Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds, 58187-58188 [2019-23657]
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Federal Register / Vol. 84, No. 210 / Wednesday, October 30, 2019 / Notices
Further, while the proposed
Cybersecurity Confirmation would
identify certain standards and
guidelines that would be appropriate,
NSCC would consider requests by
applicants and Members to allow other
standards in accepting a Cybersecurity
Confirmation. Additionally, the
proposed Cybersecurity Confirmation
would provide differing options to
conduct the review of the applicant’s or
Member’s cybersecurity program. As
such, NSCC has endeavored to design
the Cybersecurity Confirmation in a way
that is reasonable and does not require
one approach for meeting its
requirements.
Finally, NSCC is proposing to provide
Members with a minimum of 180
calendar days’ notice before the
deadline for providing a Cybersecurity
Confirmation. This notice would allow
Members to address any impact this
change may have on their business.
Applicants would be required to
provide the Cybersecurity Confirmation
as part of their application materials
upon the effective date of this proposed
rule change. This implementation
schedule is designed to be fair and not
disproportionately impact any Members
more than others. The proposal is
designed to provide all impacted
Members with time to review their
cybersecurity programs with respect to
the required representations, and
identify, if necessary, internal or third
party cybersecurity reviewers.
For the reasons described above,
NSCC believes any burden on
competition that may result from the
proposed rule change would be both
necessary and appropriate in
furtherance of the purposes of the Act,
as permitted by Section 17A(b)(3)(I) of
the Act.23
(C) Clearing Agency’s Statement on
Comments on the Proposed Rule
Change Received From Members,
Participants, or Others
NSCC has not solicited or received
any written comments relating to this
proposal. NSCC will notify the
Commission of any written comments
received.
III. Date of Effectiveness of the
Proposed Rule Change, and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period
up to 90 days (i) as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or (ii) as to which
23 15
U.S.C. 78q–1(b)(3)(I).
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the self-regulatory organization
consents, the Commission will:
(A) By order approve or disapprove
such proposed rule change, or
(B) institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NSCC–2019–003 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549.
All submissions should refer to File
Number SR–NSCC–2019–003. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of NSCC and on DTCC’s website
(https://dtcc.com/legal/sec-rulefilings.aspx). All comments received
will be posted without change. Persons
submitting comments are cautioned that
we do not redact or edit personal
identifying information from comment
submissions. You should submit only
information that you wish to make
available publicly. All submissions
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58187
should refer to File Number SR–NSCC–
2019–003 and should be submitted on
or before November 20, 2019.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.24
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–23632 Filed 10–29–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87402; File No. SR–
NYSENAT–2019–19]
Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Designation of
a Longer Period for Commission
Action on a Proposed Rule Change To
Amend the Exchange’s Price List
Related to Co-Location Services To
Offer Access to a Network Providing
Connection to the Three Equities and
Options Feeds
October 24, 2019.
On August 22, 2019, NYSE National,
Inc. (‘‘NYSE National’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to establish a network providing
connection to three equities and options
feeds 3 and amend the Exchange’s price
list relating to co-location services to
offer access to the network. The
proposed rule change was published for
comment in the Federal Register on
September 10, 2019.4 One comment on
the proposed rule change has been
received.5
Section 19(b)(2) of the Act 6 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
24 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 The Securities Industry Automation Corporation
disseminates information concerning: (1) Last-sale
price information in Tape A and Tape B-listed
securities pursuant to the CTA Plan, (2) quotation
information in Tape A and B-listed securities
pursuant to the CQ Plan, and (3) quotation and lastsale price information in exchange options trading
pursuant to the OPRA Plan. See Notice, infra note
4, at footnote 8.
4 See Securities Exchange Act Release No. 86869
(September 4, 2019), 84 FR 47600.
5 See Letter from John M. Yetter, Vice President
and Senior Deputy General Counsel, Nasdaq, to
Vanessa Countryman, Secretary, Commission, dated
October 24, 2019.
6 15 U.S.C. 78s(b)(2).
1 15
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Federal Register / Vol. 84, No. 210 / Wednesday, October 30, 2019 / Notices
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is October 25,
2019. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change
and the comments received.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,7
designates December 9, 2019, as the date
by which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSENAT–2019–19).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–23657 Filed 10–29–19; 8:45 am]
the Commission’s website at
www.sec.gov.
MATTERS TO BE CONSIDERED: On October
9, 2019, the Commission published
notice of the Committee meeting
(Release No. 34–87260), indicating that
the meeting is open to the public and
inviting the public to submit written
comments to the Committee. This
Sunshine Act notice is being issued
because a majority of the Commission
may attend the meeting.
The agenda for the meeting will
include updates and presentations from
the FIMSAC subcommittees and
discussions on secondary market
trading in government securities and the
transition away from LIBOR.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: October 28, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019–23773 Filed 10–28–19; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87401; File No. SR–
NYSEAMER–2019–34]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, that the Securities and
Exchange Commission Fixed Income
Market Structure Advisory Committee
(‘‘FIMSAC’’) will hold a public meeting
on Monday, November 4, 2019 at 9:00
a.m.
PLACE: The meeting will be held in
Room 443 at the Commission’s New
York Regional Office, 200 Vesey Street,
New York, NY 10281.
STATUS: The meeting will begin at 9:00
a.m. and will be open to the public.
Members of the public that wish to
attend the meeting in person must
complete the registration form on the
FIMSAC’s web page at https://
www.sec.gov/spotlight/fixed-incomeadvisory-committee by October 30,
2019. Doors will open at 8:30 a.m.
Visitors will be subject to security
checks. The meeting will be webcast on
TIME AND DATE:
7 Id.
8 17
CFR 200.30–3(a)(31).
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Self-Regulatory Organizations; NYSE
American LLC; Notice of Designation
of a Longer Period for Commission
Action on a Proposed Rule Change To
Amend the Exchange’s Equities and
Options Fee Schedules Related to CoLocation Services To Offer Access to
a Network Providing Connection to the
Three Equities and Options Feeds
October 24, 2019.
On August 23, 2019, NYSE American
LLC (‘‘NYSE American’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to establish a network providing
connection to three equities and options
feeds 3 and amend the Exchange’s fee
schedules relating to co-location
services to offer access to the network.
The proposed rule change was
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 The Securities Industry Automation Corporation
disseminates information concerning: (1) Last-sale
price information in Tape A and Tape B-listed
securities pursuant to the CTA Plan, (2) quotation
information in Tape A and B-listed securities
pursuant to the CQ Plan, and (3) quotation and lastsale price information in exchange options trading
pursuant to the OPRA Plan. See Notice, infra note
4, at footnote 8.
published for comment in the Federal
Register on September 10, 2019.4 One
comment on the proposed rule change
has been received.5
Section 19(b)(2) of the Act 6 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is October 25,
2019. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change
and the comments received.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,7
designates December 9, 2019, as the date
by which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEAMER–2019–34).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–23656 Filed 10–29–19; 8:45 am]
BILLING CODE 8011–01–P
1 15
2 17
PO 00000
Frm 00063
Fmt 4703
Sfmt 9990
4 See Securities Exchange Act Release No. 86867
(September 4, 2019), 84 FR 47563.
5 See Letter from John M. Yetter, Vice President
and Senior Deputy General Counsel, Nasdaq, to
Vanessa Countryman, Secretary, Commission, dated
October 24, 2019.
6 15 U.S.C. 78s(b)(2).
7 Id.
8 17 CFR 200.30–3(a)(31).
E:\FR\FM\30OCN1.SGM
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Agencies
[Federal Register Volume 84, Number 210 (Wednesday, October 30, 2019)]
[Notices]
[Pages 58187-58188]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-23657]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-87402; File No. SR-NYSENAT-2019-19]
Self-Regulatory Organizations; NYSE National, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change To Amend the Exchange's Price List Related to Co-Location
Services To Offer Access to a Network Providing Connection to the Three
Equities and Options Feeds
October 24, 2019.
On August 22, 2019, NYSE National, Inc. (``NYSE National'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to establish a network providing connection to
three equities and options feeds \3\ and amend the Exchange's price
list relating to co-location services to offer access to the network.
The proposed rule change was published for comment in the Federal
Register on September 10, 2019.\4\ One comment on the proposed rule
change has been received.\5\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ The Securities Industry Automation Corporation disseminates
information concerning: (1) Last-sale price information in Tape A
and Tape B-listed securities pursuant to the CTA Plan, (2) quotation
information in Tape A and B-listed securities pursuant to the CQ
Plan, and (3) quotation and last-sale price information in exchange
options trading pursuant to the OPRA Plan. See Notice, infra note 4,
at footnote 8.
\4\ See Securities Exchange Act Release No. 86869 (September 4,
2019), 84 FR 47600.
\5\ See Letter from John M. Yetter, Vice President and Senior
Deputy General Counsel, Nasdaq, to Vanessa Countryman, Secretary,
Commission, dated October 24, 2019.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \6\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period
[[Page 58188]]
to be appropriate and publishes its reasons for so finding, or as to
which the self-regulatory organization consents, the Commission shall
either approve the proposed rule change, disapprove the proposed rule
change, or institute proceedings to determine whether the proposed rule
change should be disapproved. The 45th day after publication of the
notice for this proposed rule change is October 25, 2019. The
Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider the proposed rule change and the comments
received. Accordingly, the Commission, pursuant to Section 19(b)(2) of
the Act,\7\ designates December 9, 2019, as the date by which the
Commission shall either approve or disapprove, or institute proceedings
to determine whether to disapprove, the proposed rule change (File No.
SR-NYSENAT-2019-19).
---------------------------------------------------------------------------
\7\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-23657 Filed 10-29-19; 8:45 am]
BILLING CODE 8011-01-P