Fixed Income Market Structure Advisory Committee, 61670 [2019-24653]

Download as PDF 61670 Federal Register / Vol. 84, No. 219 / Wednesday, November 13, 2019 / Notices change, as modified by Amendment No. 1 and Amendment No. 2, prior to the 30th day after the date of publication of the Notices of Amendment No. 1 and Amendment No. 2 in the Federal Register. As discussed above, Amendment No. 1 proposes to revise the original proposed rule change to state that (1) the underwriter making a recommendation to the issuer regarding a financing structure, including, when applicable, a Complex Municipal Securities Financing Recommendation, has the fair dealing obligation to deliver the applicable transaction-specific disclosures and (2) the notice does not apply to a dealer acting as a primary distributor in a continuous offering of municipal fund securities. Amendment No. 1 and Amendment No. 2 otherwise propose to revise the original proposed rule change with technical modifications intended to more precisely define the scope of its application and/or to promote clarity in its interpretation. The MSRB has stated that it believes that the modifications to the original proposed rule change are responsive to commenters, and are consistent with the original proposed rule change.151 For the foregoing reasons, the Commission finds good cause for approving the original proposed rule change, as modified by Amendment No. 1 and Amendment No. 2, on an accelerated basis, pursuant to Section 19(b)(2) of the Act. VII. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,152 that the proposed rule change (SR–MSRB–2019– 10) be, and hereby is, approved on an accelerated basis. For the Commission, pursuant to delegated authority.153 Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–24601 Filed 11–12–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–87482; File No. 265–30] Fixed Income Market Structure Advisory Committee Securities and Exchange Commission. ACTION: Notice of Federal Advisory Committee renewal. AGENCY: 151 See Amendment No. 1, Amendment No. 2. U.S.C. 78s(b)(2). 153 17 CFR 200.30–3(a)(12). The Securities and Exchange Commission is publishing this notice to announce that the Chairman of the Commission, with the concurrence of the other Commissioners, has approved the renewal of the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee. FOR FURTHER INFORMATION CONTACT: David Dimitrious, Senior Special Counsel, at (202) 551–5131, or Arisa Kettig, Special Counsel, at (202) 551– 5676, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–7010. SUPPLEMENTARY INFORMATION: In accordance with the requirements of the Federal Advisory Committee Act, 5 U.S.C.—App, the Commission is publishing this notice that the Chairman of the Commission, with the concurrence of the other Commissioners, has approved the renewal of the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee (the ‘‘Committee’’). The Chairman of the Commission affirms that the renewal of the Committee is necessary and in the public interest.1 The Committee’s objective is to provide the Commission with diverse perspectives on the structure and operations of the U.S. fixed income markets, as well as advice and recommendations on matters related to fixed income market structure. No more than 21 voting members will be appointed to the Committee. Such members shall represent a cross-section of those directly affected by, interested in, and/or qualified to provide advice to the Commission on matters related to fixed income market structure. The Committee’s membership will continue to be balanced fairly in terms of points of view represented. Non-voting members may also be named. The charter provides that the duties of the Committee are to be solely advisory. The Commission alone will make any determinations of actions to be taken and policies to be expressed with respect to matters within the Commission’s jurisdiction. The Committee will meet at such intervals as are necessary to carry out its functions. The charter contemplates that the full Committee will meet four times. Meetings of subgroups or subcommittees of the full Committee may occur more frequently. The Committee will operate for one year from the date it is renewed or such earlier date as determined by the SUMMARY: 152 15 VerDate Sep<11>2014 17:23 Nov 12, 2019 Jkt 250001 1 See PO 00000 41 CFR 102–3.30(a). Frm 00077 Fmt 4703 Sfmt 4703 Commission unless, before the expiration of that time period, it is renewed in accordance with the Federal Advisory Committee Act. A copy of the charter for the Committee has been filed with the Committee on Banking, Housing, and Urban Affairs of the United States Senate, the Committee on Financial Services of the United States House of Representatives, and the Committee Management Secretariat of the General Services Administration. A copy of the charter as so filed also will be filed with the Chairman of the Commission, furnished to the Library of Congress, and posted on the Commission’s website at www.sec.gov. By the Commission. Dated: November 7, 2019. Vanessa A. Countryman, Secretary. [FR Doc. 2019–24653 Filed 11–12–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–87474; File No. SR–DTC– 2019–010] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change in Connection With Changes to the Account Structure of Euroclear Bank at The Depository Trust Company November 6, 2019. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 24, 2019, The Depository Trust Company (‘‘DTC’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. DTC filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(4) thereunder.4 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Clearing Agency’s Statement of the Terms of Substance of the Proposed Rule Change The proposed rule change 5 of DTC would make technical amendments to 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 17 CFR 240.19b–4(f)(4). 5 Each capitalized term not otherwise defined herein has its respective meaning as set forth in the 2 17 E:\FR\FM\13NON1.SGM 13NON1

Agencies

[Federal Register Volume 84, Number 219 (Wednesday, November 13, 2019)]
[Notices]
[Page 61670]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24653]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-87482; File No. 265-30]


Fixed Income Market Structure Advisory Committee

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Federal Advisory Committee renewal.

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SUMMARY: The Securities and Exchange Commission is publishing this 
notice to announce that the Chairman of the Commission, with the 
concurrence of the other Commissioners, has approved the renewal of the 
Securities and Exchange Commission Fixed Income Market Structure 
Advisory Committee.

FOR FURTHER INFORMATION CONTACT: David Dimitrious, Senior Special 
Counsel, at (202) 551-5131, or Arisa Kettig, Special Counsel, at (202) 
551-5676, Division of Trading and Markets, Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-7010.

SUPPLEMENTARY INFORMATION: In accordance with the requirements of the 
Federal Advisory Committee Act, 5 U.S.C.--App, the Commission is 
publishing this notice that the Chairman of the Commission, with the 
concurrence of the other Commissioners, has approved the renewal of the 
Securities and Exchange Commission Fixed Income Market Structure 
Advisory Committee (the ``Committee''). The Chairman of the Commission 
affirms that the renewal of the Committee is necessary and in the 
public interest.\1\
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    \1\ See 41 CFR 102-3.30(a).
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    The Committee's objective is to provide the Commission with diverse 
perspectives on the structure and operations of the U.S. fixed income 
markets, as well as advice and recommendations on matters related to 
fixed income market structure.
    No more than 21 voting members will be appointed to the Committee. 
Such members shall represent a cross-section of those directly affected 
by, interested in, and/or qualified to provide advice to the Commission 
on matters related to fixed income market structure. The Committee's 
membership will continue to be balanced fairly in terms of points of 
view represented. Non-voting members may also be named.
    The charter provides that the duties of the Committee are to be 
solely advisory. The Commission alone will make any determinations of 
actions to be taken and policies to be expressed with respect to 
matters within the Commission's jurisdiction. The Committee will meet 
at such intervals as are necessary to carry out its functions. The 
charter contemplates that the full Committee will meet four times. 
Meetings of subgroups or subcommittees of the full Committee may occur 
more frequently.
    The Committee will operate for one year from the date it is renewed 
or such earlier date as determined by the Commission unless, before the 
expiration of that time period, it is renewed in accordance with the 
Federal Advisory Committee Act. A copy of the charter for the Committee 
has been filed with the Committee on Banking, Housing, and Urban 
Affairs of the United States Senate, the Committee on Financial 
Services of the United States House of Representatives, and the 
Committee Management Secretariat of the General Services 
Administration. A copy of the charter as so filed also will be filed 
with the Chairman of the Commission, furnished to the Library of 
Congress, and posted on the Commission's website at www.sec.gov.

    By the Commission.

    Dated: November 7, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019-24653 Filed 11-12-19; 8:45 am]
BILLING CODE 8011-01-P
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