Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 52915-52917 [2019-21498]
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Federal Register / Vol. 84, No. 192 / Thursday, October 3, 2019 / Notices
BILLING CODE 8011–01–C
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
33651]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
September 27, 2019.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of August
2019. A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
October 22, 2019, and should be
accompanied by proof of service on
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applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Aberdeen Emerging Markets Smaller
Company Opportunities Fund, Inc. [File
No. 811–08076]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
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net asset value. Expenses of $294,766
incurred in connection with the
reorganization were paid by the
applicant.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
Aberdeen Greater China Fund, Inc.
[File No. 811–06674]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $299,543 incurred in
connection with the reorganization were
paid by the applicant and the
applicant’s investment adviser.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
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Aberdeen Latin America Equity Fund,
Inc. [File No. 811–06094]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $458,482 incurred in
connection with the reorganization were
paid by the applicant.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
Aberdeen Indonesia Fund, Inc. [File
No. 811–06024]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of $186,627
incurred in connection with the
reorganization were paid by the
applicant.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
Aberdeen Israel Fund, Inc. [File No.
811–06120]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of $208,347
incurred in connection with the
reorganization were paid by the
applicant.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
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Aberdeen Singapore Fund, Inc. [File
No. 811–06115]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $333,020 incurred in
connection with the reorganization were
paid by the applicant.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
Asia Tigers Fund, Inc. [File No. 811–
08050]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Aberdeen
Emerging Markets Equity Income Fund,
Inc. (formerly, Aberdeen Chile Fund,
Inc.), and on June 28, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of $486,582
incurred in connection with the
reorganization were paid by the
applicant and the applicant’s
investment adviser.
Filing Date: The application was filed
on July 16, 2019.
Applicant’s Address: c/o Aberdeen
Standard Investments, Inc., 1735 Market
Street, 32nd Floor, Philadelphia,
Pennsylvania 19103.
Gabelli NextShares Trust [File No. 811–
23160]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 28,
2019, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $5,000
incurred in connection with the
liquidation were paid by the applicant’s
investment adviser.
Filing Date: The application was filed
on July 30, 2019.
Applicant’s Address: One Corporate
Center, Rye, New York 10580–1434.
Government Obligations Portfolio [File
No. 811–08012]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 5,
2018, applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
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incurred in connection with the
liquidation.
Filing Date: The application was filed
on September 11, 2019.
Applicant’s Address: Two
International Place, Boston,
Massachusetts 02110.
ML of New York Variable Annuity
Separate Account [File No. 811–06320]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. Expenses of
$1,531 incurred in connection with the
liquidation were paid by Transamerica
Financial Life Insurance Company.
Filing Dates: The application was
filed on December 27, 2018, and
amended on April 1, 2019 and
September 5, 2019.
Applicant’s Address: 4333 Edgewood
Road NE, Cedar Rapids, Iowa 52499–
0001.
MSAR Completion Portfolio [File No.
811–22427]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 19,
2018, applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on August 22, 2019.
Applicant’s Address: Two
International Place, Boston,
Massachusetts 02110.
Short-Term U.S. Government Portfolio
[File No. 811–21132]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 12,
2018, applicant made a liquidating
distribution to its shareholders based on
net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on September 11, 2019.
Applicant’s Address: Two
International Place, Boston,
Massachusetts 02110.
Sims Total Return Fund, Inc. [File No.
811–04704]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 28, 2019,
applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $20,000
incurred in connection with the
liquidation were paid by the applicant’s
investment adviser.
Filing Date: The application was filed
on July 24, 2019.
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Federal Register / Vol. 84, No. 192 / Thursday, October 3, 2019 / Notices
Applicant’s Address: Sims Total
Return Fund, Inc., 225 East Mason
Street, Suite 802, Milwaukee, Wisconsin
53202.
Stira Alcentra Global Credit Fund [File
No. 811–23210]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Priority Income
Fund, Inc. Expenses of approximately
$526,800 incurred in connection with
the reorganization were paid by the
applicant and the acquiring fund.
Filing Dates: The application was
filed on May 24, 2019, and amended on
July 25, 2019.
Applicant’s Address: 18100 Von
Karman Avenue, Suite 500, Irvine,
California 92612.
Vanguard Convertible Securities Fund
[File No. 811–04627]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 19,
2019, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $34,850.80
incurred in connection with the
liquidation were paid by the applicant.
Filing Date: The application was filed
on July 29, 2019.
Applicant’s Address: P.O. Box 2600,
Valley Forge, Pennsylvania 19482.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–21498 Filed 10–2–19; 8:45 am]
of 1934 (‘‘Act’’),1 and Rule 19b–4
thereunder,2 a proposed rule change
(File Number SR–CboeBYX–2019–013)
to amend the BYX fee schedule to
establish a monthly Trading Rights Fee
to be assessed on Members. The
proposed rule change was immediately
effective upon filing with the
Commission pursuant to Section
19(b)(3)(A) of the Act.3 The proposed
rule change was published for comment
in the Federal Register on August 21,
2019.4 The Commission has received
one comment letter on the proposal, and
one response letter from the Exchange.5
Under Section 19(b)(3)(C) of the Act,6
the Commission is hereby: (i)
Temporarily suspending the proposed
rule change; and (ii) instituting
proceedings to determine whether to
approve or disapprove the proposed
rule change.
II. Description of the Proposed Rule
Change
The Exchange proposes to amend the
Membership Fees section of the BYX fee
schedule to establish a monthly Trading
Rights Fee, which would be assessed on
Members that trade more than a
specified volume in U.S. equities.7
Specifically, the Exchange proposes to
charge Members a Trading Rights Fee of
$250 per month for the ability to trade
on the Exchange.8 A Member would not
be charged the monthly Trading Rights
Fee if it qualifies for one of the
following waivers: (1) The Member has
a monthly ADV 9 of less than 100,000
shares, (2) at least 90% of the Member’s
orders submitted to the Exchange per
month are retail orders,10 or (3) a new
BILLING CODE 8011–01–P
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 See Securities Exchange Act Release No. 86685
(August 15, 2019), 84 FR 43627 (‘‘Notice’’).
5 See Letters from: Theodore R. Lazo, Managing
Director and Associate General Counsel, SIFMA,
dated September 12, 2019 (‘‘SIFMA Letter’’); Adrian
Griffiths, Assistant General Counsel, Cboe, dated
September 25, 2019 (‘‘Exchange Response Letter’’).
Comment letters are available on the Commission’s
website at: https://www.sec.gov/comments/srcboebyx-2019-013/srcboebyx2019013.htm.
6 15 U.S.C. 78s(b)(3)(C).
7 See Notice, supra note 4, at 43627. The
Commission notes that the Exchange’s affiliates,
Cboe BZX Exchange, Inc., Cboe EDGA Exchange,
Inc., and Cboe EDGX Exchange, Inc., each also filed
a proposed rule change to amend their fee
schedules to establish a monthly Trading Rights Fee
to be assessed on Members: CboeBZX–2019–072,
CboeEDGA–2019–014, and CboeEDGX–2019–050,
respectively.
8 See id.
9 See id. ‘‘ADV’’ means average daily volume
calculated as the number of shares added or
removed, combined, per day. ADV is calculated on
a monthly basis. See id. at n.5.
10 See Notice, supra note 4, at 43627.
2 17
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87140; File No. SR–
CboeBYX–2019–013]
Self-Regulatory Organizations; Cboe
BYX Exchange, Inc.; Suspension of
and Order Instituting Proceedings To
Determine Whether To Approve or
Disapprove a Proposed Rule Change
Amending the Fee Schedule Assessed
on Members To Establish a Monthly
Trading Rights Fee
September 27, 2019.
I. Introduction
On August 1, 2019, Cboe BYX
Exchange, Inc. (‘‘BYX’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
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52917
Member is within the first three months
of their membership.11
III. Suspension of the Proposed Rule
Change
Pursuant to Section 19(b)(3)(C) of the
Act,12 at any time within 60 days of the
date of filing of a proposed rule change
pursuant to Section 19(b)(1) of the
Act,13 the Commission summarily may
temporarily suspend the change in the
rules of a self-regulatory organization
(’’SRO’’) if it appears to the Commission
that such action is necessary or
appropriate in the public interest, for
the protection of investors, or otherwise
in furtherance of the purposes of the
Act. As discussed below, the
Commission believes a temporary
suspension of the proposed rule change
is necessary and appropriate to allow for
additional analysis of the proposed rule
change’s consistency with the Act and
the rules thereunder.
The Exchange asserts that the
proposed Trading Rights Fee ‘‘is
reasonable because it will assist in
funding the overall regulation and
maintenance of the Exchange’’ and will
contribute to ‘‘ensuring that adequate
resources are devoted to regulation.’’ 14
The Exchange also believes the
proposed fee is reasonable because it
‘‘represents a modest charge’’ applied to
firms that ‘‘have chosen to become
members of the Exchange,’’ and such
firms consume more regulatory
resources and ‘‘benefit from the
Exchange’s regulatory efforts by having
access to a well-regulated market.’’ 15
The Exchange notes that its Regulatory
Services Agreement (‘‘RSA’’) costs,
which cover regulatory services in
connection with market and financial
surveillance, examinations,
investigations, and disciplinary
procedure, have increased 29.3%, while
the Exchange’s overall regulatory costs
have grown 134.2%, from 2016 to
2019.16 The Exchange also asserts that
the proposed Trading Rights Fee is
reasonable because the ‘‘cost of this
membership fee is generally less than
the analogous membership fees of other
markets’’ and that a number of national
securities exchanges currently charge
11 See id. For any month in which a firm is
approved for Membership with the Exchange, the
monthly Trading Rights Fee would be pro-rated in
accordance with the date on which Membership is
approved. See id. at 43628.
12 15 U.S.C. 78s(b)(3)(C).
13 15 U.S.C. 78s(b)(1).
14 See Notice, supra note 4, at 43629.
15 See id.
16 See id.
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Agencies
[Federal Register Volume 84, Number 192 (Thursday, October 3, 2019)]
[Notices]
[Pages 52915-52917]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-21498]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 33651]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
September 27, 2019.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
August 2019. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on October 22, 2019, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE, Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
[File No. 811-08076]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of $294,766 incurred in connection with the reorganization
were paid by the applicant.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
Aberdeen Greater China Fund, Inc. [File No. 811-06674]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of approximately $299,543 incurred in connection with the
reorganization were paid by the applicant and the applicant's
investment adviser.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
[[Page 52916]]
Aberdeen Latin America Equity Fund, Inc. [File No. 811-06094]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of approximately $458,482 incurred in connection with the
reorganization were paid by the applicant.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
Aberdeen Indonesia Fund, Inc. [File No. 811-06024]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of $186,627 incurred in connection with the reorganization
were paid by the applicant.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
Aberdeen Israel Fund, Inc. [File No. 811-06120]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of $208,347 incurred in connection with the reorganization
were paid by the applicant.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
Aberdeen Singapore Fund, Inc. [File No. 811-06115]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of approximately $333,020 incurred in connection with the
reorganization were paid by the applicant.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
Asia Tigers Fund, Inc. [File No. 811-08050]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Aberdeen Emerging Markets Equity Income
Fund, Inc. (formerly, Aberdeen Chile Fund, Inc.), and on June 28, 2018,
made a final distribution to its shareholders based on net asset value.
Expenses of $486,582 incurred in connection with the reorganization
were paid by the applicant and the applicant's investment adviser.
Filing Date: The application was filed on July 16, 2019.
Applicant's Address: c/o Aberdeen Standard Investments, Inc., 1735
Market Street, 32nd Floor, Philadelphia, Pennsylvania 19103.
Gabelli NextShares Trust [File No. 811-23160]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 28, 2019, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $5,000 incurred in connection with the liquidation were
paid by the applicant's investment adviser.
Filing Date: The application was filed on July 30, 2019.
Applicant's Address: One Corporate Center, Rye, New York 10580-
1434.
Government Obligations Portfolio [File No. 811-08012]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 5, 2018, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on September 11, 2019.
Applicant's Address: Two International Place, Boston, Massachusetts
02110.
ML of New York Variable Annuity Separate Account [File No. 811-06320]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. Expenses of
$1,531 incurred in connection with the liquidation were paid by
Transamerica Financial Life Insurance Company.
Filing Dates: The application was filed on December 27, 2018, and
amended on April 1, 2019 and September 5, 2019.
Applicant's Address: 4333 Edgewood Road NE, Cedar Rapids, Iowa
52499-0001.
MSAR Completion Portfolio [File No. 811-22427]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 19, 2018, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on August 22, 2019.
Applicant's Address: Two International Place, Boston, Massachusetts
02110.
Short-Term U.S. Government Portfolio [File No. 811-21132]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 12, 2018, applicant made a
liquidating distribution to its shareholders based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on September 11, 2019.
Applicant's Address: Two International Place, Boston, Massachusetts
02110.
Sims Total Return Fund, Inc. [File No. 811-04704]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 28, 2019, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $20,000 incurred in connection with the liquidation were
paid by the applicant's investment adviser.
Filing Date: The application was filed on July 24, 2019.
[[Page 52917]]
Applicant's Address: Sims Total Return Fund, Inc., 225 East Mason
Street, Suite 802, Milwaukee, Wisconsin 53202.
Stira Alcentra Global Credit Fund [File No. 811-23210]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Priority Income Fund, Inc. Expenses of
approximately $526,800 incurred in connection with the reorganization
were paid by the applicant and the acquiring fund.
Filing Dates: The application was filed on May 24, 2019, and
amended on July 25, 2019.
Applicant's Address: 18100 Von Karman Avenue, Suite 500, Irvine,
California 92612.
Vanguard Convertible Securities Fund [File No. 811-04627]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 19, 2019, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $34,850.80 incurred in connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed on July 29, 2019.
Applicant's Address: P.O. Box 2600, Valley Forge, Pennsylvania
19482.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-21498 Filed 10-2-19; 8:45 am]
BILLING CODE 8011-01-P