Proposed Collection; Comment Request, 60461 [2019-24418]

Download as PDF Federal Register / Vol. 84, No. 217 / Friday, November 8, 2019 / Notices Entities’’) to provide to their counterparties a trade acknowledgment, Sunshine Act Meetings to provide prompt verification of the terms provided in a trade TIME AND DATE: 10 a.m., November 20, acknowledgment of transactions from 2019. other SBS Entities, and to have written PLACE: 8th Floor Board Conference policies and procedures that are Room, 844 North Rush Street, Chicago, reasonably designed to obtain prompt Illinois 60611. verification of the terms provided in a STATUS: This meeting will be open to the trade acknowledgment. The Rule public. promotes the efficient operation of the MATTERS TO BE CONSIDERED: SBS market and facilitate market 1. Oversight of the National Railroad participants’ management of their SBSRetirement Investment Trust related risk. 2. Update from the SCOTUS Working The Commission estimates that Group approximately 50 entities fit within the 3. Fraud Risk Assessment Committee definition of SBS dealer, and up to five proposal entities fit within the definition of major 4. Ninety day deferral (Concurrent processing of an application for a SBS participant. Thus, we expect that disability annuity) approximately 55 entities will be 5. Update on Chief Medical Officer required to register with the search Commission as SBS Entities and will be CONTACT PERSON FOR MORE INFORMATION: subject to the trade acknowledgment Stephanie Hillyard, Secretary to the provision and verification requirements Board, Phone No. 312–751–4920. of Rule 15Fi-2. The total estimated annual burden of Rule 15Fi-2 is 34,155 Authority: 5 U.S.C. 552b. hours. Dated: November 6, 2019. Written comments are invited on: (a) Stephanie Hillyard, Whether the proposed collection of Secretary to the Board. information is necessary for the proper [FR Doc. 2019–24595 Filed 11–6–19; 4:15 pm] performance of the functions of the BILLING CODE 7905–01–P Commission, including whether the information will have practical utility; (b) the accuracy of the Commission SECURITIES AND EXCHANGE staff’s estimates of the burden of the COMMISSION proposed collection of information; (c) the ways to enhance the quality, utility, Proposed Collection; Comment and clarity of the information collected; Request and (d) ways to minimize the burden of Upon Written Request, Copies Available the collection of information on From: Securities and Exchange respondents, including through the use Commission, Office of FOIA Services, of automated collection techniques or 100 F Street NE, Washington, DC other forms of information technology. 20549–2736. Consideration will be given to comments and suggestions submitted in Extension: Rule 15Fi–2—Trade Acknowledgment and writing within 60 days of this Verification of Security-Based Swap publication. Transactions; SEC File No. 270–633, An agency may not conduct or OMB Control No. 3235–0713. sponsor, and a person is not required to Notice is hereby given that pursuant respond to, a collection of information to the Paperwork Reduction Act of 1995 under the PRA unless it displays a (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the currently valid OMB control number. Securities and Exchange Commission Please direct your written comments (‘‘Commission’’) is soliciting comments on the existing collection of information to: Charles Riddle, Acting Director/Chief Information Officer, Securities and provided for in Rule 17Ad–22 (17 CFR Exchange Commission, c/o Cynthia 240.17Ad–22) under the Securities Exchange Act of 1934 (‘‘Exchange Act’’) Roscoe, 100 F Street NE, Washington, (15 U.S.C. 78a et seq.). The Commission DC 20549, or send an email to: PRA_ Mailbox@sec.gov. plans to submit this existing collection of information to the Office of Dated: November 5, 2019. Management and Budget (‘‘OMB’’) for Jill M. Peterson, extension and approval. Assistant Secretary. Rule 15Fi–2 requires security-based [FR Doc. 2019–24418 Filed 11–7–19; 8:45 am] swaps (‘‘SBS’’) dealers and major SBS participants (collectively, ‘‘SBS BILLING CODE 8011–01–P khammond on DSKJM1Z7X2PROD with NOTICES RAILROAD RETIREMENT BOARD VerDate Sep<11>2014 16:45 Nov 07, 2019 Jkt 250001 PO 00000 Frm 00089 Fmt 4703 Sfmt 4703 60461 SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Small Business Capital Formation Advisory Committee on Small and Emerging Companies will hold a public meeting on Tuesday, November 12, 2019 at 9:30 a.m. PLACE: The meeting will be held in Multi-Purpose Room LL–006 at the Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will begin at 9:30 a.m. (ET) and will be open to the public. Seating will be on a first-come, firstserved basis. Doors will open at 9 a.m. Visitors will be subject to security checks. The meeting will be webcast on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: On November 1, 2019, the Commission published notice of the Committee meeting (Release No. 33–10724), indicating that the meeting is open to the public and inviting the public to submit written comments to the Committee. This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. TIME AND DATE: Dated: November 5, 2019. Vanessa A. Countryman, Secretary. [FR Doc. 2019–24500 Filed 11–6–19; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–87455; File No. SR–CBOE– 2019–102] Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 5.34 as It Applies to Stop-Limit Orders November 4, 2019. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the E:\FR\FM\08NON1.SGM 08NON1

Agencies

[Federal Register Volume 84, Number 217 (Friday, November 8, 2019)]
[Notices]
[Page 60461]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24418]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736.


Extension:
    Rule 15Fi-2--Trade Acknowledgment and Verification of Security-
Based Swap Transactions; SEC File No. 270-633, OMB Control No. 3235-
0713.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the existing 
collection of information provided for in Rule 17Ad-22 (17 CFR 
240.17Ad-22) under the Securities Exchange Act of 1934 (``Exchange 
Act'') (15 U.S.C. 78a et seq.). The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget (``OMB'') for extension and approval.
    Rule 15Fi-2 requires security-based swaps (``SBS'') dealers and 
major SBS participants (collectively, ``SBS Entities'') to provide to 
their counterparties a trade acknowledgment, to provide prompt 
verification of the terms provided in a trade acknowledgment of 
transactions from other SBS Entities, and to have written policies and 
procedures that are reasonably designed to obtain prompt verification 
of the terms provided in a trade acknowledgment. The Rule promotes the 
efficient operation of the SBS market and facilitate market 
participants' management of their SBS-related risk.
    The Commission estimates that approximately 50 entities fit within 
the definition of SBS dealer, and up to five entities fit within the 
definition of major SBS participant. Thus, we expect that approximately 
55 entities will be required to register with the Commission as SBS 
Entities and will be subject to the trade acknowledgment provision and 
verification requirements of Rule 15Fi-2. The total estimated annual 
burden of Rule 15Fi-2 is 34,155 hours.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the Commission, including whether the information will 
have practical utility; (b) the accuracy of the Commission staff's 
estimates of the burden of the proposed collection of information; (c) 
the ways to enhance the quality, utility, and clarity of the 
information collected; and (d) ways to minimize the burden of the 
collection of information on respondents, including through the use of 
automated collection techniques or other forms of information 
technology. Consideration will be given to comments and suggestions 
submitted in writing within 60 days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    Please direct your written comments to: Charles Riddle, Acting 
Director/Chief Information Officer, Securities and Exchange Commission, 
c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or send an 
email to: [email protected].

    Dated: November 5, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-24418 Filed 11-7-19; 8:45 am]
 BILLING CODE 8011-01-P
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