Indian Education Discretionary Grant Programs; Professional Development Program, 54806-54816 [2019-22075]
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Federal Register / Vol. 84, No. 198 / Friday, October 11, 2019 / Proposed Rules
on a substantial number of small
entities.127
The proposed rule would apply to
national securities exchanges registered
with the Commission under Section 6 of
the Exchange Act and national
securities associations registered with
the Commission under Section 15A of
the Exchange Act.128 None of the
exchanges registered under Section 6
that would be subject to the proposed
amendments are ‘‘small entities’’ for
purposes of the Regulatory Flexibility
Act.129 There is only one national
securities association, and the
Commission has previously stated that
it is not a small entity as defined by 13
CFR 121.201.130
For the above reasons, the
Commission certifies that the proposed
amendment to Rule 608, if adopted,
would not have a significant economic
impact on a substantial number of small
entities for purposes of the Regulatory
Flexibility Act.
The Commission invites commenters
to address whether the proposed rules
would have a significant economic
impact on a substantial number of small
entities, and, if so, what would be the
nature of any impact on small entities.
The Commission requests that
commenters provide empirical data to
support the extent of such impact.
VIII. Statutory Authority and Text of
the Proposed Rule Amendments
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PART 242—REGULATIONS M, SHO,
ATS, AC, NMS AND SBSR AND
CUSTOMER MARGIN REQUIREMENTS
FOR SECURITY FUTURES
1. The authority citation for part 242
continues to read as follows:
■
Authority: 15 U.S.C. 77g, 77q(a), 77s(a),
78b, 78c, 78g(c)(2), 78i(a), 78j, 78k–1(c), 78l,
78m, 78n, 78o(b), 78o(c), 78o(g), 78q(a),
78q(b), 78q(h), 78w(a), 78dd–1, 78mm, 80a–
23, 80a–29, and 80a–37.
§ 242.608
[Amended]
2. Amend § 242.608 by removing and
reserving paragraph (b)(3)(i).
■
By the Commission.
Dated: October 1, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019–21770 Filed 10–10–19; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF EDUCATION
34 CFR Part 263
[Docket ID ED–2019–OESE–0068]
5 U.S.C. 605(b).
128 See supra Section II.A.3.
129 See 17 CFR 240.0–10(e). Paragraph (e) of Rule
0–10 states that the term ‘‘small business,’’ when
referring to an exchange, means any exchange that
has been exempted from the reporting requirements
of Rule 601 of Regulation NMS, 17 CFR 242.601,
and is not affiliated with any person (other than a
natural person) that is not a small business or small
organization as defined in Rule 0–10. Under this
standard, none of the exchanges subject to the
proposed amendment to Rule 608 is a ‘‘small
entity’’ for the purposes of the RFA. See also
Securities Exchange Act Release Nos. 82873 (Mar.
14, 2018), 83 FR 13008, 13074 (Mar. 26, 2018) (File
No. S7–05–18) (Transaction Fee Pilot for NMS
Stocks); 55341 (May 8, 2001), 72 FR 9412, 9419
(May 16, 2007) (File No. S7–06–07) (Proposed Rule
Changes of Self-Regulatory Organizations Proposing
Release).
130 See, e.g., Securities Exchange Act Release No.
62174 (May 26, 2010), 75 FR 32556, 32605 n.416
(June 8, 2010) (‘‘FINRA is not a small entity as
defined by 13 CFR 121.201.’’).
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Brokers, Reporting and recordkeeping
requirements, Securities.
For the reasons stated in the
preamble, the Commission is proposing
to amend title 17, chapter II of the Code
of Federal Regulations as follows:
RIN 1810–AB54
Pursuant to the Exchange Act, and
particularly Section 2, 3, 6, 9, 10, 11A,
15, 15A, 17 and 23(a) thereof, 15 U.S.C.
78b, 78c, 78f, 78l, 78j, 78k–1, 78o, 78o–
3 and 78w(a), the Commission proposes
to amend Section 242.608 of chapter II
of title 17 of the Code of Federal
Regulations in the manner set forth
below.
127 See
List of Subjects in 17 CFR Part 242
Indian Education Discretionary Grant
Programs; Professional Development
Program
Office of Elementary and
Secondary Education, Department of
Education.
ACTION: Notice of proposed rulemaking.
AGENCY:
SUMMARY: The Secretary proposes to
revise the regulations that govern the
Professional Development program,
authorized under title VI of the
Elementary and Secondary Education
Act of 1965, as amended (ESEA), to
implement changes to title VI resulting
from the enactment of the Every Student
Succeeds Act (ESSA). These proposed
regulations would update, clarify, and
improve the current regulations. These
regulations pertain to Catalog of Federal
Domestic Assistance (CFDA) number
84.299B.
We must receive your comments
on or before November 12, 2019.
ADDRESSES: Submit your comments
through the Federal eRulemaking Portal
or via postal mail, commercial delivery,
or hand delivery. We will not accept
DATES:
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comments submitted by fax or by email
or those submitted after the comment
period. To ensure that we do not receive
duplicate copies, please submit your
comments only once. In addition, please
include the Docket ID at the top of your
comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your
comments electronically. Information
on using Regulations.gov, including
instructions for accessing agency
documents, submitting comments, and
viewing the docket, is available on the
site under ‘‘Help.’’
• Postal Mail, Commercial Delivery,
or Hand Delivery: The Department
strongly encourages commenters to
submit their comments electronically.
However, if you mail or deliver your
comments about these proposed
regulations, address them to Angela
Hernandez-Marshall, U.S. Department
of Education, 400 Maryland Avenue
SW, Room 3W113, Washington, DC
20202–6110. Telephone: (202) 205–
1909.
Privacy Note: The Department’s
policy is to make all comments received
from members of the public available for
public viewing in their entirety on the
Federal eRulemaking Portal at
www.regulations.gov. Therefore,
commenters should be careful to
include in their comments only
information that they wish to make
publicly available.
FOR FURTHER INFORMATION CONTACT:
Angela Hernandez-Marshall, U.S.
Department of Education, 400 Maryland
Avenue SW, Room 3W113, Washington,
DC 20202–6110. Telephone: (202) 205–
1909. Email: angela.hernandezmarshall@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call (800) 877–8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you
to submit comments regarding these
proposed regulations. To ensure that
your comments have maximum effect in
developing the final regulations, we
urge you to identify clearly the specific
section or sections of the proposed
regulations that each of your comments
addresses and to arrange your comments
in the same order as the proposed
regulations.
We invite you to assist us in
complying with the specific
requirements of Executive Orders
12866, 13563, and 13771 and their
overall requirement of reducing
regulatory burden that might result from
these proposed regulations. Please let us
know of any further ways we could
reduce potential costs or increase
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potential benefits while preserving the
effective and efficient administration of
the Department’s programs and
activities.
During and after the comment period,
you may inspect all public comments
about these proposed regulations by
accessing Regulations.gov. You may also
inspect the comments in person at 400
Maryland Avenue SW, Washington, DC,
between 8:30 a.m. and 4:00 p.m.,
Eastern Time, Monday through Friday
of each week except Federal holidays.
To schedule a time to inspect
comments, please contact one of the
persons listed under FOR FURTHER
INFORMATION CONTACT.
Assistance to Individuals with
Disabilities in Reviewing the
Rulemaking Record: On request we will
provide an appropriate accommodation
or auxiliary aid to an individual with a
disability who needs assistance to
review the comments or other
documents in the public rulemaking
record for these proposed regulations. If
you want to schedule an appointment
for this type of accommodation or
auxiliary aid, please contact the person
listed under FOR FURTHER INFORMATION
CONTACT.
Background
The Secretary proposes to revise the
regulations in 34 CFR part 263 that
govern the Professional Development
program to clarify certain statutory
changes made to section 6122 of the
ESEA by the ESSA and to better enable
the Department and grantees to meet the
objectives of the program. We also
propose changes that are technical only
and therefore will not be addressed in
the preamble. For example, we will
replace the term ‘‘Indian institution of
higher education’’ with ‘‘Tribal College
or University (TCU)’’ throughout in
order to align with the reauthorized
statute.
The primary statutory change that we
are addressing in this notice of proposed
rulemaking (NPRM) is the requirement
that, after completing their training as
teachers or administrators, program
participants must work in local
educational agencies (LEAs) that serve a
high proportion of Indian students. We
propose a definition of ‘‘LEA that serves
a high proportion of Indian students’’ to
provide clarity to applicants,
participants, and prospective
employers.
We also propose adding new
priorities that would allow work by
administrators in Tribal educational
agencies (TEAs), or in entities starting a
new school to serve Indian students, to
serve as qualifying employment. We
also propose to revise priorities and
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definitions to allow projects to support
Native American language certification
for teachers in States that offer this
option. These changes would allow for
greater flexibility for grantees to recruit
and retain Indian teachers and
administrators to serve in settings
desired by Tribes while meeting the
statutory requirements.
Tribal Consultation
The Department held a blended inperson and virtual Tribal Consultation
on November 15, 2018, to solicit input
on the future direction of the
Professional Development program, and
continued to solicit Tribal comment
through December 31, 2018, via its
tribalconsultation@ed.gov mailbox. The
Department also solicited Tribal input
by issuing several email messages to
Tribal leaders from each of the federally
recognized Indian Tribes, all TCU
presidents, current grantees under ESEA
Title VI formula and discretionary grant
programs, and external stakeholders.
The topics on which we sought input
included how we should define ‘‘LEA
that serves a high proportion of Indian
students’’; whether we should establish
a priority for training Indian
administrators to start new Indianserving charter schools; and ways to
encourage opportunities for
administrators to work with, and in,
TEAs. Most respondents were in favor
of the Department defining the term
‘‘LEA that serves a high proportion of
Indian students’’ in order to allow as
many LEAs as possible to serve as a
qualifying job placement for successful
participants, and the Department
concurs and proposes to do so in these
regulations. The Department had asked
for specific input on using Indian
student population percentage
thresholds to define ‘‘high proportion’’
(e.g. LEAs with 50 percent Indian
student population); Tribal consultation
participants were generally opposed to
using any specific percentages in the
definition. Several participants and
subsequent submitted written comments
to the Department stated that the
options proposed by the Department
would result in only schools on
reservations qualifying for the program,
and would be a disadvantage to urban
or off-reservation schools that serve a
large number but not a high percentage
of Indian students relative to the
districtwide student population. Many
Tribal consultation participants
expressed support for administrator
opportunities to work in an entity
starting a new charter school or
transitioning a school to Tribally
controlled, and to work for TEAs under
this program.
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Significant Proposed Regulations
We group major issues according to
subject, with the appropriate sections of
the proposed regulations referenced in
parentheses. We discuss other
substantive issues under the sections of
the proposed regulations to which they
pertain.
Qualifying Job Placements That Satisfy
the Service Payback Obligation
Statute: Section 6122(e)(2) of the
ESEA requires applicants to describe
how they will use grant funds to train
teachers or principals to work in LEAs
that serve a high proportion of Indian
students. Similarly, the participant
service payback requirement described
in section 6122(h) requires work that
benefits Indian students in an LEA that
serves a high proportion of Indian
students. The statute does not define the
phrase ‘‘LEA that serves a high
proportion of Indian students.’’
Current Regulations: In
§ 263.5(b)(1)(ii), the priority for preservice teacher training requires
grantees to provide induction services
in schools with a ‘‘significant’’ Indian
student population. The selection
criterion in § 263.6(d)(1) addresses the
likelihood that the proposed project will
prepare students for successful teaching
and/or administration in schools with
significant Indian populations.
The selection criteria in § 263.6(a), (c),
and (d) (‘‘need for project,’’ ‘‘quality of
project design,’’ and ‘‘quality of project
services’’) do not reference the type of
schools that can qualify for service
payback. Under § 263.8(b), work in a
school with a significant Indian student
population satisfies the requirement that
work-related payback benefits Indian
people. The current regulations do not
define the phrase ‘‘schools with a
significant Indian student population.’’
The current regulations also make
multiple references (§§ 263.4, 263.5 and
263.11) to the terms ‘‘qualifying job[s]’’
and ‘‘qualifying employment’’ but do
not define these terms.
Proposed Regulations: We propose to
establish a definition of ‘‘LEA that
serves a high proportion of Indian
students’’ in § 263.3 as an LEA with
either (1) a high proportion of Indian
students in the LEA as compared to
other LEAs in the State; or (2) a high
proportion of Indian students in the
school in which the participant works,
even if the LEA as a whole does not
have a high proportion of Indian
students. The definition would make
clear that ‘‘LEA’’ includes a BIE-funded
school for this purpose.
We propose to establish a definition
of ‘‘qualifying employment’’ as
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employment in an LEA that serves a
high proportion of Indian students. We
also propose revising the definition of
‘‘induction services’’ to require that
such services be provided in an LEA
that serves a high proportion of Indian
students; and revising the priorities in
renumbered § 263.6(b)(1) and (2) to
specify that induction services are to be
provided to participants completing
work-related payback in an LEA that
serves a high proportion of Indian
students.
We propose adding an application
requirement in new 263.5 stating that
applicants must submit one or more
letters of support from LEAs that serve
a high proportion of Indian students.
In the selection criterion renumbered
263.7(a), ‘‘Need for project,’’ we propose
adding a selection factor that would ask
applicants to describe the extent to
which employment opportunities exist
in LEAs that serve a high proportion of
Indian students in the project service
area. We also incorporate the new
defined term ‘‘LEAs that serve a high
proportion of Indian students’’ in the
selection factor for ‘‘quality of project
design’’ in renumbered 263.7(c)(3).
Finally, in renumbered § 263.12(c)(1)
we propose adding an element to the
required payback agreement that
participants must sign, clarifying that in
order to qualify for the work payback
requirement, the job must be in an LEA
‘‘that serves a high proportion of Indian
students.’’
Reasons: First, we propose to define
‘‘LEA that serves a high proportion of
Indian students’’ broadly in order to
maximize the number of LEAs that
would qualify under this definition.
This proposed definition, informed by
Tribal Consultation feedback, would
allow us to consider whether an LEA’s
student body population has a high
proportion relative to the Indian
population in the grantee’s State, as
opposed to a nationwide comparison
using a strict percentage. It would also
permit a comparison of whether the
school in which the participant works
has a high percentage of Indian students
compared to other LEAs in the State.
This approach would mitigate the
potential for perceived ‘‘competition’’
between urban and rural areas, address
the need for serving Indian students in
States where few to no schools have
high percentages of Indian student
populations, and would still adhere to
the intent of this requirement.
In addition, we propose to add a
definition of ‘‘qualifying employment’’
because the current regulations use
different terms, such as ‘‘qualifying
employment’’ and ‘‘qualifying jobs,’’ but
do not define either. Defining this term
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with reference to the new statutory
requirement of working in an LEA with
a high proportion of Indian students
would provide clarity for grantees,
participants, and employers regarding
which jobs will qualify for the work
payback requirement. For example,
under 263.12(d) (as proposed to be
renumbered in this NPRM), grantees
continue to have an obligation to assist
participants in obtaining qualifying
employment (consistent with the
definition); but the definition would
remove any ambiguity as to which job
placements meet the definition of ‘‘LEA
that serves a high proportion of Indian
students.’’
The proposed revision to the
definition of ‘‘induction services,’’
which would require that such services
be provided in an LEA that serves a high
proportion of Indian students, would
align that definition to the statutory
requirement that applicants describe
how they will support the preparation
and professional development of
teachers or principals in LEAs that serve
a high proportion of Indian students.
We propose revising the priorities in
renumbered § 263.6(b)(1) and (2) to
replace the current language concerning
induction services for participants ‘‘in
schools with significant Indian
populations’’ with the new statutory
‘‘high proportion’’ language.
We propose adding the application
requirement in § 263.5 for letters of
support from LEAs that serve a high
proportion of Indian students to help
ensure that participants have actual
opportunities for jobs following their
training, at schools that will qualify for
the work payback obligation. The letters
of support would need to include
evidence, such as a school, district and
State report card that includes
demographic information, that the LEA
meets the definition of ‘‘LEA that serves
a high proportion of Indian students.’’
We invite comment on what type of
evidence the Department should accept,
and what type of evidence is available
to LEAs.
The proposed new element in the
payback agreement (in proposed
§ 263.12(c)) would clarify in writing for
participants that to satisfy the work
payback requirement, they must work in
an ‘‘LEA that serves a high proportion
of Indian students.’’ This will increase
the potential for participants to
successfully meet the service payback
requirement.
Native American Language Certificate
Statute: The ESEA, both prior to and
after the ESSA amendments, does not
specify whether an applicant IHE for
this program must be a degree-granting
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institution. Although section 6122 of the
ESEA does not define the phrase
‘‘institution of higher education,’’
section 8101 of the ESEA, which is also
applicable to this program, contains a
definition of ‘‘institution of higher
education.’’ The statute does not define
the term ‘‘full-time student.’’
Current Regulations: Under § 263.2(c),
eligibility of an applicant requiring a
consortium with any IHE, including a
TCU, requires that the IHE be accredited
to provide the coursework and level of
degree required by the project. In
§ 263.3, the current definition of ‘‘fulltime student’’ requires that a student be
a candidate for a baccalaureate or
graduate degree. The definition of
‘‘institution of higher education’’
requires that the institution be
accredited to award a baccalaureate
degree or higher. ‘‘Pre-service training’’
is defined as training that results in
licensing or certification in a field
requiring at least a baccalaureate degree.
In the priority for pre-service teacher
training in § 263.5(b)(1), the training
must be in a subject area that requires
a degree.
Proposed Regulations: The proposed
regulations in § 263.2(c), regarding
eligibility of an applicant requiring a
consortium with any IHE, would be
broadened to include IHEs that are
accredited to provide the coursework
and level of degree or Native American
language certificate required by the
project.
In the definition of ‘‘full-time
student’’ in § 263.3, the proposed
regulations would add the option that
students who are candidates for a Native
American language certificate can also
qualify as ‘‘full-time students,’’ for an
applicant proposing a program that
awards a certificate of Native American
language instruction rather than a
baccalaureate degree. For the definition
of ‘‘institution of higher education,’’ the
proposed regulations would use the
statutory definition from ESEA section
8101. For consistency with that
definition, the list of eligible entities in
§ 263.2(a)(1) would be revised to use the
word ‘‘or’’ between the phrase
‘‘institution of higher education’’ and
the phrase ‘‘TCU,’’ rather than the
existing word ‘‘including.’’ Conforming
changes would be made to add ‘‘or
TCU’’ following the phrase ‘‘institution
of higher education’’ in paragraphs
(a)(2) through (a)(4) of § 263.2, and in
the definition of ‘‘Indian organization’’
in § 263.3.
The proposed regulations would add
to the definition of ‘‘pre-service
training’’ the option that the training
could be either in a field that requires
at least a baccalaureate degree, or
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certification in Native American
language instruction.
The proposed regulations would also
revise the priority for pre-service
teacher training in § 263.6(b)(1)(i), as
renumbered, to add the option of
training in the field of Native American
language instruction. Finally, the
proposed regulations would add
definitions of the terms ‘‘Native
American’’ and ‘‘Native American
language.’’
Reasons: The Department has learned,
both from current grantees and through
Tribal consultation, that there is interest
in providing training for teachers of
Native American languages, and that
there is a shortage of qualified teachers
in this field. We understand that a
number of States now have a certificate
or license for teaching Native American
languages, and that such certificates
generally do not require a bachelor’s
degree. This enables non-traditional
students such as Tribal elders to obtain
the needed qualifications to teach
Native American languages in the
public schools. These proposed changes
to the regulations would provide more
flexibility to grantees, better recognize
Tribal sovereignty, and help fulfill the
Department’s obligation under the
Native American Languages Act (NALA)
to support efforts to preserve, protect,
and promote the rights and freedom of
Native Americans to use, practice, and
develop Native American languages.
The proposed regulations contain
several changes to facilitate this
flexibility in the Professional
Development program. First, the
proposed regulations would change the
definition of ‘‘IHE’’ to the general
definition in title VIII of the ESEA,
which in turn uses the definition in
section 101(a) of the Higher Education
Act of 1965 (HEA). This proposed
definition would eliminate the prior
requirement in the regulatory definition
for this program that the institution
must award a baccalaureate degree or
higher. The proposed definition would
enable an IHE that meets the HEA
definition but does not award a
baccalaureate degree, such as a
community college that has a Native
American language certificate or
licensing program, to be eligible for this
program. For consistency with that
definition, the list of eligible entities in
section 263.2(a) would be revised to use
the word ‘‘or’’ between the phrase
‘‘IHE’’ and the phrase ‘‘TCU,’’ because a
TCU is generally not included under the
ESEA definition of IHE, which requires
State authorization of the entity. We
understand that TCUs are generally
authorized by the Tribe and not the
State.
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Next, the proposed regulations would
revise the definitions of ‘‘full-time
student’’ and ‘‘pre-service training’’ to
add the option of a Native American
language certificate that does not require
a baccalaureate degree. The proposed
definition of ‘‘Native American
language’’ is taken from section 8101 of
the ESEA, which references section 103
of NALA (25 U.S.C. 2902). We have
used the language from NALA in the
definition for user convenience. The
proposed definition of ‘‘Native
American’’ is also from section 8101 of
the ESEA, which references section 103
of NALA (25 U.S.C. 2902), which
defines ‘‘Native American’’ as an
‘‘Indian, Native Hawaiian, or Native
American Pacific Islander.’’ The NALA
definition of ‘‘Indian’’ further references
the ESEA title VI definition of that term
(ESEA section 6151). We propose a
definition that is a user-friendly
compilation of these three discrete
sources; the proposed definition is also
the same definition used in the ESEA
Title I regulations in 34 CFR 200.6(k).
Finally, the priority for pre-service
teacher training in section 263.6(b)(1)(i),
as renumbered, would add the option of
training in the field of Native American
language instruction.
Application Requirements
Section 263.5 What are the
application requirements?
Statute: Under section 6122 of the
ESEA, the Secretary requires applicants
to describe how they will recruit
qualified Indian individuals, such as
students who may not be of traditional
college age, to become teachers,
principals, or school leaders; use funds
made available under the grant to
support the recruitment, preparation,
and professional development of Indian
teachers or principals in LEAs that serve
a high proportion of Indian students;
and assist participants in meeting the
payback obligation requirement.
Current Regulations: The current
regulations do not include a specific
section that describes application
requirements. However, under the
current section 263.5 there is a priority
for applicants that include a letter of
support from an LEA or BIE-funded
school that agrees to consider program
graduates for qualifying employment.
Proposed Regulations: We plan to
include this list of statutory
requirements under a new section 263.5.
In addition, we propose that the current
priority for applicants that include a
letter of support now be made an
application requirement.
Reasons: First, adding a new section
that describes the application
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requirements provides applicants with
one place to reference multiple
requirements. Second, we are proposing
adding to the statutorily-mandated
requirements a requirement that
applicants include a letter of support
from prospective LEAs, including BIEfunded schools, that meet the qualifying
employment definition, in order to
increase applicants’ understanding, at
the outset, of their statutory obligation
to support participants’ placement in
qualifying employment, should they
receive a grant. One reason we are
proposing this change is that, when we
included a competitive preference
priority for letters of support in each of
the last two grant competition cycles in
Fiscal Years (FYs) 2016 and 2018, the
competitive preference priority points
did not help to discern which
applications were of the highest quality.
Second, in the past, applicants have
provided letters from LEAs that may no
longer be considered locations for
qualifying employment under the new
definition of ‘‘LEAs that serve a high
proportion of Indian students.’’
Requiring, rather than providing an
incentive for, applicants to provide
letters of support from LEAs that serve
a high proportion of Indian students
would help to ensure that participants
will find qualifying employment.
Number of Years of Induction Services
Statute: Section 6122(d) of the ESEA
permits grant funds to be used for
teacher induction services during the
first three years of teachers’
employment.
Current Regulations: The definition of
‘‘induction services’’ in current section
263.3 includes only services provided
during the first year of teaching. The
priorities for pre-service teacher training
and pre-service administrator training in
current 263.5(b)(1)(ii) and (b)(2)(ii) also
require one year of induction services.
Proposed Regulations: The proposed
definition of ‘‘induction services’’
would include services provided during
a teacher’s first one to three years of
qualifying employment; the Department
would announce the number of years of
required induction services in the
applicable notice inviting applications.
The allowable costs provision in
proposed § 263.4(c)(4) would include
the new statutory language concerning
induction services but would indicate
that induction services can be provided
for up to the first three years of a
teacher’s employment. Similarly, the
priorities for pre-service teacher training
and pre-service administrator training in
263.6(b)(1)(ii) and (b)(2)(ii), as
renumbered, would include language
stating that induction services are to be
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provided for the period of time stated in
the applicable notice inviting
applications.
Reasons: The proposed change would
provide flexibility in tailoring the length
of induction services to the total grant
period. Prior to the ESSA amendments,
the Department had awarded four-year
grants, and grantees were required to
provide induction services to graduated
and employed participants during the
fourth year of the grant. In the latest
competition, for FY 2018, the
Department awarded five-year grants
because the statute now authorizes
grants for an initial period of up to three
years, with possible renewal for up to
two years for grantees that are achieving
the objectives of the grant. In the FY
2018 competition, the Department
required three years of training and two
years of induction services, assuming
the grantee makes substantial progress
towards the objectives. A longer period
of induction services should provide
more support to new teachers and lead
to fewer participants leaving the
teaching profession.
Priority for Administrator Training for
Work in TEAs
Statute: The Secretary has the
authority to establish regulatory
priorities for the Indian Education
Professional Development Program
under 20 U.S.C. 1221e–3 and 3474.
Current Regulations: The current
regulations in section 263.5 contain one
priority required by statute, and three
regulatory priorities. There is no priority
for administrator training for work in
TEAs. Section 263.3 does not include a
definition of TEA. Current § 263.8(b)
provides the requirements for workrelated payback but does not address
TEAs.
Proposed Regulations: The proposed
regulations in section 263.6(b), as
renumbered, would include a priority
for training administrators to work for
TEAs. Under this priority, grantees
would be required to provide
opportunities for participants to work
with or for TEAs during the training
period, and to make efforts to place
participants in administrator jobs in
TEAs following program completion.
The proposed regulations would also
add a definition of TEA to the
definitions in § 263.3. In addition, the
proposed regulations would include a
note following § 263.9(b), as
renumbered, regarding work-related
payback, stating that for grants that
provide administrator training, if a
graduate works for a TEA that provides
administrative control or direction of
public schools (e.g., BIE-funded schools
or charter schools), such employment
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would satisfy the requirements for work
payback.
Reasons: We understand from Tribal
consultation that many Tribes have
established or are seeking greater
control over education. In some cases,
TEAs are in control of BIE-funded
schools or Tribally funded schools.
Under the current regulations, it has
been unclear to grantees whether
graduates are permitted to work in a
TEA to satisfy the work payback
obligation, or whether they must obtain
employment in a State-funded LEA. The
proposed change would provide clarity
on this issue, increase flexibility for
applicants interested in administrator
training, and better recognize Tribal
sovereignty.
The proposed definition of TEA in
§ 263.3 is taken from the definition in
ESEA section 6132. The proposed note
following § 263.9(b), as renumbered,
would clarify that graduates who work
for a TEA would satisfy the work
payback obligation, if the TEA has
administrative control or direction of
schools. This clarification is needed due
to the statutory requirement that work
payback take place in an LEA; the note
would explain that the work payback
requirement is satisfied if the graduate
is employed by a TEA that satisfies the
requirements in the statutory definition
of LEA in ESEA section 8101.
Priority for Administrator Training for
School Start-Ups
Statute: The Secretary has the
authority to establish regulatory
priorities for the Indian Education
Professional Development Program
under 20 U.S.C. 1221e–3 and 3474.
Current Regulations: The current
regulations in section 263.5 contain one
priority required by statute, and three
regulatory priorities. There is no priority
for administrator training for school
start-ups.
Proposed Regulations: The proposed
regulations in section 263.6(b), as
renumbered, would include a priority
for training administrators to start new
schools that serve Indian students, such
as charter schools or schools
transitioning from BIE-operated to
Tribally controlled. Grantees would be
required to make efforts to place
participants in administrator jobs
working for an entity planning to start
a school to serve Indian students or
transitioning an existing school to one
under Tribal control.
Reasons: We heard through Tribal
consultation that Tribes are interested in
opportunities to train administrators in
ways to expand choice in Indian
country, including specifically how to
establish new charter schools, or how to
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change a BIE-funded school that is
currently BIE-operated to one that is
Tribally operated. A priority for such
training would enable the Department to
provide a competitive advantage to
projects that include this focus. Because
of the statutory requirement for work
payback, a project doing such training
would need to ensure that its graduates
obtain jobs in which they would be
administering schools, as opposed to
merely planning for future
administration. Thus, if the graduate
worked for an entity such as a TEA that
is planning to open a new school, that
person would also need to be in a
position that involves current school
administration duties. The proposed
change would provide more flexibility
to applicants interested in administrator
training and would better recognize
Tribal sovereignty.
Section 263.7 How does the Secretary
evaluate applications for the
Professional Development Program?
Statute: The Secretary has the
authority to establish regulatory
selection criteria for the Indian
Education Professional Development
program under 20 U.S.C. 1221e-3 and
3474.
Current Regulations: Under the
current section 263.6 there are five
criteria, each with corresponding factors
specific to the Professional
Development program, including need
for the project, significance, quality of
the project design, quality of project
services, and quality of project
personnel.
Proposed Regulations: The proposed
regulations would add under the
selection criterion (d), ‘‘Quality of
Project Design,’’ a selection factor
regarding the extent to which the
proposed project has a plan for
recruiting and selecting participants,
including students who may not be of
traditional college age, that ensures that
program participants are likely to
complete the program. The proposed
regulations in § 263.7(d), as
renumbered, would also include a sixth
factor to address the extent to which the
applicant will assist participants in
meeting the service obligation
requirements.
Reasons: One of the statutory changes
made by ESSA is to add the requirement
that applicants describe how they will
recruit and select participants. Adding
this as a selection criterion will help
ensure that projects include participants
who are likely to complete the program.
Another statutory change requires
applicants to describe how they will
assist participants in meeting the work
payback obligation. By including this as
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a selection factor, we can encourage
applicants to increase their focus on
placement in qualifying employment.
Our review of current and past projects
shows that participants’ ability to meet
the service obligation can be better
supported when grantees give more time
and attention to planning for how they
will support participants’ placement in
jobs that meet the service obligation
requirements.
Other Significant Issues
Bureau-Funded School
Statute: Section 6122 of the ESEA
includes Bureau-funded schools, as
defined in section 1146 of the
Educational Amendments of 1978,
among eligible entities of the
Professional Development program.
Current Regulations: Section 263.3
defines Bureau-funded school as a
Bureau of Indian Education school, a
contract or grant school, or a school that
receives support under the Tribally
Controlled Schools Act of 1988. Section
263.2 also uses the term in the list of
eligible entities. However, the priority
described in § 263.5(b)(3) makes
reference to a BIE-funded school.
Proposed Regulation: The proposed
regulations would change the term from
Bureau-funded school to BIE-funded
school throughout the regulations and
would change the term to BIE-funded
school in the definitions in § 263.3, but
the content of the definition would
remain unchanged.
Reasons: Using the term BIE-funded
school throughout the regulations
would ensure consistency. And
although the statute refers to Bureaufunded school, the term ‘‘BIE-funded
school’’ is a term more commonly used
and more familiar to grantees,
participants and other stakeholders.
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Quality of Project Personnel—Project
Consultants
Statute: The Secretary has the
authority to establish regulatory
selection criteria for the Indian
Education Professional Development
program under 20 U.S.C. 1221e–3 and
3474.
Current Regulations: Section
263.6(e)(3) is a selection factor that
considers the qualifications of
subcontractors and consultants who
may be included in the proposed
project.
Proposed Regulations: The proposed
regulations would eliminate this
selection factor.
Reasons: Most applicants do not
identify subcontractors and consultants
who are not already in the role of
project director or key personnel.
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Consequently, any applicant whose
proposed project does not include
subcontractors or consultants cannot
receive peer review points because they
lack this non-required element.
Eliminating this evaluation factor would
eliminate this negative impact on such
projects.
Payback Agreement Submission
Statute: The Secretary has the
authority to regulate post-award
requirements that apply to the
Professional Development program
under 20 U.S.C. 1221e–3 and 3474.
Current Regulations: Current
§ 263.11(c)(1) requires that grantees
obtain a signed payback agreement from
each participant and submit it to the
Department within seven days of
signing.
Proposed Regulations: The proposed
regulations would extend the timeframe
for grantees to submit the signed
payback agreement to the Department to
30 days.
Reasons: Based on current grantee
feedback, participant orientation and
related administrative processes
generally take more than seven days due
to grantees holding related activities.
Addressing all related administrative
duties for a part-time staff has proven
challenging. Based on Department
analysis of submission times over the
last four years, 30 days is more
reasonable and is adequate for the time
period needed for grantees to adhere to
this requirement.
Technical Changes
The ESSA amendments to Title VII of
the ESEA also necessitate multiple
technical changes to the current
program regulations. As a result, this
NPRM includes the following technical
changes:
(1) In § 263.1, we add language
regarding the purposes of the program
as stated in ESEA section 6122(a)(2).
(2) In §§ 263.2(a), 263.3, and 263.6, we
reflect changes to the eligible entities
listed in ESEA section 6122(b)(1). We
remove references to ‘‘Indian institution
of higher education’’ and replace them
with ‘‘TCU’’ throughout. In section
263.2(a) we also add the statutory
language requiring BIE-funded schools
to apply in consortium with at least one
TCU, where feasible.
(3) We revise the definition of
induction services in § 263.3, and we
add to section 263.4 new paragraphs
(c)(4) and (c)(5), to reflect authorized
activities described in ESEA section
6122(d)(1)(B).
(4) We add new § 263.5 to reflect
application requirements described in
ESEA section 6122(e). We also revise
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54811
the selection criteria in redesignated
§ 263.7 to add the element regarding
recruiting participants, from ESEA
section 6122(e)(1), to redesignated
§ 263.7(c)(2) and (d)(5), and we add the
element regarding helping participants
with payback, from ESEA section
6122(e)(3), to redesignated § 263.7(d)(6).
(5) We revise §§ 263.1–263.3, and
redesignated §§ 263.6, 263.7, 263.9,
263.11, and 263.12 to reflect the service
obligation described in ESEA section
6122(h)(1)(A)(ii), which requires that
work must benefit Indian students in an
LEA that serves a high proportion of
Indian students.
Executive Orders 12866, 13563, and
13771
Regulatory Impact Analysis
Under Executive Order 12866, it must
be determined whether this regulatory
action is ‘‘significant’’ and, therefore,
subject to the requirements of the
Executive order and subject to review by
the Office of Management and Budget
(OMB). Section 3(f) of Executive Order
12866 defines a ‘‘significant regulatory
action’’ as an action likely to result in
a rule that may—
(1) Have an annual effect on the
economy of $100 million or more, or
adversely affect a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities in a material way (also
referred to as an ‘‘economically
significant’’ rule);
(2) Create serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impacts of entitlement grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
stated in the Executive order.
This proposed regulatory action is not
a significant regulatory action subject to
review by OMB under section 3(f) of
Executive Order 12866.
Under Executive Order 13771, for
each new regulation that the
Department proposes for notice and
comment or otherwise promulgates that
is a significant regulatory action under
Executive Order 12866 and that imposes
total costs greater than zero, it must
identify two deregulatory actions. For
Fiscal Year 2020, any new incremental
costs associated with a new regulation
must be fully offset by the elimination
of existing costs through deregulatory
actions. The proposed regulations are
not a significant regulatory action.
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Therefore, the requirements of
Executive Order 13771 do not apply.
We have also reviewed these
regulations under Executive Order
13563, which supplements and
explicitly reaffirms the principles,
structures, and definitions governing
regulatory review established in
Executive Order 12866. To the extent
permitted by law, Executive Order
13563 requires that an agency—
(1) Propose or adopt regulations only
upon a reasoned determination that
their benefits justify their costs
(recognizing that some benefits and
costs are difficult to quantify);
(2) Tailor its regulations to impose the
least burden on society, consistent with
obtaining regulatory objectives and
taking into account—among other things
and to the extent practicable—the costs
of cumulative regulations;
(3) In choosing among alternative
regulatory approaches, select those
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity);
(4) To the extent feasible, specify
performance objectives, rather than the
behavior or manner of compliance a
regulated entity must adopt; and
(5) Identify and assess available
alternatives to direct regulation,
including economic incentives—such as
user fees or marketable permits—to
encourage the desired behavior, or
provide information that enables the
public to make choices.
Executive Order 13563 also requires
an agency ‘‘to use the best available
techniques to quantify anticipated
present and future benefits and costs as
accurately as possible.’’ The Office of
Information and Regulatory Affairs of
OMB has emphasized that these
techniques may include ‘‘identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes.’’
We are issuing these proposed
regulations only on a reasoned
determination that their benefits would
justify their costs. In choosing among
alternative regulatory approaches, we
selected those approaches that would
maximize net benefits. Based on the
analysis that follows, the Department
believes that these proposed regulations
are consistent with the principles in
Executive Order 13563.
We have also determined that this
regulatory action would not unduly
interfere with State, local, and Tribal
governments in the exercise of their
governmental functions.
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In accordance with both Executive
orders, the Department has assessed the
potential costs and benefits, both
quantitative and qualitative, of this
regulatory action. The potential costs
associated with this regulatory action
are those resulting from statutory
requirements and those we have
determined as necessary for
administering the Department’s
programs and activities.
Discussion of Costs and Benefits: The
potential costs associated with the
proposed regulatory changes would be
minimal, while there would be greater
potential benefits.
For Professional Development grants,
applicants may anticipate minimal
additional costs in developing their
applications due to the new required
letter of support that the applicant must
obtain from an LEA in proposed section
263.5, estimated at two hours of
additional work. We anticipate no
additional time spent reporting
participant payback information in the
Professional Development Program Data
Collection System (PDPDCS) and the
costs of carrying out these activities
would continue to be paid for with
program funds.
The benefits include enhancing
project design and quality of services to
better meet the objectives of the
programs with the result being more
participants successfully completing
their programs of study and obtaining
employment as teachers and
administrators. Elsewhere in this
section under Paperwork Reduction Act
of 1995, we identify and explain
burdens specifically associated with
information collection requirements.
Clarity of the Regulations
Executive Order 12866 and the
Presidential memorandum ‘‘Plain
Language in Government Writing’’
require each agency to write regulations
that are easy to understand.
The Secretary invites comments on
how to make these proposed regulations
easier to understand, including answers
to questions such as the following:
• Are the requirements in the
proposed regulations clearly stated?
• Do the proposed regulations contain
technical terms or other wording that
interferes with their clarity?
• Does the format of the proposed
regulations (grouping and order of
sections, use of headings, paragraphing,
etc.) aid or reduce their clarity?
• Would the proposed regulations be
easier to understand if we divided them
into more (but shorter) sections? (A
‘‘section’’ is preceded by the symbol
‘‘§ ’’ and a numbered heading; for
example, § 263.3 What definitions apply
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to the Professional Development
program?)
• Could the description of the
proposed regulations in the
SUPPLEMENTARY INFORMATION section of
this preamble be more helpful in
making the proposed regulations easier
to understand? If so, how?
• What else could we do to make the
proposed regulations easier to
understand?
To send any comments that concern
how the Department could make these
proposed regulations easier to
understand, see the instructions in the
ADDRESSES section.
Regulatory Flexibility Act Certification
The Secretary certifies that these
proposed regulations would not have a
substantial economic impact on a
substantial number of small entities.
The U.S. Small Business Administration
Size Standards define proprietary
institutions as small businesses if they
are independently owned and operated,
are not dominant in their field of
operation, and have total annual
revenue below $7,000,000. Nonprofit
institutions are defined as small entities
if they are independently owned and
operated and not dominant in their field
of operation. Public institutions are
defined as small organizations if they
are operated by a government
overseeing a population below 50,000.
The small entities that would be
affected by these proposed regulations
are LEAs, institutions of higher
education, TCUs, tribes, and tribally
operated schools receiving Federal
funds under this program. The proposed
regulations would not have a significant
economic impact on the small entities
affected because the regulations do not
impose excessive regulatory burdens or
require unnecessary Federal
supervision. The proposed regulations
would impose minimal requirements to
ensure the proper expenditure of
program funds, including reporting of
participant payback information. We
note that grantees that would be subject
to the minimal requirements that these
proposed regulations would impose
would be able to meet the costs of
compliance using Federal funds
provided through the Indian Education
Discretionary Grant programs.
However, the Secretary specifically
invites comments on the effects of the
proposed regulations on small entities,
and on whether there may be further
opportunities to reduce any potential
adverse impact or increase potential
benefits resulting from these proposed
regulations without impeding the
effective and efficient administration of
Indian Education Discretionary Grant
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programs. Commenters are requested to
describe the nature of any effect and
provide empirical data and other factual
support for their views to the extent
possible.
Paperwork Reduction Act of 1995
As part of its continuing effort to
reduce paperwork and respondent
burden, the Department provides the
general public and Federal agencies
with an opportunity to comment on
proposed and continuing collections of
information in accordance with the
Paperwork Reduction Act of 1995 (PRA)
(44 U.S.C. 3506(c)(2)(A)). This helps
ensure that: the public understands the
Department’s collection instructions,
respondents can provide the requested
data in the desired format, reporting
burden (time and financial resources) is
minimized, collection instruments are
clearly understood, and the Department
54813
can properly assess the impact of
collection requirements on respondents.
Proposed §§ 263.5, 263.6, and 263.7,
as renumbered, contain information
collection requirements for the program
application package, and proposed
§§ 263.12 and 263.13 contain
information collection requirements
renewed by OMB on August 12, 2019.
Table A–1 illustrates the status of both
the current and proposed collections
associated with this program:
TABLE A–1—PD PROGRAM INFORMATION COLLECTION STATUS
OMB Control
No.
Relevant regulations
1810–0580 .....
Proposed §§ 263.5, 263.6,
and 263.7.
Proposed §§ 263.5, 263.6,
and 263.7.
Proposed §§ 263.12 .........
1894–0006 .....
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1810–0698 .....
June 30,
2021.
January 31,
2021.
August 31,
2022.
As a result of the proposed revisions
to §§ 263.5, 263.6, and 263.7, we would
transfer the grant application package
information collection burden from
1810–0580 to 1894–0006, resulting in
discontinuation of 1810–0580.
Proposed § 263.12 contains
information collection requirements that
will continue in order to:
• Fulfill six Government Performance
and Results Act (GPRA) performance
measures and reporting requirements;
• Ensure that participants fulfill the
statutory payback requirements; and
• Collect budget and project-specific
performance information from grantees
for project monitoring.
This information collection was
recently renewed by OMB. We expect
that the proposed amendments will
slightly change, but not increase, the
current OMB approved data collection
burden. Because the changes impact
only information collection
requirements for post-award induction
activities that would not occur prior to
FY 2022, and in order to mitigate
revisions due to any possible changes to
the proposed regulations, we plan to
submit the revised information
collection for OMB approval once final
regulations are published.
If your comments relate to the ICR for
these proposed regulations, please
specify the Docket ID number and
indicate ‘‘Information Collection
Comments’’ on the top of your
comments.
Written requests for information or
comments submitted by postal mail or
delivery related to the information
collection requirements should be
addressed to the Director of the
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Current burden
(total hours)
Proposed burden
(total hours)
Proposed action under
final rules
Applicants: 1,500 .............
0 .......................................
0 .......................................
Applicants: 1,500 .............
Discontinue this collection
and use 1894–0006
Use this collection.
Grantees: 2,040 ...............
Participants: 660 ..............
Employers: 304 ................
Grantees: 2,040 ...............
Participants: 660
Employers: 304
Expiration
Information Collection Clearance
Program, U.S. Department of Education,
550 12th Street SW, room 9086,
Washington, DC 20202.
Intergovernmental Review: This
program is subject to Executive Order
12372 and the regulations in 34 CFR
part 79. One of the objectives of the
Executive order is to foster an
intergovernmental partnership and a
strengthened federalism. The Executive
order relies on processes developed by
State and local governments for
coordination and review of proposed
Federal financial assistance.
This document provides early
notification of our specific plans and
actions for this program.
Federalism
Executive Order 13132 requires us to
ensure meaningful and timely input by
State and local elected officials in the
development of regulatory policies that
have federalism implications.
‘‘Federalism implications’’ means
substantial direct effects on the States,
on the relationship between the
National Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. These proposed
regulations may have federalism
implications. We encourage State and
local elected officials to review and
provide comments on these proposed
regulations.
Assessment of Educational Impact
In accordance with section 411 of the
General Education Provisions Act, 20
U.S.C. 1221e–4, the Secretary
particularly requests comments on
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Use this collection.
whether these proposed regulations
would require transmission of
information that any other agency or
authority of the United States gathers or
makes available.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations at
www.govinfo.gov. At this site you can
view this document, as well as all other
documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF). To use PDF you must
have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
(Catalog of Federal Domestic Assistance
Number: 84.299B Professional Development
Program.)
List of Subjects in 34 CFR part 263
Business and industry, College and
universities, Elementary and secondary
education, Grant programs—education,
Grant programs—Indians, Indians—
education, Reporting and recordkeeping
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requirements, Scholarships and
fellowships.
■
■
Dated: October 4, 2019.
Frank Brogan,
Assistant Secretary for Elementary and
Secondary Education.
§ 263.2 Who is eligible to apply under the
Professional Development program?
For the reasons discussed in the
preamble, the Secretary of Education
proposes to amend part 263 of title 34
of the Code of the Federal Regulations
as follows:
PART 263—INDIAN EDUCATION
DISCRETIONARY GRANT PROGRAMS
1. The authority citation continues to
read as follows:
■
Authority: 20 U.S.C. 7441, unless
otherwise noted.
2. Section 263.1 is amended by:
a. Revising paragraphs (a)(2) and
(a)(3);
■ b. Adding paragraph (a)(4); and
■ c. Revising paragraph (b)(1).
The revisions and addition read as
follows:
■
■
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§ 263.1 What is the Professional
Development program?
(a) * * *
(2) Provide pre- and in-service
training and support to qualified Indian
individuals to become effective
teachers, principals, other school
leaders, administrators, teacher aides,
paraprofessionals, counselors, social
workers, and specialized instructional
support personnel;
(3) Improve the skills of qualified
Indian individuals who serve in the
education field; and
(4) Develop and implement initiatives
to promote retention of effective
teachers, principals, and school leaders
who have a record of success in helping
low-achieving Indian students improve
their academic achievement, outcomes,
and preparation for postsecondary
education or employment.
(b) * * *
(1) Perform work related to the
training received under the program and
that benefits Indian students in a local
educational agency that serves a high
proportion of Indian students, or to
repay all or a prorated part of the
assistance received under the program;
and
*
*
*
*
*
■ 3. Section 263.2 is amended by:
■ a. Revising paragraph (a)(1);
■ b. Adding the words ‘‘or a TCU’’ after
the phrase ‘‘institution of higher
education’’ in paragraphs (a)(2), (3), and
(4);
■ c. Revising paragraph (a)(5);
■ d. Removing the phrase ‘‘Bureaufunded’’ and adding in its place the
phrase ‘‘BIE-funded’’ in paragraph (b);
VerDate Sep<11>2014
17:06 Oct 10, 2019
Jkt 250001
e. Revising paragraph (b)(2); and
f. Revising paragraph (c).
The revisions read as follows:
(a) * * *
(1) An institution of higher education,
or a Tribal College or University (TCU);
*
*
*
*
*
(5) A Bureau of Indian Education
(BIE)-funded school in consortium with
at least one TCU, where feasible.
(b) * * *
(2) A pre-service training program
when the BIE-funded school applies in
consortium with an institution of higher
education that meets the requirements
in paragraph (c) of this section.
(c) Eligibility of an applicant that is an
institution of higher education or a
TCU, or an applicant requiring a
consortium with any institution of
higher education or TCU, requires that
the institution of higher education or
TCU be accredited to provide the
coursework and level of degree or
Native American language certificate
required by the project.
■ 4. Section 263.3 is amended by:
■ a. Removing the words ‘‘Bureaufunded’’ in the definition of ‘‘Bureaufunded school’’ and adding, in their
place, the words ‘‘BIE-funded’’;
■ b. Revising the definition of ‘‘Fulltime student’’;
■ c. Removing the definition of ‘‘Indian
institution of higher education’’;
■ d. In paragraph (5) of the definition of
‘‘Indian organization’’, adding the
phrase ‘‘or TCU’’ after the phrase ‘‘any
institution of higher education’’;
■ e. Revising the definitions of
‘‘Induction services’’ and ‘‘Institution of
higher education’’;
■ f. Adding in alphabetical order the
definitions of ‘‘Local educational agency
(LEA) that serves a high proportion of
Indian students’’, ‘‘Native American’’,
and ‘‘Native American language’’;
■ g. Adding, in the definition of ‘‘Preservice training’’ the words ‘‘, or
licensing or certification in the field of
Native American language instruction’’
after the word ‘‘degree’’; and
■ h. Adding in alphabetical order the
definitions of ‘‘qualifying employment’’,
‘‘Tribal College or University (TCU)’’,
and ‘‘Tribal education agency’’.
The additions and revisions read as
follows:
§ 263.3 What definitions apply to the
Professional Development program?
*
*
*
*
*
Full-time student means a student
who—
(1) Is a candidate for a baccalaureate
degree, graduate degree, or Native
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American language certificate, as
appropriate for the project;
(2) Carries a full course load; and
(3) Is not employed for more than 20
hours a week.
*
*
*
*
*
Induction services means services
provided—
(1)(i) By educators, local traditional
leaders, or cultural experts;
(ii) For the one, two, or three years of
qualifying employment, as designated
by the Department in the notice inviting
applications; and
(iii) In local educational agencies
(LEAs) that serve a high proportion of
Indian students;
(2) To support and improve
participants’ professional performance
and promote their retention in the field
of education and teaching, and that
include, at a minimum, these activities:
(i) High-quality mentoring, coaching,
and consultation services for the
participant to improve performance;
(ii) Access to research materials and
information on teaching and learning;
(iii) Assisting new teachers with use
of technology in the classroom and use
of data, particularly student
achievement data, for classroom
instruction;
(iv) Clear, timely, and useful feedback
on performance, provided in
coordination with the participant’s
supervisor; and
(v) Periodic meetings or seminars for
participants to enhance collaboration,
feedback, and peer networking and
support.
*
*
*
*
*
Institution of higher education (IHE)
has the meaning given that term in
section 101(a) of the Higher Education
Act of 1965 (20 U.S.C. 1001(a)).
Local educational agency (LEA) that
serves a high proportion of Indian
students means—
(1) A local educational agency,
including a BIE-funded school, that
serves a high proportion of Indian
students in the LEA as compared to
other LEAs in the State; or
(2) A local educational agency,
including a BIE-funded school, that
serves a high proportion of Indian
students in the school in which the
participant works compared to other
LEAs in the State, even if the LEA as a
whole in which the participant works
does not have a high proportion of
Indian students compared to other LEAs
in the State.
Native American means ‘‘Indian’’ as
defined in section 6151(3) of the
Elementary and Secondary Education
Act, which includes Alaska Native and
members of Federally-recognized or
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Federal Register / Vol. 84, No. 198 / Friday, October 11, 2019 / Proposed Rules
State-recognized Tribes; Native
Hawaiian; and Native American Pacific
Islander.
Native American language means the
historical, traditional languages spoken
by Native Americans.
*
*
*
*
*
Qualifying employment means
employment in a local educational
agency that serves a high proportion of
Indian students.
*
*
*
*
*
Tribal college or university (TCU) has
the meaning given that term in section
316(b) of the Higher Education Act of
1965 (20 U.S.C. 1059c(b)).
Tribal educational agency (TEA)
means the agency, department, or
instrumentality of an Indian Tribe that
is primarily responsible for supporting
Tribal students’ elementary and
secondary education.
*
*
*
*
*
■ 5. Section 263.4 is amended by:
■ a. Removing the word ‘‘and’’ at the
end of paragraph (c)(2).
■ b. Removing the ‘‘.’’ at the end of
paragraph (c)(3) and adding a ‘‘;’’; and
■ c. Adding paragraphs (c)(4) and (c)(5).
The additions read as follows:
§ 263.4 What costs may a Professional
Development program include?
*
*
*
*
*
(c) * * *
(4) Teacher mentoring programs,
professional guidance, and instructional
support provided by educators, local
traditional leaders, or cultural experts,
as appropriate for teachers for up to
their first three years of employment as
teachers; and
(5) Programs designed to train
traditional leaders and cultural experts
to assist participants with relevant
Native language and cultural mentoring,
guidance, and support.
*
*
*
*
*
§§ 263.5 through 263.12
jbell on DSK3GLQ082PROD with PROPOSALS
§ 263.5 What are the application
requirements?
An applicant must—
(a) Describe how it will—
(1) Recruit qualified Indian
individuals, such as students who may
not be of traditional college age, to
become teachers, principals, or school
leaders;
(2) Use funds made available under
the grant to support the recruitment,
preparation, and professional
development of Indian teachers or
principals in local educational agencies
17:06 Oct 10, 2019
Jkt 250001
§ 263.6 What priority is given to certain
projects and applicants?
*
[Redesignated]
6. Redesignate §§ 263.5 through
263.12 as §§ 263.6 through 263.13.
■ 7. Add a new § 263.5 to read as
follows:
■
VerDate Sep<11>2014
that serve a high proportion of Indian
students; and
(3) Assist participants in meeting the
payback requirements under § 263.9(b);
(b) Submit one or more letters of
support from LEAs that serve a high
proportion of Indian students. Each
letter must include—
(1) A statement that the LEA agrees to
consider program graduates for
employment;
(2) Evidence that the LEA meets the
definition of ‘‘LEA that serves a high
proportion of Indian students’’; and
(3) The signature of an authorized
representative of the LEA;
(c) If applying as an Indian
organization, demonstrate that the entity
meets the definition of ‘‘Indian
organization’’ in these regulations; and
(d) Comply with any other
requirements in the application
package.
■ 8. Newly redesignated § 263.6 is
amended by:
■ a. Removing the phrase ‘‘Indian
institution of higher education’’ and
adding, in its place, the phrase ‘‘TCU’’
in paragraphs (a)(1) and (a)(2)(i).
■ b. Removing the word ‘‘or’’ at the end
of paragraph (b)(1)(i)(B).
■ c. Adding the word ‘‘or’’ at the end of
paragraph (b)(1)(i)(C).
■ d. Adding new paragraph (b)(1)(i)(D).
■ e. Revising paragraph (b)(1)(ii).
■ f. In paragraph (b)(1)(iii)(D), remove
the word ‘‘jobs’’ and add in its place
‘‘employment’’.
■ g. Revising paragraph (b)(2)(ii).
■ h. In paragraph (b)(2)(iii)(D), remove
the word ‘‘jobs’’ and add in its place
‘‘employment’’.
■ i. Revising paragraph (b)(3).
■ j. Adding a new paragraph (b)(4).
The addition and revisions read as
follows:
*
*
*
*
(b) * * *
(1) * * *
(i) * * *
(D) Training in the field of Native
American language instruction;
(ii) Provide induction services, during
the award period, to participants after
graduation, certification, or licensure,
for the period of time designated by the
Department in the notice inviting
applications, while participants are
completing their work-related payback
in schools in local educational agencies
that serve a high proportion of Indian
students; and
(2) * * *
(ii) Provide induction services, during
the award period, to participants after
graduation, certification, or licensure,
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Fmt 4702
Sfmt 4702
54815
for the period of time designated by the
Department in the notice inviting
applications while administrators are
completing their work-related payback
as administrators in local educational
agencies that serve a high proportion of
Indian students; and
*
*
*
*
*
(3) Pre-service administrator training
for work in Tribal educational agencies.
The Secretary establishes a priority for
projects that—
(i) Meet the requirements of the preservice administrator training priority in
paragraph (b)(2) of this section;
(ii) Include training on working for a
TEA, and opportunities for participants
to work with or for TEAs during the
training period; and
(iii) Include efforts by the applicant to
place participants in administrator jobs
in TEAs following program completion.
(4) Pre-service administrator training
for school start-ups. The Secretary
establishes a priority for projects that—
(i) Meet the requirements of the preservice administrator training priority in
paragraph (b)(2) of this section;
(ii) Include training to support the
capacity of school leaders to start new
schools that serve Indian students, such
as charter schools or schools
transitioning from BIE-operated to
Tribally controlled; and
(iii) Include efforts by the applicant to
place participants in administrator jobs
with entities planning to start or
transition a school to serve Indian
students.
*
*
*
*
*
■ 9. Newly redesignated § 263.7 is
amended by:
■ a. Revising paragraph (a)(2).
■ b. Removing the word ‘‘jobs’’ in
paragraph (c)(1)(iv) and adding in its
place ‘‘employment’’.
■ c. Revising paragraphs (c)(2) and
(c)(3).
■ d. Revising paragraph (d)(1) by
removing the phrase ‘‘schools with
significant Indian populations’’ and
adding in its place the phrase ‘‘LEAs
that serve a high proportion of Indian
students’’.
■ e. Adding to the end of paragraph
(d)(3) the phrase ‘‘and that offer
qualifying employment opportunities’’.
■ f. Adding new paragraphs (d)(5) and
(d)(6).
■ g. Removing paragraph (e)(3).
The additions and revisions read as
follows:
§ 263.7 How does the Secretary evaluate
applications for the Professional
Development program?
(a) * * *
(2) The extent to which LEAs with
qualifying employment opportunities
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Federal Register / Vol. 84, No. 198 / Friday, October 11, 2019 / Proposed Rules
exist in the project’s service area, as
demonstrated through a job market
analysis, and have provided a letter of
support for the project.
*
*
*
*
*
(c) * * *
(2) The extent to which the proposed
project has a plan for recruiting and
selecting participants, including
students who may not be of traditional
college age, that ensures that program
participants are likely to complete the
program.
(3) The extent to which the proposed
project will incorporate the needs of
potential employers, as identified by a
job market analysis, by establishing
partnerships and relationships with
LEAs that serve a high proportion of
Indian students and developing
programs that meet their employment
needs.
(d) * * *
(5) The extent to which the proposed
project has a plan for recruiting and
selecting participants, including
students who may not be of traditional
college age, that ensures that the
program participants are likely to
complete the program.
(6) The extent to which the applicant
will assist participants in meeting the
service obligation requirements.
*
*
*
*
*
■ 10. Newly redesignated § 263.9 is
amended by:
■ a. In paragraph (b)(1), removing the
word ‘‘people’’ and adding, in its place,
the word ‘‘students’’ and removing the
words ‘‘school that has a significant
Indian population’’ and adding, in their
place, the words ‘‘LEA that serves a high
proportion of Indian students’’.
■ b. Adding a note at the end of this
section.
The addition reads as follows:
§ 263.9 What are the payback
requirements?
*
*
*
*
Note to § 263.9: For grants that
provide administrator training, a
participant who has received
administrator training and subsequently
works for a Tribal educational agency
that provides administrative control or
direction of public schools (e.g., BIEfunded schools or charter schools)
satisfies the requirements of paragraph
(b)(1) of this section.
jbell on DSK3GLQ082PROD with PROPOSALS
*
§ 263.11
[Amended]
11. Newly redesignated § 263.11 is
amended by removing the word
‘‘people’’ in paragraph (b)(1) and
replacing it with the phrase ‘‘students in
an LEA that serves a high proportion of
Indian students’’.
■
VerDate Sep<11>2014
17:06 Oct 10, 2019
Jkt 250001
12. Newly redesignated § 263.12 is
amended by
■ a. Removing the word ‘‘and’’ at the
end of paragraph (c)(1)(ii).
■ b. Redesignating paragraph (c)(1)(iii)
as paragraph (c)(1)(iv) and adding a new
paragraph (c)(1)(iii).
■ c. Removing in paragraph (c)(2) the
word ‘‘seven’’ and adding, in its place,
the word ‘‘thirty’’.
The addition reads as follows:
■
§ 263.12 What are the grantee post-award
requirements?
*
*
*
*
*
(c) * * *
(1) * * *
(iii) A statement explaining that work
must be in an ‘‘LEA that serves a high
proportion of Indian students,’’ and the
regulatory definition of that phrase; and
*
*
*
*
*
[FR Doc. 2019–22075 Filed 10–10–19; 8:45 am]
BILLING CODE 4000–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 721
[EPA–HQ–OPPT–2019–0228; FRL–9998–64]
RIN 2070–AB27
Significant New Use Rules on Certain
Chemical Substances (19–3.F)
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: EPA is proposing significant
new use rules (SNURs) under the Toxic
Substances Control Act (TSCA) for 31
chemical substances which were the
subject of premanufacture notices
(PMNs). Eight of these chemical
substances are subject to TSCA Orders
issued by EPA and the remaining 23 of
these chemical substances received a
‘‘not likely to present an unreasonable
risk’’ determination. This action would
require persons who intend to
manufacture (defined by statute to
include import) or process any of these
31 chemical substances for an activity
that is proposed as a significant new use
to notify EPA at least 90 days before
commencing that activity. Persons may
not commence manufacture or
processing for the significant new use
until EPA has conducted a review of the
notice, made an appropriate
determination on the notice, and has
taken such actions as are required by
that determination.
DATES: Comments must be received on
or before November 12, 2019.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
number EPA–HQ–OPPT–2019–0228, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute.
• Mail: Document Control Office
(7407M), Office of Pollution Prevention
and Toxics (OPPT), Environmental
Protection Agency, 1200 Pennsylvania
Ave. NW, Washington, DC 20460–0001.
• Hand Delivery: To make special
arrangements for hand delivery or
delivery of boxed information, please
follow the instructions at https://
www.epa.gov/dockets/contacts.html.
Additional instructions on commenting
or visiting the docket, along with more
information about dockets generally, is
available at https://www.epa.gov/
dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact:
Kenneth Moss, Chemical Control
Division (7405M), Office of Pollution
Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania
Ave. NW, Washington, DC 20460–0001;
telephone number: (202) 564–9232;
email address: moss.kenneth@epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; email address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by
this action if you manufacture, process,
or use the chemical substances
contained in this proposed rule. The
following list of North American
Industrial Classification System
(NAICS) codes is not intended to be
exhaustive, but rather provides a guide
to help readers determine whether this
document applies to them. Potentially
affected entities may include:
• Manufacturers or processors of one
or more subject chemical substances
(NAICS codes 325 and 324110), e.g.,
chemical manufacturing and petroleum
refineries.
This action may also affect certain
entities through pre-existing import
certification and export notification
rules under TSCA. Chemical importers
are subject to the TSCA section 13 (15
U.S.C. 2612) import certification
requirements promulgated at 19 CFR
E:\FR\FM\11OCP1.SGM
11OCP1
Agencies
[Federal Register Volume 84, Number 198 (Friday, October 11, 2019)]
[Proposed Rules]
[Pages 54806-54816]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-22075]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
34 CFR Part 263
RIN 1810-AB54
[Docket ID ED-2019-OESE-0068]
Indian Education Discretionary Grant Programs; Professional
Development Program
AGENCY: Office of Elementary and Secondary Education, Department of
Education.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Secretary proposes to revise the regulations that govern
the Professional Development program, authorized under title VI of the
Elementary and Secondary Education Act of 1965, as amended (ESEA), to
implement changes to title VI resulting from the enactment of the Every
Student Succeeds Act (ESSA). These proposed regulations would update,
clarify, and improve the current regulations. These regulations pertain
to Catalog of Federal Domestic Assistance (CFDA) number 84.299B.
DATES: We must receive your comments on or before November 12, 2019.
ADDRESSES: Submit your comments through the Federal eRulemaking Portal
or via postal mail, commercial delivery, or hand delivery. We will not
accept comments submitted by fax or by email or those submitted after
the comment period. To ensure that we do not receive duplicate copies,
please submit your comments only once. In addition, please include the
Docket ID at the top of your comments.
Federal eRulemaking Portal: Go to www.regulations.gov to
submit your comments electronically. Information on using
Regulations.gov, including instructions for accessing agency documents,
submitting comments, and viewing the docket, is available on the site
under ``Help.''
Postal Mail, Commercial Delivery, or Hand Delivery: The
Department strongly encourages commenters to submit their comments
electronically. However, if you mail or deliver your comments about
these proposed regulations, address them to Angela Hernandez-Marshall,
U.S. Department of Education, 400 Maryland Avenue SW, Room 3W113,
Washington, DC 20202-6110. Telephone: (202) 205-1909.
Privacy Note: The Department's policy is to make all comments
received from members of the public available for public viewing in
their entirety on the Federal eRulemaking Portal at
www.regulations.gov. Therefore, commenters should be careful to include
in their comments only information that they wish to make publicly
available.
FOR FURTHER INFORMATION CONTACT: Angela Hernandez-Marshall, U.S.
Department of Education, 400 Maryland Avenue SW, Room 3W113,
Washington, DC 20202-6110. Telephone: (202) 205-1909. Email:
[email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call (800) 877-8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you to submit comments regarding
these proposed regulations. To ensure that your comments have maximum
effect in developing the final regulations, we urge you to identify
clearly the specific section or sections of the proposed regulations
that each of your comments addresses and to arrange your comments in
the same order as the proposed regulations.
We invite you to assist us in complying with the specific
requirements of Executive Orders 12866, 13563, and 13771 and their
overall requirement of reducing regulatory burden that might result
from these proposed regulations. Please let us know of any further ways
we could reduce potential costs or increase
[[Page 54807]]
potential benefits while preserving the effective and efficient
administration of the Department's programs and activities.
During and after the comment period, you may inspect all public
comments about these proposed regulations by accessing Regulations.gov.
You may also inspect the comments in person at 400 Maryland Avenue SW,
Washington, DC, between 8:30 a.m. and 4:00 p.m., Eastern Time, Monday
through Friday of each week except Federal holidays. To schedule a time
to inspect comments, please contact one of the persons listed under FOR
FURTHER INFORMATION CONTACT.
Assistance to Individuals with Disabilities in Reviewing the
Rulemaking Record: On request we will provide an appropriate
accommodation or auxiliary aid to an individual with a disability who
needs assistance to review the comments or other documents in the
public rulemaking record for these proposed regulations. If you want to
schedule an appointment for this type of accommodation or auxiliary
aid, please contact the person listed under FOR FURTHER INFORMATION
CONTACT.
Background
The Secretary proposes to revise the regulations in 34 CFR part 263
that govern the Professional Development program to clarify certain
statutory changes made to section 6122 of the ESEA by the ESSA and to
better enable the Department and grantees to meet the objectives of the
program. We also propose changes that are technical only and therefore
will not be addressed in the preamble. For example, we will replace the
term ``Indian institution of higher education'' with ``Tribal College
or University (TCU)'' throughout in order to align with the
reauthorized statute.
The primary statutory change that we are addressing in this notice
of proposed rulemaking (NPRM) is the requirement that, after completing
their training as teachers or administrators, program participants must
work in local educational agencies (LEAs) that serve a high proportion
of Indian students. We propose a definition of ``LEA that serves a high
proportion of Indian students'' to provide clarity to applicants,
participants, and prospective employers.
We also propose adding new priorities that would allow work by
administrators in Tribal educational agencies (TEAs), or in entities
starting a new school to serve Indian students, to serve as qualifying
employment. We also propose to revise priorities and definitions to
allow projects to support Native American language certification for
teachers in States that offer this option. These changes would allow
for greater flexibility for grantees to recruit and retain Indian
teachers and administrators to serve in settings desired by Tribes
while meeting the statutory requirements.
Tribal Consultation
The Department held a blended in-person and virtual Tribal
Consultation on November 15, 2018, to solicit input on the future
direction of the Professional Development program, and continued to
solicit Tribal comment through December 31, 2018, via its
[email protected] mailbox. The Department also solicited Tribal
input by issuing several email messages to Tribal leaders from each of
the federally recognized Indian Tribes, all TCU presidents, current
grantees under ESEA Title VI formula and discretionary grant programs,
and external stakeholders. The topics on which we sought input included
how we should define ``LEA that serves a high proportion of Indian
students''; whether we should establish a priority for training Indian
administrators to start new Indian-serving charter schools; and ways to
encourage opportunities for administrators to work with, and in, TEAs.
Most respondents were in favor of the Department defining the term
``LEA that serves a high proportion of Indian students'' in order to
allow as many LEAs as possible to serve as a qualifying job placement
for successful participants, and the Department concurs and proposes to
do so in these regulations. The Department had asked for specific input
on using Indian student population percentage thresholds to define
``high proportion'' (e.g. LEAs with 50 percent Indian student
population); Tribal consultation participants were generally opposed to
using any specific percentages in the definition. Several participants
and subsequent submitted written comments to the Department stated that
the options proposed by the Department would result in only schools on
reservations qualifying for the program, and would be a disadvantage to
urban or off-reservation schools that serve a large number but not a
high percentage of Indian students relative to the districtwide student
population. Many Tribal consultation participants expressed support for
administrator opportunities to work in an entity starting a new charter
school or transitioning a school to Tribally controlled, and to work
for TEAs under this program.
Significant Proposed Regulations
We group major issues according to subject, with the appropriate
sections of the proposed regulations referenced in parentheses. We
discuss other substantive issues under the sections of the proposed
regulations to which they pertain.
Qualifying Job Placements That Satisfy the Service Payback Obligation
Statute: Section 6122(e)(2) of the ESEA requires applicants to
describe how they will use grant funds to train teachers or principals
to work in LEAs that serve a high proportion of Indian students.
Similarly, the participant service payback requirement described in
section 6122(h) requires work that benefits Indian students in an LEA
that serves a high proportion of Indian students. The statute does not
define the phrase ``LEA that serves a high proportion of Indian
students.''
Current Regulations: In Sec. 263.5(b)(1)(ii), the priority for
pre-service teacher training requires grantees to provide induction
services in schools with a ``significant'' Indian student population.
The selection criterion in Sec. 263.6(d)(1) addresses the likelihood
that the proposed project will prepare students for successful teaching
and/or administration in schools with significant Indian populations.
The selection criteria in Sec. 263.6(a), (c), and (d) (``need for
project,'' ``quality of project design,'' and ``quality of project
services'') do not reference the type of schools that can qualify for
service payback. Under Sec. 263.8(b), work in a school with a
significant Indian student population satisfies the requirement that
work-related payback benefits Indian people. The current regulations do
not define the phrase ``schools with a significant Indian student
population.'' The current regulations also make multiple references
(Sec. Sec. 263.4, 263.5 and 263.11) to the terms ``qualifying job[s]''
and ``qualifying employment'' but do not define these terms.
Proposed Regulations: We propose to establish a definition of ``LEA
that serves a high proportion of Indian students'' in Sec. 263.3 as an
LEA with either (1) a high proportion of Indian students in the LEA as
compared to other LEAs in the State; or (2) a high proportion of Indian
students in the school in which the participant works, even if the LEA
as a whole does not have a high proportion of Indian students. The
definition would make clear that ``LEA'' includes a BIE-funded school
for this purpose.
We propose to establish a definition of ``qualifying employment''
as
[[Page 54808]]
employment in an LEA that serves a high proportion of Indian students.
We also propose revising the definition of ``induction services'' to
require that such services be provided in an LEA that serves a high
proportion of Indian students; and revising the priorities in
renumbered Sec. 263.6(b)(1) and (2) to specify that induction services
are to be provided to participants completing work-related payback in
an LEA that serves a high proportion of Indian students.
We propose adding an application requirement in new 263.5 stating
that applicants must submit one or more letters of support from LEAs
that serve a high proportion of Indian students.
In the selection criterion renumbered 263.7(a), ``Need for
project,'' we propose adding a selection factor that would ask
applicants to describe the extent to which employment opportunities
exist in LEAs that serve a high proportion of Indian students in the
project service area. We also incorporate the new defined term ``LEAs
that serve a high proportion of Indian students'' in the selection
factor for ``quality of project design'' in renumbered 263.7(c)(3).
Finally, in renumbered Sec. 263.12(c)(1) we propose adding an
element to the required payback agreement that participants must sign,
clarifying that in order to qualify for the work payback requirement,
the job must be in an LEA ``that serves a high proportion of Indian
students.''
Reasons: First, we propose to define ``LEA that serves a high
proportion of Indian students'' broadly in order to maximize the number
of LEAs that would qualify under this definition. This proposed
definition, informed by Tribal Consultation feedback, would allow us to
consider whether an LEA's student body population has a high proportion
relative to the Indian population in the grantee's State, as opposed to
a nationwide comparison using a strict percentage. It would also permit
a comparison of whether the school in which the participant works has a
high percentage of Indian students compared to other LEAs in the State.
This approach would mitigate the potential for perceived
``competition'' between urban and rural areas, address the need for
serving Indian students in States where few to no schools have high
percentages of Indian student populations, and would still adhere to
the intent of this requirement.
In addition, we propose to add a definition of ``qualifying
employment'' because the current regulations use different terms, such
as ``qualifying employment'' and ``qualifying jobs,'' but do not define
either. Defining this term with reference to the new statutory
requirement of working in an LEA with a high proportion of Indian
students would provide clarity for grantees, participants, and
employers regarding which jobs will qualify for the work payback
requirement. For example, under 263.12(d) (as proposed to be renumbered
in this NPRM), grantees continue to have an obligation to assist
participants in obtaining qualifying employment (consistent with the
definition); but the definition would remove any ambiguity as to which
job placements meet the definition of ``LEA that serves a high
proportion of Indian students.''
The proposed revision to the definition of ``induction services,''
which would require that such services be provided in an LEA that
serves a high proportion of Indian students, would align that
definition to the statutory requirement that applicants describe how
they will support the preparation and professional development of
teachers or principals in LEAs that serve a high proportion of Indian
students. We propose revising the priorities in renumbered Sec.
263.6(b)(1) and (2) to replace the current language concerning
induction services for participants ``in schools with significant
Indian populations'' with the new statutory ``high proportion''
language.
We propose adding the application requirement in Sec. 263.5 for
letters of support from LEAs that serve a high proportion of Indian
students to help ensure that participants have actual opportunities for
jobs following their training, at schools that will qualify for the
work payback obligation. The letters of support would need to include
evidence, such as a school, district and State report card that
includes demographic information, that the LEA meets the definition of
``LEA that serves a high proportion of Indian students.'' We invite
comment on what type of evidence the Department should accept, and what
type of evidence is available to LEAs.
The proposed new element in the payback agreement (in proposed
Sec. 263.12(c)) would clarify in writing for participants that to
satisfy the work payback requirement, they must work in an ``LEA that
serves a high proportion of Indian students.'' This will increase the
potential for participants to successfully meet the service payback
requirement.
Native American Language Certificate
Statute: The ESEA, both prior to and after the ESSA amendments,
does not specify whether an applicant IHE for this program must be a
degree-granting institution. Although section 6122 of the ESEA does not
define the phrase ``institution of higher education,'' section 8101 of
the ESEA, which is also applicable to this program, contains a
definition of ``institution of higher education.'' The statute does not
define the term ``full-time student.''
Current Regulations: Under Sec. 263.2(c), eligibility of an
applicant requiring a consortium with any IHE, including a TCU,
requires that the IHE be accredited to provide the coursework and level
of degree required by the project. In Sec. 263.3, the current
definition of ``full-time student'' requires that a student be a
candidate for a baccalaureate or graduate degree. The definition of
``institution of higher education'' requires that the institution be
accredited to award a baccalaureate degree or higher. ``Pre-service
training'' is defined as training that results in licensing or
certification in a field requiring at least a baccalaureate degree. In
the priority for pre-service teacher training in Sec. 263.5(b)(1), the
training must be in a subject area that requires a degree.
Proposed Regulations: The proposed regulations in Sec. 263.2(c),
regarding eligibility of an applicant requiring a consortium with any
IHE, would be broadened to include IHEs that are accredited to provide
the coursework and level of degree or Native American language
certificate required by the project.
In the definition of ``full-time student'' in Sec. 263.3, the
proposed regulations would add the option that students who are
candidates for a Native American language certificate can also qualify
as ``full-time students,'' for an applicant proposing a program that
awards a certificate of Native American language instruction rather
than a baccalaureate degree. For the definition of ``institution of
higher education,'' the proposed regulations would use the statutory
definition from ESEA section 8101. For consistency with that
definition, the list of eligible entities in Sec. 263.2(a)(1) would be
revised to use the word ``or'' between the phrase ``institution of
higher education'' and the phrase ``TCU,'' rather than the existing
word ``including.'' Conforming changes would be made to add ``or TCU''
following the phrase ``institution of higher education'' in paragraphs
(a)(2) through (a)(4) of Sec. 263.2, and in the definition of ``Indian
organization'' in Sec. 263.3.
The proposed regulations would add to the definition of ``pre-
service training'' the option that the training could be either in a
field that requires at least a baccalaureate degree, or
[[Page 54809]]
certification in Native American language instruction.
The proposed regulations would also revise the priority for pre-
service teacher training in Sec. 263.6(b)(1)(i), as renumbered, to add
the option of training in the field of Native American language
instruction. Finally, the proposed regulations would add definitions of
the terms ``Native American'' and ``Native American language.''
Reasons: The Department has learned, both from current grantees and
through Tribal consultation, that there is interest in providing
training for teachers of Native American languages, and that there is a
shortage of qualified teachers in this field. We understand that a
number of States now have a certificate or license for teaching Native
American languages, and that such certificates generally do not require
a bachelor's degree. This enables non-traditional students such as
Tribal elders to obtain the needed qualifications to teach Native
American languages in the public schools. These proposed changes to the
regulations would provide more flexibility to grantees, better
recognize Tribal sovereignty, and help fulfill the Department's
obligation under the Native American Languages Act (NALA) to support
efforts to preserve, protect, and promote the rights and freedom of
Native Americans to use, practice, and develop Native American
languages.
The proposed regulations contain several changes to facilitate this
flexibility in the Professional Development program. First, the
proposed regulations would change the definition of ``IHE'' to the
general definition in title VIII of the ESEA, which in turn uses the
definition in section 101(a) of the Higher Education Act of 1965 (HEA).
This proposed definition would eliminate the prior requirement in the
regulatory definition for this program that the institution must award
a baccalaureate degree or higher. The proposed definition would enable
an IHE that meets the HEA definition but does not award a baccalaureate
degree, such as a community college that has a Native American language
certificate or licensing program, to be eligible for this program. For
consistency with that definition, the list of eligible entities in
section 263.2(a) would be revised to use the word ``or'' between the
phrase ``IHE'' and the phrase ``TCU,'' because a TCU is generally not
included under the ESEA definition of IHE, which requires State
authorization of the entity. We understand that TCUs are generally
authorized by the Tribe and not the State.
Next, the proposed regulations would revise the definitions of
``full-time student'' and ``pre-service training'' to add the option of
a Native American language certificate that does not require a
baccalaureate degree. The proposed definition of ``Native American
language'' is taken from section 8101 of the ESEA, which references
section 103 of NALA (25 U.S.C. 2902). We have used the language from
NALA in the definition for user convenience. The proposed definition of
``Native American'' is also from section 8101 of the ESEA, which
references section 103 of NALA (25 U.S.C. 2902), which defines ``Native
American'' as an ``Indian, Native Hawaiian, or Native American Pacific
Islander.'' The NALA definition of ``Indian'' further references the
ESEA title VI definition of that term (ESEA section 6151). We propose a
definition that is a user-friendly compilation of these three discrete
sources; the proposed definition is also the same definition used in
the ESEA Title I regulations in 34 CFR 200.6(k).
Finally, the priority for pre-service teacher training in section
263.6(b)(1)(i), as renumbered, would add the option of training in the
field of Native American language instruction.
Application Requirements
Section 263.5 What are the application requirements?
Statute: Under section 6122 of the ESEA, the Secretary requires
applicants to describe how they will recruit qualified Indian
individuals, such as students who may not be of traditional college
age, to become teachers, principals, or school leaders; use funds made
available under the grant to support the recruitment, preparation, and
professional development of Indian teachers or principals in LEAs that
serve a high proportion of Indian students; and assist participants in
meeting the payback obligation requirement.
Current Regulations: The current regulations do not include a
specific section that describes application requirements. However,
under the current section 263.5 there is a priority for applicants that
include a letter of support from an LEA or BIE-funded school that
agrees to consider program graduates for qualifying employment.
Proposed Regulations: We plan to include this list of statutory
requirements under a new section 263.5. In addition, we propose that
the current priority for applicants that include a letter of support
now be made an application requirement.
Reasons: First, adding a new section that describes the application
requirements provides applicants with one place to reference multiple
requirements. Second, we are proposing adding to the statutorily-
mandated requirements a requirement that applicants include a letter of
support from prospective LEAs, including BIE-funded schools, that meet
the qualifying employment definition, in order to increase applicants'
understanding, at the outset, of their statutory obligation to support
participants' placement in qualifying employment, should they receive a
grant. One reason we are proposing this change is that, when we
included a competitive preference priority for letters of support in
each of the last two grant competition cycles in Fiscal Years (FYs)
2016 and 2018, the competitive preference priority points did not help
to discern which applications were of the highest quality. Second, in
the past, applicants have provided letters from LEAs that may no longer
be considered locations for qualifying employment under the new
definition of ``LEAs that serve a high proportion of Indian students.''
Requiring, rather than providing an incentive for, applicants to
provide letters of support from LEAs that serve a high proportion of
Indian students would help to ensure that participants will find
qualifying employment.
Number of Years of Induction Services
Statute: Section 6122(d) of the ESEA permits grant funds to be used
for teacher induction services during the first three years of
teachers' employment.
Current Regulations: The definition of ``induction services'' in
current section 263.3 includes only services provided during the first
year of teaching. The priorities for pre-service teacher training and
pre-service administrator training in current 263.5(b)(1)(ii) and
(b)(2)(ii) also require one year of induction services.
Proposed Regulations: The proposed definition of ``induction
services'' would include services provided during a teacher's first one
to three years of qualifying employment; the Department would announce
the number of years of required induction services in the applicable
notice inviting applications. The allowable costs provision in proposed
Sec. 263.4(c)(4) would include the new statutory language concerning
induction services but would indicate that induction services can be
provided for up to the first three years of a teacher's employment.
Similarly, the priorities for pre-service teacher training and pre-
service administrator training in 263.6(b)(1)(ii) and (b)(2)(ii), as
renumbered, would include language stating that induction services are
to be
[[Page 54810]]
provided for the period of time stated in the applicable notice
inviting applications.
Reasons: The proposed change would provide flexibility in tailoring
the length of induction services to the total grant period. Prior to
the ESSA amendments, the Department had awarded four-year grants, and
grantees were required to provide induction services to graduated and
employed participants during the fourth year of the grant. In the
latest competition, for FY 2018, the Department awarded five-year
grants because the statute now authorizes grants for an initial period
of up to three years, with possible renewal for up to two years for
grantees that are achieving the objectives of the grant. In the FY 2018
competition, the Department required three years of training and two
years of induction services, assuming the grantee makes substantial
progress towards the objectives. A longer period of induction services
should provide more support to new teachers and lead to fewer
participants leaving the teaching profession.
Priority for Administrator Training for Work in TEAs
Statute: The Secretary has the authority to establish regulatory
priorities for the Indian Education Professional Development Program
under 20 U.S.C. 1221e-3 and 3474.
Current Regulations: The current regulations in section 263.5
contain one priority required by statute, and three regulatory
priorities. There is no priority for administrator training for work in
TEAs. Section 263.3 does not include a definition of TEA. Current Sec.
263.8(b) provides the requirements for work-related payback but does
not address TEAs.
Proposed Regulations: The proposed regulations in section 263.6(b),
as renumbered, would include a priority for training administrators to
work for TEAs. Under this priority, grantees would be required to
provide opportunities for participants to work with or for TEAs during
the training period, and to make efforts to place participants in
administrator jobs in TEAs following program completion.
The proposed regulations would also add a definition of TEA to the
definitions in Sec. 263.3. In addition, the proposed regulations would
include a note following Sec. 263.9(b), as renumbered, regarding work-
related payback, stating that for grants that provide administrator
training, if a graduate works for a TEA that provides administrative
control or direction of public schools (e.g., BIE-funded schools or
charter schools), such employment would satisfy the requirements for
work payback.
Reasons: We understand from Tribal consultation that many Tribes
have established or are seeking greater control over education. In some
cases, TEAs are in control of BIE-funded schools or Tribally funded
schools. Under the current regulations, it has been unclear to grantees
whether graduates are permitted to work in a TEA to satisfy the work
payback obligation, or whether they must obtain employment in a State-
funded LEA. The proposed change would provide clarity on this issue,
increase flexibility for applicants interested in administrator
training, and better recognize Tribal sovereignty.
The proposed definition of TEA in Sec. 263.3 is taken from the
definition in ESEA section 6132. The proposed note following Sec.
263.9(b), as renumbered, would clarify that graduates who work for a
TEA would satisfy the work payback obligation, if the TEA has
administrative control or direction of schools. This clarification is
needed due to the statutory requirement that work payback take place in
an LEA; the note would explain that the work payback requirement is
satisfied if the graduate is employed by a TEA that satisfies the
requirements in the statutory definition of LEA in ESEA section 8101.
Priority for Administrator Training for School Start-Ups
Statute: The Secretary has the authority to establish regulatory
priorities for the Indian Education Professional Development Program
under 20 U.S.C. 1221e-3 and 3474.
Current Regulations: The current regulations in section 263.5
contain one priority required by statute, and three regulatory
priorities. There is no priority for administrator training for school
start-ups.
Proposed Regulations: The proposed regulations in section 263.6(b),
as renumbered, would include a priority for training administrators to
start new schools that serve Indian students, such as charter schools
or schools transitioning from BIE-operated to Tribally controlled.
Grantees would be required to make efforts to place participants in
administrator jobs working for an entity planning to start a school to
serve Indian students or transitioning an existing school to one under
Tribal control.
Reasons: We heard through Tribal consultation that Tribes are
interested in opportunities to train administrators in ways to expand
choice in Indian country, including specifically how to establish new
charter schools, or how to change a BIE-funded school that is currently
BIE-operated to one that is Tribally operated. A priority for such
training would enable the Department to provide a competitive advantage
to projects that include this focus. Because of the statutory
requirement for work payback, a project doing such training would need
to ensure that its graduates obtain jobs in which they would be
administering schools, as opposed to merely planning for future
administration. Thus, if the graduate worked for an entity such as a
TEA that is planning to open a new school, that person would also need
to be in a position that involves current school administration duties.
The proposed change would provide more flexibility to applicants
interested in administrator training and would better recognize Tribal
sovereignty.
Section 263.7 How does the Secretary evaluate applications for the
Professional Development Program?
Statute: The Secretary has the authority to establish regulatory
selection criteria for the Indian Education Professional Development
program under 20 U.S.C. 1221e-3 and 3474.
Current Regulations: Under the current section 263.6 there are five
criteria, each with corresponding factors specific to the Professional
Development program, including need for the project, significance,
quality of the project design, quality of project services, and quality
of project personnel.
Proposed Regulations: The proposed regulations would add under the
selection criterion (d), ``Quality of Project Design,'' a selection
factor regarding the extent to which the proposed project has a plan
for recruiting and selecting participants, including students who may
not be of traditional college age, that ensures that program
participants are likely to complete the program. The proposed
regulations in Sec. 263.7(d), as renumbered, would also include a
sixth factor to address the extent to which the applicant will assist
participants in meeting the service obligation requirements.
Reasons: One of the statutory changes made by ESSA is to add the
requirement that applicants describe how they will recruit and select
participants. Adding this as a selection criterion will help ensure
that projects include participants who are likely to complete the
program. Another statutory change requires applicants to describe how
they will assist participants in meeting the work payback obligation.
By including this as
[[Page 54811]]
a selection factor, we can encourage applicants to increase their focus
on placement in qualifying employment. Our review of current and past
projects shows that participants' ability to meet the service
obligation can be better supported when grantees give more time and
attention to planning for how they will support participants' placement
in jobs that meet the service obligation requirements.
Other Significant Issues
Bureau-Funded School
Statute: Section 6122 of the ESEA includes Bureau-funded schools,
as defined in section 1146 of the Educational Amendments of 1978, among
eligible entities of the Professional Development program.
Current Regulations: Section 263.3 defines Bureau-funded school as
a Bureau of Indian Education school, a contract or grant school, or a
school that receives support under the Tribally Controlled Schools Act
of 1988. Section 263.2 also uses the term in the list of eligible
entities. However, the priority described in Sec. 263.5(b)(3) makes
reference to a BIE-funded school.
Proposed Regulation: The proposed regulations would change the term
from Bureau-funded school to BIE-funded school throughout the
regulations and would change the term to BIE-funded school in the
definitions in Sec. 263.3, but the content of the definition would
remain unchanged.
Reasons: Using the term BIE-funded school throughout the
regulations would ensure consistency. And although the statute refers
to Bureau-funded school, the term ``BIE-funded school'' is a term more
commonly used and more familiar to grantees, participants and other
stakeholders.
Quality of Project Personnel--Project Consultants
Statute: The Secretary has the authority to establish regulatory
selection criteria for the Indian Education Professional Development
program under 20 U.S.C. 1221e-3 and 3474.
Current Regulations: Section 263.6(e)(3) is a selection factor that
considers the qualifications of subcontractors and consultants who may
be included in the proposed project.
Proposed Regulations: The proposed regulations would eliminate this
selection factor.
Reasons: Most applicants do not identify subcontractors and
consultants who are not already in the role of project director or key
personnel. Consequently, any applicant whose proposed project does not
include subcontractors or consultants cannot receive peer review points
because they lack this non-required element. Eliminating this
evaluation factor would eliminate this negative impact on such
projects.
Payback Agreement Submission
Statute: The Secretary has the authority to regulate post-award
requirements that apply to the Professional Development program under
20 U.S.C. 1221e-3 and 3474.
Current Regulations: Current Sec. 263.11(c)(1) requires that
grantees obtain a signed payback agreement from each participant and
submit it to the Department within seven days of signing.
Proposed Regulations: The proposed regulations would extend the
timeframe for grantees to submit the signed payback agreement to the
Department to 30 days.
Reasons: Based on current grantee feedback, participant orientation
and related administrative processes generally take more than seven
days due to grantees holding related activities. Addressing all related
administrative duties for a part-time staff has proven challenging.
Based on Department analysis of submission times over the last four
years, 30 days is more reasonable and is adequate for the time period
needed for grantees to adhere to this requirement.
Technical Changes
The ESSA amendments to Title VII of the ESEA also necessitate
multiple technical changes to the current program regulations. As a
result, this NPRM includes the following technical changes:
(1) In Sec. 263.1, we add language regarding the purposes of the
program as stated in ESEA section 6122(a)(2).
(2) In Sec. Sec. 263.2(a), 263.3, and 263.6, we reflect changes to
the eligible entities listed in ESEA section 6122(b)(1). We remove
references to ``Indian institution of higher education'' and replace
them with ``TCU'' throughout. In section 263.2(a) we also add the
statutory language requiring BIE-funded schools to apply in consortium
with at least one TCU, where feasible.
(3) We revise the definition of induction services in Sec. 263.3,
and we add to section 263.4 new paragraphs (c)(4) and (c)(5), to
reflect authorized activities described in ESEA section 6122(d)(1)(B).
(4) We add new Sec. 263.5 to reflect application requirements
described in ESEA section 6122(e). We also revise the selection
criteria in redesignated Sec. 263.7 to add the element regarding
recruiting participants, from ESEA section 6122(e)(1), to redesignated
Sec. 263.7(c)(2) and (d)(5), and we add the element regarding helping
participants with payback, from ESEA section 6122(e)(3), to
redesignated Sec. 263.7(d)(6).
(5) We revise Sec. Sec. 263.1-263.3, and redesignated Sec. Sec.
263.6, 263.7, 263.9, 263.11, and 263.12 to reflect the service
obligation described in ESEA section 6122(h)(1)(A)(ii), which requires
that work must benefit Indian students in an LEA that serves a high
proportion of Indian students.
Executive Orders 12866, 13563, and 13771
Regulatory Impact Analysis
Under Executive Order 12866, it must be determined whether this
regulatory action is ``significant'' and, therefore, subject to the
requirements of the Executive order and subject to review by the Office
of Management and Budget (OMB). Section 3(f) of Executive Order 12866
defines a ``significant regulatory action'' as an action likely to
result in a rule that may--
(1) Have an annual effect on the economy of $100 million or more,
or adversely affect a sector of the economy, productivity, competition,
jobs, the environment, public health or safety, or State, local, or
Tribal governments or communities in a material way (also referred to
as an ``economically significant'' rule);
(2) Create serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impacts of entitlement grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles stated in the
Executive order.
This proposed regulatory action is not a significant regulatory
action subject to review by OMB under section 3(f) of Executive Order
12866.
Under Executive Order 13771, for each new regulation that the
Department proposes for notice and comment or otherwise promulgates
that is a significant regulatory action under Executive Order 12866 and
that imposes total costs greater than zero, it must identify two
deregulatory actions. For Fiscal Year 2020, any new incremental costs
associated with a new regulation must be fully offset by the
elimination of existing costs through deregulatory actions. The
proposed regulations are not a significant regulatory action.
[[Page 54812]]
Therefore, the requirements of Executive Order 13771 do not apply.
We have also reviewed these regulations under Executive Order
13563, which supplements and explicitly reaffirms the principles,
structures, and definitions governing regulatory review established in
Executive Order 12866. To the extent permitted by law, Executive Order
13563 requires that an agency--
(1) Propose or adopt regulations only upon a reasoned determination
that their benefits justify their costs (recognizing that some benefits
and costs are difficult to quantify);
(2) Tailor its regulations to impose the least burden on society,
consistent with obtaining regulatory objectives and taking into
account--among other things and to the extent practicable--the costs of
cumulative regulations;
(3) In choosing among alternative regulatory approaches, select
those approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity);
(4) To the extent feasible, specify performance objectives, rather
than the behavior or manner of compliance a regulated entity must
adopt; and
(5) Identify and assess available alternatives to direct
regulation, including economic incentives--such as user fees or
marketable permits--to encourage the desired behavior, or provide
information that enables the public to make choices.
Executive Order 13563 also requires an agency ``to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible.'' The Office of
Information and Regulatory Affairs of OMB has emphasized that these
techniques may include ``identifying changing future compliance costs
that might result from technological innovation or anticipated
behavioral changes.''
We are issuing these proposed regulations only on a reasoned
determination that their benefits would justify their costs. In
choosing among alternative regulatory approaches, we selected those
approaches that would maximize net benefits. Based on the analysis that
follows, the Department believes that these proposed regulations are
consistent with the principles in Executive Order 13563.
We have also determined that this regulatory action would not
unduly interfere with State, local, and Tribal governments in the
exercise of their governmental functions.
In accordance with both Executive orders, the Department has
assessed the potential costs and benefits, both quantitative and
qualitative, of this regulatory action. The potential costs associated
with this regulatory action are those resulting from statutory
requirements and those we have determined as necessary for
administering the Department's programs and activities.
Discussion of Costs and Benefits: The potential costs associated
with the proposed regulatory changes would be minimal, while there
would be greater potential benefits.
For Professional Development grants, applicants may anticipate
minimal additional costs in developing their applications due to the
new required letter of support that the applicant must obtain from an
LEA in proposed section 263.5, estimated at two hours of additional
work. We anticipate no additional time spent reporting participant
payback information in the Professional Development Program Data
Collection System (PDPDCS) and the costs of carrying out these
activities would continue to be paid for with program funds.
The benefits include enhancing project design and quality of
services to better meet the objectives of the programs with the result
being more participants successfully completing their programs of study
and obtaining employment as teachers and administrators. Elsewhere in
this section under Paperwork Reduction Act of 1995, we identify and
explain burdens specifically associated with information collection
requirements.
Clarity of the Regulations
Executive Order 12866 and the Presidential memorandum ``Plain
Language in Government Writing'' require each agency to write
regulations that are easy to understand.
The Secretary invites comments on how to make these proposed
regulations easier to understand, including answers to questions such
as the following:
Are the requirements in the proposed regulations clearly
stated?
Do the proposed regulations contain technical terms or
other wording that interferes with their clarity?
Does the format of the proposed regulations (grouping and
order of sections, use of headings, paragraphing, etc.) aid or reduce
their clarity?
Would the proposed regulations be easier to understand if
we divided them into more (but shorter) sections? (A ``section'' is
preceded by the symbol ``Sec. '' and a numbered heading; for example,
Sec. 263.3 What definitions apply to the Professional Development
program?)
Could the description of the proposed regulations in the
SUPPLEMENTARY INFORMATION section of this preamble be more helpful in
making the proposed regulations easier to understand? If so, how?
What else could we do to make the proposed regulations
easier to understand?
To send any comments that concern how the Department could make
these proposed regulations easier to understand, see the instructions
in the ADDRESSES section.
Regulatory Flexibility Act Certification
The Secretary certifies that these proposed regulations would not
have a substantial economic impact on a substantial number of small
entities. The U.S. Small Business Administration Size Standards define
proprietary institutions as small businesses if they are independently
owned and operated, are not dominant in their field of operation, and
have total annual revenue below $7,000,000. Nonprofit institutions are
defined as small entities if they are independently owned and operated
and not dominant in their field of operation. Public institutions are
defined as small organizations if they are operated by a government
overseeing a population below 50,000.
The small entities that would be affected by these proposed
regulations are LEAs, institutions of higher education, TCUs, tribes,
and tribally operated schools receiving Federal funds under this
program. The proposed regulations would not have a significant economic
impact on the small entities affected because the regulations do not
impose excessive regulatory burdens or require unnecessary Federal
supervision. The proposed regulations would impose minimal requirements
to ensure the proper expenditure of program funds, including reporting
of participant payback information. We note that grantees that would be
subject to the minimal requirements that these proposed regulations
would impose would be able to meet the costs of compliance using
Federal funds provided through the Indian Education Discretionary Grant
programs.
However, the Secretary specifically invites comments on the effects
of the proposed regulations on small entities, and on whether there may
be further opportunities to reduce any potential adverse impact or
increase potential benefits resulting from these proposed regulations
without impeding the effective and efficient administration of Indian
Education Discretionary Grant
[[Page 54813]]
programs. Commenters are requested to describe the nature of any effect
and provide empirical data and other factual support for their views to
the extent possible.
Paperwork Reduction Act of 1995
As part of its continuing effort to reduce paperwork and respondent
burden, the Department provides the general public and Federal agencies
with an opportunity to comment on proposed and continuing collections
of information in accordance with the Paperwork Reduction Act of 1995
(PRA) (44 U.S.C. 3506(c)(2)(A)). This helps ensure that: the public
understands the Department's collection instructions, respondents can
provide the requested data in the desired format, reporting burden
(time and financial resources) is minimized, collection instruments are
clearly understood, and the Department can properly assess the impact
of collection requirements on respondents.
Proposed Sec. Sec. 263.5, 263.6, and 263.7, as renumbered, contain
information collection requirements for the program application
package, and proposed Sec. Sec. 263.12 and 263.13 contain information
collection requirements renewed by OMB on August 12, 2019. Table A-1
illustrates the status of both the current and proposed collections
associated with this program:
TABLE A-1--PD Program Information Collection Status
----------------------------------------------------------------------------------------------------------------
Proposed action
OMB Control No. Relevant Expiration Current burden Proposed burden under final
regulations (total hours) (total hours) rules
----------------------------------------------------------------------------------------------------------------
1810-0580........... Proposed Sec. June 30, 2021.... Applicants: 0............... Discontinue this
Sec. 263.5, 1,500. collection and
263.6, and 263.7. use 1894-0006
1894-0006........... Proposed Sec. January 31, 2021. 0............... Applicants: Use this
Sec. 263.5, 1,500. collection.
263.6, and 263.7.
1810-0698........... Proposed Sec. August 31, 2022.. Grantees: 2,040. Grantees: 2,040. Use this
Sec. 263.12. Participants: Participants: collection.
660. 660.
Employers: 304.. Employers: 304..
----------------------------------------------------------------------------------------------------------------
As a result of the proposed revisions to Sec. Sec. 263.5, 263.6,
and 263.7, we would transfer the grant application package information
collection burden from 1810-0580 to 1894-0006, resulting in
discontinuation of 1810-0580.
Proposed Sec. 263.12 contains information collection requirements
that will continue in order to:
Fulfill six Government Performance and Results Act (GPRA)
performance measures and reporting requirements;
Ensure that participants fulfill the statutory payback
requirements; and
Collect budget and project-specific performance
information from grantees for project monitoring.
This information collection was recently renewed by OMB. We expect
that the proposed amendments will slightly change, but not increase,
the current OMB approved data collection burden. Because the changes
impact only information collection requirements for post-award
induction activities that would not occur prior to FY 2022, and in
order to mitigate revisions due to any possible changes to the proposed
regulations, we plan to submit the revised information collection for
OMB approval once final regulations are published.
If your comments relate to the ICR for these proposed regulations,
please specify the Docket ID number and indicate ``Information
Collection Comments'' on the top of your comments.
Written requests for information or comments submitted by postal
mail or delivery related to the information collection requirements
should be addressed to the Director of the Information Collection
Clearance Program, U.S. Department of Education, 550 12th Street SW,
room 9086, Washington, DC 20202.
Intergovernmental Review: This program is subject to Executive
Order 12372 and the regulations in 34 CFR part 79. One of the
objectives of the Executive order is to foster an intergovernmental
partnership and a strengthened federalism. The Executive order relies
on processes developed by State and local governments for coordination
and review of proposed Federal financial assistance.
This document provides early notification of our specific plans and
actions for this program.
Federalism
Executive Order 13132 requires us to ensure meaningful and timely
input by State and local elected officials in the development of
regulatory policies that have federalism implications. ``Federalism
implications'' means substantial direct effects on the States, on the
relationship between the National Government and the States, or on the
distribution of power and responsibilities among the various levels of
government. These proposed regulations may have federalism
implications. We encourage State and local elected officials to review
and provide comments on these proposed regulations.
Assessment of Educational Impact
In accordance with section 411 of the General Education Provisions
Act, 20 U.S.C. 1221e-4, the Secretary particularly requests comments on
whether these proposed regulations would require transmission of
information that any other agency or authority of the United States
gathers or makes available.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov. At this site you can view this
document, as well as all other documents of this Department published
in the Federal Register, in text or Adobe Portable Document Format
(PDF). To use PDF you must have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
(Catalog of Federal Domestic Assistance Number: 84.299B Professional
Development Program.)
List of Subjects in 34 CFR part 263
Business and industry, College and universities, Elementary and
secondary education, Grant programs--education, Grant programs--
Indians, Indians--education, Reporting and recordkeeping
[[Page 54814]]
requirements, Scholarships and fellowships.
Dated: October 4, 2019.
Frank Brogan,
Assistant Secretary for Elementary and Secondary Education.
For the reasons discussed in the preamble, the Secretary of
Education proposes to amend part 263 of title 34 of the Code of the
Federal Regulations as follows:
PART 263--INDIAN EDUCATION DISCRETIONARY GRANT PROGRAMS
0
1. The authority citation continues to read as follows:
Authority: 20 U.S.C. 7441, unless otherwise noted.
0
2. Section 263.1 is amended by:
0
a. Revising paragraphs (a)(2) and (a)(3);
0
b. Adding paragraph (a)(4); and
0
c. Revising paragraph (b)(1).
The revisions and addition read as follows:
Sec. 263.1 What is the Professional Development program?
(a) * * *
(2) Provide pre- and in-service training and support to qualified
Indian individuals to become effective teachers, principals, other
school leaders, administrators, teacher aides, paraprofessionals,
counselors, social workers, and specialized instructional support
personnel;
(3) Improve the skills of qualified Indian individuals who serve in
the education field; and
(4) Develop and implement initiatives to promote retention of
effective teachers, principals, and school leaders who have a record of
success in helping low-achieving Indian students improve their academic
achievement, outcomes, and preparation for postsecondary education or
employment.
(b) * * *
(1) Perform work related to the training received under the program
and that benefits Indian students in a local educational agency that
serves a high proportion of Indian students, or to repay all or a
prorated part of the assistance received under the program; and
* * * * *
0
3. Section 263.2 is amended by:
0
a. Revising paragraph (a)(1);
0
b. Adding the words ``or a TCU'' after the phrase ``institution of
higher education'' in paragraphs (a)(2), (3), and (4);
0
c. Revising paragraph (a)(5);
0
d. Removing the phrase ``Bureau-funded'' and adding in its place the
phrase ``BIE-funded'' in paragraph (b);
0
e. Revising paragraph (b)(2); and
0
f. Revising paragraph (c).
The revisions read as follows:
Sec. 263.2 Who is eligible to apply under the Professional
Development program?
(a) * * *
(1) An institution of higher education, or a Tribal College or
University (TCU);
* * * * *
(5) A Bureau of Indian Education (BIE)-funded school in consortium
with at least one TCU, where feasible.
(b) * * *
(2) A pre-service training program when the BIE-funded school
applies in consortium with an institution of higher education that
meets the requirements in paragraph (c) of this section.
(c) Eligibility of an applicant that is an institution of higher
education or a TCU, or an applicant requiring a consortium with any
institution of higher education or TCU, requires that the institution
of higher education or TCU be accredited to provide the coursework and
level of degree or Native American language certificate required by the
project.
0
4. Section 263.3 is amended by:
0
a. Removing the words ``Bureau-funded'' in the definition of ``Bureau-
funded school'' and adding, in their place, the words ``BIE-funded'';
0
b. Revising the definition of ``Full-time student'';
0
c. Removing the definition of ``Indian institution of higher
education'';
0
d. In paragraph (5) of the definition of ``Indian organization'',
adding the phrase ``or TCU'' after the phrase ``any institution of
higher education'';
0
e. Revising the definitions of ``Induction services'' and ``Institution
of higher education'';
0
f. Adding in alphabetical order the definitions of ``Local educational
agency (LEA) that serves a high proportion of Indian students'',
``Native American'', and ``Native American language'';
0
g. Adding, in the definition of ``Pre-service training'' the words ``,
or licensing or certification in the field of Native American language
instruction'' after the word ``degree''; and
0
h. Adding in alphabetical order the definitions of ``qualifying
employment'', ``Tribal College or University (TCU)'', and ``Tribal
education agency''.
The additions and revisions read as follows:
Sec. 263.3 What definitions apply to the Professional Development
program?
* * * * *
Full-time student means a student who--
(1) Is a candidate for a baccalaureate degree, graduate degree, or
Native American language certificate, as appropriate for the project;
(2) Carries a full course load; and
(3) Is not employed for more than 20 hours a week.
* * * * *
Induction services means services provided--
(1)(i) By educators, local traditional leaders, or cultural
experts;
(ii) For the one, two, or three years of qualifying employment, as
designated by the Department in the notice inviting applications; and
(iii) In local educational agencies (LEAs) that serve a high
proportion of Indian students;
(2) To support and improve participants' professional performance
and promote their retention in the field of education and teaching, and
that include, at a minimum, these activities:
(i) High-quality mentoring, coaching, and consultation services for
the participant to improve performance;
(ii) Access to research materials and information on teaching and
learning;
(iii) Assisting new teachers with use of technology in the
classroom and use of data, particularly student achievement data, for
classroom instruction;
(iv) Clear, timely, and useful feedback on performance, provided in
coordination with the participant's supervisor; and
(v) Periodic meetings or seminars for participants to enhance
collaboration, feedback, and peer networking and support.
* * * * *
Institution of higher education (IHE) has the meaning given that
term in section 101(a) of the Higher Education Act of 1965 (20 U.S.C.
1001(a)).
Local educational agency (LEA) that serves a high proportion of
Indian students means--
(1) A local educational agency, including a BIE-funded school, that
serves a high proportion of Indian students in the LEA as compared to
other LEAs in the State; or
(2) A local educational agency, including a BIE-funded school, that
serves a high proportion of Indian students in the school in which the
participant works compared to other LEAs in the State, even if the LEA
as a whole in which the participant works does not have a high
proportion of Indian students compared to other LEAs in the State.
Native American means ``Indian'' as defined in section 6151(3) of
the Elementary and Secondary Education Act, which includes Alaska
Native and members of Federally-recognized or
[[Page 54815]]
State-recognized Tribes; Native Hawaiian; and Native American Pacific
Islander.
Native American language means the historical, traditional
languages spoken by Native Americans.
* * * * *
Qualifying employment means employment in a local educational
agency that serves a high proportion of Indian students.
* * * * *
Tribal college or university (TCU) has the meaning given that term
in section 316(b) of the Higher Education Act of 1965 (20 U.S.C.
1059c(b)).
Tribal educational agency (TEA) means the agency, department, or
instrumentality of an Indian Tribe that is primarily responsible for
supporting Tribal students' elementary and secondary education.
* * * * *
0
5. Section 263.4 is amended by:
0
a. Removing the word ``and'' at the end of paragraph (c)(2).
0
b. Removing the ``.'' at the end of paragraph (c)(3) and adding a
``;''; and
0
c. Adding paragraphs (c)(4) and (c)(5).
The additions read as follows:
Sec. 263.4 What costs may a Professional Development program
include?
* * * * *
(c) * * *
(4) Teacher mentoring programs, professional guidance, and
instructional support provided by educators, local traditional leaders,
or cultural experts, as appropriate for teachers for up to their first
three years of employment as teachers; and
(5) Programs designed to train traditional leaders and cultural
experts to assist participants with relevant Native language and
cultural mentoring, guidance, and support.
* * * * *
Sec. Sec. 263.5 through 263.12 [Redesignated]
0
6. Redesignate Sec. Sec. 263.5 through 263.12 as Sec. Sec. 263.6
through 263.13.
0
7. Add a new Sec. 263.5 to read as follows:
Sec. 263.5 What are the application requirements?
An applicant must--
(a) Describe how it will--
(1) Recruit qualified Indian individuals, such as students who may
not be of traditional college age, to become teachers, principals, or
school leaders;
(2) Use funds made available under the grant to support the
recruitment, preparation, and professional development of Indian
teachers or principals in local educational agencies that serve a high
proportion of Indian students; and
(3) Assist participants in meeting the payback requirements under
Sec. 263.9(b);
(b) Submit one or more letters of support from LEAs that serve a
high proportion of Indian students. Each letter must include--
(1) A statement that the LEA agrees to consider program graduates
for employment;
(2) Evidence that the LEA meets the definition of ``LEA that serves
a high proportion of Indian students''; and
(3) The signature of an authorized representative of the LEA;
(c) If applying as an Indian organization, demonstrate that the
entity meets the definition of ``Indian organization'' in these
regulations; and
(d) Comply with any other requirements in the application package.
0
8. Newly redesignated Sec. 263.6 is amended by:
0
a. Removing the phrase ``Indian institution of higher education'' and
adding, in its place, the phrase ``TCU'' in paragraphs (a)(1) and
(a)(2)(i).
0
b. Removing the word ``or'' at the end of paragraph (b)(1)(i)(B).
0
c. Adding the word ``or'' at the end of paragraph (b)(1)(i)(C).
0
d. Adding new paragraph (b)(1)(i)(D).
0
e. Revising paragraph (b)(1)(ii).
0
f. In paragraph (b)(1)(iii)(D), remove the word ``jobs'' and add in its
place ``employment''.
0
g. Revising paragraph (b)(2)(ii).
0
h. In paragraph (b)(2)(iii)(D), remove the word ``jobs'' and add in
its place ``employment''.
0
i. Revising paragraph (b)(3).
0
j. Adding a new paragraph (b)(4).
The addition and revisions read as follows:
Sec. 263.6 What priority is given to certain projects and applicants?
* * * * *
(b) * * *
(1) * * *
(i) * * *
(D) Training in the field of Native American language instruction;
(ii) Provide induction services, during the award period, to
participants after graduation, certification, or licensure, for the
period of time designated by the Department in the notice inviting
applications, while participants are completing their work-related
payback in schools in local educational agencies that serve a high
proportion of Indian students; and
(2) * * *
(ii) Provide induction services, during the award period, to
participants after graduation, certification, or licensure, for the
period of time designated by the Department in the notice inviting
applications while administrators are completing their work-related
payback as administrators in local educational agencies that serve a
high proportion of Indian students; and
* * * * *
(3) Pre-service administrator training for work in Tribal
educational agencies. The Secretary establishes a priority for projects
that--
(i) Meet the requirements of the pre-service administrator training
priority in paragraph (b)(2) of this section;
(ii) Include training on working for a TEA, and opportunities for
participants to work with or for TEAs during the training period; and
(iii) Include efforts by the applicant to place participants in
administrator jobs in TEAs following program completion.
(4) Pre-service administrator training for school start-ups. The
Secretary establishes a priority for projects that--
(i) Meet the requirements of the pre-service administrator training
priority in paragraph (b)(2) of this section;
(ii) Include training to support the capacity of school leaders to
start new schools that serve Indian students, such as charter schools
or schools transitioning from BIE-operated to Tribally controlled; and
(iii) Include efforts by the applicant to place participants in
administrator jobs with entities planning to start or transition a
school to serve Indian students.
* * * * *
0
9. Newly redesignated Sec. 263.7 is amended by:
0
a. Revising paragraph (a)(2).
0
b. Removing the word ``jobs'' in paragraph (c)(1)(iv) and adding in its
place ``employment''.
0
c. Revising paragraphs (c)(2) and (c)(3).
0
d. Revising paragraph (d)(1) by removing the phrase ``schools with
significant Indian populations'' and adding in its place the phrase
``LEAs that serve a high proportion of Indian students''.
0
e. Adding to the end of paragraph (d)(3) the phrase ``and that offer
qualifying employment opportunities''.
0
f. Adding new paragraphs (d)(5) and (d)(6).
0
g. Removing paragraph (e)(3).
The additions and revisions read as follows:
Sec. 263.7 How does the Secretary evaluate applications for the
Professional Development program?
(a) * * *
(2) The extent to which LEAs with qualifying employment
opportunities
[[Page 54816]]
exist in the project's service area, as demonstrated through a job
market analysis, and have provided a letter of support for the project.
* * * * *
(c) * * *
(2) The extent to which the proposed project has a plan for
recruiting and selecting participants, including students who may not
be of traditional college age, that ensures that program participants
are likely to complete the program.
(3) The extent to which the proposed project will incorporate the
needs of potential employers, as identified by a job market analysis,
by establishing partnerships and relationships with LEAs that serve a
high proportion of Indian students and developing programs that meet
their employment needs.
(d) * * *
(5) The extent to which the proposed project has a plan for
recruiting and selecting participants, including students who may not
be of traditional college age, that ensures that the program
participants are likely to complete the program.
(6) The extent to which the applicant will assist participants in
meeting the service obligation requirements.
* * * * *
0
10. Newly redesignated Sec. 263.9 is amended by:
0
a. In paragraph (b)(1), removing the word ``people'' and adding, in its
place, the word ``students'' and removing the words ``school that has a
significant Indian population'' and adding, in their place, the words
``LEA that serves a high proportion of Indian students''.
0
b. Adding a note at the end of this section.
The addition reads as follows:
Sec. 263.9 What are the payback requirements?
* * * * *
Note to Sec. 263.9: For grants that provide administrator
training, a participant who has received administrator training and
subsequently works for a Tribal educational agency that provides
administrative control or direction of public schools (e.g., BIE-funded
schools or charter schools) satisfies the requirements of paragraph
(b)(1) of this section.
Sec. 263.11 [Amended]
0
11. Newly redesignated Sec. 263.11 is amended by removing the word
``people'' in paragraph (b)(1) and replacing it with the phrase
``students in an LEA that serves a high proportion of Indian
students''.
0
12. Newly redesignated Sec. 263.12 is amended by
0
a. Removing the word ``and'' at the end of paragraph (c)(1)(ii).
0
b. Redesignating paragraph (c)(1)(iii) as paragraph (c)(1)(iv) and
adding a new paragraph (c)(1)(iii).
0
c. Removing in paragraph (c)(2) the word ``seven'' and adding, in its
place, the word ``thirty''.
The addition reads as follows:
Sec. 263.12 What are the grantee post-award requirements?
* * * * *
(c) * * *
(1) * * *
(iii) A statement explaining that work must be in an ``LEA that
serves a high proportion of Indian students,'' and the regulatory
definition of that phrase; and
* * * * *
[FR Doc. 2019-22075 Filed 10-10-19; 8:45 am]
BILLING CODE 4000-01-P