (‘‘C2’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change (File No. SR–C2–
2019–018) to modify the amount of its
Options Regulatory Fee (‘‘ORF’’).3 The
proposed rule change was immediately
effective upon filing with the
Commission pursuant to Section
19(b)(3)(A) of the Act.4 The proposed
rule change was published for comment
in the Federal Register on August 14,
2019.5 The Commission received one
comment letter on the proposal.6 On
Act Release No. 86684 (August 14, 2019), 84 FR
43242 (August 20, 2019) (SR–CboeEDGA–2019–
014). The Commission suspended and instituted
proceedings for that filing to allow for additional
analysis of the proposed rule change. See Securities
Exchange Act Release No. 87143 (September 27,
2019), 84 FR 52922 (October 03, 2019) (SR–
CboeEDGA–2019–014).
10 15 U.S.C. 78s(b)(2).
11 17 CFR 200.30–3(a)(57).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 86605
(August 8, 2019), 84 FR 40452 (August 14, 2019)
(‘‘Notice’’).
4 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
5 See Notice, supra note 3.
6 See Letter to Vanessa Countryman, Secretary,
Commission, from Ellen Greene, Managing Director,
PO 00000
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Fmt 4703
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63689
September 30, 2019, pursuant to Section
19(b)(3)(C) of the Act, the Commission
temporarily suspended the proposed
rule change and instituted proceedings
under Section 19(b)(2)(B) of the Act to
determine whether to approve or
disapprove the proposed rule change.7
On November 7, 2019, the Exchange
withdrew the proposed rule change
(SR–C2–2019–018).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–24869 Filed 11–15–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87511; File No. SR–NYSE–
2019–60]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Amending the
Content of the NYSE Best Quote &
Trades Data Feed To Include Data
Feeds From NYSE Chicago BBO and
Trades
November 12, 2019.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder, 3
notice is hereby given that on November
4, 2019, New York Stock Exchange LLC
(‘‘NYSE’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the self-regulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
content of the NYSE Best Quote &
Trades (‘‘NYSE BQT’’) data feed. The
proposed rule change is available on the
Exchange’s website at www.nyse.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
Securities Industry and Financial Markets
Association (‘‘SIFMA’’), dated August 27, 2019
(‘‘SIFMA Letter’’).
7 See Securities Exchange Act Release No. 87171,
84 FR 53200 (October 4, 2019).
8 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
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]]>Agencies
[Federal Register Volume 84, Number 222 (Monday, November 18, 2019)]
[Notices]
[Pages 63688-63689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24864]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-87497; File No. SR-CboeEDGA-2019-011]
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice
of Designation of Longer Period for Commission Action on Proceedings To
Determine Whether To Approve or Disapprove a Proposed Rule Change To
Amend the Fee Schedule Assessed on Members To Establish a Monthly
Trading Rights Fee
November 12, 2019.
On May 2, 2019, Cboe EDGA Exchange, Inc. (``EDGA'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act
[[Page 63689]]
of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ a proposed rule
change to amend the EDGA fee schedule to establish a monthly Trading
Rights Fee to be assessed on Members. The proposed rule change was
immediately effective upon filing with the Commission pursuant to
Section 19(b)(3)(A) of the Act.\3\ The proposed rule change was
published for comment in the Federal Register on May 16, 2019.\4\ On
June 28, 2019, the Commission temporarily suspended the proposed rule
change and instituted proceedings to determine whether to approve or
disapprove the proposed rule change.\5\ In response to the OIP, the
Commission received three comment letters, including a response letter
from the Exchange.\6\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ See Securities Exchange Act Release No. 85842 (May 10,
2019), 84 FR 22212 (``Notice'').
\5\ See Securities Exchange Act Release No. 86236, 84 FR 32235
(July 05, 2019) (``OIP'').
\6\ See Letters from Theodore R. Lazo, Managing Director and
Associate General Counsel, SIFMA, dated July 26, 2019 (``SIFMA
Letter''); Tyler Gellasch, Executive Director, Healthy Markets,
dated July 26, 2019 (``Healthy Markets Letter''); and Rebecca
Tenuta, Counsel, Cboe Global Markets, dated August 9, 2019
(``Exchange Response'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \7\ provides that, after initiating
proceedings, the Commission shall issue an order approving or
disapproving the proposed rule change not later than 180 days after the
date of publication of notice of filing of the proposed rule change.
The Commission may extend the period for issuing an order approving or
disapproving the proposed rule change, however, by not more than 60
days if the Commission determines that a longer period is appropriate
and publishes the reasons for such determination. The proposed rule
change was published for notice and comment in the Federal Register on
May 16, 2019.\8\ November 12, 2019 is 180 days from that date, and
January 11, 2020 is 240 days from that date.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78s(b)(2).
\8\ See Notice, supra note 4.
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to issue an order approving or disapproving the proposed
rule change so that it has sufficient time to consider the proposed
rule change, the issues raised in the comment letters that have been
submitted in connection therewith, and the Exchange's response to
comments.\9\ Accordingly, the Commission, pursuant to Section 19(b)(2)
of the Act,\10\ designates January 11, 2020 as the date by which the
Commission should either approve or disapprove the proposed rule change
(File No. SR-CboeEDGA-2019-011).
---------------------------------------------------------------------------
\9\ The Commission notes that the Exchange subsequently filed a
proposed rule change to institute an identical trading rights fee
which contained additional information and analysis with regard to
the proposed fee. See Securities Exchange Act Release No. 86684
(August 14, 2019), 84 FR 43242 (August 20, 2019) (SR-CboeEDGA-2019-
014). The Commission suspended and instituted proceedings for that
filing to allow for additional analysis of the proposed rule change.
See Securities Exchange Act Release No. 87143 (September 27, 2019),
84 FR 52922 (October 03, 2019) (SR-CboeEDGA-2019-014).
\10\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\11\
---------------------------------------------------------------------------
\11\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-24864 Filed 11-15-19; 8:45 am]
BILLING CODE 8011-01-P
